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We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team. Responsibilities <ul><ul><li>Design, implement, and oversee the firm's global compliance monitoring and assurance programme to ensure adherence to regulatory obligations.</li><li>Conduct risk-based compliance monitoring reviews, identifying areas of non-compliance and recommending remedial actions.</li><li>Develop and maintain a compliance monitoring plan and risk assessment that aligns with regulatory expectations and the firm's risk appetite.</li><li>Prepare and present detailed compliance reports to senior management, identifying key findings and trends.</li><li>Manage, mentor, and develop a team of five compliance monitoring professionals, providing guidance and support.</li><li>Monitor regulatory developments and assess their impact on the firm's compliance framework.</li><li>Collaborate with key stakeholders, including Local Compliance, Marketing, Risk, and Internal Audit, to enhance the firm's compliance culture.</li><li>Ensure effective record-keeping and documentation of monitoring activities, findings, and remedial actions.</li><li>Work closely with regulators and auditors during audits, inspections, and regulatory inquiries.</li></ul></ul>Requirements <ul><ul><li>Experience: Minimum of 5+ years in compliance monitoring, assurance, or audit within a regulated financial services firm (CFD/spread betting experience preferred).</li><li>Communication: Excellent written and verbal communication skills, with experience presenting findings to senior management and relevant stakeholders.</li><li>Leadership: Proven experience managing and developing a team.</li><li>Regulatory Knowledge: Strong understanding of global regulatory frameworks.</li><li>Analytical Skills: Ability to identify compliance risks and propose effective solutions.</li><li>Attention to Detail: Strong analytical mindset with the ability to interpret regulations and policies.</li><li>Stakeholder Management: Ability to work collaboratively across multiple departments and jurisdictions.</li></ul></ul>What you will get in return: <ul><ul><li>Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.</li><li>Work-Life Harmony: Join a company that genuinely cares about you-because your life outside of work matters just as much as your time on the clock.</li><li>Annual Performance Bonus: Your hard work doesn't go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.</li><li>Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.</li><li>Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.</li><li>Comprehensive Health &amp; Pension Benefits: From medical insurance to pension plans, we've got your back. Plus, location-specific benefits and perks!</li><li>Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!</li><li>Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.</li></ul></ul>Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.

Group Compliance Monitoring Manager

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team. As part of our ongoing global expansion, we are seeking an Senior IT Compliance Specialist to join our team. This is a newly created position with a global scope, offering the opportunity to shape and influence our compliance framework worldwide. Responsibilities <ul><ul><li>Take ownership of preparation and coordination activities for external IT audits and regulatory requests.</li><li>Ensuring timely and complete delivery of required evidence conduct gap assessments against IT compliance frameworks and regulatory requirements.</li><li>Identifying areas for improvement and proposing remediation steps execute action plans to address IT audit findings and compliance issues.</li><li>Ensuring alignment with regulatory requirements and industry best practices support the development and maintenance of IT and security policies and procedures provide subject-matter expertise to teams on IT compliance requirements.</li><li>Translating regulatory language into practical implementation maintain accurate and comprehensive documentation across all IT compliance activities.</li></ul></ul>Requirements <ul><ul><li>Business level proficiency in English or above (equivalent to B2 or above in CEFR.</li><li>Minimum of 4 years of experience in IT compliance, IT audit, or related domains.</li><li>Solid understanding of IT risk management principles and audit processes.</li><li>Hands-on experience conducting gap assessments and developing remediation plans. </li><li>Ability to work independently on complex compliance tasks with minimal oversight. </li><li>Strong knowledge of IT compliance frameworks and regulatory environments.</li><li>Excellent communication skills for cross-team collaboration and stakeholder interaction.</li><li>Analytical mindset with strong attention to detail.</li></ul></ul>Nice to have: <ul><ul><li>Experience in FinTech or other highly regulated industries.</li><li>Knowledge of regulatory frameworks such as DORA and PCI DSS. </li><li>Experience supporting or participating in disaster recovery and business continuity testing.</li></ul></ul>What you will get in return: <ul><ul><li>Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.</li><li>Work-Life Harmony: Join a company that genuinely cares about you-because your life outside of work matters just as much as your time on the clock #LI-Hybrid</li><li>Annual Performance Bonus: Your hard work doesn't go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.</li><li>Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.</li><li>Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.</li><li>Comprehensive Health &amp; Pension Benefits: From medical insurance to pension plans, we've got your back. Plus, location-specific benefits and perks!</li><li>Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!</li><li>Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.</li></ul></ul>Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.

Senior IT Compliance Specialist

Posting Details Posting Detail Information Working Title Assistant Director for Compliance and Pell and Loan Operations Position Location Fort Collins, CO Work Location Position qualifies for hybrid/in-office work Research Professional Position No Posting Number 202500767AP Position Type Admin Professional/ Research Professional Classification Title Management I Number of Vacancies 1 Work Hours/Week 40 Proposed Annual Salary Range $63,000 - $65,000 Salary is commensurate with experience and qualifications. Employee Benefits Colorado State University is not just a workplace; it's a thriving community that's transforming lives and improving the human condition through world-class teaching, research, and service. With a robust benefits package, collaborative atmosphere, and focus on work-life balance, CSU is where you can thrive, grow, and make a lasting impact. <ul><li>Review our detailed benefits information here.</li><li>Explore the additional perks of working at CSU here.</li><li>For the total value of CSU benefits in addition to wages, use our compensation calculator.</li><li>Lastly, click here for more information about why Fort Collins is consistently ranked in the top cities to live in!</li></ul>Desired Start Date 08/04/2025 Position End Date (if temporary) To ensure full consideration, applications must be received by 11:59pm (MT) on 06/23/2025 Description of Work Unit Colorado State University (CSU) is a Carnegie research-extensive land grant university committed to the idea that educated and motivated people can make a difference in the world. CSU expects its graduates to become active, responsible citizens who excel in a competitive world. The Office of Financial Aid (OFA) operates under the Division of Enrollment and Access and provides student-centered assistance by working under Federal, State, and University guidance to enable students to enroll, manage their finances, achieve their academic goals, and graduate in a timely manner. Position Summary Reporting to the Associate Director for Operations and serving as a member of the Operations management team, the Assistant Director for Compliance and Pell and Loan Operations (referenced as Assistant Director, forward) provides general oversight and coordination for operational functions required to administer key Title IV financial aid programs. The Assistant Director leads the Pell and Loans Team within the Operations unit of the Office of Financial Aid, including the Federal Pell Grant, Federal Direct Loans, Health Professions Student Loan, the CSU Institutional Loan Program, and Private/Alternative loan programs. The Assistant Director, in collaboration with the Associate Director for Operations, establishes institutional processing parameters and integrates necessary reconciliation for all Federal Pell Grant, Federal Direct Loans, Health Professions Student Loan, the CSU Institutional Loan Program, and Private/Alternative loan programs. This position continually evaluates eligibility, discrepancies, and the need for award revisions within the student aid package using systematic processes. Concurrent to these core duties and in conjunction with the Associate Director for Operations, the Assistant Director serves as a compliance management official for the department, tasked with helping to ensure program integrity for federal, state, institutional, and private funding sources administered by CSU. The Assistant Director ensures that these operational activities are managed efficiently, effectively, compliantly, and in full adherence to the mission and culture of the Colorado State University. This is a twelve-month, full-time permanent position Required Job Qualifications <ul><li>Bachelor's degree from an accredited institution of higher education in the liberal arts, sciences, engineering, business, arts, agricultural sciences, or related field.</li><li>Three years of full-time professional experience (excluding student employee experience) working in a Title IV Financial Aid Office with a demonstrated knowledge of federal student financial aid regulations.</li><li>Must have been employed in a Title IV Financial Aid Office within the last twelve months.</li><li>At least one year's professional experience managing full-time, professional staff.</li><li>Specific operational knowledge of the federal Pell Grant program, federal Direct Loan programs, and alternative/private loan programs. This includes origination processing, disbursement processing, error resolution, and reconciliation of accounts.</li><li>Specific knowledge of external systems used to administer Title IV student aid programs, including the National Student Loan Database (NSLDS), and Common Originations and Disbursements (COD) system.</li><li>Excellent oral and written communications skills, as demonstrated by application materials submitted.</li><li>Demonstrated experience in delivering excellent customer service to students, families, and both on- and off-campus constituents.</li><li>Demonstrated experience in advising students on complex financial aid concepts in individual and group settings.</li><li>A demonstrated commitment to upholding and advancing CSU's mission as a premier land grant institution.</li></ul>Preferred Job Qualifications <ul><li>Working knowledge of Ellucian Banner student information system.</li><li>Working knowledge of ApplicationXtender Document Manager system.</li><li>Five or more years of full-time professional experience working in a Title IV Financial Aid Office with a demonstrated knowledge of federal student financial aid regulations.</li><li>Master's degree in higher education or related field</li></ul>Essential Duties Job Duty Category Title IV Program Administration Duty/Responsibility <ul><li>Develop, work within, and refine institutional guidelines to ensure continued compliance with federal regulations governing the Federal Pell Grant, Federal Direct Loans, and Health Professions Student Loan, and institutional loan programs.</li><li>Monitor Title IV awarding, disbursement, and reporting of origination and disbursement data to the U.S. Dept. of Education of Federal Pell Grant and Federal Direct Loan awards to ensure compliance and reconciliation requirements are met by using data reports to analyze student eligibility and payments and resolving discrepancies or errors; this process is completed via the Banner financial aid module and US Dept. of Education databases, in adherence to prescribed Federal Pell Grant and Federal Direct Loan program regulations and cash management guidelines.</li><li>Reviews, evaluates, and troubleshoots eligibility issues that result from overpayments, defaults, annual and aggregate loan limits, coursework applicability, repeat coursework, and fraud.</li><li>Develops parameters for calculating term-only loan awards; oversees the NSLDS Transfer Monitoring process and ensures award compliance within student need/budget limitations and annual/aggregate loan limits.</li><li>Develop, work within, and refine institutional guidelines to ensure continued compliance with state and/or institutional policies affecting Private/Alternative student loan products.</li><li>Coordinates the summer financial aid process; this includes setting a processing agenda, developing the summer financial aid processes, assigning tasks, training/apprising staff, and coordinating the summer process workflow.</li></ul>Percentage Of Time 40% Job Duty Category Departmental Compliance Management Duty/Responsibility <ul><li>Works closely with the Associate Director for Operations to ensure program compliance, including interpretation of federal regulations and implementation of systems to enact those regulations in a manner that is in adherence to the mission and culture of Colorado State University.</li><li>Reviews, interprets, and disseminates regulatory and policy guidance from external agencies, including (but not limited to) the US Department of Education, Colorado Commission on Higher Education, NCAA, Higher Learning Commission, etc. Uses guidance to make recommendations to OFA Leadership Team for necessary policy or procedural adjustments.</li><li>Remains abreast of best practices in compliance management, including process analysis, policy/procedure creation &amp; maintenance, and staff training on compliance-related topics. Ensures compliance with FERPA regulations.</li><li>Performs periodic review of departmental policies &amp; procedures and identifies any areas requiring attention. Work with the Associate Director for Operations and Executive Director of Financial Aid to propose revisions to policies &amp; procedures. Uses resources such as the NASFAA P&amp;P Builder, NASFAA Implicit Bias Toolkit, State of Colorado audit guide, and other mechanisms to assess policies &amp; procedures. This work is performed with a high level of attention to detail, great care for Colorado State University, and a continual commitment to equity, student access, and student success.</li></ul>Percentage Of Time 20% Job Duty Category Management, Leadership, and Supervision Duty/Responsibility <ul><li>Serves as a key member of both the Operations Management Team and is a leader within OFA. The position is routinely expected to forward concerns or issues that impact the delivery of financial aid to students, along with well-developed solutions or other alternative courses of action.</li><li>Directly supervises full-time professional staff within the Pell and Loan Programs team.<ul><li>Coordinator for Private and Health Professions Loans</li><li>Coordinator for CSU Ram Loan and Title IV Compliance</li><li>Pell and Loan Programs Operations Specialist</li></ul></li></ul>Percentage Of Time 30% Job Duty Category Counseling and Training Duty/Responsibility <ul><li>Develops and provides training to OFA staff processes, policies, and procedures for financial aid programs.</li><li>Assists as needed with Financial Aid outreach efforts on campus and within the community. Assists as needed with university recruitment programs, such as visit days for prospective students and activities targeting admitted students.</li><li>Counsel students and families on the availability and eligibility of financial aid programs.</li></ul>Percentage Of Time 5% Job Duty Category Professional Development Duty/Responsibility <ul><li>Represent OFA and the University to outside agencies. Attend professional conferences and actively engage in professional associations and forums to remain abreast of federal student aid regulations, guidelines, processes, and best practices.</li></ul>Percentage Of Time 5% Application Details Special Instructions to Applicants To apply, please upload a cover letter that addresses the required and preferred job qualifications, a resume, and the contact information for three professional references. CSU is committed to full inclusion of qualified individuals. If you are needing assistance or accommodations with the search process, please reach out to the listed search contact. References will not be contacted without prior notification to candidates. Please note, applicants may redact information from their application materials that identifies their age, date of birth, or dates of attendance at or graduation from an educational institution. Conditions of Employment Pre-employment Criminal Background Check (required for new hires), Valid Driver's License, On-call Status - Addressing inherent technology issues, disbursement challenges, etc. which may require assistance during "off-work" hours, Travel - Travel to conferences for federal updates, industry training, etc., Special Requirements/Other - Credit Check Required Search Contact Corey Martin, <a href="mailto:martincl@colostate.edu" target="_blank">martincl@colostate.edu</a> EEO Colorado State University (CSU) provides equal employment opportunities to all applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. Background Check Policy Statement Colorado State University strives to provide a safe study, work, and living environment for its faculty, staff, volunteers and students. To support this environment and comply with applicable laws and regulations, CSU conducts background checks for the finalist before a final offer. The type of background check conducted varies by position and can include, but is not limited to, criminal history, sex offender registry, motor vehicle history, financial history, and/or education verification. Background checks will also be conducted when required by law or contract and when, in the discretion of the University, it is reasonable and prudent to do so.

Assistant Director for Compliance and Pell and Loan Operations

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team. Responsibilities <ul><ul><li>Regulatory Monitoring &amp; Analysis: Stay up to date with legal and regulatory changes, keeping abreast of industry and legal and regulatory developments to ensure that the organization is aware of emerging compliance requirements. Interpret new regulations and determine their impact on company operations. </li><li>Policy and Procedure Review: Assess existing company regulatory compliance and AML/CFT manuals, policies, and procedures to verify their alignment with current regulations and best practices. Work closely with management to recommend updates or improvements to maintain a robust compliance framework. </li><li>Compliance Monitoring Program: Conduct regular and thorough reviews of company operations, processes, and documentation for AML and regulatory compliance to ensure compliance with relevant laws, regulations, and industry standards. Identify areas of non-compliance and collaborate with relevant stakeholders to address and rectify issues, including, where required, additional training. </li><li>Data Analysis and Reporting: Collect and analyze data related to compliance activities, track trends, and produce insightful reports for senior management. </li><li>Present findings, recommendations, and key performance indicators to support informed decision-making. </li><li>Risk Assessment: Collaborate with cross-functional teams to identify potential compliance risks within different business units or processes. </li><li>Develop risk assessment strategies and work towards implementing effective risk mitigation plans. </li><li>Compliance Support and Approvals: Provide advice and guidance to employees of various departments ranging from Customer Support to Back Office and Marketing, including approvals for marketing material, website content, and campaigns. </li><li>Review all client communication to ensure this is in line with best practice and regulation. </li><li>Complaints Handling: Deal with client complaints effectively and efficiently. </li><li>Compliance Enquiries: Respond to compliance enquiries promptly and accurately. </li><li>Internal Compliance Audits: Plan and conduct internal compliance audits to assess compliance levels across various departments. </li><li>Prepare comprehensive audit reports, highlighting findings, and suggesting corrective actions. </li></ul></ul>Requirements <ul><ul><li>Bachelor's degree in Law, Finance, Business Administration, or a related field. A Master's degree or relevant professional certifications (e.g., CAMS, ICA) are preferred. </li><li>Minimum of 3-5 years of experience in compliance, preferably within the financial services industry, with a focus on online trading or brokerage. </li><li>Strong understanding of the global regulatory landscape, including regulations related to anti-money laundering (AML), Know Your Customer (KYC), and market conduct. </li><li>Proven ability to develop and implement compliance policies and procedures. </li><li>Experience in conducting compliance monitoring, risk assessments, and regulatory reporting. Excellent communication, interpersonal, and presentation skills. </li><li>Strong analytical and problem-solving skills. </li><li>Ability to work independently and as part of a team. </li><li>Fluency in English.</li></ul></ul>What you will get in return: <ul><ul><li>Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.</li><li>Work-Life Harmony: Join a company that genuinely cares about you-because your life outside of work matters just as much as your time on the clock.</li><li>Annual Performance Bonus: Your hard work doesn't go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.</li><li>Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.</li><li>Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.</li><li>Comprehensive Health &amp; Pension Benefits: From medical insurance to pension plans, we've got your back. Plus, location-specific benefits and perks!</li><li>Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!</li><li>Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.</li></ul></ul>Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.

Compliance Officer

Morgan Stanley ("MS") is a global financial services firm that conducts its business through three principal business segments-Institutional Securities, Global Wealth Management via Wealth Management (WM), and Asset Management. WM's network includes approximately 15,000 Financial Advisors with total client assets of over $1.5 trillion. WM provides comprehensive financial advice and services to its clients including brokerage, investment advisory, financial and wealth planning, credit and lending, deposits and cash management, annuities, insurance, retirement, and trust services. Morgan Stanley Private Bank, National Association ("Bank" or "MSPBNA") provides deposit and lending products and services to serve the needs of Wealth Management clients and seeks a Conduct Risk Manager as part of the Bank's First Line Operational Risk Organization. The Conduct Risk Manager will perform day to day oversight to identify and monitor for potential conduct risk activity. We do that by creating, owning, and enhancing a suite of risk reports and tools to be used by Bank Management and Bank Conduct &amp; Compliance Risk. The Conduct Risk Manager will report to the Bank's Conduct Risk Officer and will be based in Purchase, NY. Conduct Risk Manager will be expected to: <ul><li>Serve as the Bank's primary Risk Manager to review outside activities and private investment transactions submitted by Morgan Stanley employees to ensure the activity/investment do not result in actual or perceived conflicts of interest.</li><li>Act as point of escalation for risk queries and/or issues identified by due diligence or control group assessments.</li><li>Support various Bank Conduct Risk initiatives, proactively identifying risks and ensuring appropriate supervision.</li><li>Manage projects as needed and assigned; deliverables are often related to ad-hoc requests so a successful candidate must be able to work in an environment with evolving priorities, making sound decisions about prioritization.</li><li>Monitor and report metrics and report on Conduct Risk related activities for the Bank's First Line Operational Risk Organization.</li><li>Collaborate and build effective working relationships with colleagues in WM Client Segment Risk, second and third-line control functions (Legal, Compliance, and Audit) on an ongoing basis.</li><li>Partner with and leverage the Firm and Bank's Operational Risk Team frameworks and programs.</li></ul>Qualifications: <ul><li>8+ years of experience in audit, business management, legal/compliance, banking and lending product risk advisory, internal audit, or operational risk management</li><li>Strong understanding of operational risk</li><li>Broad knowledge of lending and deposit product risks including risks related to residential mortgages, securities-based lending, and deposits.</li><li>Strong organization skills with the ability to multitask and prioritize; ability to work under pressure and to tight deadlines.</li><li>Strong analytical and problem-solving skills (critical thinking ability)</li><li>Excellent written and verbal communications skills</li><li>Detail-oriented and accurate.</li><li>Ability to work in a team environment, build and maintain a network of contacts and coordinate with a large number of stakeholders across the Bank and Firm.</li><li>Proficiency in MS Office applications (e.g., Word, Excel, PowerPoint, SharePoint)</li><li>FINRA Series 7 and FINRA Series 63/65 or 66 a plus but not required.</li><li>Bachelor's Degree or higher</li></ul>WHAT YOU CAN EXPECT FROM MORGAN STANLEY: We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. Expected base pay rates for the role will be between $110,000 and $190,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs. Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law. Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

U.S. Banks Conduct Risk Manager, Vice President

Company Description Job Description Agency Description: The New York City Department of Housing Preservation &amp; Development ("HPD") is the nation's largest municipal housing preservation and development agency. Its mission is to promote quality housing and diverse, thriving neighborhoods for New Yorkers through loan and development programs for new affordable housing, preservation of the affordability of the existing housing stock, enforcement of housing quality standards, and educational programs for tenants and building owners. HPD is tasked with fulfilling the Mayor's Housing New York: A Five-Borough Ten-Year Plan to create and preserve 200,000 affordable units for New Yorkers at the very lowest incomes to those in the middle class. Your Team: The New York City Department of Housing Preservation &amp; Development's Economic Opportunity and Inclusion Programs (EOIP) is responsible for the implementation, monitoring, and enforcement of the Minority and Women's Business Enterprise (M/WBE) Build Up program; training, networking, and capacity building efforts for M/WBEs; HireNYC and Section 3 Reporting, and the Pathways to Opportunity Initiatives. M/WBE Compliance Analysts review payroll and related records, visit construction sites to observe and interview workers, and investigate possible violations to ensure compliance with the M/WBE Build Up Program. Your Impact: As the M/WBE Compliance Analysts within the Economic Opportunity and Inclusion Programs Unit, you will augment the Division's efforts to adequately monitor and enforce compliance with the relevant M/WBE Build Up program and agencies reporting requirements. Your knowledge and experience will strengthen the team's capacity which will enable it to deliver monitoring, reporting and compliance services in a timely manner. Your Role: As M/WBE Compliance Analysts for the Division of Economic Opportunity and Regulatory Compliance, you will join Economic Opportunity and Inclusion Programs unit to monitor city-financed development projects subject to M/WBE Build Up requirements and/or the agency'sreporting requirements for Section 3 and HireNYC. Investigations will include, at minimum, detailed records review, regular unannounced site visits to jobsites, and additional EOIP unit reporting requirments. -Review submitted M/WBE goal calculation sheets, implementation plans and job outreach plans. -Conduct unannounced site visits on active construction site to interview site manager and contractor supervisors. -Make detailed observations about construction progress; -Review all quarterly audits assigned and review the progress reports to strategize site visits and any other compliance assistance the project may need. -Resolve discrepancies found or reported in B2G Compliance M/WBE Build Up system by requesting validating information (i.e., canceled checks, requisition forms etc.) -Register all new projects into the B2G Compliance M/WBE Build Up system, provide developers &amp; General Contractors with welcome letter and request information from the compliance person monitoring the project. -Creating electronic files for all new registered projects by collecting all forms signed during closing and adding all pre closing documents needed to calculate M/WBE goal. -Review application and proof submitted for goal modifications, organize case files to show all the efforts made by EOIP to contact developers to assist in meeting assigned goal. Submit all compiled information along with case summary to Director and deputy director for review and determination. -Making recommendations regarding potential enforcement action when discrepancies or potential violations have been detected; -Coordinating with internal and external partners to collect information and/or to support enforcement action; -Carefully documenting all monitoring and investigative activities; -Preparing reports on monitoring and investigative activities that comply with legal and office requirements; and -Creating and maintaining organized, up-to-date case files which comply with legal and office requirements. -Conduct commercial useful audits on projects that are close to ensure MWBE used served a commercial useful function and not as passthrough entities -Compile data and perform analysis to inform management of program performance, impact, and areas for potential improvements. Preferred Skills Preference will be given to candidates with an advanced degree in public administration, community and economic development, public policy, business administration, law, compliance or related field. Preference will also be given to candidates who demonstrate the following: Additional Information: A baccalaureate degree from an accredited college and four (4) years of full-time satisfactory professional experience in Public Administration, Business Administration, Accounting, Procurement, Regulatory Compliance, Banking, Finance, Economic and Workforce Development, Labor Relations, Public Policy, Urban Planning or related field and at least 18 months must have been in an executive, administrative or managerial capacity or supervising professional personnel performing work in the fields noted above; or 2. Education and/or experience which is equivalent to "1" above. Graduate study in the field of Public Administration, Business Administration, Statistics, Public Policy, Urban Planning or related field may be substituted for up to one year of the required experience on the basis of 30 credits equaling one year of experience. Graduation from an accredited law school may be substituted for one year of the required experience. However, all candidates must have five years of work experience including at least 18 months of executive, administrative, managerial or supervisory experience as described in "1" above. COMMUNITY COORDINATOR - 56058 Qualifications 1. A baccalaureate degree from an accredited college and two years of experience in community work or community centered activities in an area related to the duties described above; or 2. High school graduation or equivalent and six years of experience in community work or community centered activities in an area related to the duties as described above; or 3. Education and/or experience which is equivalent to "1" or "2" above. However, all candidates must have at least one year of experience as described in "1" above. Additional Information The City of New York is an inclusive equal opportunity employer committed to recruiting and retaining a diverse workforce and providing a work environment that is free from discrimination and harassment based upon any legally protected status or protected characteristic, including but not limited to an individual's sex, race, color, ethnicity, national origin, age, religion, disability, sexual orientation, veteran status, gender identity, or pregnancy.

M/WBE Compliance Analyst

Company Description Job Description With an overarching mission to eliminate ageism and ensure the dignity and quality of life of approximately 1.8 million older New Yorkers, the NYC Department for the Aging is deeply committed to helping older adults age in their homes and creating a community-care approach that reflects a model age-inclusive city. The Division of Operations &amp; Administration is responsible for maintaining efficiency and effectiveness throughout the agency to ensure that all programs have the resources, tools and support they need to succeed. The Bureau of Financial Services (BFS) is responsible for administering the agency's operating and capital budget. BFS oversees the Budget, Payment Services, Claiming and Revenue Accounting and Audit Functions; ensures that funds are available for the procurement of goods and services, invoices are paid in a timely manner, and that all funds are spent on allowable services, with reasonable and auditable costs that reflect the agency's mission; and reviews audited financial statements from providers and investigates areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance, internal and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer. The selected candidate for this position will use an independent, structured and disciplined approach to adhere to reporting requirements that include Criteria, Condition, Cause, Consequence and Correction. Reporting to the Chief Financial Officer, with additional accountability to the First Deputy Commissioner on investigative matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be limited to: - Serve as lead intermediary between NYC Aging and overseeing bodies, including local, state and federal regulating agencies and government authorities, as it pertains to Audit and Risk Management. - Coordinate NYC Aging leadership to formally respond to audits and monitor, mitigate and resolve risks and operation issues. - Function as the critical point of information sharing among leadership, supervisors and front-line staff to ensure compliance with protocol and continuous improvement. - Spearhead periodic internal fiscal, program, operations audits with a goal of continuous quality improvement. - Create and revise organizational policies and procedures to comply with applicable laws and regulations; appropriately disseminate this information to staff as needed. - Research, evaluate and determine compliance software to support this work. - Ensure that NYC Aging complies with legal and ethical guidelines, research institutional practices, and create internal and external reports based on findings. - Identify activities and practices that risk violating regulations and industry standards; work alongside leadership, managers and staff to mitigate these risks. - Keep leadership and staff informed about rules and regulations by coordinating workshops, classes, and training; serve as lead resource for information about compliance. DIRECTOR OF ADMINISTRATION (DE - 95016 Qualifications 1. A baccalaureate degree from an accredited college and four (4) years of satisfactory, full-time experience directing a large organizational segment or directing and controlling several small organizational segments, or performing a combination of these duties, of which at least 18 months shall have been in an administrative, managerial or executive capacity, or in supervision of professional personnel working in any of the abovementioned areas; or 2. Education and/or experience equivalent to "1" above. However, all candidates must possess the 18 months of administrative, managerial, executive or supervisory experience as described in "1" above. Additional Information The City of New York is an inclusive equal opportunity employer committed to recruiting and retaining a diverse workforce and providing a work environment that is free from discrimination and harassment based upon any legally protected status or protected characteristic, including but not limited to an individual's sex, race, color, ethnicity, national origin, age, religion, disability, sexual orientation, veteran status, gender identity, or pregnancy.

Chief Compliance Officer

Unternehmensbeschreibung 100 Prozent fossilfrei: Daran arbeiten wir seit 25 Jahren und treiben Projekte voran, die andere für undenkbar halten. Mit Wind, Sonne und grünem Wasserstoff erzeugen, speichern und liefern wir grüne Energie. Unsere über 1.200 Mitarbeitenden arbeiten an Energieprojekten mit einer Kapazität von mehr als 30 Gigawatt weltweit. Um unsere Projekte rechtssicher und vorausschauend zu gestalten, suchen wir dich für unser Legal-Team. Wir beraten in allen rechtlichen Fragen - lösungsorientiert, pragmatisch und immer mit Blick auf die Energiewende. Werde Teil unseres Teams in Dauerthal oder Berlin als Compliance Manager (m/w/d) in Voll- oder Teilzeit und arbeite mit uns an unserer Mission: Erneuerbare Energien nachhaltig erzeugen. Damit die Erde lebenswert bleibt. Stellenbeschreibung <ul><li>Du entwickelst interne Richtlinien &amp; Regeltreue-Programme / Code of Conduct weiter und führst sie im Unternehmen ein.</li><li>Du überwachst die Prozesse zur Einhaltung aller relevanten Gesetze, Vorschriften und internen Regeln. </li><li>Zudem entwickelst du unsere Compliance-Struktur und -Prozesse weiter. </li><li>Du übernimmst oder koordinierst die Bearbeitung von Compliance-Verstößen. </li><li>Du evaluierst unsere Vertragspartner und unterstützt bei "know-your-customer"-Anfragen Dritter. </li><li>Du arbeitest eng mit dem Datenschutzbeauftragten zusammen und vertrittst diesen ggf.</li><li>Du unterstützt bei der Prozessdigitalisierung, insbesondere modellierst du Prozesse der Abteilung in unseren IT-Systemen. </li><li>Außerdem erstellst du Präsentationen und Berichte für Vorstand, Aufsichtsrat und externe Stellen und führst interne Schulungen sowie Sensibilisierungsmaßnahmen für Kolleginnen und Kollegen durch. </li><li>Außerdem unterstützt du uns bei Zertifizierungen. </li></ul>Qualifikationen <ul><li>Du hast ein Studium der Rechtswissenschaften (Bachelor, Master) oder eine vergleichbare Ausbildung abgeschlossen. Auch Quereinsteiger mit entsprechender Erfahrung sind willkommen. </li><li>Eine Zusatzqualifikation im Bereich Compliance ist von Vorteil. </li><li>Du bringst einige Jahre Berufserfahrung, insbesondere im Bereich Compliance in Unternehmen, mit. </li><li>Außerdem besitzt du fundierte Kenntnisse im Bereich Recht sowie in relevanten Gesetzen/Vorschriften und kennst die gängigen Compliance-Strukturen und -Prozesse. </li><li>Du hast Freude an der professionellen, strukturierten und effizienten Bearbeitung von Compliance-Themen und Interesse an der Einhaltung interner sowie externer Regeln. </li><li>Du kannst pragmatisch und flexibel handeln, aber auch sorgfältig und präzise. Dir ist bewusst, dass die Regeltreue-Organisation dem Geschäft hilft, wenn sie klar, strukturiert und unkompliziert aufgesetzt ist. </li><li>Du kommunizierst fließend auf Deutsch und verfügst über gute Englischkenntnisse. </li></ul>Zusätzliche Informationen Flexibilität &amp; Work-Life-Balance Urlaub: Nimm dir Zeit zum Abschalten - bei uns stehen dir 30 Tage Urlaub zur Verfügung. Workation: Du willst Reisen und Arbeiten verbinden? Bis zu 4 Wochen im Jahr kannst du aus dem EU-Ausland arbeiten. Flexibles Arbeiten: Büro oder Homeoffice? Je nach Tätigkeit entscheidest du gemeinsam mit uns, was am besten passt. Finanzen &amp; Zukunft Betriebliche Altersvorsorge: Wir unterstützen dich dabei, heute schon für morgen vorzusorgen - mit Zuschüssen zur Altersvorsorge. KiTa-Zuschuss: Deine Familie ist uns wichtig: Wir beteiligen uns an den Kosten für die Kinderbetreuung. JobRad: Nachhaltig mobil: Nutze dein Dienstrad auch privat &amp; umweltfreundlich. Weiterbildung &amp; Entwicklung Weiterbildungsbudget: Ob fachlich oder persönlich - wir fördern deine Entwicklung mit einem großzügigen Budget. Sprachkurse: Verbessere dein Business-Englisch oder lerne eine neue Sprache - flexibel und praxisnah. Gesundheit &amp; Teamspirit Fitnessangebote: Bleib fit mit unserer WellHub-Kooperation - Zugriff auf zahlreiche Fitnessstudios &amp; Online-Angebote. Gesundheitsmanagement: Wir setzen auf Prävention: Betriebliches Gesundheitsmanagement und Unfallversicherung für alle. Teamevents: Ob Sommerfest, Teamworkshops oder kleine After-Work-Events - wir feiern Erfolge gemeinsam. Company Benefits Erfolgsbonus: Als Anerkennung für Deinen Beitrag erhältst Du jährlich einen Bonus. Beteiligungsmöglichkeit: Werde Teil der Energiewende und profitiere von nachhaltigen Investitionen in Windkraftanlagen. Hast Du Fragen? Dann melde dich gerne bei mir: <a href="mailto:tina.klaric@enertrag.com" target="_blank">tina.klaric@enertrag.com</a> Bei uns zählen Dein Können und Deine Motivation - nicht Alter, Behinderung, Geschlecht, Herkunft, Hautfarbe, sexuelle Orientierung oder Religion. Videos To Watch <a href="https://www.youtube.com/watch?v=26bk4SfGg1Q&amp;t=128s" target="_blank">https://www.youtube.com/watch?v=26bk4SfGg1Q&amp;t=128s</a>

Compliance Manager (m/w/d)

Přihlásit se IT Local Risk and Compliance Manager (LORM) na částečný úvazek (m/ž) Česká republika : Hlavní město Praha Informační technologie O pozici Do útvaru IT Risk Management hledáme kolegu nebo kolegyni na ½ pracovní úvazek na pozici Local Risk and Comliance Manager pro oblast Informační technologie ČSOB a ČSOB Pojišťovny. Jedná se o velmi dynamickou a progresivní oblast do které ČSOB významně investuje a nabízí tak velkou příležitost pro vaše uplatnění. Náš ideální uchazeč se orientuje v oblasti IT, IT governance a má znalosti v oblasti hodnocení rizik. Pracovat budete na hodnocení rizik v provozu IT a u IT projektů ČSOB a skupiny KBC, na hodnocení výjimek z IT politik, na tvorbě politik a spolupracovat budete při tvorbě rizikových analýz a při tvorbě bezpečnostních standardů primárně v oblasti IT. Velkou výhodou je samostatnost a rozhodnost a spolehlivost. Hledáme někoho se zájmem se učit nové věci a někoho kdo má znalost a orientaci v oboru. Je možno flexibilně si rozložit pracovní dobu s možností využít home office. Komunikace s kolegy ve skupině KBC v AJ nutností. Co bude vaše práce <ul> <li>Sledování informačních rizik v bankovním prostředí banky i celé skupiny KBC</li> <li>Řízení informačních rizik</li> <li>Vyhodnocování vhodnosti a účinnosti nastavených opatření.</li> <li>Hodnocení rizik v oblasti informační technologie</li> <li>Příprava reportingu</li> <li>Tvorba nových politik a standardů</li> <li>Spolupráce s bankovním útvarem rizik</li> <li>Příprava podkladů pro rizikové analýzy</li> <li>Vyhodnocování revizí akčních plánů</li> <li>Spolupráce s auditem a řeší auditních nálezů</li></ul>Bez čeho se u nás neobejdete <ul> <li>Zkušenosti s danou problematikou</li> <li>Anglického jazyka na komunikativní úrovni</li> <li>Organizačních, komunikačních a prezentačních dovedností</li> <li>Práce na podobné pozici v první nebo druhé linii výhodou</li></ul>Jaké to u nás je <ul> <li>Jsme zvyklí spolupracovat a pomáhat si. Baví nás být spolu v práci a někdy i po ní.</li> <li>Chceme, aby každý klientský zážitek byl co nejlepší. Jsme spolehlivými partnery v každé životní situaci, a máme radost, když nás klienti doporučují svým známým.</li> <li>Máme rádi jednoduchost a využíváme moderní technologie. Usnadňujeme tak život sobě i našim klientům.</li> <li>Změna je u nás všudypřítomná, neustále se posouváme a učíme se něco nového. Chceme být na špičce a udávat směr.</li> <li>Milujeme rozmanitost. U nás může pracovat každý.</li> <li>Dnešní svět je pro nás důležitý a záleží nám na jeho zdravé podobě, která přetrvá i pro další generace.</li> <li>Víme, že je důležitá pohoda a zdraví každého z nás, což se odráží i v našem pracovním prostředí a benefitech. </li></ul>Co nabízíme a5 týdnů dovolené aMultisportka aPříspěvek na životní a penzijní pojištění a7 dnů volna aE-stravenky v hodnotě 170 Kč/den aZvýhodněné produkty a finanční služby aFlexibilní pracovní prostředí aCafeterie s 12 000 body/rok aOsobní a profesní rozvoj napříč skupinou aPéče o duševní zdraví aProgram pro rodiče /55+ /OZP,OZZ aSportovní aktivity - Bankovní hry a další U nás se vám bude líbit Podívejte se jak si naši zaměstnanci uživají ČSOB Festival.Přehrát videoa Kontakt Dávid Kanát <ul> <li>a <a href="mailto:dkanat@csob.cz" target="_blank">dkanat@csob.cz</a> </li> <li>a Dávid Kanát </li></ul>aNapište nám A jak se u nás žije?

IT Local Risk and Compliance Manager (LORM) na částečný úvazek (m/ž)

Přihlásit se IT Local Risk and Compliance Manager (LORM) (m/ž) Česká republika : Hlavní město Praha Informační technologie O pozici Do útvaru IT Risk Management hledáme kolegu nebo kolegyni na pozici Local Risk and Comliance Manager pro oblast Informační technologie ČSOB a ČSOB Pojišťovny. Jedná se o velmi dynamickou a progresivní oblast do které ČSOB významně investuje a nabízí tak velkou příležitost pro vaše uplatnění. Náš ideální uchazeč se orientuje v oblasti IT, IT governance a má znalosti v oblasti hodnocení rizik. Pracovat budete na hodnocení rizik v provozu IT a u IT projektů ČSOB a skupiny KBC, na hodnocení výjimek z IT politik a na tvorbě politik. Budete spolupracovat při tvorbě rizikových analýz a při tvorbě bezpečnostních standardů primárně v oblasti IT. Velkou výhodou je samostatnost, rozhodnost a spolehlivost. Hledáme někoho se zájmem učit se nové věci, někoho kdo má znalost a orientaci v oboru. Komunikace s kolegy ve skupině KBC v AJ nutností. Co bude vaše práce <ul> <li>Sledování informačních rizik v bankovním prostředí banky i celé skupiny KBC</li> <li>Řízení informačních rizik</li> <li>Vyhodnocování vhodnosti a účinnosti nastavených opatření.</li> <li>Hodnocení rizik v oblasti informační technologie</li> <li>Příprava reportingu</li> <li>Tvorba nových politik a standardů</li> <li>Spolupráce s bankovním útvarem rizik</li> <li>Příprava podkladů pro rizikové analýzy</li> <li>Vyhodnocování revizí akčních plánů</li> <li>Spolupráce s auditem a řešení auditních nálezů</li></ul>Bez čeho se u nás neobejdete <ul> <li>Zkušenosti s danou problematikou</li> <li>Anglického jazyka na komunikativní úrovni</li> <li>Organizačních, komunikačních a prezentačních dovedností</li> <li>Práce na podobné pozici v první nebo druhé linii výhodou</li></ul>Jaké to u nás je <ul> <li>Jsme zvyklí spolupracovat a pomáhat si. Baví nás být spolu v práci a někdy i po ní.</li> <li>Chceme, aby každý klientský zážitek byl co nejlepší. Jsme spolehlivými partnery v každé životní situaci, a máme radost, když nás klienti doporučují svým známým.</li> <li>Máme rádi jednoduchost a využíváme moderní technologie. Usnadňujeme tak život sobě i našim klientům.</li> <li>Změna je u nás všudypřítomná, neustále se posouváme a učíme se něco nového. Chceme být na špičce a udávat směr.</li> <li>Milujeme rozmanitost. U nás může pracovat každý.</li> <li>Dnešní svět je pro nás důležitý a záleží nám na jeho zdravé podobě, která přetrvá i pro další generace.</li> <li>Víme, že je důležitá pohoda a zdraví každého z nás, což se odráží i v našem pracovním prostředí a benefitech. </li></ul>Co nabízíme a5 týdnů dovolené aMultisportka aPříspěvek na životní a penzijní pojištění a7 dnů volna aE-stravenky v hodnotě 170 Kč/den aZvýhodněné produkty a finanční služby aFlexibilní pracovní prostředí aCafeterie s 12 000 body/rok aOsobní a profesní rozvoj napříč skupinou aPéče o duševní zdraví aProgram pro rodiče /55+ /OZP,OZZ aSportovní aktivity - Bankovní hry a další U nás se vám bude líbit Podívejte se jak si naši zaměstnanci uživají ČSOB Festival.Přehrát videoa Kontakt Dávid Kanát <ul> <li>a <a href="mailto:dkanat@csob.cz" target="_blank">dkanat@csob.cz</a> </li> <li>a Dávid Kanát </li></ul>aNapište nám A jak se u nás žije?

IT Local Risk and Compliance Manager (LORM) (m/ž)

The Vacancy Aldermore Group - why we exist Let us tell you a bit about us We're Aldermore - the award-winning bank, trusted and highly rated by over a quarter of a million customers for more than a decade. With our range of specialist mortgages, savings accounts and business finance solutions, we're backing more people to go for it. We thrive by saying "yes" to our customers. We respect the ingenuity of entrepreneurs and their startups; we give first-timers a leg-up onto the property ladder; we open up the lending market to many; and thousands of customers chose Motonovo Finance every week to buy their next car, van or motorbike. This is where you come in. We are on a journey. A journey defined by a destination; to deliver on our purpose. Let us tell you a bit about the opportunity Operational Risk Manager - Framework and GRC will lead the development, implementation, and ongoing enhancement of Aldermore's operational risk frameworks, policies and standards including the communication and education across the Group. The candidate will be responsible for the end-to-end documents' lifecycle from definition to dispensations, waivers and breaches management, tracking and reporting. They will build strong relationships with stakeholders across risk and the wider business and adopt a collaborative approach to the successful delivery of own and team priorities. The role holder will also be responsible for the development and dissemination of relevant management information in relation to this area and the education and enablement of compliance with the document requirements. One of the key enablers for the Operational Risk Framework is the development and continuous enhancement to the Governance, Risk and Compliance (GRC) system, currently Riskonnect. The role holder will require or need to quickly develop advanced skills in Riskonnect to be able to maintain the system including the building of reports/dashboards, and adding and amending fields and workflows. To act as an ambassador of the Bank's vision to; Back more people to go for it in life and in business. What will your day look like? Reporting to the Head of Operational Risk &amp; Resilience, you will be responsible for: <ul> <li>Owning the updates to the Operational Risk governance documents, including related templates/presentations to committees.</li> <li>Supporting the Head of Operational Risk with the definition, documentation, maintenance and tracking of the Operational Risk strategy, keeping up to speed on tools and techniques used to manage operational risk and proposing new approaches and methodologies where appropriate.</li> <li>Ensuring the operational risk-owned frameworks, policies and standards effectively support the risk profile and Group strategy.</li> <li>Monitor compliance with the requirements of the risk frameworks/policies and their effectiveness across the Group.</li> <li>Collaborating across teams to ensure the risk, frameworks and policies are current, effectively communicated and applied.</li> <li>Ensuring appropriate level of control is applied to the development, maintenance and approval of documents, including appropriate record keeping.</li> <li>Ensuring adequate monitoring and MI is in place in relation to compliance, with effective reporting mechanisms.</li></ul>GRC <ul> <li>Lead for the development of the Groups GRC system Including: <ul> <li>Developing new reports and dashboards and putting them into production</li> <li>Adding, removing and amending fields and workflows in the sandbox, testing and deploying to production</li> <li>Developing new capabilities, testing and deploying to production</li> <li>Supporting user profiles and approving new users</li> </ul> </li></ul>Governance <ul> <li>Ensuring that appropriate papers are submitted to the Executive committees and managing the inputs to those committees, acting as the key liaison.</li> <li>Ensuring that all documents are maintained, updated and administered in accordance with the governance cycle.</li></ul>First Rand Engagement <ul> <li>Manage the relationship with First Rand in relation to Frameworks and Governance, co-ordinating alignment activities, liaison and meeting attendance as required.</li></ul>This is not an exhaustive list as activities will evolve and the individual will need to support the evolving and topical ORM activities as required by the Head of Operational Risk. What do we expect from you? Technical knowledge <ul> <li>Strong experience in financial services, with proven applied knowledge in the development of operational risk management frameworks, policies and training (5 years+).</li> <li>Knowledge of the use, maintenance and development of GRC systems, preferably Riskonnect 2.0</li> <li>Excellent organisational skills with project management capability. Able to deliver in a pragmatic and focused manner.</li> <li>Strategic thinking capability and experience.</li></ul>Building Relationships / People <ul> <li>Able to build and develop ongoing relationships at a range of levels across the business. Including the ability to lead small teams on specific tasks.</li></ul>Critical Thinking <ul> <li>Attention to detail, effective planning and organisational skills and demonstrable ability to work under own initiative is essential.</li> <li>Have a naturally curious and inquisitive approach to work, proactively questioning the status quo where appropriate.</li></ul>Effective Communication <ul> <li>Effective communication (written and verbal) skills with the ability to effectively engage and influence business stakeholders including senior stakeholders.</li> <li>Experience in creating and delivering impactful presentation and education programme in risk management and frameworks/policies to colleagues at all levels in the organisation.</li></ul>What can you expect from us? <ul> <li>A friendly and flexible culture, the same as how we work with our customers.</li> <li>A growing organisation that means there's lots of opportunities to progress</li> <li>A drive for continuous improvement, which you will be empowered to get behind from day one.</li> <li>And of course, you will be rewarded competitively, with a good range of core benefits and bonus potential. </li></ul>Still curious? Join us and we'll make the same promises to you as a colleague, as we do to each of our customers. We're committed to building a working environment that values respect, diversity, and compassion. We welcome people regardless of age, disability, gender identity, marital status, race, faith or belief, sexual orientation, socioeconomic background, and whether you're pregnant or on family leave. The Company We champion equality by supporting the exceptions to the rule and getting finance to where it's needed. We lend the money people save with us, to people who want to get on in life; build businesses and create employment, buy property for people to live and work in, and purchase vehicles to move families and goods around. Behaviour Framework Our behavioural framework underpins our purpose and strategic drivers, as it outlines the behaviours we need to demonstrate in order to succeed. Where our strategic drivers (Stay Ahead Propositions, Relationships That Last and Progressive Platform) outline what we need to do to succeed, our behaviours guide us in how. In your second interview, we'll ask you to talk through some examples where you've demonstrated these behaviours in your previous roles. The Benefits As you would expect, we offer a competitive basic salary and reward package, and you'll also benefit from our commitment to investing in your professional development throughout your journey with us. Benefits vary across the business depending on the role you do, but these will give you an idea of what to expect: Your Company Benefits <ul> <li>Discretionary bonus scheme</li> <li>Aviva Digital GP</li> <li>Bus And Tram Benefit</li> <li>Employee Assistance Programme</li> <li>Eyecare Voucher &amp; Display Screens/Desk Set-Up</li> <li>Flu Jab Vouchers</li> <li>Group Income Protection</li> <li>Life Assurance</li> <li>Metrolink Annual Pass &amp; Clipper Ticket</li> <li>Microsoft Discounts</li> <li>Private Medical Insurance Shopping Discounts</li> <li>Toothfairy</li> <li>Your Workplace Pension</li> <li>Hybrid Working</li></ul>Benefits You Can Choose <ul> <li>Critical Illness</li> <li>Cycle To Work</li> <li>Dental Insurance</li> <li>Give As You Earn</li> <li>Government Tax-Free Childcare Scheme</li> <li>Octopus Electric Vehicles</li> <li>Save Our Planet</li> <li>Season Ticket Loan</li> <li>Spouse Or Partner Life Assurance</li> <li>Technology</li> <li>Wearable Technology</li> <li>Wellbeing App</li> <li>Will Writing</li></ul>

Operational Risk Manager

Property Compliance Manager 37 hours per week, based in Preston £47,473.39 per annum As our Property Compliance Manager, you'll play a vital role in ensuring CGA meets all its statutory obligations in relation to property compliance. From overseeing the 'big six' compliance areas (fire, gas, electrical, asbestos, lifts and water) to ensuring performance is effectively monitored and reported through to Board level, your work will safeguard our homes and keep our tenants safe. You'll lead a small team of Compliance Officers, develop robust systems and procedures, and provide expert guidance across CGA. This is a key role within the Asset Management Team and contributes directly to our strategic decision-making and long-term goals. What we are looking for: <ul><li>Solid experience managing property compliance, health and safety risks, and those all-important "big six" (fire, gas, electrical, asbestos, lifts, and water), whilst keeping tenants at the heart of it all</li><li>A knack for turning data into insight and action - and not just colourful spreadsheets</li><li>Proven leadership skills - you can motivate a team, manage contractors, and meet deadlines</li><li>A clear understanding of housing safety legislation - bonus points if names like HHSRS, CDM 2015, or the Regulatory Reform (Fire Safety) Order don't make you blink</li><li>NEBOSH or similar H&amp;S qualification (or are ready and willing to get one)</li><li>A driving licence and a vehicle insured for business use</li></ul>It would be great if you also had: <ul><li>Qualification(s) in fire risk assessments, asbestos, or legionella management</li></ul>Why work at Community Gateway? We are a values-based employer and our team are what makes us who we are. We aim for a great employee experience and that includes a range of benefits, including a generous holiday allowance beginning at 26 days plus bank holidays and including your birthday off and Christmas closure. We also offer free parking, free breakfasts, a company-paid health cash plan, reward and recognition scheme and much more. More information about our benefits can be found on the attachment below. Inclusion is key for us. We would love to hear from people from diverse backgrounds for this role, those who may be underrepresented in our organisation. We aim to be reflective of the communities in which we operate and if you speak a second language this can come in handy! A bit more about us: Community Gateway own and manage around 7000 homes across the cityof Preston, but we are so much more than just a landlord. We aim to offer great customer service, providing safe, well-maintained and affordable homes, and making a positive difference to the communities in which we work. We make sure that we manage our business to the highest of standards and are working to create a sustainable future. And finally, we want to be a great place to work....so if you think you have the skills, experience and can live our values, then we want to hear from you. If you haven't done so already, check out the candidate pack on our website for more about us and top tips for your application. Dates for your diary: The closing date for this role is Wednesday 25th June 2025 atmidnight with interviews planned to take place on Thursday 3rd July 2025. We reserve the right to close this vacancy early so you are encouraged to apply as soon as possible.

Property Compliance Manager

Company Description Come join us and make a difference in the world! Discover more at <a href="http://www.necsws.com" target="_blank">www.necsws.com</a> Job Description This role is remote or hybrid subject to location. As a trusted international supplier, NEC Software Solutions is required to comply with multiple legal and regulatory frameworks and to specific requirements of our internal and external stakeholders. To demonstrate our compliance, NEC SWS are certified to multiple international standards and various other certifications and accreditations. The Compliance and Audit Officer works within a small multi-national team that provides the assurance for these standards certifications across the whole of our business. Through audit and collaboration with the business, we strive to continually improve our management systems and associated processes. The team have the following key areas of focus: <ul><li>Produce, deploy and monitor the NEC SWS annual compliance training programme. </li><li>Ensure NEC SWS operate within a range of ISO standards- including but not limited to - Information Security Management (ISO 27001), Service Management (ISO 20000), Quality Management (ISO 9001) and Business Continuity Management (ISO 22301) and Environmental Management (ISO 14001). </li><li>Arrange, facilitate and produce accurate minutes of management reviews, Steering Groups and Business Continuity Exercises throughout the business. </li><li>Discuss any potential changes to certifications that may need actioned to Senior Compliance and Audit Officer </li></ul>In addition to carrying out internal audits and hosting of external audits the Compliance and Audit Officer will also work within the team and with other teams to: <ul><li>Feed into the NEC SWS Internal/External audit schedule, providing updates to the Compliance Team Administrator </li><li>Update and track the completion of all corrective and preventative actions resulting from audits, exercises and management reviews </li><li>Produce detailed and high-quality and accurate audit reports </li><li>Create and maintain centralised management system document sets </li><li>Carry out assurance audits of major NEC SWS suppliers </li><li>Prepare and deliver any training workshops for major changes in documentation or processes </li><li>Assist with preparation and delivery of any other required training workshops </li><li>Manage the NEC SWS business continuity management system documents sets </li><li>Facilitate Business Continuity exercises at all sites </li><li>Facilitate in the creation and deployment of annual compliance training </li><li>Facilitate 3rd party audits as required </li><li>Assist with other compliance and audit activities as required </li></ul>Qualifications Skills and experience essential: <ul><li>Proven experience with ISO27001 </li><li>Ability to work in multi-disciplined environment considering Security, Business Continuity, Service Management, Quality Management and Environmental Management. </li><li>Ability to quickly assimilate and record pertinent information. </li><li>Can demonstrate ability to plan and organise workload with good results. </li><li>Good communication skills and ability to communicate at various levels within an organisation and third parties. </li><li>Management of small team improvement projects. </li><li>Ability to produce accurate and high-quality documentation. </li></ul>Desirable: <ul><li>An understanding of the principals and structure of International Standards (ISO) </li><li>Ability to work in multi-disciplined environment considering Security, Business Continuity, Service Management, Quality Management and Environmental Management. </li><li>Experience with ISO42001 </li></ul>Additional Information We are proud of the benefits we offer employees of NEC Software Solutions <ul><li>Private Medical Cover funded by NEC for Employees (with the option to add family members at an additional cost)</li><li>25 days paid holiday with the option to buy/ sell </li><li>4 x basic salary life assurance cover funded by NEC (with the option to increase cover at an additional cost)</li><li>A Group Pension Plan with fantastic employer contributions up to a maximum of 8.5%</li><li>A fantastic selection of flexible benefits to suit your individual needs</li><li>We are an employer who cares, we have a invaluable employee assistance programme which can help in every area of your life</li><li>All colleagues get free access to LinkedIn Learning. Over 15000 courses covering a huge breadth of subjects. Learn about what you like, when you like, how you like.</li></ul>OTHER INFORMATION Candidates must be able to demonstrate a pre-existing right to work and travel within the UK. Documentary evidence will be required. All offers are subject to satisfactory vetting and reference checks. Depending on the nature of the role a Disclosure Barring Service (DBS) check may also be required. NEC Software Solutions is an equal opportunities employer, welcoming applications from all communities. If you require any reasonable adjustments or have specific accessibility needs during the recruitment or interview process, please feel free to share these with us. We are committed to ensuring an inclusive and accommodating experience for all candidates. Who We Are: We're NEC Software Solutions (part of global tech giant NEC Corporation). While you read this ad, our software is helping to dispatch ambulances, support families, keep trains on the move, locate missing people and even test the hearing of newborn babies. Working with us, you'll be helping our 3,000+ employees push the boundaries of what's possible and support amazing public services. We work with governments, hospitals, police forces, housing providers, local authorities and more. We help them pay financial support faster, speed up treatments for patients and respond to emergencies in the right way. The more we do, the more our customers can do for others. And together, we make a world of difference. We'd love your help. And we'll support you all the way.

Audit and Compliance Officer

View Vacancy - Finance and Compliance Officer (01/25 HRE) The British Government is an inclusive and diversity-friendly employer. We value difference, promote equality and challenge discrimination, enhancing our organisational capability. We welcome and encourage applications from people of all backgrounds. We do not discriminate on the basis of disability, race, colour, ethnicity, gender identity, religion, sexual orientation, age, veteran status or other category protected by law. We promote family-friendly flexible working opportunities, where operational and security needs allow. The FCDO operates an agile workforce and to facilitate this, you may be required to undertake other duties from time to time, as we may reasonably require. Job Category Foreign, Commonwealth and Development Office (Operations and Corporate Services) Job Subcategory Estates Job Description (Roles and Responsibilities) Main purpose of job: The Finance and Compliance Officer plays a crucial role in managing and delivering British Embassy Harare's (BEH) financial portfolio in accordance with internal policies and procedures. The role will provide support to the Finance and Compliance Manager in maintaining high level financial excellence across all programme and operating spend. The successful candidate will ensure that BEH adheres to internal policies, manages the risks of fraud and error and safeguards the organization against risks and penalties. This position is vital for maintaining the integrity of financial operations and supporting BEH's overall objectives. Roles and responsibilities: The role will be part of the Finance and Compliance team at BEH and will work closely with corporate, policy and programme teams and central and regional finance teams. The key focus of the role will be: Ensuring successful day-to-day operation of financial processes across BEH in accordance with financial policies. Ensuring correct implementation of BEH internal policies while best meeting internal customers' needs in a fair and effective manner. Be a deputy fraud liaison officer and support in the delivery of BEH counter fraud strategy. The main duties include: Financial management <ul><li>Coordination of budget monitoring and reporting at post, ensuring bottom up budgets are correctly profiled against approved allocations.</li><li>Review and challenge of forecasting data monthly ensuring relevant financial targets are met and propose for corrective action where required.</li><li>Monitoring recharges to other government departments.</li><li>Provide monthly input into financial reports for monthly, quarterly and annual reporting.</li><li>Co-chair the monthly finance meetings with budget managers and senior budget holders.</li><li>Provide suggestions and recommendations for improved financial results based on monthly financial performance reports.</li><li>Preparing ad-hoc financial modelling reports as and when required.</li><li>Review the monthly payroll pack ensuring errors are quickly identified and rectified.</li><li>Review monthly balance sheet reconciliations such as cash, bank, stocks, debtors and creditors.</li><li>Tracking foreign currency forecasts and re-allocation of budget by currency to take account of USD and sterling spend.</li><li>Preparation of the annual funding requirement and monthly cash forecasting return.</li><li>Prepare qualitative and timely interim and final accounting returns ensuring all supporting evidence is available.</li><li>Preparation of monthly prepayment journals and review of accruals in line with resource accounting policies.</li><li>Oversee preparation of tax reports and returns to the Zimbabwe Revenue Authority.</li><li>Oversee the accounts filing system to ensure it is always up to date and ensure good record keeping.</li><li>Provide capacity building to budget holders on budgeting and forecasting. </li></ul>Fiduciary risk management <ul><li>As deputy fraud liaison officer, provide periodic fraud awareness training sessions to corporate and programme teams.</li><li>Support the finance and compliance manager in carrying out fiduciary risk assessments.</li><li>Monitor progress against mitigation actions set out in fiduciary risk assessments. </li></ul>Compliance management <ul><li>Review compliance with policies and procedures of all BEH key risk areas such as stores, assets, fuel, cash, procurement and credit card spend.</li><li>Provide input into the monthly compliance reporting pack.</li><li>Support the preparation of the annual assurance commission. </li><li>Carry out periodic spot checks.</li><li>Provide support to audit preparation as and when required.</li><li>Proactively, make recommendations for best practices and improvements to processes.</li></ul>Resources managed: Local budget of over £22m. Essential qualifications, skills and experience <ul><li>Bachelor's degree in accounting/finance</li><li>Full or Part qualified with a professional accounting body.</li><li>Minimum 5 years work experience in a large institution.</li><li>Excellent IT skills. Advanced knowledge of Microsoft Excel, Word and Outlook.</li></ul>Language requirements: Language: English and any local language Level of language required: Proficient Desirable qualifications, skills and experience <ul><li>Experience in working in the development sector an advantage.</li><li>Experience of working with multiple teams and skills in adapting financial terminology to suit a wide variety of audiences.</li><li>Demonstrated understanding of risk management.</li><li>Experience in leading or participating in internal and external audit engagements.</li></ul>Required behaviours Delivering at Pace, Making Effective Decisions, Managing a Quality Service, Working Together Application deadline 18 June 2025 Grade Executive Officer (EO) Type of Position Permanent Region Africa Country/Territory Zimbabwe Location (City) Harare Type of Post British Embassy Salary USD 3,588.66 subject to tax and other statutory deductions Type of Salary monthly Start Date 4 August 2025 Other benefits and conditions of employment Learning and development opportunities: In consultation with the line manager, additional training will be provided to support the job holder's learning and development needs. Working patterns: The full-time working week excluding breaks is 35 hours. Typical working hours are 08:00 - 16:30 per day. Flexible working is available at post in line with the British Embassy Harare (BEH) flexible working policy Additional information <ul><li>Employees recruited locally by the British Embassy in Harare are subject to the Terms and Conditions of Service according to local employment law in Zimbabwe.</li><li>All applicants must be legally able to work in the country of application with the correct visa/status or work permit.</li><li>Employees who are not liable to pay local income tax on their Mission salary may have their salaries reduced by the equivalent local income tax amount. </li><li>Reference and security clearances checks will be conducted.</li><li>Any questions you may have about this position will be answered during the interview, should you be invited.</li><li>Successful candidates not resident in Zimbabwe will be personally liable for costs and arrangements to relocate, including accommodation and work permits.</li><li>Complete the application form in full as the information provided will be used for screening purposes.</li><li>Check your application and attachments before you submit your application, as you will not be able to make any changes once submitted.</li><li>The British Embassy will never ask you to pay a fee or money to apply for a position</li><li>Please log into your profile on the application system on a regular basis to review the status of your application.</li><li>Appointable candidates who were unsuccessful may be placed on a 'reserve list'. If during the reserve period of 6/12 months the same or a largely similar role becomes available, that role may be offered to the second or subsequent candidate.</li></ul>Please be aware that you will only be able to apply to vacancies for Country Based Staff roles with the British Government through this official tal.net site (operated by Oleeo). Jobs may be advertised on third party websites, however our adverts will always link back to the official tal.net site. If you complete and send an application through any other site, we will not receive it.

Finance and Compliance Officer (01/25 HRE)

Join Us At Vodafone, we're not just shaping the future of connectivity for our customers - we're shaping the future for everyone who joins our team. When you work with us, you're part of a global mission to connect people, solve complex challenges, and create a sustainable and more inclusive world. If you want to grow your career whilst finding the perfect balance between work and life, Vodafone offers the opportunities to help you belong and make a real impact. What you'll do The primary focus of the role will be to ensure best-in-class technical security consultancy to Vodafone across a wide range of IT, network &amp; telecoms solutions and services. You need to be able to solve complex and multi-dimensional problems, adopting a risk-based approach for the end to end IOT service. You will be expected lead on the more complex issues, engage with senior stakeholders, mentor team members and provide Cyber thought leadership across the wider team. Cybersecurity Senior Manager will provide consultancy, subject matter expertise and technical assurance for the IOT product portfolio with specific responsibility to ensure that Cyber governance, policies and standards are in place and effective. The role will require experience in technical security architectural best practice and the ability to identify technical controls improvements to positively uplift the security posture of IOT. Deep understanding of the IT and Network systems development lifecycle is essential to enable close collaboration with architects, analysts and a host of third parties to assure the technical compliance of Vodafone's platforms and solutions with internal policies, standards and Cyber Security control requirements. We are looking for a Cyber Security Senior Manager for the carved-out IoT Business responsible for the following key responsibilities: <ul> <li>The role brings experience, knowledge, and future vision for establishing the Cybersecurity function including its strategy. The role holder is a senior stakeholder in all relationships with internally and externally sourced security capabilities. </li> <li>The role will require strong ability to lead and drive matrix teams, and especially the ability to engage, influence and manage senior stakeholders and stakeholders of all levels across Vodafone, Vodafone IoT, VCI, Networks, and the wider Cyber community. The role holder will be seen as a subject matter expert and will be regularly guiding and advising colleagues within their team and across IOT on technical cyber security.</li> <li>Strong influencing skills are essential as well as the ability to engage and gain support from senior stakeholders within matrix and complex organisations. Comfortable with ambiguity and the ability to prioritise competing demands and tasks are also key. A strong understanding of the wider business, its decision points and power structures is important.</li> <li>Also important is strong communication skills in order to explain highly complicated technical issues to audiences of varying technical understanding. </li> <li>Ensure that all Vodafone IoT products and services launched undergo proper Secure by Design processes, by maintaining a proper Risk Management and Compliance across the company. The primary focus is protecting Vodafone and our customers (via products and services that they use). </li> <li>Deliver benefits of stronger control assurance and faster implementation of security control.</li> <li>Ensure cybersecurity is integrated into the full lifecycle of IoT platforms and services</li> <li>Lead the identification, tracking, and secure decommissioning of end-of-life systems, minimizing residual risk and ensuring compliance.</li></ul>Who you are <ul> <li>Strong experience in applying technical security baseline standards from Internal and external standards to ensure security through the full product lifecycle of enterprise products and services</li> <li>Demonstrable technical security experience in IT &amp; networks ideally in a consultancy or assurance role</li> <li>Strong knowledge of IOT/M2M ecosystems and frameworks including SIM security. </li> <li>Analytical Skills: Strong analytical and problem-solving skills to identify and address security risks.</li> <li>Proactive approach to identifying and mitigating security risks</li> <li>Excellent written and oral communication skills to effectively convey security concepts to technical and non-technical stakeholders.</li> <li>Customer interfacing skills/experience desirable</li> <li>Knowledge and understanding of relevant legal and regulatory requirements, such as GDPR, Sarbanes-Oxley Act (SOX), TISAX, Payment Card Industry/Data Security Standard.</li> <li>Knowledge of common information security management frameworks, such as ISO/IEC 27001, ITIL, and COBIT.</li> <li>Proficiency in security technologies and tools such as firewalls, IDS/IPS, SIEM, WAF, Vulnerability Management, certificates and encryption . Strong knowledge of security frameworks and standards (e.g., ISO 27001, NIST).</li> <li>Pentesting experience would be an advantage</li> <li>Knowledge of CI/CD tooling, agile delivery and DevSecOps frameworks</li> <li>Demonstrable assessment/ assurance industry expertise in cybersecurity</li> <li>Bachelor's or master's degree in computer science, Information Security, or Professional qualifications, CISSP, CISM or similar.</li></ul>Not a perfect fit? Worried that you don't meet all the desired criteria exactly? At Vodafone we are passionate about empowering people and creating a workplace where everyone can thrive, whatever their personal or professional background. If you're excited about this role but your experience doesn't align exactly with every part of the job description, we encourage you to still apply as you may be the right candidate for this role or another opportunity. What's in it for you Yearly bonus: 20% Company car: company funded car of £580 per month + private fuel or cash alternative of £630 per month. Annual leave: 28 days + bank holidays + the opportunity to buy/sell/carry over 5 days/year Charity days: 5 days/year Maternity leave: 52 weeks: the first 13 weeks are fully paid, followed by 26 weeks of half pay Private pension: You can contribute up to 5% of your basic pay with 2:1 matching from Vodafone up to 10%. Access to: private medical, private dental, free health assessments, share save scheme Additional discounts: Vodafone retail, gym, cinema, cycle to work, season ticket loan Who we are We are a leading international Telco, serving millions of customers. At Vodafone, we believe that connectivity is a force for good. If we use it for the things that really matter, it can improve people's lives and the world around us. Through our technology we empower people, connecting everyone regardless of who they are or where they live and we protect the planet, whilst helping our customers do the same. Belonging at Vodafone isn't a concept; it's lived, breathed, and cultivated through everything we do. You'll be part of a global and diverse community, with many different minds, abilities, backgrounds and cultures. ;We're committed to increase diversity, ensure equal representation, and make Vodafone a place everyone feels safe, valued and included. If you require any reasonable adjustments or have an accessibility request as part of your recruitment journey, for example, extended time or breaks in between online assessments, please refer to <a href="https://careers.vodafone.com/application-adjustments/" target="_blank">https://careers.vodafone.com/application-adjustments/</a> for guidance. Together we can. Vodafone is committed to attracting, developing and retaining the very best people by offering a motivating and inclusive workplace in which talent is truly recognised and rewarded. We are committed to promoting Inclusion for All with the belief that diversity plays an important role in the success of our business. We actively encourage everyone to consider becoming a part of our journey.

Security & Compliance Senior Manager

Compliance Manager At Bellrock, we harness technology to give our customers an experience that not only leaves them with advanced building systems. But with peace of mind. And we unlock that by being technology-led, but people-driven. So when you're part of Bellrock, you'll get everything you need to be your best at work - because our people are the heart of our business. And we're all about helping them to shine. To act as the Engineering Compliance Manager on this prestigious contract, working across the client's portfolio ensuring our sub-contracted teams have an efficient, effective and pro-active approach to the management of the facilities engineering services in line with Bellrocks contractual and statutory obligations. This role would be office based with the option of hybrid working and would involve regular travel to properties located across the West Sussex region. How will you be the change? We believe every role is essential to providing that peace of mind for our customers - whatever part of the business you're in. Because every role plays a part in driving us further. And everyone can be the change. That's how deliver value for our customers, and building systems that lead the way And as a Compliance Manager with Bellrock, you'll support the AD in the effective delivery and attainment of high performing engineering services across all our clients' sites. Operations <ul><li> Maintain an up-to-date knowledge of relevant legislation and guidance documents for all Engineering services relevant to all the properties. </li><li> Have an overview and support the regional managers on Statutory Compliance in all areas that meet SFG20 and insurance legislative inspections required for the portfolio. </li><li> Explore alternative maintenance strategies and deliver as appropriate such as condition- based maintenance. </li><li> Monitoring the type of occupancy of the facilities, ensuring compliance with the respective statutory regulation, mandatory legislation and recognised best practice in consultation with the FM Team, Account Director, and clients as appropriate. </li><li> Work closely with the Energy &amp; Sustainability Manager giving technical support on innovations and initiative implementation. </li><li> Support the FM teams maintain H &amp; S Audits and Risk Assessments for contractors in line with client and Bellrock requirements and advise on any remedial works. </li><li> If required prepare and produce project reports </li><li> Deliver optimised workspaces ensuring ESG and comfort are at the forefront of the strategy. </li><li> Assist Operational teams in completing their duties by guiding and mentoring as appropriate including supporting site queries emergencies &amp; escalations. </li><li> Take ownership &amp; a proactive approach to key deliverables to the Account Director providing appropriate updates, reporting &amp; opportunities where possible. </li></ul>Commercial <ul><li> Verify the contracts delivery of an effective Planned Preventative Maintenance Programme </li><li> Assist FM Team and Supply Chain Manager with the performance management of assigned and direct contracts to ensure all technical KPI's are met. </li><li> Provide monthly reports relating to areas of compliance and any other report required by the Client in accordance with the contract when requested to do so by the Account Director </li><li> Review the performance of all subcontractors necessary to the effective day to day delivery of the maintenance and PPM service and liaise with Bellrock procurement / supply chain and planning as necessary in consultation with the Operational Team. </li></ul>Technology <ul><li> Become familiar with the Concerto CAFM system and utilise to ensure that an overview of contract performance can be monitored, gauged and managed. </li><li> Develop a full understanding of client technology systems &amp; how they interact with Concerto to understand opportunities to develop the technology offer including the implementation of API's, Applications &amp; IOT. </li></ul>Technical <ul><li> Be prepared to deliver comprehensive MI reporting information to the Account Director </li><li> Measure and monitor engineering compliance across the portfolio and provide detailed reporting and analysis on trends together with improvement plans. </li><li> Conduct regular maintenance engineering audits and project records to ensure that high standards are upheld throughout the portfolio. </li><li> Manage and monitor the PPM schedule supporting supplier management &amp; the delivery team. </li><li> Technical advice and authorising person </li><li> Lifecycle and forward maintenance regime advice </li><li> Ensure reporting &amp; impact of engineering updates are delivered appropriately to key team members ensuring they are fully briefed with regard to budgets, control of expenditure and any potentially contentious issues arising within the buildings ongoing maintenance. </li></ul>Risk Management <ul><li> Support on the Implementation of a SSOW procedure alongside the QSHE Director </li><li> Review due dates for statutory tasks before loading PPM planner and that they meet specific industry requirements. </li><li> Review WRA/FRA written schemes, AE's/AP's are updated on an annual basis. </li><li> Review RAMs / COSHH policy and evaluate annually or as required. </li><li> Attend monthly/quarterly management meetings as and when required. </li><li> When directed by Account Director manage relationships between all stakeholders </li></ul>Business growth <ul><li> Ensure requests for additional services and variations are priced and documented in line with the contractual requirements with the relevant opex and lifecycle applied when applicable, by supporting the FM or Contract Manager </li></ul> What does it take? If you're ready to be the energy that helps us build our business, share our success, and really own it as a Compliance Manager, you'll need... <ul><li> Good knowledge of working practices in the delivery of compliance </li><li> 6 years + experience working on multi-site or large FM contracts that require regular reporting. </li><li> Experience of auditing in Corporate environments </li><li> Understands the importance of client relationships in the environment of change. </li><li> Able to demonstrate an ability to communicate at various levels both internally and externally. </li><li> Clearly articulate succinctly difficult or complex information </li><li> Health and Safety qualifications </li><li> Engineering qualifications across M and E activity (CIBSE or HND) </li></ul>CORE QUALITIES AND ATTRIBUTES <ul><li> Can influence change and successfully implement a different way of working across a challenging portfolio. </li><li> Challenges others to develop whilst acting as a role model and mentor. </li><li> Inspires others to attain goals and peruse excellence. </li><li> Excellent active listener. </li><li> Problem solving and route cause identification. </li><li> Flexible and creative. </li><li> Strong analytical and decision-making abilities </li><li> Commitment to Bellrock business values. </li><li> Able to manage and develop challenging relationships. </li><li> Innovative and Forward thinking </li></ul> Working arrangements We embrace smarter working practices which offer our employees the opportunity to work their hours flexibly and remotely where their roles and business needs allow. In this role, the successful candidate would be required to work from the West Street, Chichester, West Sussex site PO19 1RQ, Monday to Friday 8:30 am top 5:00 pm with an hour for lunch break. What can we offer you? Upon joining Bellrock, you can expect a comprehensive benefits package including: 25 days annual leave plus bank holidays + 1 additional day as a thank you (enjoy it, it's on us) Salary exchange pension scheme Life cover Paid sick leave Health Assured employee assistance and wellness program Enhanced maternity, paternity and adoption leave Salary sacrifice schemes: Cycle to work Holiday purchase scheme of additional 5 days per year Offers and discount scheme designed to save money on everyday shopping and essentials Healthcare Cashplan MotorSave Scheme Refer a friend Liftshare Virtual GP Helping you to shine We've always encouraged new and different perspectives - and that also means making ours a workplace that encourages diverse and unique voices. Where everyone feels welcome, included, and supported to be themselves and achieve more. So, if you join us, you'll find an inclusive workplace that recognises your hard work, offers lots of learning and development, flexible and hybrid working, and support for your wellbeing. As well as benefits that can make a difference to your life. Ready to start shining? Our people are our passion, so we're all about helping them to shine. That means putting everything in place for you to have a rewarding career with us. So you can go far in your career, with us behind you. And our business will grow, too. So, if you're ready to start your career journey with Bellrock, we're ready to welcome you. It's a great place to be - the light, the energy, the solution. You. Apply today.

Compliance Manager

Scientific Games: Scientific Games is the global leader in lottery games, sports betting and technology, and the partner of choice for government lotteries. From cutting-edge backend systems to exciting entertainment experiences and trailblazing retail and digital solutions, we elevate play every day. We push game designs to the next level and are pioneers in data analytics and iLottery. Built on a foundation of trusted partnerships, Scientific Games combines relentless innovation, legendary performance, and unwavering security to responsibly propel the global lottery industry ever forward. Position Summary An opportunity has arisen for a Compliance Officer, based at our manufacturing plant in Leeds. Scientific Games International Ltd is a subsidiary of the $1Billion pa turnover, globally renowned Scientific Games Corporation. Our purpose-built, state-of-the-art printing facility in Leeds supplies lottery scratch cards to clients in Europe. We are looking for someone to join us as a Compliance Officer in one of our most crucial functions. The purpose of the Compliance team is to ensure that when the job is printed all customer requirements are met, as well as regulatory and company protocols. As Compliance Officer you would be responsible for carrying out stringent and complex audits to ensure these are met. Essentially you would be the last port of call before the job is printed. The role involves: <ul><li>Carefully auditing documentation such as Working Papers, Product Specifications and Run Cards to assess whether the scratch card game will meet requirements in terms of game play, prize structure, physical appearance etc.</li><li>Engaging closely with other departments involved in the process including Sales, Game Programming, Print, and Packaging to collate necessary information.</li><li>Reporting on non-conformities found during the auditing process and following up to ensure that corrective action has been taken.</li><li>Auditing current processes and practices to ensure that they meet company and regulatory protocols.</li><li>Working to strict deadlines to ensure jobs are printed in line with the press schedule.</li><li>Carrying out post-production checks to ensure that all of the required actions have been carried out prior to the order being dispatched.</li></ul>In order to be considered for this role, you must possess the following: <ul><li>An analytical and quizzical nature to explore issues further, and the ability to think beyond the boundaries of a 'check list approach'.</li><li>Self-organisation and a methodical approach</li><li>Excellent numeracy skills</li><li>Persistence in seeing a job through to conclusion and 'tying up the loose ends'</li><li>The capacity to identify errors and omissions that other people have missed</li><li>The ability to manage the pressure of conflicting deadlines</li><li>Strong communication skills, and the capability to feedback information on non-conformities to others</li><li>Strong IT skills, including Excel</li></ul>In return you will have the opportunity to work in a unique role and gain great experience in a busy and friendly team, within a successful company. Furthermore, you will be given a competitive salary of up to £32,000 per annum as well as generous annual leave entitlement of 26 days per year plus bank holidays, and a pension scheme with a company match of 6% of pensionable salary. Please note that due to the highly secure nature of our business, any job offer would be subject to the following screening: drugs screening test, receipt of references, receipt of satisfactory Criminal Records Bureau check, and a satisfactory credit history check. We would also require proof of eligibility to work in the UK before any job offer is made. Qualifications a Work Conditions Scientific Games, LLC and its affiliates (collectively, "SG") are engaged in highly regulated gaming and lottery businesses. As a result, certain SG employees may, among other things, be required to obtain a gaming or other license(s), undergo background investigations or security checks, or meet certain standards dictated by law, regulation or contracts. In order to ensure SG complies with its regulatory and contractual commitments, as a condition to hiring and continuing to employ its employees, SG requires all of its employees to meet those requirements that are necessary to fulfill their individual roles. As a prerequisite to employment with SG (to the extent permitted by law), you shall be asked to consent to SG conducting a due diligence/background investigation on you. This job description should not be interpreted as all-inclusive; it is intended to identify major responsibilities and requirements of the job. The employee in this position may be requested to perform other job-related tasks and responsibilities than those stated above. SG is an Equal Opportunity Employer and does not discriminate against applicants due to race, color, sex, age, national origin, religion, sexual orientation, gender identity, status as a veteran, and basis of disability or any other federal, state or local protected class. If you'd like more information about your equal employment opportunity rights as an applicant under the law, please click here for EEOC Poster.

ABOUT GREYSTAR Greystar is a leading, fully integrated global real estate company offering expertise in property management, investment management, development, and construction services in institutional-quality rental housing, logistics, and life sciences sectors. Headquartered in Charleston, South Carolina, Greystar manages and operates more than $320 billion of real estate in 250 markets globally with offices throughout North America, Europe, South America, and the Asia-Pacific region. Greystar is the largest operator of apartments in the United States, manages more than 1,000,000 units/beds globally, and has a robust institutional investment management platform comprised of more than $79 billion of assets under management, including over $36 billion of development assets. Greystar was founded by Bob Faith in 1993 to become a provider of world-class service in the rental residential real estate business. To learn more, visit <a href="http://www.greystar.com" target="_blank">www.greystar.com</a>. JOB DESCRIPTION SUMMARY The Compliance Manager oversees the supplier compliance registration process, creates supplier records in Greystar systems, and manages customer service inquiries for the supplier compliance program. JOB DESCRIPTION Essential Responsibilities: <ul><li>Supplier Onboarding: Manage supplier onboarding requests within 24 hours and progress each request daily until complete.</li><li>Customer Service: Provide professional, courteous, and respectful responses to program users.</li><li>Training: Train new program users on key aspects of supplier compliance and guide them through the supplier onboarding process and expectations.</li><li>Raise escalations and improvement opportunities as needed to drive operational excellence.</li><li>Maintains positive relationships with program stakeholders, key partners and Avetta vendor. Key partners are regional leaders, accounting and our internal system development team.</li><li>Build upon process documentation to train Greystar India support team members on transactional process flows and identify areas for efficiency.</li><li>Create reports to monitor supplier onboarding turnaround times to drive efficiency, program user satisfaction, and a strong partnership with our internal and external partners.</li></ul>Skills <ul><li>Excellent communication skills to partner well with global team members.</li><li>Excellent customer service skills.</li><li>Excellent attention to detail on data and process.</li><li>Strong Excel skills to manage high volume onboarding and create reports with intermediate skills to include pivot tables and support data enrichment exercises.</li><li>Strong process documentation and ability to train other team members on processes.</li><li>Prioritizes daily responsibilities independently and manages time well.</li><li>Adapts to change and is flexible to changing requirements due to a new system and vendor.</li></ul>Nice to haves: <ul><li>Previous experience updating and maintaining supplier records.</li><li>Previous experience with Avetta vendor and platform for supplier compliance.</li><li>Previous experience with Oracle or Yardi to complete supplier setups for invoicing.</li></ul>Location: Open to remote candidates with preference for candidates who can work from our Charleston, South Carolina office. Schedule: 8 a.m. to 5 p.m. Eastern Time #LI-BB1 Additional Compensation: Many factors go into determining employee pay within the posted range including business requirements, prior experience, current skills and geographical location. <ul><li>Corporate Positions: In addition to the base salary, this role may be eligible to participate in a quarterly or annual bonus program based on individual and company performance.</li><li>Onsite Property Positions: In addition to the base salary, this role may be eligible to participate in weekly, monthly, and/or quarterly bonus programs.</li></ul>Robust Benefits Offered*: <ul><li>Competitive Medical, Dental, Vision, and Disability &amp; Life insurance benefits. Low (free basic) employee Medical costs for employee-only coverage; costs discounted after 3 and 5 years of service.</li><li>Generous Paid Time off. All new hires start with 15 days of vacation, 4 personal days, 10 sick days, and 11 paid holidays. Plus your birthday off after 1 year of service! Additional vacation accrued with tenure.</li><li>For onsite team members, onsite housing discount at Greystar-managed communities are available subject to discount and unit availability.</li><li>6-Week Paid Sabbatical after 10 years of service (and every 5 years thereafter).</li><li>401(k) with Company Match up to 6% of pay after 6 months of service.</li><li>Paid Parental Leave and lifetime Fertility Benefit reimbursement up to $10,000 (includes adoption or surrogacy).</li><li>Employee Assistance Program.</li><li>Critical Illness, Accident, Hospital Indemnity, Pet Insurance and Legal Plans.</li><li>Charitable giving program and benefits.</li></ul>*Benefits offered for full-time employees. For Union and Prevailing Wage roles, compensation and benefits may vary from the listed information above due to Collective Bargaining Agreements and/or local governing authority. Greystar will consider for employment qualified applicants with arrest and conviction records.

We are looking for a Permitting &amp; Regulatory Compliance Specialist III to join our growing team in Kent, WA. Pay is DOE: $38-$50/hr *The pay range offered to the successful candidate will be determined by various factors, including job-related knowledge, skills, and experience. Compensation decisions are made based on the specific details and circumstances of each position and candidate. *This is a full-time, in office position* What we offer at Barghausen: <ul><li>COMPENSATION - Competitive wages, bonuses, and performance-based incentives</li><li>RETIREMENT - 401k plan (200% match on the first 4% of your deferral)</li><li>HEALTHCARE - Fully paid medical, dental, and vision healthcare + life insurance for employee with generous contributions for dependents</li><li>VACATION - 4 weeks of PTO per year + 7 paid holidays</li><li>PERKS - Team bonding activities, sporting event tickets, company-paid gym memberships, half-day Fridays during summer months + much more!</li></ul>Permitting &amp; Regulatory Compliance Specialist III Job Responsibilities: <ul><li>Train team members on workflow and project coordination</li><li>Aid in developing processes and enforcing policies, procedures, and productivity standards</li><li>Creative problem solving for resolution to violations and plan check responses</li><li>Develop and implement compliance and permitting programs for the team</li><li>Step in during times of heavy workload and implement work plans and assist with Permitting &amp; Compliance Specialist responsibilities and duties</li><li>Delegate projects to team based on their individual strengths and abilities and availability</li><li>Monitor and manage staff by communicating job expectations, planning, and monitoring work progress</li><li>Oversee Quarterly/Annual Compliance Report and client meeting agenda</li></ul>Permitting &amp; Regulatory Compliance Specialist II Job Requirements: <ul><li>Minimum of 10 years of relevant experience in construction, permitting, regulatory compliance field, supplemented by business/office courses, Class A/B Certification associate degree, and/or bachelor's degree</li><li>Strong attention to detail, concentration, and flexibility (to switch between multiple tasks quickly as needed</li><li>Interpersonal excellence, a sense of curiosity, entrepreneurship, proactivity, and commitment to quality</li><li>Excellent Time Management Skills</li><li>Sense of curiosity, entrepreneurship, proactivity, and commitment to quality</li></ul>About Us: Barghausen Consulting Engineers, a Division of Core States Group, is one of the Northwest's leading multi-disciplined service firms offering civil engineering, land surveying, land use planning, and other related services. We are a growing company with over 650 employees and 24 total office locations under the Core States Group brand. We have an excellent reputation in the Puget Sound area and work extensively throughout the Western United States, while also providing services for nationwide client programs. Our clients are mostly private developers and are some of the nation's largest and most respected homebuilders, industrial developers, retailers, and petroleum companies. Equal Opportunity Employer This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights notice from the Department of Labor.

Permitting & Regulatory Compliance Specialist III

We are looking for a Permitting &amp; Regulatory Compliance Specialist II to join our growing team in Kent, WA. Pay is DOE: $35-$40/hr *The pay range offered to the successful candidate will be determined by various factors, including job-related knowledge, skills, and experience. Compensation decisions are made based on the specific details and circumstances of each position and candidate. *This is a full-time, in office position* What we offer at Barghausen: <ul><li>COMPENSATION - Competitive wages, bonuses, and performance-based incentives</li><li>RETIREMENT - 401k plan (200% match on the first 4% of your deferral)</li><li>HEALTHCARE - Fully paid medical, dental, and vision healthcare + life insurance for employee with generous contributions for dependents</li><li>VACATION - 3 weeks of PTO per year + 7 paid holidays</li><li>PERKS - Team bonding activities, sporting event tickets, company-paid gym memberships, half-day Fridays during summer months + much more!</li></ul>Permitting &amp; Regulatory Compliance Specialist II Job Responsibilities: <ul><li>Understand fuel design and fuel facility operations</li><li>Administer Programs assigned by Manager</li><li>Delegate tasks to Permitting &amp; Compliance Specialist I and Administrative Assistant based on their individual strengths and abilities and availability</li><li>Review agency comments and provide in depth equipment process descriptions and responses</li><li>Effectively communicate with clients to define project requirements, scopes, and objectives that align with organizational goals</li><li>Analyze project progress and, when necessary, adapt scope or timeline to achieve optimal results</li><li>Report project risks and outcomes to appropriate management channels, and escalate issues according to project work plan</li><li>Serve as point of communication between company teams and external resources</li><li>Deepen partnerships with outside resources, including agency contacts, clients, and third-party vendors</li><li>Investigate potential violations through audits</li><li>Recommend effective and prompt strategies/solutions for driving/improving environmental compliance</li><li>Conduct regulatory analysis on the applicability and impact of environmental regulations, including new and proposed regulations</li><li>Analyze statistics and prepare specific program administration directives</li><li>Attend meetings held by regulators and provide feedback and direction to client and team</li></ul>Permitting &amp; Regulatory Compliance Specialist II Job Requirements: <ul><li>Combination of at least 5 years of relevant experience in a construction, permitting, regulatory compliance field, supplemented by business/office courses, Class A/B Operator Certification, associate degree, bachelor's degree</li><li>Strong attention to detail</li><li>Interpersonal excellence, and a sense of curiosity, entrepreneurship, proactivity, and a commitment to quality</li></ul>About Us: Barghausen Consulting Engineers, a Division of Core States Group, is one of the Northwest's leading multi-disciplined service firms offering civil engineering, land surveying, land use planning, and other related services. We are a growing company with over 650 employees and 24 total office locations under the Core States Group brand. We have an excellent reputation in the Puget Sound area and work extensively throughout the Western United States, while also providing services for nationwide client programs. Our clients are mostly private developers and are some of the nation's largest and most respected homebuilders, industrial developers, retailers, and petroleum companies. Equal Opportunity Employer This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights notice from the Department of Labor.

Permitting & Regulatory Compliance Specialist II

Spaulding Ridge is an advisory and IT implementation firm. We help global organizations get financial clarity into the complex, daily sales, and operational decisions that impact profitable revenue generations, efficient operational performance, and reliable financial management. At Spaulding Ridge, we believe all business is personal. Core to our values is our relationships with our clients, our business partners, our team, and the global community. Our employees dedicate their time to helping our clients transform their business, from strategy through implementation and business transformation. As Governance Risk &amp; Compliance manager, you will have responsibility for the compliance program group. You will work to further develop standards, policies, and procedures to ensure that Spaulding Ridge's compliance program is effective. This also extends to further developing Spaulding Ridge's positive compliance culture and updating and implementing processes and systems to identify and manage compliance risks. <ul><li>Implement and manage an effective compliance program</li><li>Lead and deliver a range of technology risk projects, including ISO 27001</li><li>Fill compliance questionnaires, develop and review company policies and other documentation</li><li>Negotiate Data Processing Agreements and similar contracts.</li><li>Advise management on the company's compliance with laws and regulations, including those related to the use of AI Tools.</li><li>Create and manage action plans in response to audit discoveries and compliance violations.</li><li>Regularly audit company procedures, practices, operations and documents to identify possible weaknesses or risks.</li><li>Ensure all employees are educated on the latest regulations and processes</li><li>Ensuring compliance monitoring processes are handled efficiently and effectively</li><li>Resolve employee concerns about legal compliance</li><li>Create and manage automated compliance auditing and monitoring tools</li><li>Perform risk assessments and identify compensating controls to address the risks</li></ul>You have <ul><li>Master's degree in IT, law, finance, business management, or a related field</li><li>3-5 years' proven experience in a compliance officer role on international organization</li><li>Experience with global data privacy legislation including EU GDPR, Canada PIPEDA</li><li>Experience with auditing standards and industry frameworks such as SOC-2, GS 007, IIA/ISACA, open banking, COBIT, PCI-DSS, ISO 27001 and/or NIST</li><li>Good knowledge of legal requirements and procedures</li><li>Highly-analytical with strong attention to detail</li><li>Degree in IT, law, finance, business management, or equivalent professional experience</li></ul>Please note that we cannot offer visa sponsorship for this role. You must have a valid right to live and work in Spain. We take care of you As an employee of Spaulding Ridge, you will be part of a company providing innovative opportunities to impact our clients meaningfully. Giving back is core to our values. As part of this effort, you will be given the opportunity to participate in different opportunities throughout the year, including SR's day of service, giving back to our global community. We offer a competitive benefit package, including private medical insurance, learning budget, IT and wellness allowance and more! #LI-DR1 Spaulding Ridge's Commitment to an Inclusive Workplace When we engage the expertise, insights, and creativity of people from all walks of life, we become a better organization, we deliver superior services to clients, and we transform our communities and world for the better. At Spaulding Ridge, we believe our team should reflect the rich diversity of society and we take seriously the responsibility to cultivate a workplace where every bandmate feels accepted, respected, and valued for who they are. We do this by creating a culture of trust and belonging, through practices and policies that support inclusion, and through our employee led Employee Resource Groups (ERGs): CRE (Cultural Race and Ethnicity), Women Elevate, PROUD and Mental Wellness Alliance. The company is committed to offering Equal Employment Opportunity and to providing reasonable accommodation to applicants with physical and/or mental disabilities. If you are interested in applying for employment with Spaulding Ridge and are in need of accommodation or special assistance to navigate our website or to complete your application, please send an e-mail with your request to our VP of Human Resources, Cara Halladay (<a href="mailto:challaday@spauldingridge.com" target="_blank">challaday@spauldingridge.com</a>). Requests for reasonable accommodation will be considered on a case-by-case basis. Qualified applicants will receive consideration for employment without regard to their age, race, religion, national origin, gender, sexual orientation, gender identity, protected veteran status or disability.

Governance Risk & Compliance Manager

Compliance Specialist ZP Better Together is one of the nation's most extensive communication services for the deaf and hard of hearing communities. As a leading provider of onsite interpreting services, video relay service and video remote interpreting, the Company delivers a wide array of options designed to meet the unique communication needs of its customers. Please view our website: <a href="http://www.zpbettertogether.com" target="_blank">www.zpbettertogether.com</a> ZP Better Together' vision is to provide high-quality services with innovative products that break down communication barriers for its customers. We strive to change the game because we believe communication access is a right worthy of utmost respect and because every conversation matters. We are experiencing tremendous growth and are looking to add strong expertise to our world-class teams! Compliance Specialist Job Responsibilities: <ul><li>Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies.</li><li>Evaluate the efficiency of process and controls and improve them continuously.</li><li>Revise procedures, reports and practices periodically to identify hidden risks or non-conformity issues</li><li>Draft, modify and implement company policies.</li><li>Document businesses processes, risks and control procedures in conformity with the Federal Communications Commission and applicable requirements.</li><li>Review the work of colleagues when necessary to identify compliance issues and provide advice or training.</li><li>Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.</li><li>Prepare reports for senior management and external regulatory bodies as appropriate.</li></ul>Compliance Specialist Qualifications / Skills: <ul><li>Legal and FCC regulatory compliance - (knowledge of Federal Communications Commission regulations on relay service; federal and state regulations on accessibility of communications services and technologies, including interpreting service)</li><li>Research and analyzing information skills</li><li>Reporting research results</li><li>Auditing</li><li>Administrative writing skills</li><li>Organization</li><li>Working with others, including deaf and hard of hearing employees</li><li>Statistical analysis</li><li>American Sign Language proficiency skill preferred, or</li><li>Willingness to learn ASL and the deaf culture</li></ul>Education and Experience Requirements: <ul><li>Bachelor's degree in accounting, business, public administration, or related field </li><li>Seven years of professional performance auditing, analytical or similar work experience</li><li>Three years of lead-auditor or similar experience leading and directing professional staff; or, an equivalent combination of education and experience sufficient to successfully perform the essential duties of the job such as auditing and those listed above</li><li>Possession of a professional designation such as Certified Internal Auditor, Certified Public Accountant, Certified Governmental Auditing Professional, Certified Information Systems Analyst, Certified Government Finance Manager, or Certified Fraud Examiner</li></ul>Work environment Employees may experience the following physical demands for extended periods of time: <ul><li>Sitting, standing and walking (95-100%) </li><li>Keyboarding (40-60%) </li><li>Viewing computer monitor, videophone, and cell phone requiring close vision (40-60%) </li><li>Lifting computers and other equipment. </li></ul><ul><li>Position may require some travel.</li></ul>Disclaimer: The above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees to this job. Employees are expected to follow their supervisor's instructions and to perform the tasks requested by their supervisors. ZP Better Together is an Equal Opportunity Employer. Principals Only

Compliance Specialist

AutoNation is one of the largest automotive retailers in the United States, offering innovative products, exceptional services, and comprehensive solutions, empowering our customers to make the best decisions for their needs. With a network of dealerships nationwide strengthened by a recognized brand, we offer a wide variety of new and used vehicles, customer financing, parts, and provide expert maintenance and repair services. Through DRV PNK, we have raised over $40 million for cancer-related causes, demonstrating our commitment to making a positive difference in the lives of our Associates, Customers, and the communities we serve. So what do you say? Are you ready to be part of something big? Position Overview The Risk Management Analyst will provide critical support for AutoNation's Risk Management department by assisting with insurance accounting, financial analysis, and project management. This role ensures accurate financial reporting related to insurance activities and supports Risk Management initiatives, program renewals, audits, and process improvements. Key Responsibilities • Perform insurance-related accounting functions, including invoice processing, premium allocations, and reconciliations • Support monthly, quarterly, and annual financial reporting for Risk Management, ensuring accuracy and compliance with internal controls • Assist with preparing schedules and documentation for internal and external audits • Assist in the annual insurance renewal process by compiling underwriting data, loss runs, and exposure schedules • Support budgeting and forecasting activities for Risk Management expenses and insurance premiums • Coordinate payment tracking and reporting for claims, deductibles, and premium costs • Assist in special projects such as claims analysis, loss forecasting, and risk financing evaluations • Develop and maintain dashboards, reports, and KPIs to provide insights into insurance program performance • Collaborate with brokers, carriers, internal departments, and third-party administrators as needed • Maintain knowledge of insurance principles, financial reporting standards, and relevant regulations Qualifications • Bachelor's degree in Accounting, Finance, Risk Management, Business Administration, or related field • 2+ years of experience in insurance accounting, financial analysis, risk management, or related field; corporate or brokerage experience preferred • Strong understanding of insurance concepts and financial reporting principles • Proficiency in Microsoft Excel (pivot tables, VLOOKUP, financial modeling), Word, and PowerPoint • Experience with accounting and insurance management systems is preferred • Exceptional attention to detail and organizational skills • Strong analytical and problem-solving abilities • Ability to manage multiple tasks and deadlines in a fast-paced environment • Excellent written and verbal communication skills • Insurance or accounting certifications (e.g., ARM, CPCU, CPA) a plus Exciting Benefits and Perks Await You: <ul><li>Competitive compensation and 401k matching</li><li>Enjoy a healthy work-life balance with insurance plans (health, dental, vision) and maternity benefits.</li><li>Associate purchase and discount programs for new and pre-owned vehicles, services, parts, collision, accessories, and AutoGear</li><li>Access amazing deals and discounts through YouDecide, a website with offers from top providers and retailers</li><li>Join our DRVPNK mission to raise and donate millions of dollars to cancer research and treatment, partnering with cancer charities nationwide</li></ul>AutoNation is committed to creating a diverse, equitable, and inclusive environment in our workplace and the services we provide. We welcome candidates from all backgrounds who are passionate about making a positive impact. Even if you do not meet every requirement, we encourage you to apply. Join our team and help us foster a culture of belonging while contributing to our revolutionary work in the automotive industry. We value innovation, teamwork, and a commitment to making a positive impact in the world.

Analyst, Risk Management

Enhanced Compliance Analyst, Senior North - Remote (EST or CST) The Enhanced Compliance Analyst, Senior is responsible for reviewing systematic Anti-Money-Laundering (AML) alerts and conducting EDD reviews and making decisions regarding high-risk merchants. This role will also be responsible for completing monthly reporting to stakeholders and sponsor banks. The EDD Analyst may also assist with projects and responsibilities as designed by the BSA Officer. What you'll do: <ul><li> Conduct independent reviews and decisioning regarding Enhanced Due Diligence (EDD) investigative/intelligence research of individuals, entities, and/or events related to current or prospective customers through public records, open-source media, vendor systems, or other research tools to include OFAC, negative news, and Politically Exposed Persons (PEPs) in compliance with regulatory guidance and internal policies and procedures.</li><li>Decision, document and retain daily OFAC, negative news and PEP alerts. Maintains a central database of all OFAC, PEP and Negative news pre-screening and analysis of customer account activity to assist the EDD process.</li><li>Maintain and update EDD database for reporting and tracking work flow and efficiencies.</li><li>Special projects as assigned by leadership. </li></ul>What we need from you: <ul><li>Bachelor's Degree</li><li>4 or more years' experience in EDD investigations and decision making</li><li>Ability to research, analyze and compile data.</li><li>Prior research using risk analyst tools such as Lexis/Nexis, Westlaw, etc.</li><li>Strong desire and willingness to learn, proactively maintaining awareness of policies and procedures while complying with Regulatory requirements</li><li>Ability to analyze large volumes of data and information for relevance against established criteria</li><li>Excellent Microsoft Excel skills (This role works heavily with creating reports to make data easily viewed by stakeholders)</li><li>Excellent research and analytical skills with strong attention to detail.</li><li>Accuracy, diligence, and the ability to deliver high quality results within tight deadlines with a good sense of risk awareness.</li><li>Self-motivated, team player able to meet required time-lines and a strong sense of accountability.</li></ul>How to stand out: <ul><li>CAMS certification preferred.</li></ul>Travel Requirements: Up to 10% What we offer: We offer a comprehensive benefits package that enables our teams to live a life well lived, both personally and professionally. Some of our perks include: <ul><li>Medical, Dental, &amp; Vision Coverage</li><li>Flexible Paid Time Off</li><li>401(k) + Match</li><li>Mental Health Support &amp; Well-Being Program</li><li>Paid Maternity &amp; Paternity Leave</li><li>Education Assistance</li><li>Company-funded Lifestyle Spending Account</li></ul>Please note: North is a US based company and this role is not eligible for current or future sponsorship. Who we are: North, and our family of companies, are committed to helping entrepreneurs grow their businesses. As an end-to-end payment solutions company, we provide everything business owners need to get paid, whether they serve customers in a physical storefront, online, or both. We pride ourselves on being large enough to offer customized solutions to our enterprise-level clients while remaining agile enough to take an award-winning, hands-on approach to personal service that our merchants won't find anywhere else. Let's go North, together! Our most important resource is our people. Join our diverse team of innovators and do-ers and make your mark on the future of payments technology. We're proud to offer benefits that help our team members further their overall well-being through unique initiatives that are both personally and professionally fulfilling. At North, we celebrate diversity and create an inclusive environment for everyone. We are an equal opportunity employer. To learn more about North, and our family of companies, visit our website: north.com

Senior Enhanced Compliance Analyst

Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance. We're a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The industry is going through an unprecedented transformation, and we're at the forefront. We're proud to come to work every day knowing that what we do has a direct impact on people's lives, with our core values guiding us every step of the way. Join us to invest in yourself, your career, and the financial world. The role: The Compliance Privacy Officer role is accountable for establishing and maintaining the Compliance Privacy Program for the company. This program sets the framework and roles/responsibilities across the enterprise for how consumer privacy laws and regulations are managed at the company, including U.S. and international laws, as applicable. This role is accountable for ensuring the appropriate policies and standards are in place and providing oversight and effective challenge to the business units regarding Privacy compliance. This role works closely with the Enterprise Data Management team, the Legal Privacy attorney, and information technology teams to support an effective Privacy Compliance program, meeting our members' and regulatory expectations. What you'll do: <ul><li>Establish and manage an effective consumer Privacy Compliance Program and framework, codified in policies, standards, and procedures</li><li>Provide subject matter expertise, support, and leadership to Compliance partners, Business Units, and Internal Audit with regard to privacy compliance risk and issues;</li><li>Support company innovation and growth through collaboration and strategic problem solving; analyze business initiatives, including new products and processes, to determine whether they comply with applicable privacy laws and regulations</li><li>Conduct risk assessments under the Privacy Compliance Program to measure the residual level of privacy risk and drive enhancements or corrective actions, as indicated</li><li>Provide oversight and effective challenge to SoFi business units in the execution of the Privacy Compliance Program, ensuring effective controls, monitoring, and testing</li><li>Partner with Legal to track new/proposed consumer privacy laws and regulations, and drive enterprise adoption of changes, as appropriate; stay abreast of emerging trends, best practices, and risks related to consumer privacy</li><li>Collaborate with internal departments that play a role in managing data privacy, including analyzing, communicating, and responding to data privacy events, as necessary</li><li>Engage with regulators through ongoing supervision and examinations; gather artifacts for submission; review and/or draft responses; and address regulatory feedback, as needed</li><li>Provide insightful and informative reporting to senior management and the Board of Directors regarding data privacy at SoFi</li><li>Manage a team of compliance professionals in support of the Privacy Compliance Program</li></ul>What you'll need: <ul><li>Bachelor's degree or equivalent military experience</li><li>Superior knowledge of consumer privacy compliance laws and regulations</li><li>Eight (8) plus years of compliance or risk management experience at large financial institutions, with at least five (5) focused on privacy compliance</li><li>Five (5) plus years in a people leader role</li><li>Excellent verbal and written communication skills</li><li>Substantial broad-based knowledge and experience in applying laws and regulations, designing, managing, and overseeing compliance programs and processes and handling regulatory matters</li></ul>Nice to have: <ul><li>Juris Doctor or Master's degree</li><li>Ten (10) plus years of privacy, compliance risk management, risk management, legal, or audit experience at a financial institution</li><li>Five (5) plus years of experience in strategic initiative management</li><li>Experience with emerging technologies, such as Artificial Intelligence, Block Chain, and cryptocurrencies</li><li>Certified Information Privacy Professional (CIPP), Artificial Intelligence Governance Professional (AIGP), Certified Risk Professional (CRP), or Certified Regulatory Compliance Manager (CRCM)</li></ul>Compensation and Benefits The base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate's experience, skills, and location. To view all of our comprehensive and competitive benefits, visit our Benefits at SoFi page! SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status, or any other basis prohibited by applicable state or federal law. The Company hires the best qualified candidate for the job, without regard to protected characteristics. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records. New York applicants: Notice of Employee Rights SoFi is committed to embracing diversity. As part of this commitment, SoFi offers reasonable accommodations to candidates with physical or mental disabilities. If you need accommodations to participate in the job application or interview process, please let your recruiter know or email <a href="mailto:accommodations@sofi.com" target="_blank">accommodations@sofi.com</a>. Due to insurance coverage issues, we are unable to accommodate remote work from Hawaii or Alaska at this time. Internal Employees If you are a current employee, do not apply here - please navigate to our Internal Job Board in Greenhouse to apply to our open roles.

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