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Leigh Academies Trust are seeking a dedicated and detail-oriented Data Compliance Officer to join our team. In this crucial role, you will ensure that the Trust remains compliant with GDPR and other relevant data protection legislation. This position offers an exciting opportunity for someone with a keen appreciation of data privacy and protection to help shape and maintain high standards of compliance across our academies. Our ideal candidate will have a strong appreciation for data protection and privacy issues, excellent organisational skills with the ability to manage their workload independently, and outstanding verbal and written communication abilities. If you're proactive and detail-oriented, this role is perfect for you! Key Responsibilities: <ul><li>To drive and maintain robust data protection compliance across Leigh Academies Trust. </li><li>Ensuring adherence to GDPR and associated legislation in support of business objectives. </li><li>Providing essential guidance and training to academies, facilitating the accurate handling of data requests, and collaborating with the Data Compliance Manager and stakeholders to foster a culture of data responsibility.</li></ul>In return, our successful candidate will receive; <ul><li>A starting salary of £26,079 per annum</li><li>25 days annual leave per annum plus bank holidays, which increases to 30 days with length of service</li><li>Local Government Pension Scheme - with a generous employer contribution</li><li>Enhanced Maternity Pay</li><li>Employee Referral Recruitment Incentive</li><li>Free on-site parking</li><li>Access to training and development</li><li>Employee Assistance Programme - Wellbeing and advice</li><li>24/7 access to a free virtual GP Service</li></ul>This is a permanent, full-time role offering a salary of £26,079 per annum. For the right candidate, we can consider 4 days per week. If you have any questions, please contact Charlotte Herberts (Recruitment Advisor) on <a href="mailto:charlotte.herberts@latrust.org.uk" target="_blank">charlotte.herberts@latrust.org.uk</a> or 01634 412245. Join us and play a key role in maintaining high standards of data protection across Leigh Academies Trust! Being part of Leigh Academies Trust As of 1st September 2024, our Trust comprises 33 geographically organised academies (17 secondaries, 14 primaries and 2 special) educating more than 24,000 students and employing 4,000 talented staff. Currently, 16 of our academies are considered to be "Outstanding" which is 53% of those which have been inspected whilst part of the Trust. The Trust is establishing three 'clusters' of academies: LAT Central; LAT West; LAT North. In addition, the Trust is responsible for one of the region's biggest initial teaching training organisations, a large teaching school hub and is an accredited apprenticeship provider. Our future plans are found in our Vision 2030 document available on our website. As part of Leigh Academies Trust, you will have ample opportunity to collaborate with your peers both within the academy and across the whole Trust. This is an important part of our vision as we know through experience that we perform better when we work together. You are supported to undertake regular self-development to continue your professional development and hopefully progress further within the organisation. Click here to view the benefits available to all LAT employees from day one. Our commitment to safeguarding: Leigh Academies Trust and all of our academies are committed to ensuring the highest levels of safeguarding and promoting the welfare of our pupils, and we expect all our staff and volunteers to share this commitment. We adopt a fair, robust and consistent recruitment process across all academies and business units which is inline with Keeping Children Safe in Education guidance. This includes online checks for shortlisted candidates - you can read more about this in our Recruitment Guidance. All offers of employment are subject to an Enhanced DBS check, references, and where applicable, a prohibition from teaching check. Our commitment to equality and diversity: As a Trust, we are passionate about diversity and recognise that as individuals, we all bring something unique to the role regardless of any protected characteristics which is why we treat all of our people equally, without compromise. We are committed to providing equality and fairness throughout our recruitment and employment practices and not discriminating on any grounds. Based on the quality and quantity of applications received, Leigh Academies Trust reserves the right to close this vacancy sooner than the specified closing date. Applicants will be notified of this where possible. Therefore, early applications are encouraged. Not quite the opportunity for you, but would like to stay in touch? Join our Talent Network by clicking here.

Data Compliance Officer

TJX Companies At TJX Europe, every day brings new opportunities for growth, exploration, and achievement. You'll be part of our vibrant team that embraces diversity, fosters collaboration, and prioritises your development. Whether you're working in our Distribution Centers, Corporate Offices, or Retail Stores-TK Maxx &amp; Homesense, you'll find abundant opportunities to learn, thrive, and make an impact. Come join our TJX team-a Fortune 100 company and the world's leading off-price retailer. Job Description: We're looking for a Regional Trade Compliance Manager to join the team based out of our Watford Office and representing the TJX USA Trade Compliance team in Europe and our Asia-Pacific regions. Working closely with our USA Team, the Trade Compliance Manager will be responsible for, leading and driving the development, implementation and maintenance of importing strategies, processes and procedures as well as controls and systems applications to ensure the smooth flow of imported merchandise into the US market. They will ensure supply chain efficiency and compliance whilst mitigating and risk to avoid fines, penalties and improve business margins and outcome. Once in role, the successful applicant will be the subject matter expert and provide technical guidance and training to peers and business partners within TJX's global network on critical import trade compliance topics, including US Customs Harmonized Tariff classification and duty determination; US Customs and Partner Government Agency regulations and import requirements; free trade / preferential duty treatment and tariff programs. Key Responsibilities: <ul><li>Responsible for assigned workstreams, procedures and systems applications to ensure compliance with US import requirements.</li><li>Oversee 3rd party vendors and processes related to gathering information needed for classification and import entry clearance/filing declarations, including TJX special buys.</li><li>Actively lead continuous process improvement strategies to improve operational efficiency, reduce costs and increase compliance.</li><li>Identify and resolve non-compliance and exceptions with partners, addressing root cause issues to maintain import readiness, mitigate risks and avoid additional import costs.</li><li>Maintain and foster relation with internal and external business partners to ensure alignment and compliance.</li><li>Support, inform and educate business partners, as the subject expert, in areas of newness or complex importing requirements.</li><li>Identify and execute opportunities related to merchant sourcing trends and drive for improved guidance materials related to Customs tariffs and Import requirements.</li><li>Prepare and deliver operational and strategic meetings.</li><li>Lead key Trade Compliance initiatives and projects related to the design of new processes, procedures and operating system solutions to enable compliance and efficiency for existing and new import regulations.</li><li>Identify and advocate for systems applications need to foster operational efficiency.</li><li>Define and establish analytical tools and metrics required to monitor operational execution and performance for completeness, accuracy and compliance to import requirements.</li><li>Responsible for designing, analyzing and reporting on 3rd party spend, forecasting, KPIs and other metrics.</li><li>Support associates with talent development for future growth.</li><li>Oversee contractor/s to support workload as needed</li></ul>Key Skills, Knowledge &amp; Experience: <ul><li>Relative qualification or substantial experience in Trade Compliance, Customs Compliance, Import regulations/requirement</li><li>Experience in managing a team and 3rd Party Service Providers</li><li>Motivation and aptitude to cultivate knowledge of US Import</li><li>Experience of working in a fast-paced global supply chain, across different time zones and cultures</li><li>Continuous improvement mindset and strategic thinking</li><li>Strong communication, organisational skills, attention to detail and curiosity with excellent problem-solving capability.</li><li>Experience in communicating, influencing and negotiating with multiple stakeholders at different levels</li><li>Analytical skills and knowledge with various office software applications (Excel, Power BI Dashboarding)</li></ul>As proud as we are of our past success, it's our future that excites us most. We strive to provide opportunities for growth, recognition and a competitive salary and benefits package. Share our determination to think bolder and bigger, and be part of our future. We consider all applicants for employment without regard to age, disability, gender, gender reassignment, marriage and civil partnerships, pregnancy and maternity, race, religion or belief and/or sexual orientation. Address: 73 Clarendon Road Location: EUR Home Office Watford GB

Regional Trade Compliance Manager

Head of Compliance Monitoring &amp; Operations Department: Compliance Employment Type: Permanent - Full Time Location: London Reporting To: Jonathan Mickiewicz Description Reporting to the Compliance Director, the Head of Compliance and Monitoring will play a key role in ensuring compliance with all relevant regulations and implementing effective compliance monitoring frameworks. The successful candidate will lead the compliance monitoring function, oversee regulatory operations, and provide strategic guidance to mitigate compliance risks within the business. They will oversee the implementation of effective compliance strategies, streamline operational processes and maintain the highest standards of integrity while managing risk in a fast-evolving regulatory environment. About the role Lead and manage the Compliance Monitoring team to ensure effective oversight of all compliance activities, whilst simultaneously overseeing the implementation of effective compliance strategies and streamlining operational processes in accordance to the CFC group. Your responsibilities will include but not be limited to: <ul><li>Develop and execute a compliance monitoring programme aligned with FCA and Lloyd's regulatory requirements</li><li>Establish and maintain key performance indicators (KPIs) to measure the effectiveness of compliance operations, including alert volumes, false positive rates, and investigation times. </li><li>Own the regular risk-based monitoring reviews to ensure adherence to applicable laws, regulations and internal policies.</li><li>Lead on all MGA's regulatory reporting obligations and ensure timely submissions to relevant authorities.</li><li>Maintain, enhance and improve policies, procedures and controls to ensure compliance with UK regulatory expectations. </li><li>Work with the other Head's of Compliance to stay up-to-date with regulatory changes and industry best practices to ensure the firm's compliance framework remains robust and effective. </li><li>Coordinate with internal and external auditors during compliance audits, ensuring all necessary documentation and evidence are readily available</li><li>Oversee the investigation and resolution of compliance-related incidents, implementing corrective actions to prevent recurrence</li><li>Prepare and present detailed reports on compliance activities and findings to senior management and the Board of Directors.</li></ul>About you You have demonstrated technical compliance exposure to monitoring and operational processes. Ideally acquired working at a Lloyds managing agent or UK based company market insurer. As well as this, you will have: <ul><li>A have strong knowledge of Lloyd's, Lloyds Europe, the FCA Handbook and principles, and UK/International regulatory requirements</li><li>Ability to work independently in a high pace environment and on own initiative, whilst being part of a wider team. </li><li>Well-developed international regulatory and compliance knowledge, combining strong technical skills with a pragmatic, commercially-sensitive approach to regulatory and problem solving. </li></ul>Core Values Love what you do: We show up each day ready to take on the world. Our passion and intensity set us apart and makes the difference to our colleagues, customers, brokers and carriers. Challenge everything: We're never afraid to question the way that things are done and we constantly challenge ourselves and others to makes things better. Have fun, be good: Insurance is a serious business, but we don't take ourselves too seriously. We make it fun to work at CFC, we welcome all viewpoints, and we treat everyone how we would expect to be treated.

Head of Compliance Monitoring & Operations

Company Description Benefits of working at Together <ul><li>26 days holiday, and a day off for your birthday (increasing with service to 30 days), plus bank holidays</li><li>Free access to company holiday homes</li><li>Buy &amp; sell holidays</li><li>Discretionary annual bonus plus an additional Shared Reward Bonus</li><li>Matched pension contribution</li><li>Health cash plan plus Private medical insurance</li><li>Life assurance and Critical illness cover</li><li>Travel season ticket loans and Ride to work scheme</li><li>Free local gym access</li><li>Local bar / restaurant discounts</li></ul>Company Description We're Together. For over 50 years, we've helped thousands of people, businesses and professionals unlock their property ambitions with our common-sense approach to mortgages and secured loans. We take the time to understand our customers and our door is always open, so we can often help when other lenders can't or won't. Based in Cheadle, Cheshire, our 750 colleagues help our customers throughout the UK, backed by the power of a £7 billion loan book. Job Description As a Compliance Manager you will be responsible for providing second line of defence regulatory and conduct advice, supporting the business to understand and meet regulatory requirements consistently and appropriately. The role partners with business units particularly across Product, Sales, Operations and Intermediary Relations to deliver proportionate advice, challenge and oversight. The role sits under the leadership of the Group Head of Compliance and the Chief Compliance Officer, that operates both regulated and unregulated Group entities, providing oversight, assurance and insight into conduct and compliance matters within a dynamic and fast-paced business. Key aspects of the role include providing regulatory input into business activities, assessing business incidents for potential regulatory breaches, horizon scanning and promoting a positive compliance culture. As a Compliance Manager you will be involved in: Regulatory Advice and Support <ul><li>Provide timely and practical regulatory advice to business unites, helping them meet compliance requirements while supporting good customer outcomes</li><li>Review and challenge customer communications, business policies, frameworks and procedures to ensure they reflect regulatory expectations and internal standards.</li></ul>Governance and Oversight <ul><li>Attend relevant working groups and operational forums to provide compliance input, support regulatory adherence in business change activities</li><li>Maintain and update compliance policies, procedures and guidance documents</li><li>Conduct Horizon Scanning activities to identify regulatory developments and summarise key impacts for the Compliance team and business stakeholders.</li></ul>Business Partnering and Operational Support <ul><li>Build effective working relationships with business stakeholders, supporting their understanding of regulatory obligations</li></ul>Conduct Risk and Culture <ul><li>Support identification, assessment and escalation of conduct and regulatory risks within business operations</li></ul>Reporting and Management Information Innovation and Continuous Improvement <ul><li>Support the identification and implementation of innovative technologies, including AI and automation</li></ul>Qualifications Essential: <ul><li>Good working knowledge of the regulatory handbooks and associated guides and codes of practice, particularly in relation to MCOB and Consumer Duty requirements</li><li>Ability to understand, interpret and apply regulatory standards to business activities, policies and governance frameworks</li><li>Previous experience in a compliance or regulatory advisory role, ideally within the mortgage, lending or broader financial services industry</li><li>A natural inquisitive mindset with a strong appetite for horizon-scanning and being able to think laterally about emerging risks, regulatory changes, and opportunities for the company.</li><li>Sound judgement with the ability to assess situations, foresee risks and opportunities, and escalate appropriately when needed</li><li>Strong written and verbal communication skills, able to convey complex information clearly and professionally, influence stakeholders and support effective decision making</li><li>An interest in technology, innovation and emerging tools (including AI) to support the evolution and efficincy of compliance processes.</li></ul>Additional Information If you feel you have some of the skills mentioned above, but not all, please do still apply and we would be happy to have a further discussion with you in regards to your suitability for the role. Together embraces diversity and inclusion, and are proud to be an equal opportunity workplace. Not only do we welcome difference - we celebrate it, support it and really value our colleagues for who they are. We are committed to building a team that represents a variety of backgrounds, perspectives and skills. If you feel you'd benefit from any support or reasonable adjustments during any stage of the recruitment process, please don't hesitate to let us know when completing your application. This information will be picked up by our team, so we can try and put steps in place to help you be at your best through this process. Please note that all successful applicants will undergo relevant employment reference, financial and criminal record checks.

Compliance Manager

Join Our Team as a Tax Compliance Manager at ING! Are you a qualified tax professional with a passion for VAT compliance and a knack for leveraging technology to improve processes? We are looking for a dedicated and detail-oriented Tax Compliance Manager to join our thriving London tax department. What you will be doing: <ul><li>VAT Compliance: Take ownership of the VAT return calculation and preparation process, including quarterly Partial Exemption, Annual Adjustment, and CGS calculations.</li><li>Documentation Management: Update and maintain VAT invoice logs and procedural documentation.</li><li>Technology Implementation: Play a key role in using and implementing technology (e.g., Alteryx, Power Query, Power BI) to enhance VAT/Tax processes.</li><li>HMRC Correspondence: Assist with correspondence and meetings with HM Revenue &amp; Customs, including handling information requests and audits.</li><li>Tax Support: Provide support to Directors and VPs on advisory transactions and special projects.</li><li>Stakeholder Interaction: Address ad hoc questions from internal and external stakeholders.</li><li>Direct Tax Compliance: Involve in compliance computation cycles for Direct Taxes (Corporation tax, Bank Levy, and Group reporting).</li></ul>What We Offer: <ul><li>Professional Growth: Opportunities for career advancement and professional development within a supportive environment.</li><li>Collaborative Culture: Join a team that values collaboration, innovation, and excellence.</li><li>Competitive Compensation: Enjoy a competitive salary and benefits package.</li></ul>Candidate Profile: Qualifications: Essential: <ul><li>Qualified Tax professional (preferably CTA or ACA), trained with a reputable firm, within industry, or HMRC.</li></ul>Desirable: <ul><li>Additional relevant tax, accounting, or banking qualifications.</li></ul>Experience: Essential: <ul><li>Working knowledge and experience of UK VAT compliance, advanced Excel skills.</li><li>Financial services experience</li><li>UK corporate tax knowledge</li><li>IT systems</li></ul>Personal Competencies: <ul><li>Strong oral and written communication skills.</li><li>Adaptive to new challenges and willingness to learn.</li><li>Ability to work to firm deadlines.</li><li>Team player.</li></ul>If you are ready to take on a challenging and rewarding role in tax compliance, we want to hear from you! ING's purpose is 'Empowering people to stay a step ahead in life and in business'. Every ING colleague is given the opportunity to contribute to that vision. We champion self-reliance and foster a collaborative and innovative culture. The Orange Code is our global manifesto for how we stay true to our purpose and our tradition of reinvention and empowerment. It is made up of ING Values (we are honest; we are prudent; we are responsible) and ING Behaviours: (you take it on and make it happen; you help others to be successful; you are always a step ahead) For us, success will only be achieved if we act with Integrity. Some companies see diversity as a box to be ticked. We see it as fundamental to our success and we encourage a proper work/life balance. At ING, you will be judged on your performance in line with the Orange Code. And that's a promise. ING Privacy Statement In order to operate ING's recruitment process, we will collect and store personal data you provide. Please request the privacy statement should you wish to understand how ING UK uses and protects this information and visit our website for more information

Tax Compliance Manager - Associate

Job summary This is a fantastic new role and the practice are looking for an enthusiastic, motivated and experienced candidate with excellent communication skills to join our friendly practice. Please email your CV to <a href="mailto:karin.hill1@nhs.net" target="_blank">karin.hill1@nhs.net</a> Interviews are scheduled for the week commencing 16 June 2025. Main duties of the job Responsible for ensuring quality compliance for the Practice. Achieve complete quality compliance management systems in accordance with organisation plans and adherence to legislation and agreed regulatory bodies processes and procedures. Provide support to the Practice Manager to ensure the management of all practice administration and provide operational management of the Data Administration Team. Provide leadership and guidance to Practice staff. The post-holder will provide cover in the absence of the Practice Manager. To work closely and collaboratively with the Practice Manager. This role is expected to develop and evolve over time. About us Radbrook Green is a very well established GP practice located within Shrewsbury. We have a population size of just under 11000 patients. The practice clinical team is made up of 6 GP partners, 2 salaried GP's, a Physician Associate, Advanced Clinical Practitioner, 2 Practice Nurses and 3 Healthcare Assistants. The practice has a team of administrators, secretaries and receptionists who provide support to our clinical team and patients. Working in partnership with our patients, teams and partners we provide a well-led practice which is welcoming, inclusive and forward thinking. We listen and learn from our patients and are always striving for excellence. Job description Job responsibilities JOB SUMMARY: Responsibility for ensuringquality compliance for the Practice. Achieve complete qualitycompliance management systems in accordance with organisation plans andadherence to legislation and agreed regulatory bodies processes and procedures Provide support to the Practice Manager to ensure the management of allpractice administration and provide operational management of the Data AdministrationTeam. Provide leadership and guidance toPractice staff. Thepost-holder will provide cover in the absence of the Practice Manager. To workclosely and collaboratively with the Practice Manager. This role is expected todevelop and evolve over time. DUTIES 1. Managequality compliance activities for the Practice including clinical systems andplatforms 2. Ensurethe Practice meets all agreed quality compliance (legislation and objectives)and that appropriate risk mitigation/ control measures are in place 3. To analyseand interpret data and assist with planning and monitoring work undertaken inrelation to Directed, National and Local Enhanced Services, the Quality &amp;Outcomes Framework and the PCN Investment and Impact Fund, taking appropriateaction to ensure that all targets are achieved 4. Provideadvice, guidance and support to the Practice with regards to compliance 5. Managethe development and preparation of the Practices quality compliance strategyand general business planning 6. Maintainaccurate quality compliance records 7. Supportthe Practice Manager with change initiatives 8. To ensurethat any suspected or actual breach of IT security is reported to the PracticeManager and investigated as required. To agree action and/or change of policy /procedures as a result of findings with the Practice Manager / Partners 9. Implementingprotocols to ensure the Practice is compliant with IG/ GDPR standards andevidence via the Data Security and Protection toolkit 10. Assistwith training of users of the Practice IT systems 11. Ensuringstaff training complies with CQC standards 12. Providingsupport to resolve local IT issues, good working knowledge of Practice ITsystems 13. Monitortelephone system stats, interpreting data, making necessary recommendations andproducing relevant audits 14. Routinely monitor and assess practiceperformance against patient access and demand management targets, includingnational performance dashboards 15. Supportingstaff in developing searches and audits on the clinical system 16. Reviewingand updating clinical templates ensuring they relate to current practice 17. Contributeto the creation and update of the Practice Business Continuity Plan 18. Contributeto the various Practice quality improvement projects and reflective learning 19. Be thefirst contact for escalation of complaints, resolving where possible,escalating where necessary and overseeing the complaints process 20. Supportwith the annual submission of the KO41b 21. To ensure thePractice has a strong social media presence and that campaigns, messages andpractice updates are monitored and communicated effectively using the website, Facebook,and waiting room screens 22. Act asa point of contact for building related enquiries and ensuring building defectsare promptly recorded 23. Overseethe building and equipment compliance process 24. Assistwith the maintenance and updating of asset registers 25. Keepup to date with NHS developments in the local healthcare systems 26. Makerecommendations and initiate raising Practice standards and service delivery 27. Liaisewith patients, and other outside agencies 28. Ensurethat the chronic disease registers are maintained, and that the data iscorrectly read coded and up to date. 29. Ensurethat the patients recall systems are in place and activated on a timely basis 30. SupportPractice evidence CQC compliance 31. SupportPractice to achieve flu targets 32. Representthe Practice when required 33. Take on any other responsibilitiesdeemed appropriate by the Partners / Practice Manager for the position ofQuality &amp; Compliance Manager 34. To line manage the dataadministration team, including annual appraisal and regular feedback from/toTeam Leader meetings 35. To overseeand maintain external communication scheduling and links such as Clinical EDIfor laboratory reports, Out of Hours reports, Choice &amp; Booking, PatientRegistration and GP2GP 36. Overseeonline patient access, ensuring contractual obligations are met, and that themaximum number of patients have access to a safe and effective online service Job description Job responsibilities JOB SUMMARY: Responsibility for ensuringquality compliance for the Practice. Achieve complete qualitycompliance management systems in accordance with organisation plans andadherence to legislation and agreed regulatory bodies processes and procedures Provide support to the Practice Manager to ensure the management of allpractice administration and provide operational management of the Data AdministrationTeam. Provide leadership and guidance toPractice staff. Thepost-holder will provide cover in the absence of the Practice Manager. To workclosely and collaboratively with the Practice Manager. This role is expected todevelop and evolve over time. DUTIES 1. Managequality compliance activities for the Practice including clinical systems andplatforms 2. Ensurethe Practice meets all agreed quality compliance (legislation and objectives)and that appropriate risk mitigation/ control measures are in place 3. To analyseand interpret data and assist with planning and monitoring work undertaken inrelation to Directed, National and Local Enhanced Services, the Quality &amp;Outcomes Framework and the PCN Investment and Impact Fund, taking appropriateaction to ensure that all targets are achieved 4. Provideadvice, guidance and support to the Practice with regards to compliance 5. Managethe development and preparation of the Practices quality compliance strategyand general business planning 6. Maintainaccurate quality compliance records 7. Supportthe Practice Manager with change initiatives 8. To ensurethat any suspected or actual breach of IT security is reported to the PracticeManager and investigated as required. To agree action and/or change of policy /procedures as a result of findings with the Practice Manager / Partners 9. Implementingprotocols to ensure the Practice is compliant with IG/ GDPR standards andevidence via the Data Security and Protection toolkit 10. Assistwith training of users of the Practice IT systems 11. Ensuringstaff training complies with CQC standards 12. Providingsupport to resolve local IT issues, good working knowledge of Practice ITsystems 13. Monitortelephone system stats, interpreting data, making necessary recommendations andproducing relevant audits 14. Routinely monitor and assess practiceperformance against patient access and demand management targets, includingnational performance dashboards 15. Supportingstaff in developing searches and audits on the clinical system 16. Reviewingand updating clinical templates ensuring they relate to current practice 17. Contributeto the creation and update of the Practice Business Continuity Plan 18. Contributeto the various Practice quality improvement projects and reflective learning 19. Be thefirst contact for escalation of complaints, resolving where possible,escalating where necessary and overseeing the complaints process 20. Supportwith the annual submission of the KO41b 21. To ensure thePractice has a strong social media presence and that campaigns, messages andpractice updates are monitored and communicated effectively using the website, Facebook,and waiting room screens 22. Act asa point of contact for building related enquiries and ensuring building defectsare promptly recorded 23. Overseethe building and equipment compliance process 24. Assistwith the maintenance and updating of asset registers 25. Keepup to date with NHS developments in the local healthcare systems 26. Makerecommendations and initiate raising Practice standards and service delivery 27. Liaisewith patients, and other outside agencies 28. Ensurethat the chronic disease registers are maintained, and that the data iscorrectly read coded and up to date. 29. Ensurethat the patients recall systems are in place and activated on a timely basis 30. SupportPractice evidence CQC compliance 31. SupportPractice to achieve flu targets 32. Representthe Practice when required 33. Take on any other responsibilitiesdeemed appropriate by the Partners / Practice Manager for the position ofQuality &amp; Compliance Manager 34. To line manage the dataadministration team, including annual appraisal and regular feedback from/toTeam Leader meetings 35. To overseeand maintain external communication scheduling and links such as Clinical EDIfor laboratory reports, Out of Hours reports, Choice &amp; Booking, PatientRegistration and GP2GP 36. Overseeonline patient access, ensuring contractual obligations are met, and that themaximum number of patients have access to a safe and effective online service Person Specification Qualifications Desirable <ul> <li>Leadership/ Management Qualification</li> </ul> Experience Essential <ul> <li>Excellent Communication skills, Experience of working within a GP office environment, Strong IT skills, Problem solving, Ability to motivate and train others, Planning and organising, Performing under pressure, Team working, High levels of integrity and loyalty</li> </ul>Person Specification Qualifications Desirable <ul> <li>Leadership/ Management Qualification</li> </ul> Experience Essential <ul> <li>Excellent Communication skills, Experience of working within a GP office environment, Strong IT skills, Problem solving, Ability to motivate and train others, Planning and organising, Performing under pressure, Team working, High levels of integrity and loyalty</li> </ul>Disclosure and Barring Service Check This post is subject to the Rehabilitation of Offenders Act (Exceptions Order) 1975 and as such it will be necessary for a submission for Disclosure to be made to the Disclosure and Barring Service (formerly known as CRB) to check for any previous criminal convictions. Employer details Employer name Radbrook Green Surgery Address Bank Farm Road Shrewsbury Shropshire SY3 6DU Employer's website

Quality & Compliance Manager

Compliance Officer On-going management of the Quality System in accordance with ISO9001 / ISO14001 &amp; 45001 requirements. Demonstrate product compliance, review of product BOM against Reach / RoHS / CMRT / TSCA / PFAS / Prop 65 compliance requirements. Corporate compliance experience, e.g: <ul><li>Anti-Bribery and Corruption</li><li>Conflict-Free Sourcing</li><li>Modern Slavery Act</li><li>Discrimination / Diversity and Inclusion</li><li>Human Rights</li><li>Data Protection</li></ul>Promote Quality culture, with a focus on prevention rather than cure. Support with Internal audits of the ISO9001 / ISO14001 / ISO45001 systems. Manage the Controlled Documents i.e. updates and Amendment record update. Monitor and advise Quality Manager on how quality system is performing and publish data and reports regarding company performance against Quality KPI's. Report quality performance trends to the management team including major issues which could affect business and quality performance. Key Duties &amp; Responsibilities: <ul><li>Promote quality improvement throughout the organisation. Using data to drive targeted improvements in worst performing areas</li><li>Demonstrate product compliance against requirements of Reach / RoHS / CMRT / PFAS / Prop 65, and similar compliance standards / requirements</li><li>Set up and maintain controls and documentation for above</li><li>Monitor Corporate compliance, ensuring DSE remains up to date with any legislation changes</li><li>Collate and analyse key performance data for use in driving quality and performance in production / across the business</li><li>Collect KPI data from process owners to allow monitoring of performance, ensure dissemination throughout the company</li><li>Escalate to Quality Manager issues that cannot be resolved</li><li>Ensure management are aware of issues relating to compliance</li><li>Maintain quality documentation in accordance with ISO requirements</li><li>Support purchasing team with component compliance requirements</li><li>Support the internal audit system to continually develop the company quality system and drive improvements</li><li>Liaise with customers and suppliers where necessary when impacted by compliance issues</li></ul>Internal &amp; External Relationships Internal: <ul><li>Purchasing; Support with compliance requirements.</li><li>Engineering; Support with compliance requirements.</li><li>Quality team; Support</li><li>Accounts: Support as required.</li><li>Production; Support with QA documentation administration.</li><li>Sales: support as required with compliance requirements.</li><li>Senior Management; Notify serious issues; supply KPI data for review.</li><li>Stores / Warehouse; Support and assist with queries.</li></ul>Communication: All above Verbal / Written / Reports External: <ul><li>Supplier; Ensure suppliers provide component compliance information in a timely manner.</li><li>Customers;</li><li>Supply Compliance information as requested by customers (Reach/RoHS/CMRT etc).</li><li>Support with QIP activity and Corrective actions.</li><li>DSE Distribution; Support as required.</li></ul>Communication: All above Verbal / Written / Reports Essential Criteria: Knowledge: <ul><li>ISO9001 Quality System Knowledge</li><li>Reach / RoHS / CMRT / PFAS / Prop65</li><li>Corporate compliance experience</li></ul>Skills &amp; Attributes: <ul><li>Ability to work on own initiative.</li><li>Ability to work under pressure to tight deadlines</li><li>Quality techniques and tools, including problem solving</li><li>Confident IT skills with experience of ERP system and MS office are essential</li></ul>Experience: <ul><li>Established experience in quality capacity</li><li>Manufacturing</li><li>Internal ISO9001 system audits</li></ul>Qualifications: <ul><li>Proficient in Maths / English</li></ul>Benefits: <ul><li>25 days holiday + Bank Holidays</li><li>New flexible holiday scheme</li><li>Bupa Healthcare package</li><li>Life Insurance</li><li>Enhanced Maternity/Paternity pay</li><li>5% Pension contributions</li><li>Companywide performance based annual bonus scheme</li></ul>For full details of the job and to apply please follow the link below: Compliance Officer - Job Description.pdf Please Note: For further information or an informal chat contact our Internal Recruiter, Natasha Graham, on 01723 890099. If this role isn't quite right for you, but you are interested in future vacancies with Deep Sea Electronics please continue to monitor our website for regular updates. DSE is an equal opportunity employer. A copy of our statement is available on request. Job Applicant Privacy Notice.pdf

Compliance Officer

About Us YouLend is the preferred global embedded financing platform for many of the world's leading e-commerce sites, tech companies and payment services providers such as Amazon, eBay, Shopify, Mollie, Dojo, Paysafe, Just Eat Takeaway and Takepayments. Our software platform and APIs enable our partners to offer flexible financing products, in their desired branding, to their merchant base. With YouLend's AI-driven credit risk assessment solutions, more merchants and SMEs than ever can receive fast, flexible and affordable funding. We operate in 9+ geographies across the UK, EU and the US. We believe that the future of financial services will be delivered by customer-oriented tech companies that embed financing in their customer journeys, and we are building the solutions that will power that future. The Role: The Regulatory Compliance Manager will be a key figure in ensuring YouLend maintains a robust regulatory compliance framework. Reporting directly to the Head of Regulatory Compliance this role will focus on enhancing compliance processes, monitoring regulatory risks, and ensuring adherence to FCA, EU, and global standards as we pursue additional regulatory authorisations. This role offers an exciting opportunity for an experienced compliance professional to play a pivotal role in helping to shape our regulatory compliance framework and support YouLend with future expansion plans. Requirements <ul><li>Regulatory Compliance Framework - Contribute to the maturity of the regulatory compliance strategy and framework, ensuring there is a consistent and scalable approach to 'compliance' across training, policies, KRIs, testing, reporting. </li></ul><ul><li>Compliance Monitoring - Support with the enhancement of the design and implementation of YouLend's Compliance Monitoring and Testing Programme including tracking and monitoring progress against the annual monitoring program and adapting it to the changing regulatory and business environment. </li></ul><ul><li>Governance and Management Reporting - Raising the standards of management reporting and governance, assisting the Head of Regulatory Compliance with preparing updates to YouLend's Senior Management Team where necessary and embedding a governance framework that facilitates this. </li></ul><ul><li>Horizon scanning - Through the identification, assessment, and ongoing monitoring of current and future regulatory risks, including gap analysis of new regulatory initiatives and guidance from the Youlend's regulators </li></ul><ul><li>Advisory - Act as a trusted advisor to the business, providing guidance on regulatory topics and helping the business navigate complex compliance landscapes in the UK, EU, US and other jurisdictions. </li></ul><ul><li>Regulatory Engagement - Support the Head of Regulatory Compliance with managing regulatory engagement, tracking and handling queries, audits, and ongoing communications with YouLend's Regulators. </li></ul><ul><li>Regulatory Reporting - Lead regulatory reporting processes to ensure timely and accurate submissions to the FCA and other relevant authorities. </li></ul><ul><li>Enterprise Risk Management - Support with the uplift of YouLend's Enterprise Risk Framework, working with risk owners across the business to develop and mature the identification, assessment and management of YouLend's enterprise risks. </li></ul>Essential Qualifications and Experience : <ul> <ul> <li>A minimum of 5+ years experience in a regulatory compliance role ideally within the financial services industry, payment institution, electronic money institution or a similar regulated entity. </li> <li>Strong experience in Payments Services Regulations (PSRs). </li> </ul> <ul><li>Demonstrable experience of supporting the implementation of compliance frameworks, particularly for FCA-regulated entities. </li></ul> <ul><li>Experience leading regulatory reporting processes and stepping in to act as a liaison with regulators such as the FCA is a strong plus. </li></ul> <ul><li>Familiarity with EU regulatory regimes and experience supporting applications for new regulatory authorizations is a strong plus. </li></ul> <ul><li>Experience working in B2B financing or corporate lending is desirable. </li></ul> </ul>Skills: <ul> <ul><li>Strong knowledge of FCA regulatory requirements, including the FCA Handbook. </li></ul> <ul><li>Proven ability to assess and manage regulatory risks, with experience in conducting thematic reviews and compliance monitoring. </li></ul> <ul><li>Expertise in key compliance themes such as governance, complaints handling, safeguarding, product governance and outsourcing, and in depth understanding of risk mitigation frameworks. </li></ul> <ul><li>Exceptional analytical skills, including conducting gap analyses to address new regulatory initiatives and guidance. </li></ul> <ul><li>Strong written and verbal communication skills, with experience preparing high-quality reviews, assessments, and reports for senior stakeholders and regulators. </li></ul> </ul>Benefits Why join YouLend? <ul><li> Award-Winning Workplace: YouLend has been recognised as one of the "Best Places to Work 2024" by the Sunday Times for being a supportive, diverse, and rewarding workplace. </li></ul><ul><li> Award-Winning Fintech: YouLend has been recognised as a "Top 250 Fintech Worldwide" company by CNBC. </li></ul>We offer comprehensive benefits package that includes: <ul><li>Stock Options </li></ul><ul><li>Private Medical insurance via Vitality and Bupa Dental </li></ul><ul><li>EAP with Health Assured </li></ul><ul><li>Enhanced Maternity and Paternity Leave </li></ul><ul><li>Modern and sophisticated office space in Central London </li></ul><ul><li>Free Gym in office building in Holborn </li></ul><ul><li>Subsidised Lunch via Feedr </li></ul><ul><li>Deliveroo Allowance if working late in office </li></ul><ul><li>Monthly in office Masseuse </li></ul><ul><li>Team and Company Socials </li></ul><ul><li>Football Power League </li></ul>At YouLend, we champion diversity and embrace equal opportunity employment practices. Our hiring, transfer, and promotion decisions are exclusively based on qualifications, merit, and business requirements, free from any discrimination based on race, gender, age, disability, religion, nationality, or any other protected basis under applicable law.

Regulatory Compliance Manager ( Payments/ Fintech)

It's fun to work in a company where people truly BELIEVE in what they're doing! Job Description: Compliance Manager As a Compliance Manager, you will drive the implementation and enhancement of our compliance framework, ensuring adherence to both internal policies and external regulations. You will play a key role in managing compliance systems, monitoring regulatory changes, and educating business leaders on compliance requirements. Your expertise will help safeguard the organisation against risks while ensuring best practices in regulatory compliance. What your role as a Compliance Manager will involve: <ul><li>Managing submissions and calculations for regulatory requirements, including Climate-related Financial Disclosure Regulations 2022, WEEE, Hazmat, and Packaging Regulations.</li><li>Review and develop policies to ensure compliance with evolving legislation.</li><li>Assess business ventures for potential compliance risks.</li><li>Oversee compliance plans, controls assurance, and day-to-day management of the compliance system.</li><li>Conduct internal audits and reviews, ensuring compliance with regulations.</li><li>Advise internal teams and business partners on compliance program implementation.</li><li>Ensure marketing materials meet legal and regulatory standards.</li><li>Provide leadership and advice on compliance issues and incidents.</li><li>Collaborate with HR to enforce compliance regulations across the business.</li><li>Train cross-functional teams on compliance requirements.</li></ul>To set you up for success, we are looking for the following skills and experience: <ul><li>Previous experience in a compliance or operations role.</li><li>Relevant regulatory experience (e.g., Privacy, RSE, AFSL licensing, etc.).</li><li>Understanding of risk and compliance principles and frameworks.</li><li>Proven ability to engage and build relationships with stakeholders at all levels</li><li>Excellent commercial acumen and ability to understand the impact of regulatory changes on the business</li><li>Ability to analyse and interpret information quickly, with a critical problem-solving ability.</li><li>Experience in project management and risk management.</li><li>Some travel required to other sites</li></ul>We Are Ingram Micro Ingram Micro is a leading technology company for the global information technology ecosystem. With the ability to reach nearly 90% of the global population, we play a vital role in the worldwide IT sales channel, bringing products and services from technology manufacturers and cloud providers to business-to-business technology experts. Through Ingram Micro Xvantage™, our AI-powered digital platform, we offer what we believe to be the industry's first business-to- consumer-like experience. We also provide a broad range of technology services, including financing, specialized marketing, and lifecycle management, as well as technical pre- and post- sales professional support. Learn more at <a href="http://www.ingrammicro.com" target="_blank">www.ingrammicro.com</a>. Make an application to join the team! None of this is achievable without great people, with a complete customer focus. Our team is as much about our people as it is our customers and business partners. We want associates with a strong desire to succeed. We offer a competitive base, commission, market leading incentives programme and clear career development. You will receive full training on the products you will be specialising in, and you will have access to a world leading catalogue of technology-based learning. If this sounds like the opportunity for you then please apply by sending a copy of your most recent CV. #LI-NA3

About the Role: Grade Level (for internal use): 12 The Role: S&amp;P Global is seeking a Compliance Director to join our Compliance Team for the S&amp;P Global Dow Jones Indices (SPDJI) division, based in the UK. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices division is effective and aligned with best practices. This role will report directly to the Head of Compliance, SPDJI. This is hybrid role with 2 days a week work from S&amp;P Global London office. Responsibilities: In this role, you will: <ul><li>Collaborate with divisional functions to implement relevant compliance policies and procedures, fostering a culture of adherence to laws and regulations.</li><li>Provide oversight for the Division's IOSCO assurance program.</li><li>Offer advisory services on compliance matters and actively participate in relevant committees.</li><li>Develop monitoring processes to ensure adherence to key policies and facilitate compliance training programs.</li><li>Contribute to compliance investigations and reviews.</li><li>Define and execute compliance monitoring activities.</li><li>Actively engage in relevant divisional and other committees.</li><li>Provide support to other divisions and the Enterprise Compliance team as needed.</li><li>Prepare metrics and presentation materials.</li></ul>Impact: Your work will directly influence the implementation and direction of our compliance strategy and culture within the division. You'll collaborate closely with the Head of Compliance, divisional leaders, and the Corporate Compliance and Risk teams. Interaction: You will: <ul><li>Partner with business leaders to provide fit-for-purpose compliance support and advice.</li><li>Share best practices with Compliance teams in and across divisions.</li><li>Collaborate on specialized compliance work, such as Securities Disclosure and Global Financial Crimes Compliance including Sanctions.</li><li>Partner with other functional areas (Legal, People, Corporate Risk Management, Internal Audit, Information Security teams) to establish relevant testing and reporting processes.</li></ul>What We're Looking For: Basic Required Qualifications: <ul><li>5+ years of proven compliance experience in the financial sector.</li><li>Good understanding of financial markets, ideally with experience related to indices and the IOSCO Principles for Financial Benchmarks.</li><li>Bachelor's degree required.</li><li>Strong ethics, integrity, and the ability to stand firm on issues independently.</li><li>Excellent interpersonal and team skills, with a collaborative and learning mindset.</li><li>Highly analytical, solutions-oriented, and detail-oriented.</li><li>Self-motivated and well-organized; ability to prioritize tasks and work well under pressure; stay abreast of changing regulatory expectations.</li><li>Ability to maintain a global perspective and work with diverse colleagues across various jurisdictions.</li><li>Proficiency in Excel, Word, and PowerPoint.</li><li>This is hybrid role with 2 days a week work from S&amp;P Global London office.</li></ul>What's In It For You? Our Purpose: Progress is not a self-starter. It requires a catalyst to be set in motion. Information, imagination, people, technology-the right combination can unlock possibility and change the world. Our world is in transition and getting more complex by the day. We push past expected observations and seek out new levels of understanding so that we can help companies, governments and individuals make an impact on tomorrow. At S&amp;P Global we transform data into Essential Intelligence®, pinpointing risks and opening possibilities. We Accelerate Progress. Our People: We're more than 35,000 strong worldwide-so we're able to understand nuances while having a broad perspective. Our team is driven by curiosity and a shared belief that Essential Intelligence can help build a more prosperous future for us all. From finding new ways to measure sustainability to analyzing energy transition across the supply chain to building workflow solutions that make it easy to tap into insight and apply it. We are changing the way people see things and empowering them to make an impact on the world we live in. We're committed to a more equitable future and to helping our customers find new, sustainable ways of doing business. We're constantly seeking new solutions that have progress in mind. Join us and help create the critical insights that truly make a difference. Our Values: Integrity, Discovery, Partnership At S&amp;P Global, we focus on Powering Global Markets. Throughout our history, the world's leading organizations have relied on us for the Essential Intelligence they need to make confident decisions about the road ahead. We start with a foundation of integrity in all we do, bring a spirit of discovery to our work, and collaborate in close partnership with each other and our customers to achieve shared goals. Benefits: We take care of you, so you can take care of business. We care about our people. That's why we provide everything you-and your career-need to thrive at S&amp;P Global. Our benefits include: <ul><li>Health &amp; Wellness: Health care coverage designed for the mind and body.</li><li>Flexible Downtime: Generous time off helps keep you energized for your time on.</li><li>Continuous Learning: Access a wealth of resources to grow your career and learn valuable new skills.</li><li>Invest in Your Future: Secure your financial future through competitive pay, retirement planning, a continuing education program with a company-matched student loan contribution, and financial wellness programs.</li><li>Family Friendly Perks: It's not just about you. S&amp;P Global has perks for your partners and little ones, too, with some best-in class benefits for families.</li><li>Beyond the Basics: From retail discounts to referral incentive awards-small perks can make a big difference.</li></ul>For more information on benefits by country visit: <a href="https://spgbenefits.com/benefit-summaries" target="_blank">https://spgbenefits.com/benefit-summaries</a> Global Hiring and Opportunity at S&amp;P Global: At S&amp;P Global, we are committed to fostering a connected and engaged workplace where all individuals have access to opportunities based on their skills, experience, and contributions. Our hiring practices emphasize fairness, transparency, and merit, ensuring that we attract and retain top talent. By valuing different perspectives and promoting a culture of respect and collaboration, we drive innovation and power global markets. Equal Opportunity Employer S&amp;P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law. Only electronic job submissions will be considered for employment. If you need an accommodation during the application process due to a disability, please send an email to: <a href="mailto:EEO.Compliance@spglobal.com" target="_blank">EEO.Compliance@spglobal.com</a> and your request will be forwarded to the appropriate person. US Candidates Only: The EEO is the Law Poster <a href="http://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf" target="_blank">http://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf</a> describes discrimination protections under federal law. Pay Transparency Nondiscrimination Provision - <a href="https://www.dol.gov/sites/dolgov/files/ofccp/pdf/pay-transp_%20English_formattedESQA508c.pdf" target="_blank">https://www.dol.gov/sites/dolgov/files/ofccp/pdf/pay-transp_%20English_…</a> 202 - Middle Professional (EEO Job Group) (inactive), 20 - Professional (EEO-2 Job Categories-United States of America), RSKMGT202.2 - Middle Professional Tier II (EEO Job Group)

Compliance Officer S&P Global DJI

Vacancy Name Compliance Manager Vacancy No VN940 Job Type Permanent Location Hatfield Job Details Compliance Manager Contract type: Permanent Location: Hatfield (Hybrid working - 3 days in the office) Working hours per week: 40 hours About us Our mission is to deliver joy in every shop, through unbeatable choice, unrivalled service and reassuringly good value. We're Ocado Retail, a market-leading, joint venture between Ocado Group and M&amp;S and the world's largest dedicated online supermarket ocado.com. Not only is Ocado.com the only place to shop a full range of M&amp;S food online, it's also the home to the widest online supermarket range in the UK and champion of small, independent brands. We're also the brains behind Zoom by Ocado, our same-day grocery delivery service. About the team and the role: Are you passionate about embedding best practices and shaping a culture of integrity? We're looking for a Compliance Manager to join our dedicated team. Reporting directly to our Code Compliance Officer, you won't just be maintaining standards, you'll be instrumental in evolving our compliance strategy and making a tangible impact across the entire business. Be at the Heart of Our Operations: This isn't a siloed role. You'll be a crucial connector, working hand-in-hand with diverse departments. Imagine yourself collaborating with commercial teams on new initiatives, guiding operational units to refine their processes and empowering colleagues with the knowledge they need to excel. You'll be the go-to expert, ensuring that as we grow, we do so responsibly and ethically. This is a fantastic opportunity to not only apply your expertise but also to significantly develop our compliance framework in a maturing organisation. Role Overview and Team Interaction: The Compliance Manager will serve as a crucial liaison, operating cross-functionally throughout the organisation. This position involves extensive collaboration with various departments to ensure a comprehensive understanding and consistent application of pertinent legislative requirements and established business best practices. You will work within a team committed to upholding exemplary standards of corporate governance and ethical conduct. This role presents a considerable opportunity to influence and develop our compliance infrastructure in alignment with our strategic objectives. What you'll do: The responsibilities of this role are dynamic and will adapt to prevailing business priorities. Core accountabilities include: <ul><li>Compliance Gap Analysis and Remediation: Identify deficiencies in existing business procedures and collaborate with functional teams to develop and implement necessary corrective actions to ensure full compliance.</li><li>Training and Development: Support the design, development and delivery of comprehensive compliance training programmes for colleagues, encompassing annual refresher courses and instructor-led sessions.</li><li>GSCOP Advisory: Ensure colleagues receive proficient support and guidance on queries pertaining to the Groceries Supply Code of Practice (GSCOP).</li><li>Investigations Management: Provide substantive support for any investigative requirements arising from internal issues or external complaints lodged by third parties, such as customers or suppliers.</li><li>Reporting and Governance: Assist with the tracking and reporting of compliance information to the Groceries Code Adjudicator, Audit Committee, Risk and Compliance Committee, and other internal governance bodies.</li><li>Policy and Process Management: Develop, manage and maintain company policies and operational processes to ensure they meet regulatory standards and business needs.</li></ul>Who you are: We are seeking a candidate with the following qualifications, experience, and attributes: <ul><li>Compliance Expertise: A thorough understanding and practical experience of compliance frameworks and associated key risk areas.</li><li>GSCOP Knowledge: Familiarity with the Groceries Supply Code of Practice (GSCOP) is a distinct advantage.</li><li>Corporate Experience: Proven experience working within a corporate environment, ideally with exposure to the retail sector.</li><li>Stakeholder Engagement: Demonstrated ability to engage effectively with senior management, possessing excellent interpersonal and communication skills.</li><li>Project Management Acumen: Experience in project management methodologies and practices.</li><li>Initiative and Proactivity: A self-starting individual with a proactive approach to identifying and addressing compliance matters.</li><li>Analytical and Organisational Skills: Excellent planning, organising and analytical capabilities, with a strong focus on attention to detail.</li><li>Collaborative Aptitude: A proven ability to work collaboratively and effectively with cross-functional stakeholders.</li></ul>What's in it for you By joining Ocado Retail you'll have the chance to experience life at the world's largest online retailer, work with an amazing bunch of people who challenge what's possible each day, and grow your skills and career in online retail. If that's not enough to tempt you, you'll also get access to loads of great benefits to sweeten the deal. Here's a taste of what we offer: Health &amp; Wellbeing: Private medical insurance with the option to add your family, Digital GP appointments, market-leading family policies, mental health support, discounted gym memberships, dental insurance, and more. Spend &amp; Save: Annual bonus scheme split between personal and business objectives, recognition with reward platform, up to 7% matched pension contributions, 15% Ocado discount, 20% M&amp;S discount, free breakfast every day in the office, electric vehicle leasing scheme and free shuttle bus from Hatfield station to the office. Never miss the moments that matter: Blended/Hybrid working, 26 days holiday plus 8 flexible bank holidays, options to buy an extra holiday, 2 weeks work from anywhere, and lifestyle break opportunities. Our Hiring Process Lucky for us, we get loads of great applications and we really appreciate that so many people put the time and effort in to apply. To recognise that, we treat all applications respectfully and fairly. So, if yours stands out, you'll follow our standard hiring process - one of our Talent Partners will talk you through this in an initial call. Everyone's welcome We're an equal opportunities employer. That means that we make sure all potential colleagues are treated fairly and equally. If you require reasonable adjustments during the recruitment process, please let us know on the application form. #LC-1

Job Title: Compliance Officer - Contractor Members Company: National Access and Scaffolding Confederation Ltd Location: Contract at Members Sites Reports To: Quality Manager Direct Reports: Nil About Us: National Access and Scaffolding Confederation (NASC) is a leading professional trade association dedicated to advancing safety, technical excellence, and best practices within the access and scaffolding industry. With a commitment to enhancing the industry's standards and fostering the development of its professionals, NASC plays a pivotal role in ensuring the safety and efficiency of construction projects across the country. Role Overview: The Compliance Officer - Contract Members will play a pivotal role in assessing the level of compliance to NASC requirements from application for membership through to the on-going compliance for existing members. Key Responsibilities: Contract Membership Auditing: <ol> <ul><li>Contact new applicants and existing members to arrange the assessments dates within the month required.</li><li>Give guidance to new applicants with regard to what is required to be uploaded for the Desktop audit.</li><li>During the site audits, the Compliance officers are to gather sufficient information to be able to verify compliance or non-compliance with requirements.</li><li>Review any findings and grade according based on the nature of the findings. </li><li>Write the audit report and classify the findings within 48 Hours of completing the report and make the recommendation.</li><li>If assessments are based on a Multi-site with the Head Office in your area, then you are to correlate all depot &amp; site reports into one report.</li><li>Book re-audits once the findings have been confirmed.</li><li>Conduct unannounced site audits as required.</li></ul> </ol> Key Skills and Qualifications: <ul> <li>Be registered as an Advance Scaffolding Inspector.</li> <li>Have a general safety qualification such e.g. NEBOSH general certificate.</li> <li>Excellent listening and observation skills.</li> <li>Ability to work alone.</li> <li>Have a valid driver's licence.</li> <li>Open to travel.</li> </ul>Desirable: <ul> <li>Knowledge of NASC Specifications and Standards.</li><li>Have good working knowledge of SSIP. </li> <li>Have Internal Auditing certification.</li> </ul>

Compliance Officer - Contractor members (Midlands Region)

At Compare the Market (CtM) our purpose is to make great financial decision making a breeze for everyone, and that purpose drives us every day. It's why we're on a mission to create an automated quoting engine, with the simplest of experiences, wrapped in a brand everyone loves! We change lives by making it simple to switch and save money and that's why good things happen when you meerkat. We'd love you to be part of our journey. We're hiring a Senior Compliance Manager to lead our Compliance Money team. You'll provide expert regulatory advice and constructive challenge to support both great customer outcomes and commercially viable decisions. This is a leadership role where you'll manage a team of specialist compliance professionals and operate with autonomy in a fast-paced, dynamic environment. Everyone is welcome. We have a culture of creativity. We approach our work passionately, improve constantly and celebrate our wins at every turn. We are an inclusive workplace , and our employees are comfortable bringing their authentic, whole selves to work. Everyone is welcome. Be you. This means we're excited to hear from people with a range of skills, experiences and ideas. We don't expect you to tick all the boxes but would love to hear what makes you great for this role. You'll ideally be: <ul> <li> An experienced compliance leader with extensive knowledge of FCA regulations (including CONC , MCOB and BCOB S ) and the broader compliance landscape</li> </ul><ul> <li> Familiar with ASA, CMA, Ofcom &amp; Ofgem rules and how they relate to a digital financial services environment</li> </ul><ul> <li> Highly collaborative, with excellent interpersonal skills and confidence interacting with senior leadership and regulators</li> </ul><ul> <li> Skilled in pragmatic, proportionate compliance advice-balancing customer outcomes with commercial goals</li> </ul><ul> <li> A strong stakeholder manager with the ability to influence, challenge and support strategic decision making .</li> </ul>Our people bring our purpose to life. We champion a culture of innovation and challenge. Day-to-day responsibilities include: <ul> <li> Lead and develop a high-performing compliance team, accountable for the quality and consistency of advice they deliver</li> </ul><ul> <li> Provide expert, pragmatic compliance advice on business activities, projects, and strategic initiatives-ensuring customer and regulatory considerations are at the heart of decision-making</li> </ul><ul> <li> Provide subject matter input to regulatory change projects and support the implementation of any relevant changes.</li> </ul><ul> <li> Represent Compliance at internal forums and governance meetings, offering insight and challenge on regulatory matters.</li> </ul><ul> <li> Identify and communicate emerging regulatory developments and trends to key stakeholders across the business</li> </ul><ul> <li> Oversee and manage the compliance input on incidents helping determine if regulatory notification is needed and ensuring appropriate escalation .</li> </ul><ul> <li> Drive better insight into customer outcomes , supporting the business to meet and continuously evolve Consumer Duty standards and broader conduct expectations .</li> </ul><ul> <li> Produce high-quality report s and presentations for senior management to inform decision making and drive discussion and action.</li> </ul><ul> <li> Maintain effective processes and controls to manage regulatory risks.</li> </ul>There's something for everyone. We're a place of opportunity. You'll have the tools and autonomy to drive your own career, supported by a team of amazingly talented people. And then there's our benefits. For us, it's not just about a competitive salary and hybrid working, we care about what matters to you. From a generous holiday allowance and private healthcare to an electric car scheme and paid CSR days, we've pretty much got you covered! 'We are committed to offering equal chances to you throughout the application process, so if you require any special adjustments to be made, please let us know. We will work with you to make any appropriate arrangements .' #LI-JW1

Senior Compliance Manager

Head of Compliance UK As the Head of Compliance for the UK you will oversee the compliance function in the UK, coordinating all Compliance activities for the DLL group entities in the UK This includes in specific the following Compliance themes: Financial Crime Compliance, Ethics and Privacy. Based on compliance risk assessments across the UK you will allocate compliance resources in liaison with the UK &amp; Ireland manager. This position reports directly to the UK &amp; Ireland manager and functionally to the Head of Compliance Europe. In this position you also fulfil the role of Money Laundering Reporting Officer for the UK and therefore also have direct access/an escalation line to the Group Head of Financial Crime Compliance. Through close collaboration with the management team you will establish and maintain a unified compliance risk management culture and establish a common understanding of all compliance topics and standards in the UK. You will drive consistent compliance adherence in the UK and will be in close contact and able to share best practices and learnings with a network of Compliance Officers in Europe to contribute to the compliance maturity and growth in the region Europe . You are based in the UK/flexible working applicants welcome. Find out more here about how you can unleash your full potential at DLL Day to day: <ul> <li>Integrate all compliance risk management processes into a coherent, consistent and reliable compliance risk management framework</li> <li>Initiate and manage local compliance projects to ensure proper implementation of country compliance policies and procedures in accordance with global policies and standards</li> <li>Monitor implementation of the Global Compliance Annual Plan, Local Compliance Annual Plan and all other compliance activities in the UK</li> <li>Manage regulatory &amp; all other compliance incidents including breaches of compliance policies and escalate such incidents where appropriate</li> <li>Support and guide the business on financial economic crime risks</li> <li>Oversee and encourage communication with local regulators to both seek output and build a strong and transparent relationship</li> <li>Communicate decisions issued by the Global Compliance MT (GCMT) regarding all material compliance issues to country management and your team and execute any resulting directives</li> <li>Define and manage the key performance indicators and targets as set in conjunction with the annual plan in line with budget and strategic objectives</li> <li>Provide coaching and feedback to the Compliance team members to support their development</li> <li>Fulfil the second line review with respect to privacy assessments, incidents and related matters.</li> <li>In collaboration with local HR and the Global Speak Up Committee be involved in speak up investigations and drive ethical behaviour and adherence to the Code of Conduct.</li> <li>Hold the positions of SMF16 and SMF17.</li> </ul>All UK members enjoy: <ul> <li>25 days paid annual leave (plus public holidays) based on a 35 hour working week.</li> <li>Short Term Incentive Plan based on DLL results and personal performance.</li> <li>Non-contributory pension scheme.</li> <li>Private Healthcare Scheme</li> <li>Two working days per year volunteering for a local charity</li> <li>Flexible hybrid working</li> <li>Career development opportunities: online learning, member development programs</li> <li>At DLL we stimulate your health and wellness e.g. fun, health &amp; vitality activities organised by our True Energy team.</li> <li>Click this link for an overview of all the benefits in your region.</li> </ul>"We lead the way in meeting the need for flexibility and transparency which our customers increasingly expect" Essentials: <ul> <li>8 years + experience in providing compliance, risk, legal or similar services in a bank or other financial services institution</li> <li>Good understanding of the Financial Services Regulatory environment in European and particularly in the UK and an ability to understand legislation quickly</li> <li>Strong experience in an international setting and strong business background</li> <li>Strong communication, collaboration and interpersonal skills with ability to speak with and influence senior management</li> <li>Effectively multi-task and manage various projects with competing deadlines</li> <li>Demonstrated success in achieving excellent results in a complex, international, matrix organisation with multiple stakeholders</li> <li>Firm, independent and enthusiastic team player who can discuss compliance dilemmas with management in a constructive way</li> <li>Excellent command of English</li> </ul>Choose wellbeing DLL's wellbeing ambition is to educate, equip and empower members to build connections, manage their mental, emotional, physical and financial wellness and maintain balance between work and the other priorities that make up their lives. Our four wellbeing categories are as follows: <ul> <li>Connection - Build meaningful connections with other DLL members</li> <li>Health - Manage mental, emotional and physical health</li> <li>Finance - Provide learning opportunities to help members achieve personal financial health</li> <li>Lifestyle - Maintain balance between work and life priorities</li> </ul>These are the things that matter to our members and the wellbeing of our members matters to DLL Settling in At DLL, we are many things. We are team members, family members, community member. We are members of society, members of different cultures and nationalities. Members of change. We each have different beliefs, different passions, different viewpoints, talents and interests. We come from different backgrounds, cultures, nationalities and histories. But for all of our differences, we share one thing in common: each of us are members of DLL. Our company was founded in the Netherlands. But today we are truly a multinational business. Our unique culture is rooted in higher collaboration, less hierarchy and a honest directness that enable us to integrate, ideate and innovate across country lines. Many companies say they are European, American, Asian or Australian, at DLL we are all these places and more. We are a cross-culture collaborative - an interconnected network - that comes together every single day with one goal in mind: Partnering for a better world Good to know: <ul> <li>Deadline for application: June 8th (Due to high volume of applications this requisition may close prior to posted close date)</li> <li>The selection process may involve an assessment.</li> <li>Applications via email will not be reviewed. Please apply online via our career website.</li> <li>DLL's referral program applies</li> <li>#LI-NATALIE</li> <li>For more information, you can contact Natalie Gray, Talent acquisition partner via <a href="mailto:ukrecruitment@dllgroup.com" target="_blank">ukrecruitment@dllgroup.com</a> </li> </ul>DLL appreciates the time you spend applying to our openings. We advise only those who qualify for an interview will be contacted. Hiring subject to successful completion of a background check. DLL is an equal opportunity employer. We are committed to inclusive, barrier-free recruitment and selection processes and work environments. If contacted for an employment opportunity, please advise Human Resources if you require accommodation in accordance with our values and all applicable legislation.

Head of Compliance UK

About The Role This role is responsible for investigating potential breaches of planning control and then deciding on the appropriate course of action to resolve any breaches that are found. You will also have the opportunity to deal with a small caseload of planning applications. About You Your work will be undertaken both in the office and throughout the Borough, so a full driving licence and suitable means of transport is required. You should be customer focussed with excellent communication skills as you will be dealing with a wide range of internal and external customers. You will need a confident and pro-active attitude supporting others in their decision making and positively representing the Council when decisions have been made. Relevant experience in investigating breaches of planning or dealing with planning applications and providing planning advice will be an advantage. About Us We take pride in receiving feedback from others who say we are a friendly and professional organisation. By working for us you will become part of the team and will play your part in serving our community. You would be joining one of the most forward-looking borough councils in the Southeast, a happy team and a well-managed Council. We offer a great pension scheme, authorised parking, tech schemes and a car lease scheme to name a few of the benefits of working for us. We encourage our employees to make a valuable contribution to the work of the Council by having a trusting and open culture, where ideas are actively sought. We also recognise the value of a highly motivated and engaged workforce. We are committed to ensuring our services are delivered to the highest possible standard and we put the customer at the forefront of everything we do. Fareham Borough Council is committed to being a disability inclusive employer and in order to support this commitment we are proud to be part of the Government's Disability Confident scheme demonstrating that we will provide a fair and equal route to employment with the Council. For an informal discussion about this post, please contact Richard Wright, Team Leader (Development Management) on 01329 824758.

Planner and Compliance Officer

Job Title: Trainee Compliance Officer Salary: £26,000 Location: Bournemouth Hours: 40 hours, Monday to Friday Are you eager to start your career in a dynamic and forward-thinking protection business? At Protect Line, we're looking for a dedicated and detail-oriented Trainee Compliance Officer who thrives in environments where precision, integrity, and a willingness to learn are essential. As a Trainee Compliance Officer, you will support our compliance team in balancing regulatory requirements with a pragmatic approach to support business growth, empowering our sales executives, and ensuring outstanding customer outcomes. Your role is to ensure that our operations adhere to relevant laws, regulations, and internal policies. This position is ideal for individuals with a keen eye for detail, strong problem-solving skills, and an interest in compliance. We need someone with a strong work ethic, the ability to work independently, and a desire to support the business. Investing in Our People to Protect Yours - At Protect Line, we believe that investing in every employee provides a platform for opportunity and growth. Helping people become the best version of themselves is key to delivering an exceptional service that stands out for its authentic care and trust. We view protection as a promise for the future, focusing on keeping our promises, so you can keep yours. Key Responsibilities: <ul><li>Assist in monitoring and reviewing company compliance with regulatory requirements</li><li>Support the development and implementation of compliance policies and procedures</li><li>Conduct research to stay informed about industry regulations and best practices</li><li>Prepare reports and documentation for audits and regulatory reviews</li><li>Collaborate with cross-functional teams to promote a culture of compliance</li><li>Participate in training sessions to enhance your knowledge of compliance matters</li></ul>What Makes You Our Perfect Match?<ul><li>A genuine interest in compliance, with a willingness to delve into the finer details.</li><li>Strong communication skills, enabling you to convey technical information clearly to those without a technical background.</li><li>Your keen attention to detail ensures nothing is overlooked.</li><li>Time management is one of your strengths, allowing you to handle multiple tasks efficiently.</li><li>You can work well under pressure and consistently meet deadlines.</li><li>Problem-solving comes naturally to you, and you thrive on finding solutions to challenges.</li><li>Collaboration is at the heart of your work approach, and you enjoy working as part of a team.</li><li>While not essential, knowledge of the insurance or financial services industry would be a bonus.</li></ul>What Makes Us Your Perfect Match?<ul><li>Enhanced Family Leave: Generous maternity, paternity, adoption, and surrogacy packages offer substantial support during those important life changes.</li><li>Flexible Time Off: Holiday entitlement raising on length of service as well as the opportunity to purchase additional leave or convert unused days into extra pay! Plus, take paid leave for appointments, emergencies, or any of life's surprises</li><li>Loyalty Rewards: Celebrate life events with extra paid days off for birthdays, weddings, new home purchases and your child's first birthday. </li><li>Epic Company Events: Our Summer and Christmas parties are legendary-get ready to join the fun!</li><li>Sabbatical Opportunities: After 15 years of service, enjoy 4 weeks of paid leave to explore, learn, or recharge.</li><li>Professional Benefits Scheme: Tailored rewards for technical and professional support staff, including training allowances, desk support packages, wellbeing support and car allowances. It's designed to support your growth, enhance your work environment, and acknowledge your vital contribution to Protect Line's success. </li><li>Temporary Remote Working: Experience exciting opportunities to work from different locations, including abroad.</li><li>Recommend a Friend: Earn £1,500 for each successful referral to our team.</li><li>Discounts and Rewards: Enjoy a variety of perks, from eye care vouchers to local retailer discounts.</li><li>Secure Your Future: Benefit from our pension scheme, death in service benefits, and more.</li></ul>Join our extraordinary team of customer champions who are all about doing the right thing in every way imaginable. We don't settle for ordinary; we strive for extraordinary! If you're someone who loves turning good outcomes into incredible ones, get ready for an exhilarating adventure with us! At Protect Line, we believe in equality, diversity, and inclusion. We're proud to be a place where anyone with any background or experience can flourish. Come, see for yourself, and be part of something amazing! While we would love to respond to every application, it isn't always possible due to the high volume we receive. If you have not heard from us within 7 working days, please assume that your application has not been successful. Join us at Protect Line where your skills can make a difference! Useful Links: <ul><li>Protect Line</li><li>Protect Line Careers</li><li>Our Trustpilot Reviews</li><li>Privacy Policy</li></ul>

Trainee Compliance Officer

Job Description The Role The Senior Compliance Officer will be responsible for supporting the Risk &amp; Audit Manager to ensure that the organisation complies with contractual compliance and policies, ensuring that we deliver a high-quality compliant service to our customers, stakeholders and funders. You will deliver risk based compliance activity, monitoring and assessing organisations compliance, supporting audits and providing guidance on compliance matters to our people across the organisation. The Senior Compliance Officer will play a key role in identifying compliance risks, ensuring best practices and maintain the organisation's reputation for integrity and transparency. Salary: Starting salary £35,000 to £37,000. Location: On-site in Thornaby TS17 6BH Key Responsibilities <ul> <li>Compliance strategy and management: Support and deliver the organisation's compliance strategy, ensuring that it aligns with operational goals and regulatory requirements. Manage the compliance function, ensuring that compliance risks are identified, managed, and mitigated effectively. </li> <li>Policy Development and Implementation: Oversee the development and review of compliance policies and procedures, ensuring that they remain up to date with changes in legislation and regulations. Ensure that all staff understand and adhere to these policies.</li> <li>Compliance monitoring: Review and monitor contractual compliance in line with funder regulations, internal processes and monthly testing schedule. Identifying any areas of non-compliance and provide recommendations for corrective and preventive actions with SMART actions recorded and monitored through organisational improvement plan </li> <li>Compliance reporting: Prepare and present monthly compliance reports to operational managers, outlining concerns, risks, and the status of ongoing compliance activities. Provide recommendations for continuous improvement in compliance processes and activity, tracking this through organisational improvement plan</li> <li>Audit &amp; Assurance: Manage and coordinate internal and external compliance audits, ensuring that all areas of the organisation are prepared and compliant. Follow up on audit findings, ensuring corrective actions are implemented and documented.</li> <li>Standard Operation Procedures and review: Lead and coordinate development, implementation, and review of internal standard operating procedures (SOPs/Quick Guides). Ensuring that documentation is kept up to date with contractual updates. </li> <li>Risk Management: Support in identifying potential compliance risks and work with Risk &amp; Audit Manager to develop risk mitigation activity relevant to compliance. Ensure that any compliance breaches are dealt with promptly and corrective actions are taken. </li> <li>Regulatory updates: Monitor and stay up to date with contractual changes relevant to the contractual programme delivery and organisation's operations. Provide regular updates to operational delivery teams on new compliance requirements or updates </li> <li>Staff Training and Development: Design and deliver compliance training programmes for staff to ensure awareness of and adherence to relevant funder regulations, policies, and best practices. Promote a culture of compliance throughout the organisation. </li> <li>Any other ad hoc duties in line with delivery program requirements. </li></ul>Person Specification Essential: <ul> <li>Ability to embrace our company values which are Kindness, Respect, Integrity, and Innovation! </li> <li>Proven experience of leading a team focused on improving compliance across organisation </li> <li>Experience of implementing best practices in Audit and Compliance strategies </li> <li>Exceptional communication skills: friendly, engaging, and professional with the ability to build rapport and gain buy-in from a diverse range of stakeholders </li> <li>Proven ability to manage change effectively and support others through the change process by challenging and changing behaviours </li> <li>The ability to multi-task and work in fast-paced environment </li> <li>Highly proficient IT skills including Microsoft packages, CRM databases/software packages and use of digital communication methods </li> <li>Experience of delivering compliance audits and reporting on findings </li> <li>Proven ability to manage key stakeholders including sub-contractors, employers, providers and funders </li> <li>Strong interpersonal skills with the ability to liaise with colleagues at all levels </li> <li>Flexibility to travel across the UK when necessary </li></ul>Desirable: <ul> <li>International Compliance Association (ICA) Level 7 Diploma - open to those with a degree or appropriate professional qualification, or who hold the Advanced Certificate</li> <li>Knowledge and experience of the employability sector </li> <li>A full driving license and own car </li></ul>Your Benefits <ul> <li>Minimum 33 days' holiday entitlement and a pension contribution up to 5% </li> <li>Monthly benefits scheme worth up to an additional £500 </li> <li>Free life assurance cover, totalling four times your annual salary </li> <li>Cycle to work scheme </li> <li>And much more </li></ul>Equality, Diversity, and Inclusion Fedcap Employment is committed to applying equal opportunities at all stages of recruitment and selection, in line with its Equality, Diversity and Inclusion policy in addition to our duty under the Equality Act 2010 to have due regard to the need to eliminate discrimination; to advance equality of opportunity. Disability Confident Employer Fedcap is a recognised Disability Confident Leader with commitments to aim to recruit, retain and develop disabled people within the company. We encourage applications from people with disabilities and will offer to support with reasonable adjustments where required. Veterans and Service Personnel Fedcap is positive about employing veterans and service personnel spouses or family members as part of our commitment to upholding principles of the Armed Forces Covenant. INDHP

Senior Compliance Officer

Your team Bank Pictet &amp; Cie (Europe) AG, London Branch, provides services ranging from custody, wealth management, asset servicing and trading to a wide array of domestic and international UHNW clients. The culture of the London Branch is dynamic, energetic and entrepreneurial, ideal for individuals seeking to be part of a growing and evolving platform. All members of the team are expected to work in a collegiate and team-orientated manner, prioritising service to its clients. This is a unique opportunity to join the Compliance unit of the London Branch as Compliance Oversight/SMF 16. In this role, you will lead and serve as a role model, ensuring that all employees adhere to the applicable rules, regulations and internal policies. The position involves reporting to management and the regulator, as well as addressing and escalating issues as necessary. Your role • Implementing Group directives, policies and guidelines in accordance with UK regulations (e.g. cross-border, business introducers, etc.). • Providing advisory and regulatory guidance to senior management and the wider business. • Ascertaining that adequate controls are in place to ensure compliance with the London Branch's obligations under all applicable prudential and conduct related regulatory requirements. • Defining, putting forward and implementing action plans to mitigate and control compliance risks as required, including reporting to London Branch management and governance. • Ensuring the London Branch Compliance Plan is kept up to date and implemented, as well as fulfilling the Compliance reporting obligations. • Partnering closely with the London Branch Head of Compliance and MLRO on all regulatory obligations. • Partnering with the wider European Legal Entity and Group Compliance functions for shared controls, testing, new product approval or other relevant Group initiatives • Taking on joint responsibility for MiFID regulation compliance in accordance with SYSC 6.1.4R(2). • Acting as the first point of contact for and responding to requests from the PRA and FCA, or any other relevant regulatory authority. • Monitoring, assessing and overseeing regulatory developments and changes relevant to the London Branch • Establishing and maintaining adequate arrangements for Compliance Oversight and other related topics (including but not limited to Investor Protection and Market Conduct) as well as awareness and training. • Overseeing compliance with key frameworks including, but not limited to, consumer duty, client complaints, compliance training, SMCR and market abuse. Your profile • Relevant previous experience as a Compliance Oversight/SMF 16 officer with an international banking institution. • At least 8 years' working experience in a senior compliance function preferably in the wealth management/private banking sector. • Excellent knowledge of UK and EU financial services rules and regulations (specifically those pertaining to compliance oversight matters in the provision of custody, investment management and lending services). • Previous experience in dealing and interacting with UK supervisory authorities (notably PRA/FCA). • Legal background preferred: law degree, trained solicitor or lawyer. • Understanding of financial markets and instruments, including product governance, manufacturing and distribution. • Investment management certificate (IMC)/IMD/IAD or equivalent qualification would be a plus. • Excellent communication skills, and ability to work as part of a team. • In this role, you will act with the highest degree of integrity, ethics, professionalism and competence. You will be a role model at the London Branch, making sure the employees adhere to and apply FCA rules and regulations. • Up-to-date knowledge of compliance/regulatory best practice. Note We will not accept any CVs via agencies. Ref.:SCM-CO/CC/FC Diversity &amp; Inclusion Pictet is an equal opportunity employer and is committed to creating a diverse environment. We respect all individuals and seek their inclusion in the workplace.

Senior Compliance Manager - Compliance Oversight

Colt provides network, voice and data centre services to thousands of businesses around the world, allowing them to focus on delivering their business goals instead of the underlying infrastructure. Short Description Function: General Counsel Reports to: VP, ESG &amp; Compliance Set up: hybrid Location: UK This is a 12 month fixed term employment Why we need this role Are you an experienced compliance expert with a passion for resolving complex issues and making a difference? This is your chance to be part of our dynamic team. We're looking for someone skilled in implementing compliance capabilities within corporate organisations. In this role, you'll have the opportunity to develop and execute Colt's Compliance-by-Design program, incorporating industry best practices. As a key member of our team, you'll execute group compliance reviews, support employee awareness and training, and prepare insightful management reports. You'll work closely with senior stakeholders across Colt, identify gaps and develop sustainable solutions to complicated problems. What you'll do <ul> <li>Support the implementation of industry best practice compliance methodologies and frameworks within Colt. </li> <li>Plan and deliver compliance playbook and toolkit. </li> <li>Develop and maintain effective business relationships and partnerships with key stakeholders. </li> <li>Collaborate with cross functional teams (legal, risk management, internal audit and business operational teams) to identify and address compliance issues and reach a successful, agreeable conclusion </li> <li>Support the development and delivery of compliance training and awareness campaigns to enhance and embed the compliance culture throughout Colt. </li> <li>Provide constructive challenge and work positively to find efficient solutions to compliance related matters. </li> <li>Keep abreast of regulatory developments to ensure compliance monitoring processes remain effective. </li> <li>Provide advisory support to the business teams on a range of compliance topics. </li> <li>Support the development of compliance reporting for management, Executive Leadership Team and Board. </li> <li>Identify opportunities for simplification, automation and innovation to continuously improve the compliance monitoring and management process. </li></ul>What we look for Experience <ul> <li>Educated to degree level in business, finance, legal or a related field </li> <li>An industry-recognised qualification (such as International Compliance Association (ICA)). </li> <li>Significant work experience (over 3 years) within a compliance team, operating in a similar role or environment </li> <li>Experience in the telecommunications industry, a distinct advantage </li> <li>Strong knowledge and demonstrable experience of implementing compliance frameworks, executing compliance reviews and embedding compliance practices within a globally, regulated organisation. </li> <li>Good understanding and interpretation of legal and contractual language. </li> <li>Good knowledge of the communications industry, products and processes and regulatory requirements, desirable. </li> <li>Previous experience in governance, risk, audit and legal, desirable. </li></ul>Skills <ul> <li>Strong analytical and strategic thinking. </li> <li>Excellent written and verbal communication skills with the ability to articulate new ideas and concepts to audiences at all levels. </li> <li>The ability to challenge collaboratively to reach the right outcomes. </li></ul>Competencies <ul> <li>Good knowledge of governance, risk and control frameworks (i.e. COBIT, COSO and SOX). </li> <li>Proven ability to develop and execute compliance frameworks and policies, conduct risk assessments, audits, monitoring and risk-based testing. </li> <li>Strong analytical and investigative skills, using tools and data analytics to draw conclusions. </li> <li>Excellent interpersonal and influencing skills to interact with people at all levels and make a positive change. </li> <li>Attention to detail and the ability to manage multiple priorities </li> <li>Strong organisation skills and ability to deliver to agreed timescales. </li></ul>Characteristics <ul> <li>Practical in approach to problem solving. </li> <li>Positive attitude to learning and improving practices. </li> <li>Self-motivated and enthusiastic. </li> <li>Highly collaborative, personable and supportive of business priorities. </li></ul>Skills Data Analysis Data Access and Reporting Project Management Foreign Languages Education A bachelor's or equivalent in finance, business management, regulation, legal, compliance or a similar field What we offer you: Looking to make a mark? At Colt, you'll make a difference. Because around here, we empower people. We don't tell you what to do. Instead, we employ people we trust, who come together across the globe to create intelligent solutions. Our global teams are full of ambitious, driven people, all working together towards one shared purpose: to put the power of the digital universe in the hands of our customers wherever, whenever and however they want. We give our people the opportunity to inspire and lead teams, and work on projects that connect people, cities, businesses, and ideas. We want you to help us change the world, for the better. Diversity and inclusion <ul> <li>Inclusion and valuing diversity of thought and experience are at the heart of our culture here at Colt. From day one, you'll be encouraged to be yourself because we believe that's what helps our people to thrive. We welcome people with diverse backgrounds and experiences, regardless of their gender identity or expression, sexual orientation, race, religion, disability, neurodiversity, age, marital status, pregnancy status, or place of birth.</li></ul>Most recently we have: <ul> <li>Signed the UN Women Empowerment Principles which guide our Gender Action Plan</li> <li>Trained 60 (and growing) Colties to be Mental Health First Aiders</li> <li>Please speak with a member of our recruitment team if you require adjustments to our recruitment process to support you. For more information about our Inclusion and Diversity agenda, visit our DEI pages.</li></ul>Benefits Our benefits support you through all parts of life, for both physical and mental health. <ul> <li>Flexible working hours and the option to work from home.</li> <li>Extensive induction program with experienced mentors and buddies.</li> <li>Opportunities for further development and educational opportunities.</li> <li>Global Family Leave Policy.</li> <li>Employee Assistance Program.</li> <li>Internal inclusion &amp; diversity employee networks.</li></ul>A global network <ul> <li>When you join Colt you become part of our global network. We are proud of our colleagues and the stories and experience they bring - take a look at 'Our People' site including our Empowered Women in Tech.</li></ul>

Compliance Manager ( 12 month contract )

Grade K, £48,710 scp39 to £52,805 scp43 per annum - pay award pending. Permanent This role requires you to have a Level 6 or equivalent qualification in Facilities Management or other property related subject with minimum of 3 years' experience in a similar role, or equivalent demonstrable career experience. Ask us about flexible working options to fit with your work/life balance - #HappytoTalkFlexible The Role We have an excellent opportunity at Bolton Council due to the strategic expansion of our Corporate Property team. The Corporate Property service is a key enabler of Bolton's impressive regeneration programme and is involved in a wider portfolio of capital projects currently valued at over £50m. The Role of Compliance Manager reports to the Head of Corporate Property Operations. You will be joining a high-performing group, working closely with a team of FM officers and asset management officers to help ensure contract compliance and performance issues are met. You will be responsible for the preparation and presentation of monthly performance reports, extracting data and monitoring trends, particular around costs relating to compliance, ensuring information is shared across the team and with senior management and helping to develop life cycle cost models, using trend analysis to identify when assets need renewing. You will have an eye for detail and will challenge the supply chain and contractors to address health and safety, quality, suitability or value for money issues that may arise and to escalate when necessary. This is a real opportunity for someone to join the team who is experienced in contract compliance, cost management and asset performance. You will be based in Bolton's prestigious Town Hall, although some remote work will be possible to help with flexibility. About You You will be naturally proactive, organised and results driven. We are seeking someone who will make a significant contribution to Corporate Property overall. It's an exciting time at Bolton Council and we would like to hear from enthusiastic and capable individuals to help us achieve the best results for the borough. You will need a thorough understanding of the compliance function via facilities management and service delivery to ensure we achieve statutory building and asset maintenance compliance of the corporate estate. You will need strong leadership skills with the ability to manage a team of compliance professionals with tenacity and team spirit to deliver performance-based targets with a focus on excellent customer service. You'll have a high standard of report writing and the ability to extract and present data from a wide range of sources, as well as a strong understanding of performance monitoring and reporting across multiple projects and programmes within a local authority/public based environment will be key for this role. You'll need to be methodical, logical, and comprehensive in your approach to work, with excellent communication and influencing skills. You should be confident in working with a wide range of stakeholders including senior management and Council Members. About Us This is your opportunity to join us at an exciting time as we have strong ambitions for the borough. Bolton is a great place to work. We are a welcoming organisation that wants to contribute to a place where people feel active, connected and prosperous. We are passionate about improving the outcomes and experience of Bolton people. We want Bolton to be a vibrant place built on strong cohesive communities, successful businesses and healthy, engaged residents. As an employer we want to thank our employees for their hard work and commitment, by giving them the opportunity to access a range of exclusive rewards and benefits, including discounts and exclusive gym membership prices and salary sacrifice schemes. In addition, we offer a generous annual leave allowance, flexible work opportunities, access to a Pension Scheme, as well as a range of employee wellbeing and support services. Our Values are really important to us, read all about them below, along with all our great staff benefits, the job description/person specification for the role and the important legal bits, and our Top Tips too. Ready to apply? Then please click Apply and upload your anonymised CV and covering letter discussing your relevant skills and experience and explain how you believe they make you a strong fit for this role. Within Greater Manchester, local authorities have made a commitment to improve the employment opportunities for people with disabilities, care leavers, carers, and ex-military personnel. Please see greater.jobs for further information before you apply. This post is a designated customer facing role under the fluency duty and requires a specified level of spoken English as per the person specification. This organisation has signed up to the Greater Manchester Continuous Service Commitment. That means we will recognise your continuous or 'unbroken' service in any Greater Manchester local authority or NHS organisation that has signed the commitment, Transport for Greater Manchester, Greater Manchester Fire and Rescue Service or Greater Manchester Combined Authority, giving you access to our service-related benefits. Please see the home page of greater.jobs for more information. For more information about working for Bolton Council, please see greater.jobs; for advice and support with your application, contact <a href="mailto:recruitment@bolton.gov.uk" target="_blank">recruitment@bolton.gov.uk</a>

Job Description About the role We have an exciting opportunity for a Contract Officer to join our Asset Compliance M&amp;E team in Oldham on a permanent basis. This is a full-time role working 35 hours per week and offers hybrid working, three days will be spent working from our Oldham office and two days working remotely. We are a committed team, striving to provide exceptional, customer-focused service. Our team specialises in overseeing lift servicing, LOLER requirements as well as overseeing breakdown and repair services ensuring compliance. Taking the lead in operational meetings with Lift Contractors is an essential part of the role to review quoted works and service schedules. As a Contract Officer, you will support the Contract Manager to manage a defined group of contracts delivering asset compliance services, ensuring The Guinness Partnership (TGP) assets comply with relevant regulations &amp; legislation contributing to customer safety, satisfaction, and value for money. Collectively delivering multi-million-pound projects, an understanding of CDM regulations, health and safety, and project management experience is advantageous. What we're looking for We are a customer-focused organisation, we know that how we do things is just as important as what we do. You will not only be a friendly and knowledgeable Contract Officer, but you will also have great customer service skills and the ability to work on your own initiative. Previous experience of supporting the management or delivery of asset compliance contracts is highly desirable. You will need to have great attention to detail and experience of analysing data to identify improvements required. You will also be able to demonstrate: <ul><li>The ability to gather information, diagnose problems, draw logical conclusions and suggest practical solutions.</li><li>Experience of complex data analysis ideally using advanced Excel features such as pivot tables, v-lookups, and macros.</li><li>Knowledge of budget management and experience of raising orders, overseeing a budget. </li><li>Experience of building and maintaining relationships with contractors, tenants and staff across different functions.</li><li>A good understanding of statutory and regulatory requirements relating to asset compliance (within social housing preferable).</li><li>Hold a relevant compliance qualification or equivalent experience.</li><li>Good written and verbal communication skills. </li><li>A sound understanding of financial controls.</li><li>Contract management experience - essential.</li><li>Demonstrates ability to performance manage contractors in line with SLAs and KPIS.</li><li>Knowledge of in-house systems, such as Everbridge, CRM, Power BI - desirable.</li><li>Able to demonstrate Guinness behaviours.</li></ul>Please review the Role Profile and submit an application, including a personal statement and CV in one attachment. INDTGP REEDTGP TJTGP About Us The Guinness Partnership is one of the leading providers of affordable housing in England. We build and manage homes and provide housing services for around 140,000 customers nationwide. Our vision is to deliver great service, provide great homes, to be a great business and to be a great place to work. Because everything we do is about our customers, our communities and our people, any profit we make is re-invested in new and existing homes and improving services. The Guinness Partnership is an equal opportunities employer. We are committed to equality of opportunity for all colleagues, and applications from individuals are encouraged regardless of age, disability, sex, gender reassignment, sexual orientation, pregnancy and maternity, race, religion or belief and marriage and civil partnerships.

Lift Contract Compliance Officer

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. This position will be a leader within the Global Compliance &amp; Ethics organization, responsible for administering a comprehensive regulatory compliance program for International Credit and Fraud Risk (CFR) and Global Credit and Fraud Operations (GCFO). The successful candidate will be responsible for providing compliance oversight for the business while aligning with applicable laws and regulations relevant to over twenty international markets. This position will have a particular focus on regulatory change management, identifying and evaluating compliance risk, providing credible challenge and holding the business accountable for their activities, as well as oversight of controls, monitoring and testing. Specific responsibilities will include, but are not limited to, the following: <ul><li>Possess knowledge of applicable policy and regulatory requirements as related to CFR and GCFO processes, including Consumer Protection, Privacy, AI Regulations, and Fair Lending principles. </li><li> Review and provide oversight on activities related to compliance risk management and strategies in all aspects of the credit lifecycle, both for Card and non-Card lending, for Consumer and Commercial LOBs from underwriting, eligibility criteria, spend limits, credit bureau reporting through collections, settlements, disputes, fraud prevention, and any issue management. </li><li>Active participation during CFR and GCFO committees and other planning meetings to provide credible challenge with respect to new, existing, and changing products, services and capabilities to confirm that appropriate compliance processes and controls are put in place to mitigate compliance risk. </li><li>Manage a team of Compliance professionals to execute all aspects of CFR and GCFO's international compliance program, including policies, issue management, oversight of Compliance monitoring and testing. Develop and retain talent to maintain a strong team and motivate colleagues to achieve career goals, as well as topromote collaboration and information sharing to make decisions more effectively. </li><li>Effectively collaborate and maintain strong relationships with colleagues across GCE, second line oversight teams in Global Risk &amp; Compliance organization, key subject matter experts such as GCO, and other stakeholders across the Blue Box.</li></ul><ul><li>Effectively manage the Compliance Issue Management process and ensure appropriate decisioning of Compliance issues, timely closure of gaps and customer remediation where required.</li><li>Coordinate the Compliance Risk Assessment, which includes the review of legal inventories, ensuring all applicable laws and regulations are mapped to the applicable business units, the creation of assessment points, assess the strength of and provide oversight of the control environment, communication of results to business partners, review creation of action plans and follow up on closing identified gaps.</li><li>Support regulatory examinations, internal audit reviews, Compliance monitoring and testing, and related efforts. </li><li>Actively support the implementation of new first line of defense testing and enhancement of existing tests. Review and approve quarterly first line of defense test results and follow up on associated action plans.</li><li>Promote the usage of industry and internal best practices and incorporating regulatory feedback to drive continuous improvement.</li></ul>Minimum Qualifications Qualifications: <ul><li>Knowledge of, ideally proficient in, international open-end credit laws and regulations, including consumer protection, fair lending, privacy, fair debt collection practices and their applicability to CFR and GCFO functions and American Express products and services. </li><li>Ability to research, assess and determine regulatory impact to business systems, processes and initiatives and influence decisions accordingly.</li><li>Excellent collaboration and teamwork skills and ability to work well in cross-functional team settings in a fast-paced environment to drive business results, utilizing related project management skills, employing creative thinking, and the ability to work on competing priorities, adapting easily to frequent change.</li><li>Effective verbal and written communication skills, including the ability to persuade and influence a broad spectrum of constituents at all levels.</li><li>Strong interpersonal skills and ability to effectively interact at all levels within the organization and with external counterparties.</li><li> Ability to understand and integrate details of business operational/systemic environment in applying legal and policy requirements.</li><li>Self-motivated, high level of personal energy and commitment.</li></ul>Qualifications We back you with benefits that support your holistic well-being so you can be and deliver your best. This means caring for you and your loved ones' physical, financial, and mental health, as well as providing the flexibility you need to thrive personally and professionally: <ul><li>Competitive base salaries </li><li>Bonus incentives </li><li>Support for financial-well-being and retirement </li><li>Comprehensive medical, dental, vision, life insurance, and disability benefits (depending on location) </li><li>Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need </li><li>Generous paid parental leave policies (depending on your location) </li><li>Free access to global on-site wellness centers staffed with nurses and doctors (depending on location) </li><li>Free and confidential counseling support through our Healthy Minds program </li><li>Career development and training opportunities</li></ul>Offer of employment with American Express is conditioned upon the successful completion of a background verification check, subject to applicable laws and regulations.

Vice President, Compliance Officer - International Credit & Fraud Risk and Global Credit and Fraud Operations

A career without limits As the nation's flag carrier, we take great pride in connecting Britain with the world and the world with Britain. It's something we've been doing for over 100 years, ever since we launched the world's first international scheduled air service between London and Paris! This originality has been in our blood since day one. It's the spirit we share with the people that fly with us, our partners, and our colleagues. So, whether you are a reassuring voice on the end of a phone, a smile at the door, under a wing keeping the turbines spinning or landing us gently in far-flung places, a job at British Airways is yours to make. We know great things can happen when you're inspired to think big and bring your ambition to work every day, which is why, at British Airways the sky is never the limit. The role: Customs and Logistics Compliance Manager To deliver an outstanding logistics solutions which enables the Maintenance operation. You will be responsible for ensuring that our worldwide shipping agents and BA own logistics movements are delivering key materials on schedule to plan and in accordance with all rules and regulations, including but not limited to BA / DfT&amp;I / HMRC regulations. You are responsible for the seamless integration of BA, its 3rd party MROs and our service providers to ensure timely delivery of materials to meet all operational, planned and ad hoc requirements. What you'll do: <ul> <li>Accountable for ensuring logistics service providers (including internal) deliver timely movement of engineering material, meeting the operational, quality and financial requirements of BA's maintenance operation.</li> <li>Responsible for timely and compliant resolution of the issues relating to priority goods movements including ; customs clearance, export controls and trade sanctions, dangerous goods certification</li> <li>Works within procedures owned by the manager(s) responsible for customs and logistics compliance . Accountable for compliance where a decision is made to vary.</li> <li>Provides feedback relating to procedures and master data to the manager(s) responsible for customs and logistics compliance to ensure continuous improvement.</li> <li>Provides status updates and ETA of material movements to key stakeholders, Strives to improve the timeliness and accuracy of such information, using IT where feasible.</li> <li>Establishes and leverages relationships with key suppliers and stakeholders for the betterment of performance.</li> <li>Works closely with the manager responsible for logistics contracts to ensure a holistic approach to the management of the logistics providers.</li> <li>Works within the logistics budget, Identifies opportunities to reduce cost whilst maintaining of improving service level.</li> </ul>What you'll bring to British Airways: <ul> <li>Extensive experience working in an international logistics operation, as a provider of customer (aviation industry experience desirable but not essential).</li> <li>Considerable experience of working autonomously and managing competing priorities</li> <li>Experience using Continuous Improvement processes to improve business performance</li> <li>Considerable experience working in a fast-moving operational environment.</li> <li>An appropriate supply chain or proven operational management experience</li> </ul>Skills: <ul> <li>Familiarity with the documentation required to enable goods to cross international boarders compliantly.</li> <li>Expert at rapidly resolving issues relating to incomplete or inaccurate documentation</li> <li>A track record of effective Supplier management.</li> <li>Able to make informed trade-offs between different modes of transport, e.g. air vs. road, speed vs certainty, vs cost.</li> <li>Excellent stakeholder management and communication skills</li> <li>Demonstratable capabilities for working in a time critical operational environment (where minutes are critical)</li> <li>Experience importing into a range of Europe countries (desirable)</li> </ul>Inclusion &amp; Diversity We recognise that all our colleagues are uniquely different and bring their own originality, creativity, and identity to work. We encourage people from all backgrounds to be part of our journey to become a Better BA!

Customs and Logistics Compliance Manager - 6 Months Fixed Term

AMBITIOUS? BRIGHT? RIGHT? GAM is one of the world's leading independent asset managers. We provide differentiated active investment solutions and products for institutions, financial intermediaries and private investors. Together we share a common set of values rooted in teamwork, integrity, entrepreneurial flair and professional excellence. Our employees are our most valuable asset. Being able to offer an attractive work environment where talented minds from various backgrounds are keen to work is key to the long-term success of our company. We firmly believe in the importance of maintaining the open culture of a small company, aiming to avoid bureaucracy and encouraging a flexible, accessible and hands-on working style across the Group. In turn, our people reward us with their loyalty. Function: Legal and Compliance Department: Compliance - UK Purpose This is a key role within Compliance as this role focuses on providing regulatory guidance and support to GAM's Marketing, Sales &amp; Distribution Teams. The role will also involve developing a global approach for GAM in relation to marketing approvals and compliance participation in marketing / distribution initiatives as well as developing a global approach to regulatory development to support the GAM Group. The role will also be responsible for supporting the wider Compliance team for statutory obligations regarding regulatory filings, SM&amp;CR filings, Operations and HR Regulatory support. Main Duties &amp; Responsibilities <ul><li>Act as a centre of excellence and principal Compliance contact to provide advisory and regulatory technical support to Product Development, Sales, Marketing and Distribution</li><li>Provide specialist knowledge for MiFID and other global regulatory rules relating to Product Governance and Target Market / Sales considerations</li><li>Provide regulatory guidance to those individuals holding Senior Management Functions or acting as Certified Persons within Sales, Marketing and Distribution following the introduction of SM&amp;CR</li><li>Contribute to regulatory development both for the UK business and the wider Group, taking the lead in keeping UK Business Heads up to date</li><li>Provide compliance support to new product and new market initiatives as required</li><li>Focus on providing regulatory guidance and support to the Request For Proposal (RFP) team</li><li>Oversee the marketing approvals process where required</li><li>Support and implement global Regulatory Policies in accordance with an approved framework, to achieve rapid development and deployment of new and improved policies</li><li>Assist in driving forward a global approach in relation to providing compliance support to Product Development, Sales, Marketing and Distribution activities</li><li>Support the filings and updates in the FCA, SEC and NFA systems to support GAM regulatory responsibilities</li><li>Assist the wider Compliance team in general activities related to Financial Crime, Market Abuse and Conflict of Interest management</li></ul>Qualifications &amp; Experience <ul><li>Extensive understanding of asset management; good product knowledge including equities, fixed income and derivatives. Good fund knowledge expected</li><li>Sound knowledge of asset management regulation including EU regulations and the UK FCA Handbook, particularly in the areas of Sales, Marketing and Distribution. Good up to date knowledge of MiFID II expectations required in these areas</li><li>Proven track record of working collaboratively across multiple business lines with stakeholders and colleagues at all levels and across different jurisdictions</li><li>Computer literate, including Microsoft Word, Excel and PowerPoint</li></ul>Personal Attributes <ul><li>Strong oral, presentation and written communication skills</li><li>Able to set priorities and deliver on them</li><li>Team player who gets along with others, shares knowledge and supports collective decision making</li><li>Someone who enjoys working in an environment where they can drive change forward</li><li>Ability to work independently with minimal direction in a fast-paced environment but also someone who is willing to be part of a Group function and is able to collaborate with Compliance Officers based overseas</li><li>Willingness to challenge the status quo, propose enhanced processes and motivate colleagues for progress</li><li>Resilience</li></ul>Benefits GAM offers a comprehensive range of benefits and performance-based compensation, along with a variety of lifestyle and family benefits to promote well-being in and out of the workplace. These benefits vary according to local market conditions. Please contact the local Human Resources team for further details. Employing Company/ies: GAM (UK) Limited Reporting to: UK Head of Compliance &amp; Group Legal and Compliance COO Contract: Fixed Term (Fixed Term)

Compliance Officer, Asset Management - 6 month Fixed Term

Local Compliance Officer (12 months maternity cover) You will assist the local Compliance team in meeting the objectives of their annual plan and help execute the compliance cycle for DLL which includes risk assessments, monitoring actions, incident handling, and reporting. Find out more here about how you can unleash your full potential at DLL Day to day: <ul> <li>Ensuring adherence with Group &amp; local policies and procedures.</li> <li>Identifying and implementing new regulatory requirements both UK &amp; Global.</li> <li>Monitoring of compliance themes as per the Group Monitoring process.</li> <li>Performing impact assessments of new or revised policies.</li> <li>Supporting employees with clear advice regarding the applicable laws and regulations, on a transactional basis , but also in terms of policies, procedures and processes.</li> <li>Internal and external reporting, including FCA returns and quarterly dashboard reports.</li> <li>Conducting investigations and monitoring of business processes.</li> <li>Running awareness sessions for the business.</li> <li>Point of Contact with the Regulator, ensuring that reporting and information requests are accomplished in a timely manner.</li> <li>Oversight on privacy incidents and requests</li> </ul>All members enjoy <ul> <li>Two working days per year volunteering for a local charity.</li> <li>Health and Wellness program including healthy food, free health checks, fun health &amp; vitality activities.</li> <li>Flexible hours with possibility to work from home</li> <li>Career development opportunities: online learning, member development programs.</li> <li>Click this link for an overview of all the benefits in your region.</li> </ul>"We lead the way in meeting the need for flexibility and transparency which our customers increasingly expect" Essentials: <ul> <li>The ability to articulate regulatory requirements to multiple stakeholders across the organisation.</li> <li>Ability to manage multiple tasks and re-prioritise effectively as new projects and tasks arise.</li> <li>Proficient in managing multiple key projects alongside daily operational tasks.</li> <li>Rapid learner with a strong ability for acquiring new skills.</li> <li>Skilled in producing clear and concise reports.</li> <li>Effective and confident communicator.</li> <li>Proven ability in critical analysis and thinking.</li> <li>Able to work effectively within a cross-functional team</li> </ul>Extras: <ul> <li>Knowledge or interest in Compliance topics such as Anti-Money Laundering &amp; Fraud</li> <li>Skilled in Microsoft applications, specifically Excel</li> <li>Approachable and friendly attitude</li> </ul>Choose wellbeing DLL's wellbeing ambition is to educate, equip and empower members to build connections, manage their mental, emotional, physical and financial wellness and maintain balance between work and the other priorities that make up their lives. Our four wellbeing categories are as follows: <ul> <li>Connection - Build meaningful connections with other DLL members</li> <li>Health - Manage mental, emotional and physical health</li> <li>Finance - Provide learning opportunities to help members achieve personal financial health</li> <li>Lifestyle - Maintain balance between work and life priorities</li> </ul>These are the things that matter to our members and the wellbeing of our members matters to DLL Settling in At DLL, we are many things. We are team members, family members, community member. We are members of society, members of different cultures and nationalities. Members of change. We each have different beliefs, different passions, different viewpoints, talents and interests. We come from different backgrounds, cultures, nationalities and histories. But for all of our differences, we share one thing in common: each of us are members of DLL. Our company was founded in the Netherlands. But today we are truly a multinational business. Our unique culture is rooted in higher collaboration, less hierarchy and a honest directness that enable us to integrate, ideate and innovate across country lines. Many companies say they are European, American, Asian or Australian, at DLL we are all these places and more. We are a cross-culture collaborative - an interconnected network - that comes together every single day with one goal in mind: Partnering for a better world Good to know: <ul> <li>Deadline for application: May 25th (Due to high volume of applications this requisition may close prior to posted close date)</li> <li>The selection process may involve an assessment.</li> <li>Applications via email will not be reviewed. Please apply online via our career website.</li> <li>DLL's referral program applies</li> <li>#LI-NATALIE</li> <li>For more information, you can contact Natalie Gray, Talent acquisition partner via <a href="mailto:ukrecruitment@dllgroup.com" target="_blank">ukrecruitment@dllgroup.com</a> </li> </ul>DLL appreciates the time you spend applying to our openings. We advise only those who qualify for an interview will be contacted. Hiring subject to successful completion of a background check. DLL is an equal opportunity employer. We are committed to inclusive, barrier-free recruitment and selection processes and work environments. If contacted for an employment opportunity, please advise Human Resources if you require accommodation in accordance with our values and all applicable legislation.

191 Business Compliance Jobs in England