Compliance Manager - MiFID

Location: London, 4 days per week in the office, 1 from home.

 We’re working with a FinTech that’s grown exponentially over the past 5 years. With an IPO on the table and continued global expansion, this really is the place to be in the FinTech world.

 Their Markets business is doing exceptionally well, they need a compliance lead as a result. This person will truly be making an impact from day one. You’ll be:

• Horizon scanning, policy drafting and implementing new controls
• Regulatory and transaction reporting
• Developing frameworks and proposals for the development of new products
• An escalation point for: G&E, Conduct, Conflict of Interest, Cross Border compliance issues

 To find our more, please apply with your CV, outlining the following:

• Strong knowledge of regulations that apply to a MiFID Investment Firm: FSMA2000, MAR, EMIR (essential)