Are you a seasoned compliance and risk professional with experience of ensuring regulatory excellence?
Do you thrive in an environment where you can lead, innovate, and make a meaningful impact? If, like us - you value integrity, leadership, and a commitment to excellence then we'd love to hear from you.
Where do you fit in?
With primary responsibility for overseeing our regulatory compliance and risk management functions, this interesting and challenging role could take your career to the next level. You'll lead and develop your team, proactively influencing others to understand their responsibilities, fostering a culture of compliance and risk awareness.
Day to day, you'll:
Based in London or Exeter with hybrid working available. Travel to other group locations will be required according to the needs of the business.
Who are Hawksmoor Investment Management? What do we do?
Hawksmoor specialises in managing private client, trust and charity portfolios, as well as three multi-asset funds-of-funds and a series of risk-based 'Model Portfolios' for Financial Advisers. We are an award winning, growing, specialist investment and fund management business.
We are part of Hurst Point Group which comprises of a number of different businesses with one mission at our core: giving our clients confidence in their finances. Hurst Point Group offer a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses.
We are looking for talented people to join our teams, to help us achieve our common goals and build for the future.
We are committed to equality of opportunity for all, we care passionately about our staff, and are committed to promoting and protecting the physical and mental health of all our employees.
No agencies please
Do you thrive in an environment where you can lead, innovate, and make a meaningful impact? If, like us - you value integrity, leadership, and a commitment to excellence then we'd love to hear from you.
Where do you fit in?
With primary responsibility for overseeing our regulatory compliance and risk management functions, this interesting and challenging role could take your career to the next level. You'll lead and develop your team, proactively influencing others to understand their responsibilities, fostering a culture of compliance and risk awareness.
Day to day, you'll:
- Assume SMF 16 and SMF 17 roles within Hawksmoor Investment Management Limited, and other group companies as needed
- Lead the implementation and maintenance of robust systems, policies, and controls to ensure compliance with regulatory standards, covering areas such as risk management, governance, anti-financial crime, and data protection.
- Report directly to the Hawksmoor and Hurst Point Group Boards and Committees on all compliance matters
- Manage and sustain regulatory permissions while fostering effective relationships with bodies like the FCA
- Ensure all regulatory notifications and reporting requirements are met promptly.
- Embed consumer-focused governance across all levels to ensure alignment with the FCA Consumer Duty, ensuring our products and services meet market needs and deliver positive outcomes
- A competitive salary, plus benefits including Private Medical Insurance and opportunities to volunteer for charity
- The chance to make an impact in a growing company that is small enough for you to make a difference
- Challenging and interesting work where you can showcase your skills, and implement your ideas
- Educated to at least Degree-level (or equivalent) with recent or current experience in FCA SMF 16 and SMF 17 roles
- Proven leadership experience in compliance and risk management within a regulated financial services firm
- Exceptional interpersonal and communication skills
Based in London or Exeter with hybrid working available. Travel to other group locations will be required according to the needs of the business.
Who are Hawksmoor Investment Management? What do we do?
Hawksmoor specialises in managing private client, trust and charity portfolios, as well as three multi-asset funds-of-funds and a series of risk-based 'Model Portfolios' for Financial Advisers. We are an award winning, growing, specialist investment and fund management business.
We are part of Hurst Point Group which comprises of a number of different businesses with one mission at our core: giving our clients confidence in their finances. Hurst Point Group offer a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses.
We are looking for talented people to join our teams, to help us achieve our common goals and build for the future.
We are committed to equality of opportunity for all, we care passionately about our staff, and are committed to promoting and protecting the physical and mental health of all our employees.
No agencies please