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Job Description Summary Organization's Summary Statement: The Youth Protection Compliance Manager serves as the University of Maryland's subject matter expert and central point of contact for youth protection programs involving minors. In collaboration with campus partners, this position maintains a youth program registry for university-affiliated programs involving minors to track program details, participant information, and compliance status. The Youth Protection Compliance Manager establishes policies and standardized procedures for centralized program management, mitigating identified risks. The Youth Protection Compliance Manager communicates the Maryland Department of Health regulations and UMD/USM policy requirements, resources, and training, to stakeholders across academic and administrative units. This role leads compliance assessments, including addressing violations for registered youth program activities, oversees required criminal background checks and Child Protective Services clearances for youth program staff, conducts campus-wide compliance audits, and provides timely status reports and risk mitigation strategies to university leadership. Physical Demands: This is a primarily a sedentary position involving extensive use of desktop computers. The position does occasionally require walking some distance to attend meetings and programs. Preferences: Satisfactory State of Maryland and FBI criminal background check and Child Protective Services clearance. Experience in the field of youth programming or youth protection. Experience working in an academic environment. Licenses/ Certifications: N/A Minimum Qualifications Education: Bachelor's degree from an accredited college or university. Experience: Five (5) years of professional program management experience. Other: Additional work experience as defined above may be substituted on a year for year basis for up to four (4) years of the required education. Knowledge of business acumen to understand key business drivers, organizational communications, and data. Skill in oral and written communication. Skill in the use of Microsoft Office products. Ability to exercise independent judgment and discretion. Ability to develop and administer new policies and procedures. Ability to interpret and apply policies, procedures, regulations, and laws. Additional Job Details Required Application Materials: Resume , Cover Letter , List of References Best Consideration Date: March 20th , 2025 Posting Close Date: N/A Open Until Filled: Yes Job Risks Not Applicable to This Position Financial Disclosure Required For more information on Financial Disclosure, please visit Maryland's State Ethics Commission website. Department VPA-Environmental Safety, Sustainability &amp; Risk Worker Sub-Type Staff Regular Salary Range $76,627 -$95,784 Benefits Summary For more information on Regular Exempt benefits, select this link. Background Checks Offers of employment are contingent on completion of a background check. Information reported by the background check will not automatically disqualify anyone from employment. Before any adverse decision, the finalist will have an opportunity to provide information to the University regarding disclosable background check information. The University reserves the right to rescind the offer of employment or otherwise decline or terminate employment if the information reported by the background check is deemed incompatible with the position, regardless of when the background check is completed. Employment Eligibility The successful candidate must complete employment eligibility verification (on Form I-9) by presenting documents that establish identity and work authorization within the timeframe required by federal immigration law, and where applicable, to demonstrate renewed employment authorization. Failure to complete employment eligibility verification or reverification within the timeframe set forth by law may result in suspension or termination of employment. EEO/AA Statement The University of Maryland, College Park is an Equal Opportunity/Affirmative Action Employer; all qualified applicants, including veterans and people with disabilities, will receive consideration for employment. UMD is actively engaged in recruiting, hiring, and promoting underrepresented communities. Please read the entire University of Maryland Equal Employment Opportunity and Affirmative Action Statement of Policy. Women, Minorities, Disabled, Veterans, and LGBTQ+ Welcome! Diversity Statement The University of Maryland, College Park, an equal opportunity/affirmative action employer, complies with all applicable federal and state laws and regulations regarding nondiscrimination and affirmative action; all qualified applicants will receive consideration for employment. The University is committed to a policy of equal opportunity for all persons and does not discriminate on the basis of race, color, religion, sex, national origin, physical or mental disability, protected veteran status, age, gender identity or expression, sexual orientation, creed, marital status, political affiliation, personal appearance, or on the basis of rights secured by the First Amendment, in all aspects of employment, educational programs and activities, and admissions. Title IX Non-Discrimination Notice The University of Maryland (UMD) does not discriminate on the basis of sex, gender identity or expression, sexual orientation, race, color religion, national origin, ethnicity, physical or mental disability, protected veteran status, age, genetic information or any other characteristic protected by law in its programs and activities. Specifically, Title IX prohibits discrimination on the basis of sex in UMD programs and activities, including with respect to admission and employment. Resources <ul><li>Learn how military skills translate to civilian opportunities with O*Net Online</li></ul>Search Firm Managed Recruitment There are some positions that are not advertised on this career site as the search is being managed by a Search Firm. Please visit the link below to see these available opportunities: Search Firm Managed Vacancies

Youth Protection Compliance Manager

Position: Program Integrity and Compliance Officer Compensation: $120,000 - $130,000 based upon experience Status: Full-Time Category: Exempt Shift: 40 hours / with varying workdays and a flexible schedule. Location: Ewing, NJ What We Offer: <ul><li>Top 401k plans in the industry. Employer contribution of 5% and 6% match, for a total of 11%</li></ul><ul><li>Comprehensive Medical and Dental Benefits</li><li>Extended Dental Reimbursement up to $250</li><li>Vision Reimbursement up to $200</li><li>Life Insurance Coverage</li><li>13 Paid Holidays</li><li>Paid Time Off: Personal, Vacation &amp; Sick</li><li>Paid Bereavement Days</li><li>Jury Duty with full pay</li><li>Military Leave Compensation</li><li>Employee Assistance Plan (EAP)</li><li>Referral Bonus Program</li><li>HUSK Marketplace: Exclusive savings on Gym &amp; Fitness Centers, Deals on Equipment, and Husk Nutrition</li></ul>Who We Are The Arc Mercer is a trusted leader in providing comprehensive support and services for individuals with intellectual and developmental disabilities (IDD) across Mercer County. For over 70 years, we have been dedicated to creating a more inclusive community by empowering individuals to live fulfilling and independent lives. Job Summary: We are seeking a highly motivated and experienced Program Integrity and Compliance Officer to ensure our organization adheres to all applicable laws, regulations, and internal policies by monitoring operations, conducting risk assessments, and implementing preventative measures to mitigate compliance risks across all departments. Key Responsibilities <ul><li>Regulatory Compliance: Monitor and evaluate the organization's adherence to federal, state, and local regulation, including those for Medicaid and the Department of Developmental Disabilities (DDD), and ensure compliance across the agency. Stay informed of new regulations and impacts on the agency.</li><li>Compliance Monitoring and Risk: Regularly review operations to identify potential compliance risks and ensure adherence to relevant laws and regulations. Oversee compliance audits and investigations to assess adherence and identify areas for improvement. Develop and execute compliance monitoring plans, including data analysis and reporting.</li><li>Risk Assessment and Mitigation: Conduct regular risk assessments to identify potential compliance risks and prioritize mitigation strategies. Develop and implement preventive controls to address identified compliance risks.</li><li>Investigations: Oversee and provide guidance on and monitor compliance with applicable incident reporting requirements. Provide direct supervision of primary investigator for all incidents, ensuring investigations are completed thoroughly and timely, in accordance with applicable regulations and internal standards.</li><li>Reporting and Communication: Prepare comprehensive reports on compliance activities, findings and recommendation to senior management. Proactively communicate compliance issues and concerns to relevant stakeholders.</li><li>Collaboration: Work closely with all departments to ensure comprehensive compliance across the organization.</li></ul>Minimum Qualifications <ul><li>Bachelor's degree in a related field preferred.</li><li>Minimum of 5-7 years of experience in regulatory compliance; familiar with Department of Human Services/Division of Developmental Disabilities.</li><li>Strong knowledge of regulatory requirements and best practices for Medicaid funded programs.</li><li>Excellent analytical, organizational, and problem-solving skills.</li><li>Strong communication skills, both written and verbal, with the ability to collaborate across teams and departments.</li><li>Knowledge of incident reporting, quality assurance, and program evaluation techniques.</li><li>Ability to manage multiple tasks and prioritize effectively.</li><li>Proficiency in data tracking, reporting, and documentation tools.</li><li>Ability to work independently and as part of a team to drive program success.</li><li>Ability to work flexible hours, including evenings, weekends, and on-call as needed.</li><li>Strong organizational and time-management skills.</li><li>Knowledge of program integrity, compliance, and incident reporting requirements.</li><li>Excellent written, verbal, interpersonal, communication, and presentation skills.</li><li>Ability to work effectively in a fast-paced, deadline driven environment</li><li>Valid driver's license with a clean driving record (no more than three suspensions or points in the past three years).</li></ul>Why Join Us? At The Arc Mercer, you'll be part of a mission-driven organization where your work truly makes a difference. Join a supportive, professional environment that values growth, collaboration, and the power of inclusion. Here, you'll have the opportunity to empower individuals to achieve their fullest potential, while building your own skills and career through ongoing training and development. If you're passionate about helping others thrive in the workplace and the community, we invite you to bring your talents to our team. Together, we'll create meaningful opportunities and make a lasting impact. Join us at The Arc Mercer-where every day is an opportunity to change lives. Have Questions? Email us at <a href="mailto:recruiter@arcmercer.org" target="_blank">recruiter@arcmercer.org</a> or call 609-477-9806 for more information. Equal Opportunity Employer The Arc Mercer is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, veteran, or disability status. All employment offers of employment are contingent upon a successful completion of a background check, drug screen, physical and PPD and an acceptable driving record.

Program Integrity and Compliance Officer

Опис кoмпaнії RISK inc: An International iGaming Company Pushing the Boundaries of Entertainment Who We Are: An international iGaming company specializing in identifying and fostering the growth of high-potential entertainment markets. With 600+ professionals in 20+ locations, we operate in 10 countries, serving over 300,000 customers. Always Pushing the Boundaries? You Already Belong at RISK! Our global-scale operations are based on strong internal expertise, analytics, and data research. We have expertise in iGaming operations (sports betting, online casino), digital and affiliate marketing, tech solutions, and data analytics. We are looking for an International Banking Compliance Officer, focused on sourcing banks to open accounts for high-risk companies, to join our team. Опис вaкaнсії <ul><li>Registration and maintenance of companies in various jurisdictions, including preparation and submission of required legal documents;</li><li>Open and manage corporate bank accounts, liaise with banks and payment institutions;</li><li>Conducting compliance procedures (KYC/AML) for banking institutions;</li><li>Monitor legal changes, prepare responses to bank requests, and ensure adherence to international banking and corporate regulations;</li><li>Draft and review corporate and financial agreements, provide legal advice on international business operations, and support internal audits.</li></ul>Квaліфікaції <ul><li>Master degree in law;</li><li>Experience in the field of international law from 2 years;</li><li>Strong understanding of international corporate law and banking regulations;</li><li>Fluency in English (written and spoken), experience in writing texts and letters in English;</li><li>Experience working with foreign banks or payment institutions is an advantage.</li></ul>Дoдaткoвa інфoрмaція Our Benefit Cafeteria is Packed with Goodies: <ul><li>Children Allowance</li><li>Mental Health Support</li><li>Sport Activities</li><li>Language Courses</li><li>Automotive Services</li><li>Veterinary Services</li><li>Home Office Setup Assistance</li><li>Dental Services</li><li>Books and Stationery</li><li>Training Compensation</li><li>And yes, even Massage!</li></ul>Ready to Take the Leap? Join a team where every day is an opportunity to take a RISK and come out on top. Follow us on LinkedIn and Instagram, and let us be your hub for turning ambitious ideas and extraordinary solutions into reality. At RISK, we believe that our people are the driving force behind our success. Together, we can achieve great things and push the boundaries of what's possible in the iGaming industry.

International Banking Compliance Officer

Job Title Operational Compliance Manager Location Asda House (Fieldbased) Employment Type Full time Contract Type Permanent Hours Per Week 37.5 Salary Competitive salary plus benefits Category Compliance/Audit Closing Date 15 March 2025 Everything about Asda" We are a values-led organisation. As such we, encourage everyone to be open and honest. We work creatively and collaboratively, valuing everyone's input. Our collaborative culture, the size of our business and our belief in the empowerment of the individual means opportunities at Asda are abundant. We conduct £300m worth of transactions every week. Our website handles over 2 million transactions a month. We have more than 145,000 dedicated Asda colleagues ensuring that our customers are at the heart of everything we do. "Everything you'll love." <ul><li>Hybrid and flexible working - everyone is looking for that work/life balance and Asda have it on point. Flexible working meaning you work where it works to meet both your needs and the business needs.</li><li>Discretionary bonus - Rewarding you for your hard work and efforts.</li><li>Company Pension Scheme matched to a limit - Looking forward to the future.</li><li>Minimum 24 days annual leave per year plus 8 bank holidays - Making sure you take time for yourself and switch off.</li><li>4 weekly pay - which means you get an extra payday a year.</li><li>Digital GP and Wellbeing sessions - Asda genuinely cares so we create a culture where our people can perform at their best, the physical health and mental wellbeing of all our people is very important to us.</li><li>Discount off your shopping at Asda and George - with extra discounts running throughout the year - really makes a difference, saving the colleagues an average of £700 a year.</li><li>Career development and apprenticeship and graduate schemes - we want our colleagues to excel and grow with our business.</li><li>Free onsite parking - you can also use it outside working hours.</li></ul>Plus, much more! "Find your role" The role of Operational Compliance Manager is a field based role, reporting into the Operational Compliance Team and part of our wider Legal &amp; Compliance function, primarily supporting with the delivery of Asda's Legal &amp; Compliance strategy. The Operational Compliance Team covers all formats, nationwide. The role aims to ensure that Operational Compliance standards are met at our sites within retail, ALS and Home Office sites. Working with leadership and management teams to support the compliance culture; from implementation of Compliance standards through to incident investigation and managing regulatory contact. The role also is involved in executing a Compliance monitoring and coaching programme that drives continuous improvement in Compliance performance. This is a field based role predominantly covering London and the South East. <ul><li>You will be the main point of contact for Enforcement Agencies regarding Compliance issues. Following on from Enforcement visits you will assess risks, leading to potential liaison with Officers, working with sites to agree action plans and next steps and where applicable helping them to implement change</li><li>You will investigate high level Compliance related incidents at sites and feedback to relevant stakeholders on your findings. This could be anything from a serious accident to a sale of age restricted goods; a pest outbreak to a fire.</li><li>You will be responsible for carrying out Compliance risk based monitoring and auditing of standards at sites. This will involve assisting in the development of the audit, carrying out the audits and feeding back actions and recommending improvements to relevant stakeholders.</li><li>You will carry out other site and support visits to drive improvements in Compliance Standards. </li><li>Whilst you will be aligned to certain regions, the role requires flexibility to attend any site nationwide if required</li></ul>"Let's find out about you." <ul><li>You will need to be excellent at building relationships at all levels. As this role covers many sites, you can't be at one site all the time to see how things are going. You will need others to deliver for you and you will need to build trust with them to help to ensure they do so.</li><li>You will need to be an engaging individual and passionate about the world of Compliance. You will be presenting to others on key risks and issues so quickly gaining their engagement is key to your success.</li><li>You will need to work well with others, both inside and outside of your team. </li><li>You will need to support others in the team on a nationwide, regular basis. </li><li>You will lead by example and set the expectations</li><li>You will be excellent at prioritising tasks and organising your time to ensure that high risk tasks are completed as required</li></ul>"Find your everything at Asda" - bringing brighter living within everyone's reach. We are passionate about creating a diverse and inclusive workforce, representative of the communities we serve, and are creating ways to inspire diverse talent to join Asda. Work Where it Works Our hybrid way of working gives you the choice to work where it works. This enables you to chose where you'll be the most effective. It offers a mix of working from home and in an office environment that works best for you and your team. You will also get an excellent benefits package including; - • Discretionary company bonus • £5,700 company car or car allowance • Company pension up to 7% matched • 10% colleague discount, free parking and many additional rewards. We want all colleagues to be able to bring their best and true selves to work, every day. Simply put, we want our colleagues to be Proud to be Asda and proud to be themselves

Operational Compliance Manager

An exciting opportunity has risen to join our Compliance Team here at Covéa Insurance as a Compliance Manager. Covéa Insurance offer a wide range of home, motor and commercial insurance backed by our award-winning customer service. Our purpose is to "help protect people against the worst happening and put it right if it does". It's the reason we are here, and it's the task we all focus on every day. The Compliance Team plays a pivotal role in ensuring that the organization operates within the legal, regulatory, and ethical boundaries relevant to its industry. The role is a hybrid role, therefore will involve a mix of working from home and from our Halifax office. What will I be doing? <ul><li>Overall day to day management of the Compliance team </li><li>To ensure all regulatory developments are identified, summarised, communicated to the appropriate business areas, assessed for impact, and tracked through to implementation</li><li>To horizon scan and provide relevant summaries and support to ensure your business area is fully equipped to meet any regulatory requirements</li><li>To co-ordinate and oversee Corporate regulatory initiatives that span multiple business areas, and work with the Compliance Business Partners to deliver them</li><li>To provide Compliance advice and guidance to all lines of business on new products, new business opportunities, and changes to existing business relationships and changes to existing products </li><li>To engage with all lines of business, including attendance at committees, to assist them in delivering regulatory compliance and fair customer outcomes</li><li>Ensure adherence to the Compliance and Internal Controls policies </li><li>To co-ordinate responses to FCA consultations, thematic work and routine enquiries</li><li>To conduct and support 2nd line monitoring which supports your business area understand any risks or gaps that need to be addressed.</li></ul>You should apply if you have... <ul><li>Detailed knowledge of FCA regulation </li><li>Excellent planning and organisational skills and the ability to work to deadlines </li><li>Significant Compliance experience</li><li>A very strong track record of delivery of compliance initiatives within the Financial Services sector</li><li>Via relationship management, the ability to develop and maintain good working relationships with management teams across the business. </li><li>Compliance qualification or equivalent level of experience. </li></ul>We understand that some candidates may be hesitant to apply for a position if they do not meet all the criteria listed in the job description. At Covéa, we are dedicated to creating a diverse and inclusive work environment. Therefore, if you are interested in applying for this role but do not fully meet all the requirements, we still encourage you to submit your application. What's on offer? <ul><li>36.25 working hours per week, along with a range of flexible working options.</li><li>Annual pay review and performance related bonus of 12.5% </li><li>27 days holiday + bank holidays, with the option to buy/sell holidays</li><li>Generous pension scheme with a 7.5% minimum employer pension contribution, matched up to a to maximum of 9% dependant on your contribution.</li><li>A range of health benefits such as company funded Private Medical Insurance, an annual health assessment and access to a 24/7 Virtual GP</li><li>Tusker Car Scheme - salary sacrifice scheme which lets you drive away a brand new, fully maintained and insured car for up to four years.</li><li>A wealth of support for your mental, financial &amp; physical wellbeing through our Wellbeing group</li><li>Continued professional development through internal training programmes, professional qualifications and apprenticeships</li><li>Additional benefits such as discounted gym memberships, cycle to work schemes and discounts at lots of retailers through Perkpal</li></ul>Our Mission... Our mission is to welcome everyone and create engaged, inclusive teams. Being an inclusive workplace means taking action to make sure everyone has equal opportunity to succeed, irrespective of their differences. We celebrate our differences and encourage everyone to join us and be themselves at work. As a Disability Confident Employer, we want to ensure that our recruitment process is fair for all. If you require any reasonable adjustments or wish to discuss in more detail, then please get in contact with us or mention it during the online application process. Salary: Up to £70,000 (Dependent on Experience) Working hours: 36.25

Compliance Manager

About Marex Marex Group plc is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. It listed on Nasdaq Global Select Market in April 2024. With more than 35 offices in Europe, US and APAC, it has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics. In supporting the Firm in meeting its regulatory obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations. Compliance is responsible for overseeing the adherence to regulatory requirements and expectations through compliance policies, advisory activity, training, monitoring, surveillance and supporting the firm to implement regulatory change. Central Compliance are responsible for the development and implementation of compliance policies, training, regulatory registrations, exchange returns, complaints handling, conflicts management, regulatory interactions, regulatory developments, audit requests and whistleblowing framework oversight. For more information visit <a href="http://www.marex.com" target="_blank">www.marex.com</a> Role Summary The 'Senior Compliance Officer - Central Compliance' role supports the Head of Central Compliance with the day-to-day operation of the Central Compliance function. The role will primarily focus on and support the following key areas which forms part of the Central Compliance Function: <ol><li>Training </li><li>Compliance Policy Framework </li><li>Complaints Handling </li><li>Conflicts Management (including PA Dealing processes)</li></ol> Responsibilities <ul><li>Oversee the compliance policy framework including making changes and updates to compliance policies on a periodic basis or as required. </li><li>Manage the compliance training schedule and systems, including: (i) issuing training as per the ongoing firm rollout schedule; (ii) reviewing, evaluating and enhancing compliance training content; and (iii) monitor and report on overdue training including escalating to relevant stakeholders.</li><li>Deliver face-to-face training including Compliance inductions and working with the Compliance Advisory team to deliver ad-hoc training as and when required.</li><li>Work with stakeholders to draft and issue compliance communications, as required, which may either be firm wide or targeted to certain subjects. </li><li>Develop the firms Conflicts of Interest (COI) Framework including managing compliance processes. </li><li>Develop the firms Personal Account Dealing (PAD) Framework including managing compliance processes (including oversight of the PAD tool). </li><li>Maintain departmental registers and schedules, e.g., Breaches Registers, COI Registers, Complaints registers. </li><li>Prepare Management Information reports as relevant to areas of responsibility. </li><li>Supporting the Compliance Function in responding to ad-hoc requests</li></ul>Skills and Experience Mandatory <ul><li>Experience of working within a UK regulated environment e.g. SMCR, MIFID, MAR.</li><li>Experience with drafting compliance policies and procedures. </li><li>Experience with drafting training materials. </li><li>Experience in managing conflicts of interest processes.</li><li>Excellent presentation skills and attention to detail.</li><li>Excellent interpersonal and communication skills. </li><li>Minimum 5 - 8 years'* experience of working within a regulatory environment.</li><li>Experience of working within a medium sized financial services firm</li><li>Experience of dealing with various different stakeholders (Front Office, Legal, CoSec, Risk, IT, Finance, HR, etc)</li></ul> Desirable: <ul><li>Experience of working in both a brokerage/ trading firm as well as a large financial institution (investment bank, corporate bank, asset manager, etc.) </li><li>Compliance specific industry certifications including those awarded by the ICA or CISI. </li></ul>Competencies <ul><li>A collaborative team player, approachable, self-sufficient and influences a positive work environment.</li><li>Demonstrates curiosity and attention to detail</li><li>Resilient in a challenging, fast-paced environment.</li><li>Ability to take responsibility for own delivery in a fast pace and high-volume environment.</li><li>Excels at building relationships, networking and influencing others.</li></ul>Conduct Rules You must: <ul><li>Act with integrity</li><li>Act with due skill, care and diligence</li><li>Be open and cooperative with the FCA, the PRA and other regulators</li><li>Pay due regard to the interests of customers and treat them fairly</li><li>Observe proper standard of market conduct</li><li>Act to deliver good outcomes for retail customers</li></ul>Company Values Acting as a role model for the values of the Company: Respect - Clients are at the heart of our business, with superior execution and superb client service the foundation of the firm. We respect our clients and always treat them fairly. Integrity - Doing business the right way is the only way. We hold ourselves to a high ethical standard in everything we do - our clients expect this and we demand it of ourselves. Collaborative - We work in teams - open and direct communication and the willingness to work hard and collaboratively are the basis for effective teamwork. Working well with others is necessary for us to succeed at what we do. Developing our People - Our people are the basis of our competitive advantage. We look to "grow our own" and make Marex the place ambitious, hardworking, talented people choose to build their careers. Adaptable and Nimble - Our size and flexibility is an advantage. We are big enough to support our client's various needs, and adaptable and nimble enough to respond quickly to changing conditions or requirements. A non-bureaucratic, but well controlled environment fosters initiative as well as employee satisfaction. *Applicants outside of this range will also be considered Marex is fully committed to the elimination of unlawful or unfair discrimination and values the differences that a diverse workforce brings to the company. #LI-DG1

Senior Compliance Officer - Central Compliance

The AIFM Compliance Officer/Manager (RC) plays a critical role in ensuring that the company meets all legal and regulatory obligations in a dynamic, fast-paced environment. You contribute to maintaining fundcraft's reputation and operational integrity through diligent compliance oversight, policy management, and collaboration across departments. This role is pivotal to supporting fundcraft's commitment to transparency, risk management, and adherence to anti-money laundering (AML) and counter-financing terrorism (CFT) regulations. This position is key as the candidate will have the position of RC of the AIFM and may be mandated as RC for some of the funds managed by the AIFM. It is a role based in Luxembourg and the person will report directly to the C/O Risk Management &amp; Compliance. Key Responsibilities: <ul> <li>Review and Update internal manuals of policies and procedures to align with regulatory changes and best practices.</li> <li>Collaborate with IT and development teams to enhance fundcraft's digital platform for AML/CFT compliance and reporting.</li> <li>Be the point of contact for escalation of High Risk cases including for the recommendation of onboarding of investors (for the fund's RC mandates).</li> <li>Conduct KYC/KYT AML oversight checks on investors and lead the Know Your Assets (KYA) process.</li> <li>Evaluate and ensure proper AML risk scoring for clients/funds.</li> <li>Support clients and investors by responding to AML/CFT-related inquiries and providing guidance.</li> <li>Oversee data maintenance in the proprietary compliance platform, ensuring records are accurate and up-to-date.</li> <li>Coordinate with internal teams and third parties to manage ongoing transaction follow-up and compliance-related needs.</li> <li>Assist in maintaining and updating mandatory registers in accordance with regulatory requirements.</li> <li>Develop and Deliver internal training and awareness sessions, ensuring team-wide knowledge of AML/CFT regulations and compliance expectations.</li> <li>Monitor and Update the compliance monitoring plan based on new or evolving regulatory frameworks.</li> <li>Identify and Assess regulatory changes affecting the business, ensuring fundcraft adapts promptly and effectively.</li> <li>Prepare and Support internal and external compliance reporting, including Regulatory Compliance (RC) reports for AIFM and managed funds.</li> <li>Analyse and Escalate case alerts related to suspicious activities, sanctions, or potential compliance breaches.</li> <li>Review and Advise on SFDR (Sustainable Finance Disclosure Regulation) and GDPR matters to ensure regulatory alignment.</li> <li>Assist in filing mandatory compliance and regulatory reports, as required.</li> </ul>Requirements Qualifications &amp; Experience: <ul> <li>Degree in Law, Finance, Business, or a related field.</li> <li>Minimum of 5-7years of experience in AML/CFT compliance, preferably within financial services, asset management, or a similar regulatory environment.</li> <li>Deep understanding of AML/CFT regulations, GDPR, SFDR, DORA and other relevant compliance frameworks. Ability to interpret regulatory texts and implement their requirements within an AIFM environment.</li> </ul>Skills &amp; Behaviours: <ul> <li>Detail-Oriented: Attentive to intricate details, especially when reviewing policies, onboarding documents, and monitoring investor risk assessments, to ensure that all processes meet regulatory standards.</li> <li>Familiarity with compliance platforms and technology solutions that support AML/CFT efforts. Ability to work closely with IT teams to adapt and optimise fundcraft's proprietary compliance tools.</li> <li>Exceptional verbal and written communication skills in French and English to effectively explain complex regulatory requirements to colleagues, clients, and investors; additional knowledge of German or Spanish is an asset.</li> <li>Capable of performing thorough analyses and risk assessments, synthesising data to make well-informed compliance decisions, and identifying and mitigating potential risks to the organisation.</li> <li>Strong organisational skills to manage and prioritise multiple tasks, deadlines, and projects, ensuring timely completion of compliance activities and adherence to evolving regulatory standards.</li> <li>Proven ability to work closely with various internal teams, including IT, investor relations, and legal departments, as well as external stakeholders, to ensure seamless communication and compliance across all interactions.</li> <li>Demonstrated initiative in identifying compliance challenges and developing innovative solutions, anticipating potential risks, and implementing proactive measures to maintain regulatory compliance.</li> <li>Ability to remain effective in a fast-paced, evolving regulatory landscape, adjusting to new requirements and handling unexpected challenges with composure and adaptability.</li> <li>Dedication to staying up-to-date with industry regulations and compliance standards, regularly participating in training, and demonstrating a commitment to continuous learning.</li> <li>Displays a high standard of ethics, confidentiality, and integrity in handling sensitive compliance and investor information, embodying fundcraft's values of trust and transparency.</li> <li>Contributes positively to fundcraft's team environment, fostering a culture of collaboration, compliance awareness, and enthusiasm, all while maintaining a healthy sense of humour to engage and support colleagues.</li> </ul>Benefits <ul> <li>Join a culture that celebrates creativity and welcomes innovative, disruptive ideas, empowering you to make a real impact.</li> <li>Immerse yourself in a fast-paced, diverse workplace where you'll have the chance to collaborate and learn from specialists across various fields, fostering personal and professional growth.</li> <li>Embrace automation and seamless tech integration in your workflows, while our platform boosts operations through tech leverage, ensuring you stay ahead of the curve and updated with new technologies.</li> <li>Work in a comfortable, ergonomic environment within our spacious, modern offices where you can enjoy daily fresh fruit and coffee!</li> <li>Monthly afterworks organised by the company to unwind and strengthen team connections.</li> </ul>

AIFM Compliance Officer/Manager (RC)

Job Description Are you ready to unleash your full potential? We're looking for people who are passionate about payments to chart Worldpay's path to being the largest and most-loved payments company in the world. About the team: Worldpay Corporate Compliance partners with market and product teams to provide clarity on regulatory requirements and develop solutions to maintain compliance. The team possesses deep expertise in global payments, licensing, financial crime investigation, and specialized regulatory areas, making them well-equipped to handle complex compliance challenges. About the role: This role will require an experienced Compliance leader, with deep knowledge of the evolving regulatory landscape, particularly as it relates to Fintech/Payments, and with US high-risk merchant verticals/segments, to include maintaining knowledge of potential product functionality (i.e. - cross border payouts) that may trigger regulatory obligations, and/or applicable Sponsor bank and card network requirements/obligations. What you will be doing <ul><li>Serve as a direct US Compliance point of contact to the lines of business to ensure appropriate oversight of regulatory compliance (Financial Crime: AML/ Sanctions, AB&amp;C, Privacy, Information Security, Fraud, and Customer Protection) risks and controls.</li><li>This role will require an experienced Compliance leader, with deep knowledge of the evolving regulatory landscape, particularly as it relates to Fintech/Payments, and with US high-risk merchant verticals/segments, to include maintaining knowledge of potential product functionality (i.e. - cross border payouts) that may trigger regulatory obligations, and/or applicable Sponsor bank and card network requirements/obligations.</li><li>Liaise with Legal and lines of business on new product functionality, both Partner and Merchant opportunities, to identify Compliance risks and controls/mitigants, and drive stakeholder alignment within the enterprise risk appetite.</li><li>Communicate detailed Compliance requirements to line of business, validate solution approach and monitor status.</li><li>Monitor and communicate regulatory changes to Business stakeholders on items that impact WorldPay's products, services and business activities.</li><li>Respond to Compliance issues and matters pertaining to regulatory compliance of WorldPay's Payments products, services and business activities.</li><li>Monitor line of business compliance activities to verify that regulatory compliance deadlines and requirements are met.</li><li>Assist in providing final disposition of any discrepancies regarding compliance issues.</li><li>Provide periodic leadership updates on new Business initiatives and progress against those from a US Compliance lens.</li><li>Other related duties assigned as needed</li></ul>What you bring: <ul><li>Communicates ideas both verbally and in written form in a clear, concise, and professional manner</li><li>Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption</li><li>Excellent analytical skills</li><li>Ability to understand technical documents and legal or regulatory reference materials</li><li>Ability to understand and apply learned concepts</li><li>Demonstrated ability to plan and complete work within tight time limitations</li><li>Ability to apply creative problem solving techniques and tools to compliance issues</li><li>Ability to follow and conduct a compliance monitoring program</li></ul>What we offer you <ul><li>A competitive salary and benefits</li><li>A variety of career development tools, resources and opportunities</li><li>The chance to work on some of the most challenging, relevant issues in the payment industry</li><li>Time to support charities and give back in your community</li></ul>#LI-BJ1 Worldpay is committed to providing its employees with an exciting career opportunity and competitive compensation. The pay range for this full-time position is $123,810.00 - $207,980.00 and reflects the minimum and maximum target for new hire salaries for this position based on the posted role, level, and location. Within the range, actual individual starting pay is determined by additional factors, including job-related skills, experience, and relevant education or training. Any changes in work location will also impact actual individual starting pay. Please consult with your recruiter about the specific salary range for your preferred location during the hiring process. The job duties outlined above may be directly, and negatively impacted by a criminal history, which could lead to the withdrawal of a conditional offer. However, all qualified candidates with arrests or convictions will still be considered. Privacy Statement Worldpay is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how Worldpay protects personal information online, please see the Online Privacy Notice. EEOC Statement Worldpay is an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, marital status, genetic information, national origin, disability, veteran status, and other protected characteristics. The EEO is the Law poster is available here supplement document available here. For positions located in the US, the following conditions apply. If you are made a conditional offer of employment, you will be required to undergo a drug test. ADA Disclaimer: In developing this job description care was taken to include all competencies needed to successfully perform in this position. However, for Americans with Disabilities Act (ADA) purposes, the essential functions of the job may or may not have been described for purposes of ADA reasonable accommodation. All reasonable accommodation requests will be reviewed and evaluated on a case-by-case basis. Sourcing Model Recruitment at Worldpay works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. Worldpay does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company.

Regulatory Compliance Manager

Overview Dialysis Clinic, Inc. is recruiting top talent interested in supporting our nonprofit mission to prioritize individualized care for patients facing chronic kidney disease. Our mission states "the care of the patient is our reason for existence," and our dedicated team embodies our sole purpose during every patient interaction. We seek motivated, compassionate individuals to provide top-notch patient care and offer paid training, competitive pay, outstanding benefits, Sundays off and a positive, mission-driven culture. Join DCI today to build relationships and gain fulfillment serving individuals in our comfortable clinical setting with a lower caregiver-to-patient ratio than other providers. The Laboratory Quality &amp; Compliance Manager oversees all quality management activities for the clinical laboratory including quality control, quality assurance and quality improvement including the development, review, implementation, and review of all laboratory quality processes. The Quality Manager provides guidance and consultation concerning quality processes for clinical and environmental testing. The position also ensures compliance with local, state, and federal regulatory standards such as the Clinical Laboratory Improvement Amendments (CLIA), the College of American Pathologists (CAP), New York State Department of Health, and the California Department of Health. Schedule: Full-time, five 8-hour shifts, Monday-Friday, 8:00am-5:00pm Benefits: <ul><li>Comprehensive medical, dental and vision benefits</li><li>Life and long-term care insurance provided at no additional expense to employee</li><li>Paid time off (PTO) including holidays</li><li>Extended Sick Bank (ESB) in addition to PTO - paid time for doctor appointments, sickness or medical leave</li><li>Retirement plans with $.50 of each contributed dollar matched for eligible employees, up to 8 percent</li><li>Education reimbursement</li><li>Employee assistance program</li><li>Wellness program</li><li>Among others</li></ul>Responsibilities What You Can Expect: <ul><li>Ensure compliance with laboratory accreditation, regulatory standards, and information management policies by providing leadership and guidance to staff to ensure that quality policies, processes and procedures are established, current and adhered to by all laboratory staff.</li><li>Oversee internal audit processes, external assessments, proficiency testing programs; document control systems; competency assessment; training and other quality processes.</li><li>Identify training needs, as well as design and implement training programs specific to the quality system.</li><li>Recommend best practices to maintain and improve project outcomes or laboratory functions; facilitate laboratory improvement activities.</li><li>Analyze data, identify trends, monitor prevention and correction of quality deviations, and develop reports for management utilizing technical knowledge and laboratory experience.</li><li>Monitor customer satisfaction and performance metrics.</li><li>Identify and report quality issues and problems to management with recommendation for resolution.</li><li>Establish processes and policies for effective and professional communication between laboratory staff and among other interested parties.</li><li>May provide input into financial, safety and procurement decisions.</li><li>Work with laboratory safety and security officer(s) to align quality practices, including data analysis, monitoring of trends, prevention, correction, and continuous quality improvement.</li><li>Serves as chairperson of laboratory quality and safety meeting(s) with responsibility for scheduling and coordinating regular meetings.</li><li>Provides training and in-services to new and existing employees when required.</li></ul>Supervisory Responsibilities: <ul><li>May include responsibility for immediate oversight of personnel who support activities directly related to laboratory compliance, quality assurance or laboratory accreditation activities.</li><li>Provides indirect oversight of quality and safety functions across all areas of the clinical laboratory.</li></ul>Qualifications Licensure/Certifications: <ul><li>Licensed by the Tennessee Department of Health Medical Laboratory Board as a clinical laboratory supervisor, technologist generalist, or technologist, specific category is required. </li><li>MLS (ASCP) or MT (ASCP) certification is required.</li></ul>Education and/or Experience: <ul><li>Bachelor's degree in biology, chemistry, medical technology , medical laboratory science, clinical laboratory science or molecular biology.</li><li>Minimum of 5 years or recent laboratory related work experience in a CLIA certified clinical laboratory.</li></ul>Knowledge, Skills and Abilities: <ul><li>Knowledge of quality management systems and quality improvement tools and techniques.</li><li>Knowledge of accreditation standards, practices, and guidelines sufficient to advise and guide laboratory managers and supervisors as they implement and maintain accreditation.</li><li>Working knowledge of computer and analytical software programs sufficient for evaluation of electronic data, data interpretation, and report development.</li><li>A strong understanding of the principles, practices, and techniques of the various analytical areas of the laboratory.</li><li>Advanced verbal and written communication skills necessary to effectively collaborate in a team environment, present and explain technical information, and provide advise to management.</li><li>Excellent organization skills allowing the coordination of multi-faceted QA activities.</li><li>Ability to manage complex projects independently and in a team environment, maintaining good working relationships with multi-discipline staff.</li><li>Ability to analyze and interpret written information and scientific data, compare against established requirements, identify potential discrepancies, and make suggestions for improvement.</li><li>Ability to conduct quality meetings and report quality assurance reviews and audits to determine compliance status and recommend corrective action plans.</li></ul>DCI's Differentiator: Since opening the first clinic 50 years ago in Nashville, Tenn., our Dialysis Clinic, Inc. family has grown to be the nation's largest nonprofit dialysis provider with more than 270 locations in 30 states, serving nearly 14,000 patients each day. DCI invests in our care teams and funds research to further kidney care and treatment options. DCI prioritizes a holistic approach and offers hemodialysis, home dialysis and peritoneal dialysis treatment options. We empower patients to live meaningful and productive lives while also delivering high quality kidney care, saving lives and reducing hospitalizations. Learn more about DCI and see if we're hiring in a clinic near you! <a href="http://www.dciinc.jobs" target="_blank">www.dciinc.jobs</a> DCI is committed to building a diverse and inclusive organization. We do not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or veteran status. DCI is a federal contractor and an Equal Opportunity/Affirmative Action Employer-Veterans/Individuals with Disabilities. If you are having difficulty using the online application system or would like to request other accommodations or application methods, please contact Doug Patterson at <a href="mailto:Accommodations@dciinc.org" target="_blank">Accommodations@dciinc.org</a> or 615-327-3061. Once a request has been made, DCI will initiate a discussion with you about your needs and whether an accommodation can be provided. DCI is committed to providing such accommodations where possible. For more information about equal opportunity please see: <a href="https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf" target="_blank">https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf</a>; <a href="https://www.dol.gov/ofccp/regs/compliance/posters/pdf/OFCCP_EEO_Supplement_Final_JRF_QA_508c.pdf" target="_blank">https://www.dol.gov/ofccp/regs/compliance/posters/pdf/OFCCP_EEO_Supplem…</a>; <a href="https://www.dol.gov/ofccp/pdf/pay-transp_formattedESQA508c.pdf" target="_blank">https://www.dol.gov/ofccp/pdf/pay-transp_formattedESQA508c.pdf</a>; and <a href="https://www.nlrb.gov/sites/default/files/attachments/basic-page/node-3788/employeerightsposter-8-5x11.pdf" target="_blank">https://www.nlrb.gov/sites/default/files/attachments/basic-page/node-37…</a>. Security Roles and Responsibilities can be reviewed at: <a href="https://www.dciinc.org/security-roles" target="_blank">https://www.dciinc.org/security-roles</a>

Laboratory Quality & Compliance Manager

Data Protection and IT Compliance Manager The IT department at Arthur Rank Hospice Charity is responsible for data protection, information security and governance as well as our IT support contract with a third-party supplier. We have an opportunity to join us as a Data Protection &amp; IT Compliance Manager, this is a permanent role working 22.5 hours per week. The purpose of the Data Protection &amp; IT Services Support Manager is to ensure that our charity processes the personal data of patients, staff, customers, providers or any other individuals in compliance with the applicable data protection requirements. The post holder will lead on information security and protection, providing expert knowledge, ensuring that up to date and timely information is shared with the leadership team and departmental leads to achieve and maintain regulatory compliance. The role will specifically manage Information Governance; the IT support contract; data retention compliance and meeting the requirements of the Data Protection Act 2018 regulations. To be successful in this role candidates must be educated to degree level in an Information Governance or Data Protection discipline and hold a Data Protection Practitioners certificate, or have an equivalent level of experience at a Senior Level. It is also a requirement to have an excellent understanding of Information Governance within the charity sector and experience of leading the delivery of Information Governance services, along with an in-depth knowledge of General Data Protection regulations. Due to the nature of the role it's a requirement to hold a UK driving license and have access to a vehicle for work purposes. This post is subject to a Basic level DBS check. Ideally, the postholder would work on a Monday and Friday, we are happy to discuss working days and hours at interview. After an initial training and induction period we are able to offer hybrid working, where part of the working week can be completed from home. Please refer to the attached job description for a full list of duties and requirements for this role. Starting salary of £46,148, with opportunities to progress to £52,809. Please note that the salary quoted is based on full time hours and will be pro-rata'd for part time posts. As a Charity with limited funds, it is usual practice for new starters to commence on the minimum of the salary band for the role. Exceptionally, and only for candidates demonstrating significant strengths relevant to the role, we may be able to negotiate on this. We are a Disability Confident employer, and welcome applications from candidates with disabilities. If you would like support to apply, please contact the HR Team by email <a href="mailto:careers@arhc.org.uk" target="_blank">careers@arhc.org.uk</a> and we will be happy to help. Arthur Rank Hospice Charity does not hold a sponsor license; therefore, we are unable to offer sponsorship to individuals who do not currently have the right to work in the UK, or that require sponsorship as a condition of an existing visa. We are committed to inclusivity, respect, fairness, engagement and equality of opportunity for our patients and their families, our staff and trustees, our volunteers and our supporters. We value the strength that comes with difference and the positive contribution that diversity brings to our community. Therefore, candidates with a disability that meet the minimum criteria will be guaranteed an interview. We are also working to increase diversity throughout the organisation, and we particularly welcome applications from BAME people who are currently under-represented. Arthur Rank Hospice Charity is committed to safeguarding and promoting the welfare of children, young people and adults who draw on care and support and expects all colleagues and volunteers to share this commitment.

Data Protection and IT Compliance Manager

General Job description and person specification Job Title: Senior Compliance Officer - UK Regulatory Affairs - 12 month FTC Division: Compliance Key Relationships: Internal: Compliance Manager - UK Regulatory Affairs and Conduct, Group Head of Compliance, Global Compliance Teams, Risk Management and Second Line Assurance; Executive Management, Beazley Functions and Underwriting units. Data Management. External: PRA, FCA and Lloyd's stakeholders as required; legal and consultancy vendors as needed; industry peers and stakeholders as appropriate. Job Summary: To provide technical advice and support on Lloyd's, PRA and FCA regulatory processes and interactions, ensuring regulatory compliance across the business as it grows in size and complexity. Focus on supporting high quality reporting, regulatory returns, delivery of training and specific assurance activity as needed. Contribute to Beazley Furlonge Ltd's strategic management of the PRA, FCA and Lloyd's regulatory relationships. Support the Global Compliance function through contributions to the maintenance and development of policies, procedures, internally facing communications and horizon scanning as required. Key Responsibilities: <ul><li>Support the development and maintenance of relationships with key regulators, as well as assisting with regulatory reviews and ensuring that any follow up actions are addressed.</li><li>Develop and help to maintain high quality trackers that are useful bases for formal reporting.</li><li>Understand Lloyd's, PRA and FCA requirements and assist with the Lloyd's Oversight Principles attestation and delivery of the PRA PSM Letter actions.</li><li>Support in handling regulatory enquiries from regulators, ensuring prompt and appropriate responses/ escalation as appropriate.</li><li>Contribute to, coordinate and submit Lloyd's, PRA, FCA, MAS and other international regulator's returns.</li><li>Assist with the formal minute taking at regulatory meetings.</li><li>Maintain a good understanding of the regulatory requirements applicable to the organisation in terms of the Compliance function's mandate and leverage horizon scanning tools to triage emerging regulatory policy for relevance to Beazley Furlonge's business. Assist the business to understand the impact of changing regulations and statutes and what is required of them in line with the Compliance function's Horizon scanning framework.</li><li>Establish and maintain highly effective relationships with other stakeholders across the business, feeding into initiatives for continuous improvement and ensuring effective information sharing across the business.</li><li>Support the Compliance Manager and wider Compliance team to maintain our Compliance Framework to provide assurance that the Company is compliant with all relevant regulatory obligations.</li><li>Support the Compliance team to maintain and review the Compliance policies and relevant underlying procedural documents.</li><li>Work with the business to ensure that the organisation's procedures and policies are relevant, appropriate and comply with the relevant regulations.</li><li>Assist second line assurance in identifying areas for compliance review and providing support throughout the review process, where necessary.</li><li>Conduct tailored training with relevant business areas and provide input into system based regulatory and conduct training content.</li><li>Represent the Regulatory team at internal Global Compliance meetings.</li><li>Represent the Compliance function in required Project Working Groups, contributing to ensure the project progresses within agreed timeframes, so enabling the business to meet its strategic objectives.</li><li>Assist with the preparation of compliance papers to support the organisation's governance structure.</li><li>Provide regular progress updates both written and verbally to the Global Head of Compliance.</li></ul>General: It is important that within all your interactions both internally and externally you adhere Beazley's core values - Being Bold, Striving for Better, and Doing the Right Thing as they contribute to an internal environment of teamwork and promote a positive brand image and experience to our external customers. We also expect Beazley employees to: <ul><li>Comply with Beazley procedures, policies and regulations, including the code of conduct.</li></ul><ul><li>Undertake training on Beazley policies and procedures as delivered by your line manager, the Culture &amp; People or assurance teams (compliance, risk, internal audit) either directly, via e-learning or via the learning management system.</li><li>Display business ethics that uphold the interests of all our customers.</li><li>Ensure all interactions with customers are focused on delivering a fair outcome, including having the right products for their needs.</li><li>Comply with any specific responsibilities necessary for your role as outlined by your line manager, the Culture &amp; People or assurance teams (compliance, risk, internal audit) and ensure you keep up to date with developments in these areas. This may include, amongst others, Beazley's underwriting control standards, Beazley's claims control standards, other Beazley standards and customer relationship management.</li><li>Carry out additional responsibilities as individually notified, either through your objectives or through the learning management system. These may include membership of any Beazley committees or working groups.</li></ul>Personal Specification: Education and Qualifications <ul><li>Degree and/or relevant professional qualification</li></ul>Skills and Abilities <ul><li>Excellent verbal, presentation and written skills</li><li>Ability to work at both detailed and summary level</li><li>Strong interpersonal and influencing skills</li><li>Able to communicate effectively with others</li><li>Ability to manage time, meet deadlines and prioritise</li><li>Team player as well as the ability to use own initiative</li><li>Ability to work in a pressurised, deadline-bound environment</li><li>Good understanding of organisational processes</li><li>Excellent documentation and presentation skills</li></ul>Knowledge and Experience <ul><li>Experience (minimum 5 years) working in Compliance at a Lloyd's Managing Agent - Required</li><li>Successful track record of planning and actively delivering tangible results</li></ul>Aptitude and Disposition <ul><li>Calm under pressure and comfortable with a fast paced environment</li><li>Good attention to detail</li><li>Information seeking</li><li>Outcome focussed</li><li>Proactive</li><li>Enthusiastic and positive</li><li>Self-motivated with the ability to work autonomously</li><li>Professional approach to successfully interact with colleagues and regulators</li><li>Organised, with strong prioritisation skills</li><li>Firm but diplomatic</li><li>Flexible and pragmatic</li></ul>Competencies <ul><li>Effective communicator</li><li>Self-motivated</li><li>Problem solving</li><li>Achievement orientated</li><li>Personal Impact</li><li>Leadership</li></ul>

Senior Compliance Officer - 12 month FTC

Job Introduction The Waste Compliance team at Harris Street depot are corporately and legally responsible for the Council's Waste Service compliance, inclusive of; procuring, managing and monitoring of all waste related contracts, Duty of Care, waste legislation and efficient management of the Clinical Waste collection service. A vacancy has arisen for a Temporary Senior Contracts &amp; Compliance Officer (Maternity Cover) to provide comprehensive and confidential support to the Compliance &amp; Data Manager to ensure a high standard of regulatory and legal compliance in all aspects of waste service provision. The post holder will monitor and report on the condition of the Council's waste collection and disposal contracts, ensuring compliance KPIs, Contract Standing Orders and with all relevant environmental legislation. It is essential that you have/are; <ul><li>Experience in a supervisory / managerial setting where advising and decision making on complex matters and service provision is a main feature.</li><li>Experience of working within the Waste Management Industry, preferably waste disposal contracts in particular.</li><li>Educated to relevant NVQ Level 4 and / or demonstrable experience to operate at this level in a Waste Management environment.</li><li>Proficient in the use of SAP to raise invoices, receipt payments and create purchase orders.</li><li>A driving licence and access to a vehicle for business use and be prepared to travel to sites around the district.</li></ul>The successful candidate will be someone who is highly motivated, enthusiastic, confident and able to communicate clearly and effectively at all levels (including with external agencies such as Environment Agency etc). How to Apply If you are interested in joining our team and would like some further information, please contact Steve Morris on 01274 432845 or email <a href="mailto:steve.morris@bradford.gov.uk" target="_blank">steve.morris@bradford.gov.uk</a>. Employee Offer Why work for Bradford Council? Find out why by taking a look at Our Employee Offer.pdf . Equal Opportunities We do not discriminate against any applicant or employee directly or indirectly on the grounds of gender, marital status, gender re-assignment, pregnancy, sexual orientation, disability, race, colour, ethnic background, religion or belief nationality or age. And, as an equal opportunities employer, the Council strives to employ the best qualified people from a diverse range of applicants. The RESPECT Allyship Programme is available to all staff, which offers the opportunity to learn more about the diverse communities &amp; groups and provides added benefits and resources to its members.

Senior Contracts & Compliance Officer

If you're looking for a career that will help you stand out, join HSBC, and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. As an HSBC employee in the Channel Islands and Isle of Man (CIIOM) you will have access to tailored professional development opportunities and a competitive pay and benefits package. This includes private healthcare, enhanced parental and adoption pay and support when you return to work, and a non-contributory pension scheme with a generous employer contribution. We are currently seeking an experienced individual to join this team in the role of Senior Regulatory Compliance Manager, Private Bank, Guernsey. The role holder will provide Second Line of Defence advisory services to HSBC Private Bank (Suisse) SA, Guernsey Branch, ("PBRS Guernsey Branch") to ensure clear understanding of compliance risk exposure with respect to clients, transactions, and products. To support line management to ensure that all business is conducted in accordance with the letter and the spirit of all applicable laws, rules, regulations, codes of practice, Global Standards Manual and Compliance Section of the Global Risk FIM. Influence a large area of regulated activity in a functional manner across a number of internal departments and governance committees to ensure the overall environment in which supported entities operate is fully compliant by taking a pro-active and innovative approach to risk management. In this role, you will: <ul> <li>Articulate the Regulatory Compliance and Financial Crime and Fraud risks by assisting the Compliance team and relevant senior managements, and other colleagues on all material compliance related matters in accordance with the letter and the spirit of all applicable laws, rules, regulations, codes of practice, Global Standards Manual and Policy and provide advisory services to ensure clear understanding of compliance risk exposure for the entity.</li> <li>Act in a regulated capacity as Compliance Officer, and be responsible for discharging the legal and regulatory requirements of this role</li> <li>Act as deputy to the Head of Compliance and to support relevant legal and regulatory responsibilities and to foster relationship with relevant regulatory bodies.</li> <li>Be responsible for second line of defense governance and stewardship of Regulatory Compliance, providing analysis, reporting and oversight to PBRSG that is independent of the first line of defence, thereby maintaining an objective assessment of risk exposure. </li> <li>Influence a large area of regulated activity in a functional manner across a number of internal departments and governance committees to ensure the overall environment in which supported entities operate is fully compliant by taking a pro-active and innovative approach to risk management.</li> <li>Supporting the oversight and development of relevant approach to Regulatory Compliance risk and Conduct Risk, working with other Risk Stewards to increase awareness of Conduct Risk and embed the Group approach to Conduct Risk management.</li></ul>To be successful in this role you should meet the following requirements: <ul> <li>Robust level of Compliance and financial services knowledge and experience.</li> <li>Experience of markets and company/corporate conducted within either a Guernsey or Offshore environment. </li> <li>Ability and drive to raise standards and regulatory compliance culture across the businesses.</li> <li>Experience of managing relationships with regulators and auditors.</li> <li>Strong interpersonal skills, including confidence and ability to interact and negotiate with executive and senior management and at all times.</li> <li>Proven analytical and reporting skills, together with the ability to support decisions with sound reasoning and to articulate verbally and in writing, potentially delivering unwelcome messages to mitigate regulatory risk.</li></ul>Being open to different points of view is important for our business and the communities we serve. At HSBC, we're dedicated to creating diverse and inclusive workplaces - no matter their gender, ethnicity, disability, religion, sexual orientation, or age. We are committed to removing barriers and ensuring careers at HSBC are inclusive and accessible for everyone to be at their best. If you have a need that requires accommodations or changes during the recruitment process, please get in touch with our Recruitment Helpdesk: Email: <a href="mailto:hsbc.recruitment@hsbc.com" target="_blank">hsbc.recruitment@hsbc.com</a> Telephone: +44 207 832 8500

Senior Regulatory Compliance Manager, Private Bank, Guernsey Branch

Are you looking for a career that makes a real difference? A role with Achieve together might be the perfect opportunity for a long-lasting, rewarding career in the social care industry. We are looking for a highly skilled and detail-oriented Regulatory Compliance Manager to join our team. The ideal candidate will be responsible for ensuring that our organisation complies with all regulatory requirements and standards applicable to CQC and CIW. This role involves managing and overseeing registration processes and notifications, along with other CQC and CIW related processes and staying updated on relevant legislation and regulations. The Regulatory Compliance Manager will collaborate with various departments to implement and maintain effective compliance practices. Sound like you? Join the team today and embark on a new career adventure. The role's main responsibilities will include: <ul> <li>Prepare regular reports on compliance activities and present them to senior management and the board of directors.</li> <li>Document and maintain records of all compliance-related activities, including audits, investigations, and training sessions.</li> <li>Ensure all required regulatory reports are filed accurately and on time.</li> <li>Implement, and oversee the organization's compliance program to ensure adherence to regulatory requirements</li> <li>Establish and maintain policies and procedures related to compliance.</li> <li>Monitor compliance with industry regulations and internal policies.</li> <li>Conduct regular risk assessments to identify potential compliance issues and implement corrective actions as needed.</li> <li>Stay informed about changes in laws, regulations, and industry standards that could impact the organisation.</li> <li>Analyse new regulatory developments and assess their impact on the organisation's operations.</li> <li>Provide guidance and advice to senior management regarding regulatory changes and compliance requirements.</li> </ul>About you Our perfect candidate would have: <ul> <li>In-depth knowledge of relevant laws, regulations, and industry standards.</li> <li>Strong analytical and problem-solving skills.</li> <li>Excellent communication and interpersonal skills.</li> <li>Ability to work independently and manage multiple projects simultaneously.</li> <li>Professional certifications in compliance (e.g., Certified Regulatory Compliance Manager) are a plus.</li> <li>Attention to Detail: Must be meticulous and thorough in reviewing documents and processes to ensure complete compliance.</li> <li>Ethical Judgment: Ability to make decisions that align with both legal requirements and ethical standards.</li> <li>Organisational Skills: Efficiently manage time and resources to maintain compliance across various departments.</li> <li>Communication: Effectively convey compliance requirements and updates to all levels of the organization.</li> <li>Leadership: Inspire a culture of compliance and lead by example in maintaining high ethical standards.</li> </ul>About us At Achieve together, we strive to support and inspire the people we care for in order to give them the resources, skills and confidence to live their lives independently, and to the fullest. Here, you'll embark on a career adventure like no other, with training opportunities, wellbeing initiatives, recognition schemes and team events. Our other benefits include: <ul> <li>Competitive salary</li> <li>Matched pension contributions</li> <li>25 days annual leave plus bank holidays</li> <li>Employee discount schemes across a range of retailers and services</li> <li>Wagestream - a financial health app that offers access to financial advice, financial health coaches, gives you the ability to receive optional pay advances and more</li> <li>Reward and recognition schemes such as Refer a Friend, Team Member and Manager of the Month, Shining Stars and Heroes Awards</li> <li>Career progression opportunities and access to our online training platform Access</li> </ul>Without our incredible team, we simply wouldn't be who we are today. We're always on the hunt for hard-working, passionate people who want to make a difference and help others - so what are you waiting for?

Description #donotpost Position: Money Laundering Compliance Officer Location: Jersey (Hybrid) About Us The Maples Group is a global leader in financial services, trusted by many of the world's largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services to a global client base, offering unrivalled learning and career opportunities to our 3,000 colleagues worldwide. What is it like to work here? We are driven to excel, and collaboration is key to our continued success. We can go further for our clients because we go further for each other too. Our inclusive culture creates an environment where people can be themselves at work while doing their best work. No matter where you work in the Maples Group, you will be part of a global team. The Opportunity We are looking for a Money Laundering Compliance Officer ("MLCO") to join our Regulatory Compliance team as part of our financial services business in Jersey. As part of the global expansion of the Maples Group's financial services offering, our Jersey office, Maples Fiduciary Services (Jersey) Limited ("MFJY"), was established in May 2018 with subsidiaries duly authorised in 2019. We have achieved good growth since with the Maples infrastructure and network supporting us to deliver the best-in-class solutions to clients worldwide alongside our colleagues in legal services. As part of our Jersey Regulatory Compliance team, you will be performing the below listed key duties: • be appointed as the MLCO key person for MFJY and its regulated affiliated member companies; • assist the Compliance Officer ("CO") who is also the Money Laundering Reporting Officer ("MLRO") in ensuring that MFJY is, at all times, duly authorised and compliant to carry out financial services in accordance with the provisions of the rules as set out by the Jersey Financial Services Commission (the "JFSC") and licenses held by MFJY; • be responsible for reviewing, updating, and drafting Financial Crime policies and Procedures (for the avoidance of doubt Financial Crime includes money laundering, terrorist financing, proliferation financing, sanctions and sanctions evasion, tax evasion, cyber-crime, and fraud); • be responsible for ensuring that all applicable Financial Crime regulations and relevant parts of the JFSC's codes of practice, applicable laws and regulations are mapped against MFJY's policies and procedures to identify gaps or where enhancements are required and keep that tracker updated; • be responsible for reviewing and keeping the Business Risk Assessment live and up to date, ensuring that the board of MFJY reviews it on a regular basis; • be responsible for ensuring that training is delivered on Financial Crime matters including requirements on sanctions, unusual versus suspicious activity and the personal impact and likely penalties of failing to adhere to JFSC regulations and work with MFS Group Compliance to ensure that such training is delivered where services are outsourced to other Maples entities; • be responsible for setting the risk assurance/Compliance monitoring and testing programme as it pertains to Financial Crime for MFJY, ensuring that a risk-based approach is applied to the programme and findings reported to management and the board; • ensure that screening for sanctions, politically exposed persons and adverse media is undertaken on a regular and timely basis; • assist the CO in reviewing the Compliance Framework and supporting policies / procedures to ensure they meet the requirements of the JFSC and align with the Maples Group compliance standards; • act as the deputy MLRO in the absence of the MLRO including externalising suspicious activity reports with authorities; • act as the deputy CO in the absence of the CO including providing assistance to any JFSC inspection or thematic visits; • provide advice, assistance, and guidance to employees, including know your customer and related due diligence advice and assistance, as required; • support the monitoring of MFJY's centralised compliance email folders to ensure all queries are answered accurately and in a timely manner; Undertake annual reviews of the policy framework to ensure it is relevant and up to date; • periodically report to the Management Committee and Board of Directors of MFJY and to the Chief Compliance Officer ("CCO") of MaplesFS on regulatory and industry compliance maters, and provide a summary of internal compliance queries and matters for escalation and have open access to Management, the Board and the CCO; • assist the CO in making sure that relevant reports are submitted in a timely manner to the JFSC; • provide horizon scanning to ensure financial crime regulatory changes are considered and understood before being implemented by the JFSC; • complete other duties as may be requested from time to time by the Management Committee, Board, CCO, or other representatives of the Maples Group. Requirements: • Strong previous relevant experience (ideally 7 years or more) • Financial Crime &amp; Compliance background • Hold a relevant compliance qualification eg: ICA diploma in AML; Risk &amp; Compliance; Financial Crime • Strong, demonstrable knowledge of Jersey local regulations and legislations • Previous experience of being a Key Person, such as being appointed as the MLCO • Ability to work independently &amp; in a team environment • Excellent organisation and planning skills • Methodical approach, strong attention to detail • Ability to deliver on tight timescales • Excellent written and verbal communication skills • Team management skills would be an asset Benefits &amp; Rewards: The most enduring professional relationships are reciprocal relationships. The Maples Group prioritises employee health and wellbeing. Depending on your location, we offer a range of benefits, including: • Healthcare insurance • Competitive annual leave • Educational assistance and professional development programmes • Pension plan • Life insurance • Travel insurance • Global mental wellness programme You can learn more about the Maples Group on our corporate website. Experience our culture and our people on our Careers Page or on LinkedIn. Disclaimer: All personal information collected during the application process will be used for recruitment-related purposes only. Please refer to our Job Applicant Privacy Notice at maples.com/privacyfor details on how we handle personal information relating to job applicants. Being approved by the JFSC as the key person to undertake the role of Registered Money Laundering Compliance Officer for the Jersey Trust Company

Money Laundering Compliance Officer

We are looking for a driven and data-driven individual to lead the Agent Team in the International Office at the University of Southampton. This post will make a significant contribution to the overall international recruitment models for the university, providing insight and guidance from your own experience with international agents in the UK HEI market. The successful applicant will be motivated, attentive to detail, and a culturally sensitive team plater who is able to work effectively across multiple priorities.You will be able to problem solve and use your initiative to ensure sound decision making while remaining agile in a fast-paced working environment. The Role The Agent Compliance Manager plays a critical role in the International Office, managing key annual projects, including but not limited to, agent commission payments, agent performance reviews, and onboarding new agents.This includes the creation and continuous improvement of processes for these high priority projects.This role is also responsible for a number of key EdTech contracts within the international office, ensuring onboarding with the support of our International Agreements Manager. Significantly, this post will push initiatives to ensure the University of Southampton is compliant with the Agent Quality Framework , of which the University of Southampton is a proud signatory. The role will be responsible for the supervision of the agent management team, including managing team workloads, monitoring performance, motivating the team and working collaboratively with the broader staff members across Global Recruitment, Admissions, and Marketing. About Us At the University of Southampton, we are committed to creating and ensuring a sustainable and inclusive office environment where everyone can thrive. We welcome applications from candidates who are committed to supporting this objective. The University of Southampton offers a generous holiday allowance and additional university closure days, with pension scheme membership, subsidised health and fitness facilities and a range of other discounts.Our excellent family leave arrangements include maternity, paternity, adoption, and parental. We also welcome hybrid working models with all staff members in the division of Global Recruitment, Marketing, and Admissions. Email details to a friend Apply Online Further details: <ul> <li> Job Description and Person Specification </li> </ul>We are committed to equality, diversity and inclusion and welcome applicants who support our mission of inclusivity. Apply by 11.59 pm GMT on the closing date. For assistance contact Recruitment on +44(0)2380 592750 or <a href="mailto:recruitment@soton.ac.uk" target="_blank">recruitment@soton.ac.uk</a> quoting the job number. Share: View All Vacancies Job Details Section International Office Location: Highfield Campus Salary £36,130 to £44,128 per annum Full Time Permanent Closing Date: Friday 28 March 2025 Interview Date To be confirmed Reference 3030925NP Apply Online Existing Account / Staff Member Do you have an existing account, or are you a member of staff? Login New User For new applicants, please register for an account Register

Agent Compliance Manager

What is uMed? The process of conducting clinical research is incredibly expensive and time-consuming, limiting our efforts to find answers to the world's most important medical challenges. uMed is a clinical research network fit for the 21st century, underpinned by cutting edge technology that connects patients, electronic health data and research groups across the world. Our rapidly growing network covers over 350 GP sites in the UK representing over 3,500,000 patients well as a network of US healthcare providers representing a further 3 million patients. uMed was founded by an NHS doctor and is backed by UK and US venture capital The role: uMed is looking for an experienced Quality and Compliance Manager to join our fast growing team. The Quality and Compliance Manager will maintain our quality manual and quality system, oversee ISO compliance, coordinate and/or perform external and internal audits. The role also involves ensuring compliance with healthcare data regulations (e.g., HIPAA, GDPR, MDR). You should have at least 5 years of experience managing quality and compliance in a healthcare or life science organisation. You will play a key role with overall responsibility for all aspects of quality and compliance in a cutting edge health technology company that is creating a huge impact for patients and society by accelerating medical research. Key Responsibilities: <ul> <li>Develop and Manage Quality Documentation: Lead the creation, review, and maintenance of Standard Operating Procedures (SOPs) and other Quality Management documents, ensuring alignment with company policies and regulatory requirements.</li> <li>Oversee Training Programs: Design and manage training initiatives to ensure company-wide understanding and adherence to quality and compliance standards.</li> <li>Maintain Quality Systems: Manage the quality manual and overall quality management system, ensuring robust and effective processes are in place.</li> <li>Ensure Certification Compliance: Take ownership of compliance with key certifications, including (but not limited to) ISO 27001, Cyber Essentials Plus, and the DSP Toolkit.</li> <li>Collaborate Across Teams: Work closely with cross-functional teams and leadership to identify and address quality and compliance gaps or risks.</li> <li>Monitor Regulatory Changes: Stay up-to-date with evolving standards, legislation, and industry best practices, implementing changes as needed.</li> <li>Lead External Audits: Act as the primary contact for external audits conducted by sponsors, healthcare organizations, and regulatory agencies.</li> <li>Manage Compliance Tools: Select and maintain tools and systems needed to support quality and compliance functions.</li> <li>Report and Mitigate Risks: Analyze compliance risks and incidents, providing timely reports and recommendations to senior management.</li> <li>Handle Incident Reporting: Coordinate responses to data breaches and oversee incident reporting protocols.</li> <li>Conduct Compliance Audits: Perform regular internal audits and assessments to proactively identify and mitigate risks.</li> <li>Develop Training Programs: Design and implement staff training on data protection, quality standards, and compliance practices.</li> <li>Enhance Data Governance: Establish and maintain data governance frameworks, policies, and procedures.</li> <li>DPO: As uMeds DPO, you will be responsible for ensuring the company's compliance with data protection laws and regulations, overseeing data privacy policies, risk assessments, and data security practices.</li> </ul>Requirements <ul> <li>Minimum 5 years of experience in quality and compliance, preferably in a MedTech, healthcare, or similarly regulated industry.</li> <li>Proven expertise with healthcare quality and compliance frameworks.</li> <li>Strong ability to prioritize and manage a busy workload in a fast-paced environment.</li> <li>In-depth understanding of the regulatory and governance challenges faced by health tech SMEs.</li> <li>Familiarity with key standards and regulations, including ISO 27001, HIPAA, GDPR, Cyber Essentials Plus, and the DSP Toolkit.</li> <li>Practical experience managing and maintaining ISO-compliant products with effective operational governance processes.</li> <li>Excellent problem-solving, analytical, and communication skills.</li> <li>Collaborative mindset with the ability to influence and engage cross-functional teams.</li> </ul>

Quality and Compliance Manager

About the role This role is responsible for providing VAT advice and compliance oversight across the UK business, ensuring adherence to HMRC regulations and group finance controls. The role involves reviewing VAT returns, Partial Exemption adjustments, and balance sheet reconciliations, while supporting the wider business and training the VAT team. You'll work closely with HMRC, auditors, and internal stakeholders to identify VAT savings opportunities and drive process improvements. You will be responsible for <ul><li>Providing VAT advice which ensures that the business complies with all the relevant legislation, regulations and HMRC policy. Liaising with HMRC and the business regularly to ensure compliance obligations are met. </li><li>Ensuring the UK businesses adhere to group fianance controls and that the HMRC Guidelines for Compliance for VAT (GfC8) are met. The role will also entail working with auditors, both internal and external as well as preparing the VAT section of the SAO certificate. </li><li>Reviewing the Tesco PLC VAT group returns, Partial Exemption annual adjustments, Capital Goods Scheme adjustments before they are submitted to HMRC. </li><li>Training and supporting the TBS VAT team to ensure they are capable and competent on all VAT compliance matters and that they are able to follow the correct processes in their roles. Thsi includes working with the Global VAT Reporting Tool and developing knowledge of how the ERP system works along with the multitude of other systems which feed into VAT compliance.</li><li>Reviewing the VAT accounts for Balance Sheet purposes to ensure movements are as expected. I am also able to prepare the balance sheet reconciliations if required. </li><li>Preparing, reviewing and updating Working Capital budgets and forecasts for the VAT accounts and liaising with Treasury on the cash pipe forecast for VAT payments/receipts </li><li>Working with the business (particularly Finance and Treasury), external advisors and HMRC where appropriate. </li><li>Looking for VAT savings where appropriate but also alert to potential improvements to systems and processes. </li></ul>You will need <ul><li>Detailed understanding of VAT and the compliance obligations, combined with the ability to work with all areas of the business in a commercial and practical manner. </li><li>Work in a professional environment (practice and/or industry) </li><li>Good working knowledge of UK VAT law </li><li>Accountancy and/or Tax professional qualification</li></ul>What's in it for you We're all about the little helps. That's why we make sure our Tesco colleague benefits package takes care of you - both in and out of work. Click Here to find out more! <ul> <li>Annual bonus scheme of up to 20% of base salary</li> <li>Holiday starting at 25 days plus a personal day (plus Bank holidays)</li> <li>Private medical insurance</li> <li>26 weeks maternity and adoption leave (after 1 years' service) at full pay, followed by 13 weeks of Statutory Maternity Pay or Statutory Adoption Pay, we also offer 6 weeks fully paid paternity leave</li> <li>Free 24/7 virtual GP service, Employee Assistance Programme (EAP) for you and your family, free access to a range of experts to support your mental wellbeing</li> </ul>About us You might know us as a supermarket, technology company or even for our award-winning mobile network. Truth is, we're all of those things, and much more. Our colleagues work with one goal in mind, helping to make every day a little better for our customers, colleagues and communities all over the world. No two customers are the same, neither are our colleagues. At Tesco, we champion a balance that lets you thrive both in and out of work. Spend 60% of your week collaborating with colleagues at our office locations or local sites and the rest remotely. Whether you're just kicking off your career, juggling passions, or navigating big life events, we're here to support you. We always welcome a conversation about flexible working, so talk to us throughout your application about how we can support. We're proud to be an accredited Disability Confident Leader, where everyone's welcome. That's why we commit to providing a fully inclusive and accessible recruitment process. If you need support with your application, click here for more information. And if you're interested in joining our team but don't tick every box, don't let that hold you back from applying.

Vat Compliance Manager

Description Senior Compliance Officer opportunity within AXA Ireland. We're looking for an experienced Compliance professional, at least 5 years in data protection environment, ideally with some exposure to the insurance/financial industry, excellent technical knowledge of all things data protection. At AXA we work smart, empowering our people to balance their time between home and the office in a way that works best for them, their team and our customers. You'll work at least 40% of your week away from home, moving to the majority of your working week from September 2025. Away from home means either attendance at one of our Derry, Belfast or Dublin head office locations, visiting clients or attending industry events. The role will report directly to the Data Protection Manager and be responsible for providing accurate and timely data protection advice, assisting in embedding a culture of compliance with relevant legislation into the day to day running of the business in Republic of Ireland &amp; Northern Ireland and contributing to the development of the relationship with relevant data protection authorities. Key responsibilities include; <ul><li>Responsible for the provision of advice within the company covering all relevant legislation and Group/Company policies related to data protection to ensure AXA Ireland remains compliant.</li><li>Support the Head of Data Protection and Data Protection Manager in managing all regulatory information requests from the relevant data protection authorities ensuring all requests are dealt with appropriately and in a timely manner.</li><li>Assist in the development of a positive relationship with the Data Protection Commission.</li><li>Provide guidance to other areas as required based on interpretation of compliance obligations to facilitate development of new products, marketing, literature, systems, etc;</li><li>Review and amend contracts and non-disclosure agreements with third party service providers to ensure they are fit for purpose.</li><li>Provide advice on the review, amendment and rollout of appropriate Group/Company policies related to data protection.</li><li>Coach members of the Data Protection team on areas of technical knowledge relating to relevant legislation and Group/company policies related to data protection.</li><li>Contribute to a good working relationship with AXA UK Group Compliance.</li><li>Actively participate and drive projects relating to the introduction of new compliance requirements within the business, focusing on regulatory requirements and Codes of Practice issued by relevant data protection authorities.</li><li>Provide written status reports on progress to Data Protection Manager, Head of Data Protection and/or Audit Committee.</li></ul>Qualifications <ul><li>5 years experience as a technical expert in a data protection environment, with working experience of complex queries, data protection assessment, governance and policy. </li><li>A relevant qualification in data protection, legal, compliance etc. </li><li>Excellent written and verbal communication skills.</li><li>Strong interpersonal skills especially influencing and challenging people at all levels in the organisation to secure change of behaviour in compliance matters.</li><li>Well organised and capable of motivating others towards delivering key compliance objectives across the organization.</li><li>Excellent PC skills including spreadsheet, word processing and presentational software.</li><li>Possess strong analytical and problem solving skills and show a pragmatic and logical approach to decision making.</li><li>Enthusiastic approach with a high level of drive and energy.</li><li>Demonstrates a flexible work attitude and an ability to work within strict deadlines.</li><li>Good working knowledge of key processes, structures and controls within the company.</li></ul>This recruitment campaign will be used to support permanent, temporary and/or extension for any upcoming similar positions. As a precondition of employment for this role, you must be eligible and authorised to work in Ireland and/or the United Kingdom. About AXA Would you like to wake up every day driven and inspired by our noble mission and to work together as one global team to empower people to live a better life? Here at AXA we strive to lead the transformation of our industry. We are looking for talented individuals who come from varied backgrounds, think differently and want to be part of this exciting transformation by challenging the status quo so we can push AXA - a leading global brand and one of the most innovative companies in our industry - onto even greater things. In a fast-evolving world and with a presence in 64 countries, our 166,000 employees and exclusive distributors anticipate change to offer services and solutions tailored to the current and future needs of our 103 million customers. Proud to be part of the AXA Group, at AXA Ireland our values are at the heart of everything we do. We work together as One AXA, embracing our differences to make our teams great. We believe integrity, courage and our customer-first approach is what makes us a great place to work. AXA is an equal opportunities employer and welcomes applications from across all communities.

Senior Compliance Officer Data Protection

Company purpose: Our company purpose is to contribute to a responsible and sustainable economy by financing and advising clients according to the highest ethical standards. Our employer promise is built around three pillars: • Being a great place to work • Committed to sustainability and having a positive impact • Being dedicated to the development of our people Business area The Ethics and Compliance Department provides transversal regulatory advice and support to all the business functions performed globally across BNP Paribas. The primary focus of the Market Abuse Surveillance (MAS) function is the oversight and execution of controls focussed upon the assessment of market abuse risk associated with BNP Paribas Group's businesses, and the identification and detection of potentially market abusive behaviours by BNPP's employees and clients. The function operates automated rule based and analytical surveillance platforms which alert upon potentially anomalous behaviour and subjects the output to further manual analysis and investigation by subject matter experts within the function. Equally the function exercises oversight processes where surveillance activities are undertaken in the 1st Line of defence or by local entities outside of the core MAS teams. Job purpose The Compliance Manager, Model Risk Governance &amp; Oversight, Market Abuse Surveillance - Vice President reports to the Global Head of Model Review, Challenge and Oversight, functionally with a local reporting line to the UK Head of Market Abuse Surveillance located in London. The individual will lead the relationship with the RISK IRC function, coordinate the Model Risk processes across Group surveillance activities, and enhance governance, policy adherence, and oversight of model risk review processes in alignment with SR11-7 and other regional regulatory expectations. The role is responsible for ensuring robust governance frameworks, facilitating model risk oversight committees, and driving strategic initiatives in model risk governance. They will work closely with RISK IRC, Model Risk Management teams, model owners, information technology and independent validation teams to ensure compliance, effective governance best practices, regulatory adherence, and transparent risk reporting. In discharging these responsibilities, the role holder is expected to interact with, obtain input from and provide appropriate information back to, operational surveillance teams across the Group. Key responsibilities Strategic Governance and Oversight: - Assist the Global Head of Model Review, Challenge, and Oversight, Market Abuse Surveillance, with the execution of model risk management governance and oversight activities of the Surveillance Framework. - Lead the model governance framework, ensuring alignment with SR11-7 and regulatory requirements. - Establish and maintain risk rating methodologies for models, ensuring consistency and compliance with governance standards. - Oversee governance structures that monitor model lifecycle risk, periodic reviews, and issue remediation. - Provide senior-level oversight to model risk controls, issue tracking and regulatory risk mitigation. Regulatory Compliance &amp; Policy Leadership: - Ensure model risk governance practices align with regulatory expectations and internal policy frameworks. - Oversee regulatory and audit responses related to model risk management, including governance documentation and risk assessments. - Develop and implement policy enhancements to meet evolving regulatory expectations. - Track and report regulatory findings, issue remediation progress, and compliance milestones. Stakeholder Compliance &amp; Policy Leadership: - Chair or provide senior oversight for model governance forums and committees, ensuring transparent decision-making. - Act as a primary liaison between RISK IRC Model Risk Management (MRM), Compliance, Internal Audit, and Business Units to ensure effective governance and issue resolution. - Partner with senior surveillance leadership to drive governance enhancements and facilitate risk-based discussion on model oversight. - Maintain transparent communication with internal stakeholders to ensure timely completion of model reviews and remediation efforts. Reporting &amp; Risk Transparency: - Oversee the production of MAB model risk governance reports, dashboards, and regulatory submissions. - Provide executive-level reporting on model risk status, issue remediation progress, and compliance milestones. - Ensure accurate and timely escalation of governance concerns to senior surveillance and Compliance leadership and risk committees. - Maintain a centralized repository for all governance-related documentation, including risk rating justifications, approvals, audit trails. Process Improvement &amp; Innovation: - Identify opportunities to strengthen governance frameworks and enhance transparency in model review processes. - Oversee automation and technology initiatives that improve efficiency in model governance and reporting. - Implement best practices in risk governance, ensuring continuous improvement of model oversight frameworks. - Contribute as required to additional projects and activities as defined by the Global Head of Market Abuse Surveillance or as deemed necessary by senior Compliance Management. - Challenge existing norms, processes and mindsets and offer ideas and a different perspective, whilst contributing to the wider model risk management program. Requirements Preferred Qualifications &amp; Skills: - Master's degree in finance, risk management, economics, statistics, or a related field. - Extensive experience in model risk management, governance or regulatory compliance with a financial institution. - Deep expertise in SR11-7 and equivalent regulatory model risk governance practices, with direct experience managing regulatory interactions. - Strong leadership and stakeholder management skills, with a track record of influencing senior executives and risk committees. - Experience in overseeing model validation, risk rating methodologies, and governance frameworks. - Strong knowledge of regulatory expectations from FRB, OCC, PRA, ECB and other global regulatory bodies. - Expertise in model lifecycle governance, risk issue management and regulatory compliance frameworks. - Advanced data analytics and reporting skills, with proficiency in Excel, PowerPoint, and data visualization tools (Tableau, Power BI). - Exceptional written and verbal communication skills, with experience presenting to senior leadership and regulators. - Proven ability to lead governance enhancements and drive process improvements in a complex regulatory environment. - Strong general knowledge of bank processes and systems. - Able to achieve objectives within tight time constraints while balancing multiple competing priorities. - Excellent interpersonal, communication and influencing skills, including written skills, with the ability to interact effectively with across regions and various levels of management and maintain relationships with stakeholders at all levels of seniority. - Able to clearly communicate expectations across impacted groups (e.g., 1LoD/2LoD) and work collaboratively with people at all levels of the organization and geographic locations. - Proactive when it comes to addressing changing business needs and demonstrating problem solving skills. And of course, we expect all our colleagues to embody and practice the Group values (alignment with the Bank's strategy, commitment, work ethic, integrity and Code of Conduct). A bit more about why you should join us 1. We're a great place to work We aim for optimal work/life balance (depending on role, this includes hybrid working, flexible working and agile) We are proud of our award-winning flexible benefits and health &amp; wellbeing strategy. Our flexible benefits include: • Generous holiday allowance of at least 26 days (plus bank holidays) with option to buy and sell holidays. • Valuable financial plans a 12% non-contributory pension which has been moved to sustainable investments*, life assurance*, income protection and personal accident insurance. • Extensive wellbeing and mental health offering one of the most advanced private medical schemes in the UK, dental cover, wellbeing app, Cognitive Behavioural Therapy support, subsidised gym memberships, bespoke health assessments including genetic testing, Private GP (including digital GP services to parents of employees), Employee Assistance Programme, menopause &amp; fertility support (we are an accreditedMenopause Friendly Employer), neurodiversity assessment and support. • Key onsite services and facilities in London include physiotherapy, nutrition, massage therapy, physiology, mental health first aiders, seasonal flu vaccinations and free onsite fitness centre. • Plus, emergency back-up care for dependants, green car leasing, season ticket loan, and a range of other benefits. * Subject to relevant caps 2. As the eurozone's largest bank, we are committed to having a positive impact in the world. For example, we are committed to Net Zero in all of our financing and investment portfolios by 2050. By 2030, 80% of our energy production financing will be low carbon. But impact for us means more than climate. It means empowering our people every day. Everyone gets four volunteering days each year - in 2023, we achieved over 18,000 hours of volunteering across the UK and reaching over 4,500 young people. 3. We believe in our people We support our people to develop skills to adapt to the ever-evolving world of work and to prepare for the jobs of today and tomorrow. We do this through a comprehensive training offering, talent programmes, mentoring, career days and inhouse career tools. We are proud of the number of our people who progress and secure new roles internally. In fact, in 2023, nearly half of our positions in UK CIB were filled internally. Investing in our people also means we have a collaborative and inclusive culture: • Direct feedback from our people shows that our internal culture sets us apart from our industry peers. • Each year, nearly 30,000 employees globally are involved in professional networks that play an active role in promoting Diversity and Inclusion within the Group. These include our: Pride Network, Ability Network (which supports disabled employees), MixCity (gender equality network), Women in Global Markets, Women in Global Banking, Women in IT, Diversity Equity &amp; Inclusion in Technology, Early Careers Network, Multicultural Network and Parents &amp; Carers Network. Equal opportunities BNP Paribas is committed to providing a work environment that fosters diversity, inclusion, and equal employment opportunity without regard to age, disability, gender reassignment, marriage or civil partnership status, pregnancy and maternity, race, religion or belief, sex or sexual orientation, or any other legally protected status. Adjustments We don't want anyone to be disadvantaged in our recruitment processes, so if you have a disability or health condition which may mean that you'd benefit from some adjustments or additional support, please let us know as early in the process as possible. #LI-Hybrid

Compliance Manager, Model Risk Governance & Oversight, Market Abuse Surveillance - Vice President

We're on a mission to make money work for everyone. We're waving goodbye to the complicated and confusing ways of traditional banking. With our hot coral cards and get-paid-early feature, combined with financial education on social media and our award winning customer service, we have a long history of creating magical moments for our customers! We're not about selling products - we want to solve problems and change lives through Monzo Hear from our team about what it's like working at Monzo • London, Cardiff or Remote (UK) | £160,000 - £200,000 + Benefits | Hear from the team • ☆ Our Compliance team We're looking for an experienced, collaborative and pragmatic Director of Compliance to lead our Monzo Bank Limited (MBL) UK Compliance teams and help us build one of the best, most innovative banks in the world. We need someone to own the strategic direction and leadership for all things Compliance &amp; Conduct Risk Oversight. At Monzo we operate a "three lines of defence" model. You'll join the second line of defence (2LoD) as part of the senior leadership team, reporting directly to our VP of Compliance/Compliance Officer and managing the Head of Compliance Advisory and Head of Compliance Assurance. At Monzo we do things differently: we truly care about providing a phenomenal experience for our customers. We believe there's a better way to do banking, and we want to be the best possible (fully compliant!) bank without getting stuck in the old ways of doing things. You'll play a key role by... <ul><li>Working closely with the VP of Compliance, you'll lead Monzo's approach to Compliance and Conduct Risk Oversight. You'll work with senior management to instill a positive, proactive culture towards compliance and regulation across the Bank, and maintain and enhance our frameworks to deliver great outcomes and avoid causing customer harm.</li><li>You'll be a trusted senior advisor and will work proactively and collaboratively with other relevant stakeholders and teams across Monzo, including Regulatory Affairs, Product, Operations, Risk &amp; Control, Legal, Corporate Secretariat and 2LoD/3LoD teams, including at Executive and Board level.</li><li>Provide leadership, strategic direction and development to our growing Compliance Advisory and Assurance teams, ensuring everyone has the opportunity to learn and perform work that meets our high standards and that focuses on what really matters to Monzo and Monzo's customers.</li><li>Oversee execution of the annual Compliance Assurance plan and Compliance Advisory business partnership model, ensuring accurate and timely compliance assurance and technical advice is provided in relation to Monzo's products, services, processes and strategic initiatives.</li><li>Lead oversight and assessment of the effectiveness of Monzo's management of Conduct Risk, including embeddedness and ongoing enhancement of the Bank's Consumer Duty practices. </li><li>Represent Compliance in respect of Conduct Risk related items at our Executive and Board Risk Committees, and oversee associated Committee reporting.</li><li>Help maintain strong relationships with our UK regulators and other third parties, keeping them in the loop with key developments as we continue to scale.</li><li>Stay up to date with industry developments to ensure we are fully compliant whilst also helping us influence regulatory developments.</li></ul> We'd love to hear from you if... <ul><li>You have previously led Compliance teams within financial services (FinTech/NeoBank desirable), with significant experience of the UK Retail Banking, Savings, Investments, Insurance and Payments environment, Conduct Risk and the associated regulatory requirements.</li><li>You have exceptional knowledge and experience of developing best practice Compliance and Conduct Risk frameworks, policies and methodologies.</li><li>You can interpret FCA consultations and regulations, and have a strong understanding of the FCA and other regulatory requirements relating to UK Retail Banking and Payments, such as Consumer Duty, SYSC, BCOBS, COBS, ICOBS, DISP, CONC, Payments Services Regulations and Competition &amp; Markets Authority requirements. </li><li>You communicate clearly and effectively and provide effective and proportionate challenge, whilst building strong, respectful and trusting relationships across all levels of the organisation, including at Executive and Board level.</li><li>You're an exceptional people leader who enjoys leading high performing, engaged teams with empathy. </li><li>You have excellent organisational skills and attention to detail, with the ability to work at pace: prioritising working effectively and independently under tight deadlines across multiple projects.</li><li>You have outstanding interpersonal and team player and leadership skills and are experienced in working across a network of cross-functional stakeholders to collaboratively solve problems.</li><li>You are a strategic thinker and a keen problem solver, skilled at assessing risk and recommending solutions that balance both strategic and regulatory considerations. You think ahead, anticipate relevant challenges and questions, set clear objectives, and find effective solutions.</li><li>You are proactive, take initiative to broaden your knowledge, and are passionate about the intersection of banking and technology. You are excited to join us for the next stage of our journey at Monzo!</li></ul> What's in it for you £160,000 - £200,000 +share options We'll help you relocate to the UK We can sponsor your visa This role can be based in our London office, but we're open to distributed working within the UK (with ad hoc meetings in London) We offer flexible working hours and trust you to work enough hours to do your job well, and at times that suit you and your team. £1,000 learning budget each year to use on books, training courses and conferences. We will set you up to work from home; all employees are given Macbooks and for fully remote workers we will provide extra support for your work-from-home setup. + Plus lots more! Read our full list of benefits. The application journey has 4 key steps <ul><li>30 min recruiter call</li><li>30 min initial call with the Hiring Manager</li><li>2 hours of technical and behavioural interviews</li><li>30 min stakeholder call</li></ul>This process should take around 2-3 weeks - your schedule is really important to us, so we promise to be as flexible as possible! We have some guidelines on using Artificial Intelligence (AI) to ace an application and interview at Monzo. You can read them here. You'll hear from us throughout the application process, but if you've got any questions, please reach out to <a href="mailto:business-hiring@monzo.com" target="_blank">business-hiring@monzo.com</a>. You can also use this email address to let us know if there's anything we can do to make the process easier for you because of disability, neurodiversity or anything else. We'll only close this role once we have enough applications for the next stage. Please submit your application as soon as possible to make sure you don't miss out. #LI-OS1 #LI-REMOTE Equal opportunities for everyone Diversity and inclusion are a priority for us and we're making sure we have lots of support for all of our people to grow at Monzo. At Monzo, we're embracing diversity by fostering an inclusive environment for all people to do the best work of their lives with us. This is integral to our mission of making money work for everyone. You can read more in our blog, 2023 Diversity and Inclusion Report and 2024 Gender Pay Gap Report. We're an equal opportunity employer. All applicants will be considered for employment without attention to age, ethnicity, religion, sex, sexual orientation, gender identity, family or parental status, national origin, or veteran, neurodiversity or disability status. If you have a preferred name, please use it to apply. We don't need full or birth names at application stage

Director of Compliance

At Connells Group, we're passionate about helping landlords successfully let their properties. Our team is at the heart of our success, and we're looking for a professional, driven Trainee Lettings Negotiator to join our vibrant Contact Centre in Dunstable. About the Role: You'll play a critical role in connecting landlords with our expert lettings teams. As the first point of contact, you'll handle enquiries, book rental valuations, and provide outstanding service. Your ability to communicate effectively and manage relationships will directly contribute to our success. Key Responsibilities: <ul> <li>Engage with Landlords: Handle inbound and outbound calls to understand their property needs and secure rental valuation appointments.</li> <li>Schedule Appraisals: Book rental valuations for our branches and ensure accurate handover of information.</li> <li>Generate Opportunities: Identify new leads, follow up on enquiries, and contribute to the growth of the lettings business.</li> <li>Provide Excellent Service: Build strong relationships with landlords and deliver a positive, professional experience.</li> <li>Maintain Records: Keep accurate logs of customer interactions and appointments in our system.</li> </ul>What We're Looking For: <ul> <li>Exceptional Communication Skills: Confident, professional, and engaging over the phone.</li> <li>Customer-Centric Mindset: Dedicated to delivering excellent service and exceeding expectations.</li> <li>Motivated and Proactive: Self-driven with a passion for meeting targets and achieving results.</li> <li>Organisational Excellence: Able to prioritise tasks, manage time effectively, and ensure accuracy.</li> <li>Preferred Experience: Background in customer service, sales, or lettings is advantageous but not essential.</li> </ul>What We Offer: <ul> <li>Competitive Salary: Realistic first-year OTE of £26,000-£32,000, with an uncapped commission structure.</li> <li>Career Development: Comprehensive training and a clear progression path within our growing company.</li> <li>Incentives and Rewards: Quarterly awards, team events, and paid trips for top performers.</li> <li>Supportive Benefits: Free on-site parking and 24/7 access to AIG Smart Health services for you and your family.</li> </ul>Why Join Us? This role is more than just a stepping stone; it's an opportunity to make a real impact in the lettings industry. If you're passionate about building relationships and excited about a career with growth potential, we'd love to hear from you. Connells Group is one of the largest and most successful estate agency and property services providers in the UK and as of March 2021 also encompasses Countrywide. Founded in 1936 and with a network of over 1,200 branches nationwide, the Group combines residential sales and lettings expertise with a range of consumer and corporate services including new homes, mortgage services, conveyancing, EPC provision, surveying, corporate lettings, asset management, land &amp; planning, LPA receivers and auctions. Connells Group UK is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of sex, race, disability, age, sexual orientation, transgender status, religion or belief, marital status, or pregnancy and maternity. CC00561

Regulatory Compliance Officer

Working Hours: Full time position, core office hours with some flexibility Work Location: EMA Cargo West, East Midlands Airport, Derby, DE74 2TR Salary: Competitive DHL Air (UK) is the largest all-cargo air carrier in the UK, operating a fleet of B757-200, B767-300 &amp; B777-200 aircraft on worldwide operations. Part of the DHL Express team with our headquarters at East Midlands Airport, we wish to enhance the team to deliver our customer promise of; Excellence, Simply Delivered. We are looking to appoint a self-motivated individual that is people and service focused to join our Flight Operations team. Someone who gets it right 1st time, shows passion in their work and has the "Can Do" spirit that made DHL world leading in Logistics. Reporting to the Head of Compliance and Safety, the Compliance Manager's primary role is to ensure that the company's operations, maintenance and training activities are monitored for compliance with the applicable regulatory requirements, and any additional requirements as established by DHL Air (UK) Ltd. Other duties include but are not limited to;<ul> <li> Managing the corporate compliance monitoring system and compliance monitoring programme</li> <li>Ensuring that audits and inspections are conducted by personnel qualified and independent of the subject area</li> <li>Conducting Compliance Monitoring Audits / Inspections and ensures that the required corrective and preventative actions are taken by the relevant manager(s)</li> <li>Ensuring that where audit findings have been issued that adequate closure actions are satisfactorily implemented within the prescribed time limits</li> </ul>Requirements:<ul> <li> The candidate must be appropriately qualified and acceptable to the UK CAA to act as the Compliance Monitoring Manager as detailed in UK Regulation Part CAMO.A.200, UK Regulation Part 145.A.200 and EASA Regulation Part 145.A.200</li> <li>Ideally hold 3 years management experience in an airline or maintenance repair organisation and some of that time spent in a Quality/Compliance environment</li> <li>In depth knowledge of aviation regulations</li> <li>Higher-level educational qualification such as being the holder of or have held a relevant licence (Licensed Engineer) representative of similar aircraft types and complexity operated by DHL Air (UK) Ltd or an equivalent aeronautical engineering / technical degree</li> <li>Preferably trained to an acceptable standard to qualify as an auditor</li> </ul>The Person:<ul> <li> Exceptional communication skills, with the ability to engage and influence at all levels</li> <li>Proven ability to develop, train and manage staff</li> <li>Ability to plan, prioritise and balance a variety of work</li> <li>Strong problem-solving abilities and critical thinking skills, including timely identification and resolution of issues, skilled information gathering and analysis, and development of alternative or pragmatic solutions.</li> </ul>What you'll get in return A competitive salary and access to a variety of our excellent benefits including a company pension scheme and private healthcare. What you'll need to do next? If you are interested in the role of Compliance Manager and you are looking for your next career move, simply apply online ensuring that a full up to date CV and cover letter is attached with your application detailing how you meet the requirements of the role. We will ensure that all our resourcing activities are fair, transparent and consistent across the UK. We want to ensure that the candidate experience is of the highest professional standard. The Company is committed to providing equality of opportunity for all employees. Furthermore, we aim to ensure our workplaces are free from discrimination and that not only employees but also our potential future employees are treated fairly and with dignity and respect. We will ensure that equality of opportunity maintains a high profile in our organisation. Closing Date: 31st March 2025

Swiss Re is offering an exciting opportunity for a candidate who will embrace the challenge of supporting the business to achieve their goals whilst controlling our exposure to Money Laundering risks. If you're ready to show your leadership skills, collaborate across the company and deep-dive on technical topics when the moment requires, you will thrive in this role! About the Role You will apply a proven knowledge of relevant rules, regulations and codes of conduct relating to the prevention of Money Laundering to develop a corresponding Risk Framework, lead the continuous improvement of relevant policies and solutions and support the delivery of training and awareness activities across the organisation. Specifically, you will: • Fully own, maintain and continuously improve a Global AML Risk Framework, together with other assigned Risk Frameworks to ensure they remain robust and adequate. • Develop pragmatic solutions in the application of Global Standards to diverse product lines, jurisdictions and local legal and/or regulatory requirements. • Monitor related legal and regulatory developments from relevant bodies in those jurisdictions where Swiss Re operates, coordinating responses when new or changing requirements are identified to ensure the risk is addressed. • Support the further development of Anti-Money Laundering knowledge across Swiss Re and within the Compliance teams by preparing and delivering training and awareness materials. • Work with Compliance colleagues to review key business processes and associated controls. About the Team The Compliance Programme, Policies &amp; Awareness (PPA) team is responsible for delivering robust Compliance Risk frameworks at Swiss Re. We develop and maintain appropriate policies, standards and processes, supporting technology, and build training and awareness programs that educate employees on their responsibilities and behaviours in identifying and managing Compliance Risks. Further, we support the business and our Compliance colleagues by monitoring for new risks and regulations in the jurisdictions in which we operate. We are a diverse team based in Zurich, Bratislava and London. About You You are a Compliance professional who can demonstrate experience in Financial Crime prevention within the financial services industry, preferably (re)insurance. You will have a proven track record of applying and delivering deep technical knowledge of AML controls in the (re)insurance industry, paired with a strong understanding in how to deliver effective Compliance frameworks, to enable the business to successfully manage the associated risks. You believe in leadership from every seat and will be able to demonstrate this in your day-to-day as well as mentoring junior colleagues formally and informally. As an expert, attention to detail is key, and your ability to prioritise work and deliver independently is critical to success in this role. • Significant experience in the prevention of financial crime, ideally within the (re)insurance or financial services industry • Strong communicator, including experience drafting global policies and standards, and presenting training content. • University degree or equivalent, legal training would be beneficial • Highly proficient in English (written and spoken); other languages a plus (especially German) #LI-Hybrid About Swiss Re Swiss Re is one of the world's leading providers of reinsurance, insurance and other forms of insurance-based risk transfer, working to make the world more resilient. We anticipate and manage a wide variety of risks, from natural catastrophes and climate change to cybercrime. Combining experience with creative thinking and cutting-edge expertise, we create new opportunities and solutions for our clients. This is possible thanks to the collaboration of more than 14,000 employees across the world. Our success depends on our ability to build an inclusive culture encouraging fresh perspectives and innovative thinking. We embrace a workplace where everyone has equal opportunities to thrive and develop professionally regardless of their age, gender, race, ethnicity, gender identity and/or expression, sexual orientation, physical or mental ability, skillset, thought or other characteristics. In our inclusive and flexible environment everyone can bring their authentic selves to work and their passion for sustainability. If you are an experienced professional returning to the workforce after a career break, we encourage you to apply for open positions that match your skills and experience. Keywords: Reference Code: 133116

Compliance Officer - Anti-Money Laundering

Programme Compliance Manager - Maternity Cover Full time and fixed term for a period of 12 months or the earlier return of the post holder. The Loughborough University campus is located in the heart of England. With world-class facilities, our 523-acre single-site campus features an abundance of green, open space and hosts everything that our students, staff, and visitors need on site. Loughborough University is committed to supporting excellence. From our outstanding student experience and unparalleled sporting achievements to our high-quality teaching provision and acclaimed research offering, we strive to create better futures, together. Loughborough Business School is an integral part of Loughborough University's learning offering, covering the disciplines of business, management, finance, accounting and economics. Guided by the ethos of 'Progress with Purpose' , our forward-thinking approach to research and teaching empowers staff and students to drive change, both within and beyond the University. We take pride in offering a comprehensive and supportive education experience for our students, putting real-world experience and practical learning at the heart of our courses. Our academics are encouraged and supported to undertake research that helps to address major challenges such as sustainability, productivity, the impact of digital technology, ethics, and social responsibility. We are consistently ranked as a top 10 UK university in national league tables and Loughborough Business School also holds triple accreditation from AMBA, EQUIS and AACSB. Our position within the higher education sector has been developed by our excellence driven approach and a welcoming, vibrant international community of staff and students. Whether you are an innovative academic aiming to make a difference in the world, or an ambitious professional in search of a rewarding career in higher education, you can make progress with purpose at Loughborough Business School. The role and what we're looking for We are looking to appoint a Programme Compliance Manager. This role involves coordinating programme compliance matters for both taught and apprenticeship programmes within the School, as well as supporting the Education and Student Experience Manager in maintaining data and statistics for programme monitoring and accreditation purposes. The ideal candidate will have experience as a senior professional administrator in higher education, excellent all-round IT skills, line management experience, and experience in writing procedural documents for administrative processes. Additionally, the candidate should have a strong educational background, including a good Honours Degree or equivalent. This post is available on a full time and fixed term for a period of 12 months or the earlier return of the post holder. Application and assessment process The closing date for applications is Sunday 16th March 2025. Please refer to the job description and person specification for specific details about the nature of the role and the essential criteria before applying. When submitting your application, carefully use the criteria to demonstrate how you meet them. Interviews will take place in-person on Wednesday 26th March 2025. For informal enquiries please contact Elizabeth Bucknor, Programmes Manager, by email at <a href="mailto:E.G.Bucknor@lboro.ac.uk" target="_blank">E.G.Bucknor@lboro.ac.uk</a> . Why should you apply? This is a fantastic opportunity to join the Loughborough Business School as part of the Executive and Professional Education team. As well as Loughborough being a great place to work, we offer a generous employment package: Loughborough Benefits. Reasonable Adjustments We are happy to consider any reasonable adjustments that you may need during the recruitment process. If there are adjustments that you would like to request, please contact Tomasz Cendrowski, Operations Support Administrator at <a href="mailto:T.K.Cendrowski@lboro.ac.uk" target="_blank">T.K.Cendrowski@lboro.ac.uk</a> . For more information, please refer to the job description and person specification.

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