Summary
In details, the position encompasses duties and responsibilities as follows:
Reporting to the Head of Regulation, the Market Regulation Compliance Officer provides timely, accurate and robust guidance to the global businesses on existing and upcoming financial services and financial commodity trading market laws and regulations.
The ideal candidate disposes of:
• Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.
• Monitor industry practice with respect to global financial regulation.
• Update obligations registries and maintain regulatory risk matrices to support accurate overview of how the global financial and commodity trading requirements impact the various trading businesses.
• Participate in reviews of new trading venues, new transactions, and new products, assessing the impact on regulatory risk profile.
• Market Regulation Compliance Risk Assessments and the preparation of other reports, as relevant.
• Ad hoc projects, and the development and maintenance of compliance plans, policies, and procedures, and documentation of existing requirements.
• Matter related to regulatory trade reporting and other post-trade risk management requirements.
• Supporting the wider Compliance Group with the application of laws, rules, and regulations, as it relates to market regulations to provide seamless advice on market regulations to the trading businesses.
• Monitor internal and external Compliance incidents / events and escalate to the Head of Market Regulation.
Skills:
• Knowledge of the global regulatory landscape for commodity and financial trading including but not limited to REMIT, MiFID II, MAR, EMIR, Dodd-Frank, CEA etc, including exchange rules.
• Understanding and experience of commodity markets, including knowledge of financial instruments and trading venues.
• Experience in commodities trading, trading regulatory compliance, financial or energy risk management and/or an understanding of commodity trade life cycle is desired.
• To collaborate and partner with business stakeholders, other compliance team members and other functions.
• Be a result oriented self-motivated individual who takes task ownership for outcomes and strives for excellence.
• An individual who is open to new opportunities and seeks to learn and understand complex material and is comfortable working in a busy, fast-paced environment.
• Attention to detail with a comprehensive process execution focus and result orientation approach.
• Issue management: Identifies, tracks, and monitors issues and work with stakeholders to resolve problems and continuously improve processes and controls.
• Problem solving: Navigates through complex regulatory problems by understanding the regulation, listening to different views, identifying the critical issues and articulates the way forward.
• Communications: Communicates complex subject matter clearly and simply and identifies the key messages for stakeholders. Adapts communication style depending on the stakeholder audience and comfortable in having difficult conversations.
In details, the position encompasses duties and responsibilities as follows:
Reporting to the Head of Regulation, the Market Regulation Compliance Officer provides timely, accurate and robust guidance to the global businesses on existing and upcoming financial services and financial commodity trading market laws and regulations.
The ideal candidate disposes of:
• Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.
• Monitor industry practice with respect to global financial regulation.
• Update obligations registries and maintain regulatory risk matrices to support accurate overview of how the global financial and commodity trading requirements impact the various trading businesses.
• Participate in reviews of new trading venues, new transactions, and new products, assessing the impact on regulatory risk profile.
• Market Regulation Compliance Risk Assessments and the preparation of other reports, as relevant.
• Ad hoc projects, and the development and maintenance of compliance plans, policies, and procedures, and documentation of existing requirements.
• Matter related to regulatory trade reporting and other post-trade risk management requirements.
• Supporting the wider Compliance Group with the application of laws, rules, and regulations, as it relates to market regulations to provide seamless advice on market regulations to the trading businesses.
• Monitor internal and external Compliance incidents / events and escalate to the Head of Market Regulation.
Skills:
• Knowledge of the global regulatory landscape for commodity and financial trading including but not limited to REMIT, MiFID II, MAR, EMIR, Dodd-Frank, CEA etc, including exchange rules.
• Understanding and experience of commodity markets, including knowledge of financial instruments and trading venues.
• Experience in commodities trading, trading regulatory compliance, financial or energy risk management and/or an understanding of commodity trade life cycle is desired.
• To collaborate and partner with business stakeholders, other compliance team members and other functions.
• Be a result oriented self-motivated individual who takes task ownership for outcomes and strives for excellence.
• An individual who is open to new opportunities and seeks to learn and understand complex material and is comfortable working in a busy, fast-paced environment.
• Attention to detail with a comprehensive process execution focus and result orientation approach.
• Issue management: Identifies, tracks, and monitors issues and work with stakeholders to resolve problems and continuously improve processes and controls.
• Problem solving: Navigates through complex regulatory problems by understanding the regulation, listening to different views, identifying the critical issues and articulates the way forward.
• Communications: Communicates complex subject matter clearly and simply and identifies the key messages for stakeholders. Adapts communication style depending on the stakeholder audience and comfortable in having difficult conversations.