field_job_employment_type

field_job_occupational_field_parents_all

job_organization_name

Roquette is a family-owned global leader in plant-based ingredients and a leading provider of pharmaceutical excipients. Want to help us make a difference? Using plant-based resources, we collaborate with our customers and partners to imagine and offer ingredients to better feed people and treat patients. Each of our ingredients responds to unique and essential needs, and they enable healthier lifestyles. The role The Ethics &amp; Compliance (E&amp;C) Team is looking to reinforce its ABC capacities by hiring a Compliance Counsel specialized in anti-corruption. The role is based in the Roquette Group headquarters in La Madeleine. However, the position offers the possibility to work from home 3 days a week and the office is located within walking distance from Lille Flandres and Lille Europe train stations. Our Team As part of the legal department, the Ethics &amp; Compliance team is in constant connection with all the other Group functions (sales / purchase / manufacturing / audit / finance / etc.) all around the world. In addition to putting in place a Roquette's Group-wide compliance program, developing policies, and implementing processes to support and drive a culture of ethics and integrity, the Ethics &amp; Compliance team also enables Roquette to proactively address compliance issues. The scope of the Ethics &amp; Compliance team covers anticorruption &amp; anti-bribery, competition law, international trade sanctions, personal data protection. We also provide assistance on some sustainability and human rights issues. Your personality and talents will make the difference to: • Support and keep enhancing the Group's anti-corruption and anti-bribery (ABC) program, with particular emphasis on compliance with the FCPA and French Sapin II law, and implementation of the AFA Guidelines • Promote and embed the Roquette Values and Roquette Code of Conduct • Provide strategic advice and counsel on all aspects of ABC law • Proactively address compliance issues • Collaborate with cross-functional teams, including other legal teams but also the Strategy, Sales, Purchase, Finance, Audit, etc. • Monitor and advise regarding legal developments in the field of anti-corruption and anti-bribery law • Create training and communication content to advertise anti-corruption and anti-bribery rules to most exposed functions • Develop materials and activities for ABC initiatives • Participate in planning, execution and reporting processes of compliance reviews and build out essential reports and KPIs What will we love about you? First of all, you are comfortable in an international environment, and you have excellent communication and pedagogy skills. You are proactive in identifying opportunities and taking the lead in implementing new ideas and solutions. But also.. • You hold a Masters Degree in Compliance / International law / LLM / Finance / Business school / Audit • You hold 5-7 years of experience specialized in ABC. • Knowledge and experience in international trade sanctions is a plus, but not compulsory • English is a must. • You have international experience with significant exposure to working within and across different jurisdictions. • You are autonomous, rigorous, display intellectual curiosity, team spirit and initiative. • You know how to communicate and adapt your communication depending on your stakeholder (adapt speech to different targets) • You are good with PowerPoint, Teams and other Microsoft tools • You are willing to travel when required (approx. 15% of the time) What will you love about us? <ul><li>Opportunities to learn and develop in an entrepreneurial environment that encourages innovation.</li><li>Our internal mobility policy</li><li>Benefits such as: RTT, Time Savings Account, Incentives</li><li>The possibility of combining professional and personal life through telecommuting and organizational flexibility !</li></ul>Le rôle L'équipe Éthique et conformité (E&amp;C) cherche à renforcer ses capacités ABC en recrutant un(e) Counsel Compliance spécialisé dans la lutte contre la corruption. Le poste est basé au siège du Groupe Roquette à La Madeleine. Cependant, le poste offre la possibilité de travailler à domicile 3 jours par semaine et le bureau est situé à quelques pas des gares Lille Flandres et Lille Europe. Notre équipe Au sein de la direction juridique, l'équipe Ethique &amp; Conformité est en lien permanent avec toutes les autres fonctions du Groupe (ventes / achats / fabrication / audit / finance / etc.) partout dans le monde. En plus de mettre en place un programme de conformité à l'échelle du Groupe Roquette, d'élaborer des politiques et de mettre en œuvre des processus pour soutenir et promouvoir une culture d'éthique et d'intégrité, l'équipe Éthique et conformité permet également à Roquette de traiter de manière proactive les problèmes de conformité. Le champ d'action de l'équipe Éthique et conformité couvre la lutte contre la corruption, le droit de la concurrence, les sanctions commerciales internationales, la protection des données personnelles. Nous fournissons également une assistance sur certaines questions de durabilité et de droits de l'homme. Votre personnalité et vos talents feront la différence pour : • Soutenir et continuer à renforcer le programme de lutte contre la corruption et les pots-de-vin (ABC) du Groupe, en mettant l'accent sur le respect du FCPA et de la loi Sapin II, et la mise en œuvre des Lignes directrices de l'AFA • Promouvoir et intégrer les valeurs de Roquette et le Code de conduite de Roquette • Fournir des conseils stratégiques sur tous les aspects du droit ABC • Résoudre de manière proactive les problèmes de conformité • Collaborer avec les équipes transverses, y compris les autres équipes juridiques mais aussi la Stratégie, les Ventes, les Achats, la Finance, l'Audit, etc. • Suivre et conseiller à ce sujet les développements juridiques dans le domaine de la lutte contre la corruption et le droit de la corruption • Créer du contenu de formation et de communication pour faire connaître les règles anti-corruption et anti-pots-de-vin aux fonctions les plus exposées • Élaborer du matériel et des activités pour les initiatives de l'ABC • Participer aux processus de planification, d'exécution et de reporting des revues de conformité et élaborer des rapports et des indicateurs clés de performance essentiels. Qu'est-ce que nous allons aimer chez vous ? Tout d'abord, vous êtes à l'aise dans un environnement international, et vous avez d'excellentes compétences en communication et en pédagogie. Vous êtes proactif dans l'identification des opportunités et prenez l'initiative de mettre en œuvre de nouvelles idées et solutions. Mais aussi... • Vous êtes titulaire d'un Master en Conformité / Droit International / LLM / Finance / Ecole de commerce / Audit • Vous détenez 5 à 7 ans d'expérience spécialisée dans l'ABC. • La connaissance et l'expérience des sanctions commerciales internationales sont un atout, mais pas obligatoires • L'anglais est indispensable. • Vous avez une expérience internationale avec une expérience significative de travail au sein et entre différentes juridictions. • Vous êtes autonome, rigoureux, faites preuve de curiosité intellectuelle, d'esprit d'équipe et d'initiative. • Vous savez communiquer et adaptez votre communication en fonction de votre intervenant (adapter le discours à différentes cibles) • Vous maîtrisez PowerPoint, Teams et d'autres outils Microsoft • Vous êtes prêt à voyager si nécessaire (environ 15 % du temps) Qu'est ce que vous allez aimer chez nous ? <ul><li>Des occasions d'apprendre et de se développer dans un environnement entrepreneurial qui encourage l'innovation.</li><li>Notre politique de mobilité interne</li><li>Avantages tels que : RTT, Compte épargne-temps</li><li>La possibilité de concilier vie professionnelle et vie personnelle grâce au télétravail et à la flexibilité organisationnelle !</li></ul>If you identify yourself in this position, please apply by uploading your resume and let's start the journey together ! Roquette is proud to be a global company where you can find personal and professional growth through multiple diverse experiences. Roquette believes Diversity, Equity and Inclusion must be woven into everything we do, from the products we make, through the relationships we build with our partners, and most importantly within the teams we create and how we interact together. As we continue to grow, Roquette understands that to be successful we must always be inclusive in our approach, by creating a workforce that represents the world we live in, and the communities and customers we serve. To find out more about our products, values and sustainable development ambitions visit us at <a href="http://www.roquette.com" target="_blank">www.roquette.com</a> and at <a href="http://www.sustainability.roquette.com" target="_blank">www.sustainability.roquette.com</a>

Compliance Officer (H/F)

Anticipated End Date: 2025-05-02 Position Title: Compliance Manager Job Description: Compliance Manager Location: This position will work a hybrid model (remote and office). The Ideal candidate will live within 50 miles of one of our Elevance Health PulsePoint locations. The Compliance Manager will be responsible for managing foundational and strategic compliance responsibilities with consistent excellence that support the team and management. How you will make an impact: <ul><li>Manage/oversee projects, initiatives, regulatory audits or exams, internal audits, accreditations, on-site reviews, risk assessments; audit planning, conducting mock audits, conducting audit training, managing audit evidence preparation, assessing audit preparedness.</li><li>Establish project plans, gap analysis, milestone dates, and other significant aspects, and leadership updates.</li><li>Maintain knowledge of laws, regulations, company strategies to assess impact, and consult with clients as subject matter expert.</li><li>Conducts complex investigations, document findings, and ensure corrective actions are made.</li><li>Interface with external clients, regulators, vendors, supplier; internal stakeholders, high level of management.</li></ul>Minimum Requirements: Requires a BA/BS and minimum of 6 years health care, regulatory, ethics, compliance or privacy experience; or any combination of education and experience, which would provide an equivalent background. Preferred Skills, Capabilities, and Experiences: <ul><li>MS/MBA/JD or professional designation preferred.</li><li>Regulatory compliance experience strongly preferred.</li><li>Medicare, Medicaid, and/or Commercial experience strongly preferred.</li><li>Regulatory analysis experience preferred.</li><li>Healthcare industry experience preferred. </li></ul>For candidates working in person or remotely in the below location(s), the salary* range for this specific position is $82,612 to $143,484. Locations: Illinois In addition to your salary, Elevance Health offers benefits such as, a comprehensive benefits package, incentive and recognition programs, equity stock purchase and 401k contribution (all benefits are subject to eligibility requirements). The salary offered for this specific position is based on a number of legitimate, non-discriminatory factors set by the Company. The Company is fully committed to ensuring equal pay opportunities for equal work regardless of gender, race, or any other category protected by federal, state, and local pay equity laws. * The salary range is the range Elevance Health in good faith believes is the range of possible compensation for this role at the time of this posting. This range may be modified in the future and actual compensation may vary from posting based on geographic location, work experience, education and/or skill level. Even within the range, the actual compensation will vary depending on the above factors as well as market/business considerations. No amount is considered to be wages or compensation until such amount is earned, vested, and determinable under the terms and conditions of the applicable policies and plans. The amount and availability of any bonus, commission, benefits, or any other form of compensation and benefits that are allocable to a particular employee remains in the Company's sole discretion unless and until paid and may be modified at the Company's sole discretion, consistent with the law. Job Level: Non-Management Exempt Workshift: Job Family: FRD &gt; Compliance Please be advised that Elevance Health only accepts resumes for compensation from agencies that have a signed agreement with Elevance Health. Any unsolicited resumes, including those submitted to hiring managers, are deemed to be the property of Elevance Health. Who We Are Elevance Health is a health company dedicated to improving lives and communities - and making healthcare simpler. We are a Fortune 25 company with a longstanding history in the healthcare industry, looking for leaders at all levels of the organization who are passionate about making an impact on our members and the communities we serve. How We Work At Elevance Health, we are creating a culture that is designed to advance our strategy but will also lead to personal and professional growth for our associates. Our values and behaviors are the root of our culture. They are how we achieve our strategy, power our business outcomes and drive our shared success - for our consumers, our associates, our communities and our business. We offer a range of market-competitive total rewards that include merit increases, paid holidays, Paid Time Off, and incentive bonus programs (unless covered by a collective bargaining agreement), medical, dental, vision, short and long term disability benefits, 401(k) +match, stock purchase plan, life insurance, wellness programs and financial education resources, to name a few. Elevance Health operates in a Hybrid Workforce Strategy. Unless specified as primarily virtual by the hiring manager, associates are required to work at an Elevance Health location at least once per week, and potentially several times per week. Specific requirements and expectations for time onsite will be discussed as part of the hiring process. Candidates must reside within 50 miles or 1-hour commute each way of a relevant Elevance Health location. The health of our associates and communities is a top priority for Elevance Health. We require all new candidates in certain patient/member-facing roles to become vaccinated against COVID-19 and Influenza. If you are not vaccinated, your offer will be rescinded unless you provide an acceptable explanation. Elevance Health will also follow all relevant federal, state and local laws. Elevance Health is an Equal Employment Opportunity employer, and all qualified applicants will receive consideration for employment without regard to age, citizenship status, color, creed, disability, ethnicity, genetic information, gender (including gender identity and gender expression), marital status, national origin, race, religion, sex, sexual orientation, veteran status or any other status or condition protected by applicable federal, state, or local laws. Applicants who require accommodation to participate in the job application process may contact <a href="mailto:elevancehealthjobssupport@elevancehealth.com" target="_blank">elevancehealthjobssupport@elevancehealth.com</a> for assistance. Qualified applicants with arrest or conviction records will be considered for employment in accordance with all federal, state, and local laws, including, but not limited to, the Los Angeles County Fair Chance Ordinance and the California Fair Chance Act.

Compliance Manager

Job summary We're looking for an experienced and values-driven professional to take up a pivotal role at Quality Trusted Solutions (QTS). As Head of Compliance, you'll shape and oversee the delivery of our estates and facilities compliance agenda, providing expert guidance on statutory requirements, national policy, and assurance frameworks across a diverse property portfolio. This is a leadership role that blends strategic influence with practical deliverydriving a strong compliance culture, overseeing assurance mechanisms, leading service transformation, and acting as a key partner to both operational teams and senior stakeholders. Main duties of the job The post holder is primarily responsible for: <ul><li>Providing strategic direction and expert guidance on statutory compliance, national and internal policy across Estates &amp; Facilities within QTS. This includes monitoring emerging legislation, interpreting national guidance, updating organisational frameworks, and ensuring that insourced and outsourced services align with these standards.</li><li>Providing subject matter expertise and advice to staff at all levels, on technical and engineering legislation, compliance, regulation and other relevant areas. This includes providing appropriate information and data to members of the QTS Senior Management Team to enable decision making.</li><li>Liaison with QTS's Authorising Engineers (AEs), Authorised Persons (APs) and Responsible Persons (RPs) across numerous disciplines and the QTS property portfolio, to provide any assistance, advice or training necessary to enable them to discharge their responsibilities.</li><li>Establishing and overseeing robust mechanisms for tracking progress against statutory and NHS compliance requirements, ensuring that internal teams and outsourced providers consistently deliver against agreed frameworks and standards.</li></ul>Further details are provided in the job description for this post. About us QTS operates as a wholly owned subsidiary of Central and North West London NHS Foundation Trust (CNWL). Established in 2017, QTS provides a broad range of Estates and Facilities services, spanning strategic operational delivery through to estates maintenance and repairs, primarily within mental health and community healthcare settings. Job description Job responsibilities Main Duties Regulatory Compliance &amp; Audit <ul> <li>Leading on the strategic development of QTS's regulatory compliance requirements, with particular focus meeting on CQC standards, NHS Premises Assurance Model (PAM), and associated statutory obligations.</li> </ul> <ul> <li>Developing and managing internal audit programmes to assess compliance with national guidance, QTS policies and risk frameworks, providing clear assurance to senior stakeholders.</li> </ul> <ul> <li>Maintaining up-to-date knowledge of all regulatory changes and ensuring proactive adaptation of organisational policies and systems.</li> </ul> Operational <ul> <li>Leading on the monitoring, adherence and development of QTSs procedures, policies and standards relating to technical and engineering compliance, regulation and legislation, including safe systems of work regulations and contractual requirements.</li> </ul> <ul> <li>Professionally auditing/reviewing evidence and evidence-based management systems to assure compliance with relevant standards e.g., BS EN, CQC, HTM, HBN.</li> </ul> <ul> <li>Within a given remit, responsible for ensuring that appropriate standards in relation to statutory and mandatory regulations are met.</li> </ul> <ul> <li>Accountable for regularly setting and reviewing KPIs, maintaining the risk register and reporting on the effectiveness of the Estates Maintenance &amp; Soft FM services provided, through evidence backed data and stakeholder feedback.</li> </ul>Job description Job responsibilities Main Duties Regulatory Compliance &amp; Audit <ul> <li>Leading on the strategic development of QTS's regulatory compliance requirements, with particular focus meeting on CQC standards, NHS Premises Assurance Model (PAM), and associated statutory obligations.</li> </ul> <ul> <li>Developing and managing internal audit programmes to assess compliance with national guidance, QTS policies and risk frameworks, providing clear assurance to senior stakeholders.</li> </ul> <ul> <li>Maintaining up-to-date knowledge of all regulatory changes and ensuring proactive adaptation of organisational policies and systems.</li> </ul> Operational <ul> <li>Leading on the monitoring, adherence and development of QTSs procedures, policies and standards relating to technical and engineering compliance, regulation and legislation, including safe systems of work regulations and contractual requirements.</li> </ul> <ul> <li>Professionally auditing/reviewing evidence and evidence-based management systems to assure compliance with relevant standards e.g., BS EN, CQC, HTM, HBN.</li> </ul> <ul> <li>Within a given remit, responsible for ensuring that appropriate standards in relation to statutory and mandatory regulations are met.</li> </ul> <ul> <li>Accountable for regularly setting and reviewing KPIs, maintaining the risk register and reporting on the effectiveness of the Estates Maintenance &amp; Soft FM services provided, through evidence backed data and stakeholder feedback.</li> </ul>Person Specification Education &amp; Qualifications Essential <ul> <li>Technical or engineering qualification.</li> <li>Record of relevant training in Compliance Management &amp; Responsibilities across Estates &amp; Facilities.</li> <li>Relevant professional registration such as Membership of an Estates institute (i.e. the Royal Institute of Chartered Surveyors (MRICS), Chartered Institute of Procurement &amp; Supply (CIPs), or Membership of the British Institute of Facilities Management (MBIFM)</li> <li>Evidence of Continuous Professional Development (CPD).</li> <li>Educated to degree level or able to demonstrate having produced work to equivalent academic range.</li> </ul> Desirable <ul> <li>Master's degree in a relevant field (e.g. Engineering, Risk Management, or Healthcare Leadership)</li> <li>Chartered status or working towards (e.g. CEng, CFM, or similar)</li> </ul> Previous Experience Essential <ul> <li>Experience working within a healthcare environment, preferably NHS or Mental Health Services.</li> <li>Experience of working in Compliance within Estates &amp; Facilities in a highly complex organisation.</li> <li>Proven success in managing multi-disciplinary operational compliance.</li> <li>Proven success in managing the compliance of outsourced Facilities Management services including SLAs and contract management.</li> </ul> Desirable <ul> <li>Experience of developing and introducing policy and procedures.</li> <li>Proven track record of leading service improvement or transformation in a compliance-related function</li> </ul> Skills &amp; Knowledge Essential <ul> <li>Demonstrable thorough knowledge of statutory &amp; technical engineering compliance within NHS hospital and mental health sectors, to be able to fulfil the criteria to obtain relevant compliance for the Care Quality Commission and NHS England &amp; Improvement</li> <li>Demonstrable understanding of and ability to report on the requirements of COSHH, Asbestos regulations, control of Legionella within healthcare Premises, RIDDOR, LOLER, CDM regulations, the Electricity at Work Act and all relevant Health and Safety Regulations</li> <li>Demonstrable experience in analysing and interpreting complex data and information and able to document and explain it to a variety of audiences.</li> <li>Excellent and effective communication and interpersonal skills (verbal and written), particularly able to explain technical issues without using jargon.</li> <li>Demonstrable negotiation and persuasion skills, with the proven ability to liaise effectively internally and externally within a multidisciplinary team.</li> <li>Ability to treat all stakeholders with respect and dignity at all times, adopting a culturally sensitive approach.</li> <li>Demonstrable leadership and accountability.</li> </ul> Desirable <ul> <li>Working knowledge of project management skills.</li> </ul> Other Requirements Essential <ul> <li>Competent in Microsoft Office Suite -Word, Excel, PowerPoint, Outlook.</li> <li>Able to evidence high levels of self-motivation and an ability to work independently while remaining within a team structure.</li> <li>The ability to prioritise, self-drive and manage a demanding workload, using logic and judgement to make decisions and taking accountability to see issues through to completion.</li> </ul>Person Specification Education &amp; Qualifications Essential <ul> <li>Technical or engineering qualification.</li> <li>Record of relevant training in Compliance Management &amp; Responsibilities across Estates &amp; Facilities.</li> <li>Relevant professional registration such as Membership of an Estates institute (i.e. the Royal Institute of Chartered Surveyors (MRICS), Chartered Institute of Procurement &amp; Supply (CIPs), or Membership of the British Institute of Facilities Management (MBIFM)</li> <li>Evidence of Continuous Professional Development (CPD).</li> <li>Educated to degree level or able to demonstrate having produced work to equivalent academic range.</li> </ul> Desirable <ul> <li>Master's degree in a relevant field (e.g. Engineering, Risk Management, or Healthcare Leadership)</li> <li>Chartered status or working towards (e.g. CEng, CFM, or similar)</li> </ul> Previous Experience Essential <ul> <li>Experience working within a healthcare environment, preferably NHS or Mental Health Services.</li> <li>Experience of working in Compliance within Estates &amp; Facilities in a highly complex organisation.</li> <li>Proven success in managing multi-disciplinary operational compliance.</li> <li>Proven success in managing the compliance of outsourced Facilities Management services including SLAs and contract management.</li> </ul> Desirable <ul> <li>Experience of developing and introducing policy and procedures.</li> <li>Proven track record of leading service improvement or transformation in a compliance-related function</li> </ul> Skills &amp; Knowledge Essential <ul> <li>Demonstrable thorough knowledge of statutory &amp; technical engineering compliance within NHS hospital and mental health sectors, to be able to fulfil the criteria to obtain relevant compliance for the Care Quality Commission and NHS England &amp; Improvement</li> <li>Demonstrable understanding of and ability to report on the requirements of COSHH, Asbestos regulations, control of Legionella within healthcare Premises, RIDDOR, LOLER, CDM regulations, the Electricity at Work Act and all relevant Health and Safety Regulations</li> <li>Demonstrable experience in analysing and interpreting complex data and information and able to document and explain it to a variety of audiences.</li> <li>Excellent and effective communication and interpersonal skills (verbal and written), particularly able to explain technical issues without using jargon.</li> <li>Demonstrable negotiation and persuasion skills, with the proven ability to liaise effectively internally and externally within a multidisciplinary team.</li> <li>Ability to treat all stakeholders with respect and dignity at all times, adopting a culturally sensitive approach.</li> <li>Demonstrable leadership and accountability.</li> </ul> Desirable <ul> <li>Working knowledge of project management skills.</li> </ul> Other Requirements Essential <ul> <li>Competent in Microsoft Office Suite -Word, Excel, PowerPoint, Outlook.</li> <li>Able to evidence high levels of self-motivation and an ability to work independently while remaining within a team structure.</li> <li>The ability to prioritise, self-drive and manage a demanding workload, using logic and judgement to make decisions and taking accountability to see issues through to completion.</li> </ul>Disclosure and Barring Service Check This post is subject to the Rehabilitation of Offenders Act (Exceptions Order) 1975 and as such it will be necessary for a submission for Disclosure to be made to the Disclosure and Barring Service (formerly known as CRB) to check for any previous criminal convictions. Certificate of Sponsorship Applications from job seekers who require current Skilled worker sponsorship to work in the UK are welcome and will be considered alongside all other applications. For further information visit the . From 6 April 2017, skilled worker applicants, applying for entry clearance into the UK, have had to present a criminal record certificate from each country they have resided continuously or cumulatively for 12 months or more in the past 10 years. Adult dependants (over 18 years old) are also subject to this requirement. . UK Registration Applicants must have current UK professional registration. For further information please see Additional information Disclosure and Barring Service Check This post is subject to the Rehabilitation of Offenders Act (Exceptions Order) 1975 and as such it will be necessary for a submission for Disclosure to be made to the Disclosure and Barring Service (formerly known as CRB) to check for any previous criminal convictions. Certificate of Sponsorship Applications from job seekers who require current Skilled worker sponsorship to work in the UK are welcome and will be considered alongside all other applications. For further information visit the . From 6 April 2017, skilled worker applicants, applying for entry clearance into the UK, have had to present a criminal record certificate from each country they have resided continuously or cumulatively for 12 months or more in the past 10 years. Adult dependants (over 18 years old) are also subject to this requirement. . UK Registration Applicants must have current UK professional registration. For further information please see Employer details Employer name Central and North West London NHS Foundation Trust Address 350 Euston Road London NW1 3AX Employer's website

Head of Compliance

Introduction At RSA, we believe insurance is about people, not things. We provide our inspiring colleagues the support and opportunity to grow together, shape the future, and win as a team. We are going through a transformation journey, providing our people with opportunity to be integral to improving our service and delivering better products to brokers and customers. We are a proud member of the Intact family, we feel part of something bigger, with a presence in North America, the UK and Europe. We have a bold ambition to become the best Commercial Lines business in the UK, demonstrated by our recent acquisition of NIG and Farmweb, allowing us to scale by leveraging our combined financial strength and importantly ensure our people feel the benefits of our joint capabilities. We are currently recruiting for an Senior Compliance Manager to join our established and experienced Risk &amp; Compliance team here at RSA on a hybrid basis. Your role As a Senior Compliance Manager, your role will be critical in safeguarding the business and supporting the Compliance function's Value, Insight, and Partnership (VIP) agenda. Based within the UK Compliance and Risk function and reporting to the Chief Compliance Officer (CCO), you will provide support across a broad range of compliance matters, including regulatory engagement, horizon scanning, SMCR, and business-wide compliance issues. A key focus of your role will be engaging with the Prudential Regulation Authority (PRA) and overseeing prudential regulatory matters. You will possess a broad and adaptable skill set, enabling you to work autonomously across a wide range of compliance topics. Collaborating closely with stakeholders across the first, second, and third lines of defence, you will engage with all levels of seniority, including members of the RSA Operating Committee and colleagues within the Intact group. Good stakeholder management, sound judgment, and the ability to influence effectively will be key to your success in this role. Your responsibilities will include managing various compliance-related matters across the business, with a particular focus on engagement with prudential regulation. This will involve advising senior management, coordinating with the PRA, FCA, and other regulatory bodies, ensuring timely completion of deliverables, and maintaining focus on regulatory change. Additionally, you will contribute to horizon scanning activities, tracking policy developments, and collaborating across the business to ensure the regulatory landscape is continually monitored and managed. About you You will have experience with FCA conduct requirements and a solid understanding of prudential regulation. This role will require excellent stakeholder management skills and a results-driven approach, allowing you to confidently deliver difficult messages while maintaining positive relationships. You will possess excellent written, verbal, and analytical skills, as well as good interpersonal abilities, effective team leadership, and relationship-building skills. Your organisational skills will also be crucial in managing multiple tasks and responsibilities. A solid understanding of the insurance industry is essential, along with the ability to problem-solve and collaborate effectively. In this role, you will engage with stakeholders across the UK&amp;I business and the wider Intact Group, including senior-level executives, and will have direct contact with regulators. What we offer you At RSA we put our people first. We have adopted hybrid working as standard, to give you a better work/life balance and an excellent flexible working mindset. That is on top of a comprehensive range of benefits, including pension contributions of up to 11% looking after you now, and in the future. We'll give you countless opportunities to continuously develop, alongside a diverse and passionate community of experts - the best the industry has to offer. You'll be empowered to be your best self, do your best work, and make a meaningful impact. Our employee promise allows you to shape the future, win as a team, and grow with us. About Us We celebrate individuality and it is important to us that we have a culture where our people feel respected and valued for who they are. We pride ourselves on being accessible and encourage inclusive environments where our people can always give and show the very best of themselves. We understand that home life is a priority and are happy to consider reduced hours or job shares. If you think you would be a great fit for us, but do not meet all the requirements of the role, please contact us as we would love to discuss how RSA could be the next step in your career journey. As a Disability Confident employer, we will ensure that a fair and proportionate number of disabled applicants that meet the minimum criteria for this position will be offered an interview. If you wish to be considered under the scheme then please answer yes to the question Do you wish to be considered under the Disability Confident Scheme? in RSAs application form Please let us know if there are any changes we could make to the application process to make it easier and more comfortable for you. Contact our recruitment team so we can work with you to support you throughout your application.

Senior Compliance Manager

Avid Health delivers exceptional personalized in-home care services by hiring compassionate people who believe in taking care of our clients, fellow employees, and the communities we serve. We believe in A ccess, V alue-Based Care, I nnovation, and D edication to Quality. JOIN OUR TEAM! Avid is hiring a Regional Compliance Manager. This position is available immediately. The role of the Regional Compliance Manager is to provide the overall supervision to ensure all field employees (caregivers) are in compliance with the state Home Care/Home Service Agency (HSA) and Home Nursing Agency (HNA) regulations, company policy, and Joint Commission standards. Compliance Manager is responsible for providing guidance on recruitment processes, as well as annual compliance and training requirements to support and achieve branch growth goals. This position will be based out of the Wilmington branch and covers our NC territory, to include our locations in Wilmington, Supply, Whiteville, Rockingham, Jacksonville, Fayetteville, Raleigh, Goldsboro, and High Point. Essential responsibilities: <ul><li>Responsible for maintaining field personnel compliance with State and Local regulations as well as contractual requirements.</li><li>Work closely with department managers and leaders to develop and implement compliance policies and activities throughout the branches.</li><li>Review regulatory websites for policy updates related to compliance, training, and statutory benefits.</li><li>Ensure that all electronic and hard copy personnel documents and files are maintained and compliant with State, Federal, HIPAA, and Joint Commission standards and regulations.</li><li>Manage and investigate all statutory benefit reports related to unemployment, workers' compensation, disability, and FMLA claims.</li><li>Develop QI audit process and conduct quarterly reviews of branch compliance processes to ensure adherence to the organization's policies and procedures and all regulatory bodies.</li><li>Participate in Corporate quarterly QI meetings and provide reports on branch compliance, recruitment, and retention data.</li><li>Provides in-service educational materials and assists in the development and revision of enhanced quality and compliance training contents.</li><li>Schedule and conduct annual training for all field employees as per State regulations and company quality assurance initiatives.</li><li>Provide annual performance evaluations and constructive feedback for respective department employees and field employees.</li><li>Counsel field personnel and prepare disciplinary warning reports with supportive documentation on agency policy violations.</li><li>Responsible for providing timely completion of wage and employee verifications.</li><li>Conduct exclusion checks to ensure that all employees and others with whom the company does business with are not on the Federal and State exclusion lists, as applicable.</li><li>Conduct ongoing employment background checks and monitoring through state specific registry systems.</li><li>Assist in the management of the agency's chart retention and destruction process.</li><li>Adhere to all applicable Federal, State, and local regulations, as well as contract requirement, HIPAA, and Joint Commission standards.</li><li>All other duties as assigned.</li></ul>You have a lot to offer! And so do we! Benefits: <ul><li>Competitive pay, paid weekly</li><li>Medical Insurance (choice of 3 plans), with company contribution</li><li>Dental Insurance</li><li>Vision Insurance</li><li>Life and AD&amp;D Insurance</li><li>Short and Long-Term Disability Insurance</li><li>401k plan with company match</li><li>Paid Time Off</li><li>Holiday Pay</li><li>Ongoing training</li></ul>We are an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to sex, gender identity, sexual orientation, race, color, religion, national origin, disability, protected Veteran status, age, or any other characteristic protected by law. Requirements Qualifications: Education: College degree preferred or equivalent work experience. Experience with Joint Commission preferred. Travel: Travel will be required for business purposes. Employees must have a valid driver's license issued by the state in which they work and a satisfactory driving record. Skills: <ul><li>A specific understanding of geographical/cultural requirements of branch offices is preferred.</li><li>Ability to use computerized systems.</li><li>Ability to manage data and track deadlines.</li><li>Excellent organizational skills and attention to detail.</li><li>Satisfactory verbal and written communication skills.</li><li>Ability to work well under pressure.</li><li>Additional preferred skills: Bilingual - English/Spanish a plus.</li></ul>

Regional Compliance Manager

Company Profile 80 years and countless innovations later, JCB is the world's largest privately-owned manufacturer of construction and agricultural equipment. At 22 plants spanning four continents-and countries including the United States, the United Kingdom, India and Brazil-JCB manufactures a range of more than 300 products including Loadall telescopic handlers, backhoeloaders, excavators, wheel loaders, compact excavators, skid steer loaders, compact track loaders, Accessaerial work platforms, rough terrain forklifts, and Fastrac tractors. JCB people are at the heart of our business and as a family-owned business we answer to our customers, not a group of shareholders. That freedom allows us to concentrate on developing the latest technologies and incorporating them into our equipment. We focus on what our customer needs on the jobsite - a machine that holds up in the toughest environment and increases their productivity. At JCB, we stand behind our products - and our name. Position Purpose Reporting to the Vice President of Government &amp; Defense, the Government and Defense Contracts &amp; Compliance Manager will work in close coordination with the broader JCB team (both internal &amp; external), ensuring contract management activities and maintenance of accurate and complete contract files and records are conducted in accordance with company policies and procedures, applicable laws and regulations, customer requirements, and complaint within FAR and CAS. Major Tasks, Responsibilities &amp; Key Accountabilities <ul><li>Proactively administer and manage complex Defense customer contracts, modifications, from conception through contract closeout.</li><li>Provide advice and counsel to program management regarding Federal Contracting policies, laws, and regulations </li><li>Maintain organized, audit ready contract files </li><li>Coordinate efforts across multiple business functions to ensure contract compliance </li><li>Assist with Defense Contract Audit Agency ("DCAA"), Defense Contract Management Agency ("DCMA") and other Government audits. </li><li>Perform compliance reviews on Government proposals </li><li>Assist in the development and implementation of corrective action plans submitted to the Government </li><li>Provide FAR and CAS guidance and training to employees </li><li>Support/assist with the implementation of strategic realignments or new structures as initiated by management </li><li>Develops and documents JCB Inc. policies and departmental procedures delineating such compliance tasks and processes. </li><li>Maintains JCB Inc's registration in the System for Award Management (SAM), the Department of State Directorate of Defense Trade Controls (DDTC), and the Militarily Critical Technical Data Agreement (DD Form 2345). </li><li>Support with the preparation, negotiation, and audit of forward pricing rates, incurred cost submissions, and cost impact analyses</li><li>Support complex contract negotiations on high dollar strategic opportunities, including negotiation of Non-Disclosure &amp; Teaming Agreements </li><li>Champion the Government routine contractual reports according to data provided by responsible departments, including (for example) Contractor Manpower Reporting, Small</li><li>Business Subcontracting performance, Government Property status reports, and Federal Sub-Award Reporting System reports. </li><li>Other projects as assigned </li><li>Serve as Cost Volume lead for complex RFPs, composing cost volume narrative and participating in proposal planning, strategy meetings, work sessions, color team reviews</li></ul>Minimum Qualifications <ul><li>US Citizen</li><li>Bachelor's degree in an associated discipline plus minimum of four (4) to six (6) years' experience in related government contract administration, procurement, and/or government cost accounting environment. </li><li>Four years of additional experience maybe substituted for the BA </li><li>Must pass any drug screens, background checks and any pre-employments tests as applicable</li></ul>Preferred Qualifications <ul><li>Strong Working knowledge of Federal Acquisition Regulations, Cost Accounting Standards, and Truth In Negotiations Act. </li><li>Experience within a Federal Contracting and cost accounting environment with the following types of contract experiences: CR, ID/IQ, T&amp;M, CPFF, CPAF, and FFP. </li><li>Outlook and SAP familiarity is preferable. </li><li>Wide Area Work Flow (WAWF) </li><li>DAWIA accreditation in contracting, program management, logistics and / or CPMC.</li></ul>Knowledge, Skills, Abilities &amp; Competencies <ul><li>Strong problem solving / analytical skills </li><li>Ability to work in a high stress environment </li><li>Detail oriented and ability to work independently </li><li>Collaborative approach to resolving issues impacting various groups across the enterprise </li><li>Ability to understand processes (system and non-system), troubleshoot, develop and recommend solutions </li><li>Enjoy working in a dynamic environment </li><li>Self-Motivated Team Player but able to work independently </li><li>Working knowledge of Microsoft Office Products</li></ul>Job Conditions <ul><li>Both office environment and occasionally manufacturing/factory environment</li><li>Subject to noise and temperature changes</li></ul>Physical Requirements The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. While performing the duties of this job, the employee is regularly required to: <ul><li>Sit; use hands to finger, handle, or feel; reach with hands and arms; and talk or hear. </li><li>The employee is occasionally required to stand and walk. </li><li>The employee must frequently lift and/or move up to 10 pounds. </li><li>Specific vision abilities required by this job include close vision, distance vision, depth perception, and ability to adjust focus.</li></ul>JCB is an equal employment opportunities (EEO) employer in accordance with applicable federal, state and local laws. JCB complies with applicable state and local laws governing non-discrimination in employment in every location in which the company has facilities. EEO EMPLOYER/VET/DISABLED. JCB Inc. is not currently hiring individuals for this position who now or in the future require sponsorship for employment visa status; however, as a global company, JCB offers many job opportunities outside of the U.S. which can be found through our website at <a href="https://www.jcb.com/en-gb/about/careers" target="_blank">https://www.jcb.com/en-gb/about/careers</a>. Disclaimer: This job description is general in nature and is not designed to contain or to be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to the job. Other details <ul><li> Job Family Management</li> <li> Pay Type Salary</li> </ul>Apply Now

Government & Defense - Contracts & Compliance Manager

About the role: We are looking for an experienced Product Compliance Manager to oversee regulatory and quality compliance across our leather &amp; textile goods portfolio. This role ensures that all products, from handbags to accessories, meet applicable safety, chemical, labeling, and sustainability standards in global markets. HOW WILL YOU MAKE AN IMPACT? <ul> <li>Ensure compliance with international and local regulations (e.g., REACH, CPSIA, Prop 65, Leather Working Group standards, etc.).</li> <li>Monitor and manage chemical compliance related to tanning, dyes, and finishes (e.g., chromium VI, azo dyes, phthalates).</li> <li>Work closely with sourcing and manufacturing teams to embed compliance throughout the product lifecycle.</li> <li>Ensure accurate product labeling and materials traceability in line with regional requirements (e.g., country of origin, care labels, material composition).</li> <li>Stay abreast of evolving regulations, sustainability standards, and industry best practices.</li> <li>Collaborate with suppliers to ensure upstream compliance and ethical sourcing (e.g., animal welfare, restricted substances).</li></ul>HOW WILL YOU EXPERIENCE SUCCESS WITH US? <ul> <li>Bachelor's degree in Chemistry, Materials Science, Leather Technology, or related field.</li> <li>5+ years' experience in product compliance or quality management, preferably in fashion goods.</li> <li>In-depth knowledge of relevant product safety and chemical regulations (e.g., REACH, LWG, RSLs).</li> <li>Experience with third-party testing, certification processes, and compliance platforms.</li> <li>Strong organizational and communication skills.</li></ul>OUR BENEFITS <ul> <li>Flexible Entry-date</li> <li>Welfare Policy</li> <li>Ticket Restaurant</li> <li>Staff Sales</li></ul>YOUR JOURNEY WITH US After your application has been selected, our HR team will reach out to you for: <ol> <li>Interview with Talent Acquisition Team</li> <li>Interview with Hiring Manager</li> <li>Interview with Function Director &amp; HR Manager</li></ol> #Richemont #WeCraftTheFuture

Product Compliance Manager (Scandicci (FI), 52, IT)

Join the transformative team at City of Hope , where we're changing lives and making a real difference in the fight against cancer, diabetes, and other life-threatening illnesses. City of Hope's growing national system includes its Los Angeles campus, a network of clinical care locations across Southern California, a new cancer center in Orange County, California, and treatment facilities in Atlanta, Chicago, and Phoenix. our dedicated and compassionate employees are driven by a common mission: To deliver the cures of tomorrow to the people who need them today. We have an exciting opportunity to join our Office of Chief Compliance BSS. The International Compliance Manager serves as a member of the City of Hope Ethics and Compliance Department and is a leader within City of Hope's research compliance program. Reporting to the System Director, Research Compliance, the International Compliance Manager provides critical regulatory oversight of City of Hope's international compliance programs, including but not limited to research security and export controls programs, and assists with designing, implementing, and maintaining research standards of conduct in accordance with all applicable laws, regulations, and best practices. The Manager is also responsible for responding to research security and export controls compliance-related inquiries including investigations, corrective action plans, monitoring, and improvement activities, and using judgment and expert knowledge to escalate issues to the System Director, Research Compliance. The Manager supports the System Director, Research Compliance, in the implementation of the research security and export controls programs. Additionally, the Manager manages the day-to-day operations of the International Compliance Program, including implementation and review of international visitors and international travel programs. The International Compliance Manager keeps open lines of communication with other departments including the Office of Sponsored Research, Clinical Trials Office, Clinical Trial Support Services, Information Security, Human Resources, Laboratory Research Protections, Office of Technology Transfer, Research Contracting, Office of General Counsel and various levels of staff regarding research issues. The Manager must stay up to date with the emerging changes of the regulations related to both research security and export controls. Individual must possess excellent judgment, attention to detail, strong writing and verbal communications skills, and be able to make critical decisions based on data analysis and a strong understanding of the legal and regulatory requirements applicable to clinical and basic science research. As a successful candidate, you will: <ul> <li>Implements, manages and administers the regulatory programs related to research security compliance, including an export controls program. Assists System Director with the conduct of research security inquiries and investigations. Implements and manages international business travel review program. Manages the International Compliance Coordinators and/or Specialists. </li> <li>Manages and administers the research security compliance education and outreach efforts of the Research Compliance Program. Serves as a department liaison with other departments to facilitate research security compliance training and outreach activities and coordinate outreach efforts and obtain COH workforce feedback on outreach activities. </li> <li>Acts as a resource for research security compliance and export controls related inquiries, including receipt, evaluation and follow up. Gathers information and data needed to make decisions and provide expert advice. </li> <li>Leads compliance committees and provides expert advice to research regulatory committees, as needed, and leads special projects relating to the area of expertise as requested. Leads projects involving data management using database tools. </li> <li>Develops and maintains departmental policies and procedures. </li> <li>Maintains current knowledge of the application of federal and state laws, regulations and policies relevant to area of expertise such as, Export Administration Regulations, International Traffic and Arms Regulations, Office of Foreign Assets Control Sanctions programs, National Security Presidential Memorandum 33, CHIPS and Science Act, DOD policies on Research Security, PHS policy on Research Security, PHS policy related to data sharing, PHS policy related to Other Support and Foreign Components, DOE policies on Research Security, PHS policy related to Conflict of Commitment, DOJ Final Rule - "Preventing Access to Americans' Bulk Sensitive Personal Data and United States Government-Related Data by Countries of Concern". </li> </ul> Your qualifications should include: <ul> <li> Bachelor's degree. </li> <li> 8 years of experience in research compliance, preferably in a large academic medical center, or related experience in a similar field. </li> </ul> City of Hope employees pay is based on the following criteria: work experience, qualifications, and work location. To learn more about our Comprehensive Benefits, please CLICK HERE . City of Hope is an equal opportunity employer.

International Compliance Manager - Research

Job Type Full-time Description Wichita, KS - Must be local to Wichita, KS MUST HAVE: Knowledge and experience with compliance monitoring &amp; testing concepts. MUST HAVE: Understanding of corporate compliance requirements. MUST HAVE: 8+ years of experience executing monitoring and testing functions in a banking institution, regulatory agency, or major consulting company MUST HAVE: Strong strategic, judgement and integrative thinking skills, risk management and risk assessment knowledge. (Compliance based professional certification preferred.) Salary: Pay is dependent on knowledge, skills, abilities, experience, and location. Sunflower Bank, N.A. is looking for an energetic, highly motivated individual to fill the position of a full-time Senior Compliance Manager Testing at our Wichita, KS location. Hybrid options available. Summary In support of the Bank's overall compliance management systems (CMS), the Senior Compliance Manager - Testing engages with various business lines to assist with internal strategies and initiatives ensuring that bank programs, practices, and financial interests are maintained; as well as making sure that the Bank is complying with applicable federal and state laws and regulations. The role will support the development and ongoing oversight of a sustainable compliance monitoring &amp; testing program strategy and governance structures to ensure internal controls are evaluated for effectiveness. Additionally, the role will focus on the execution of our monitoring and testing engagements to validate the design and effectiveness of internal controls, perform control reporting and escalating of control issues, and validating adequacy of remediation taken to address reported issues. The ideal candidate will possess and demonstrate knowledge and experience with compliance monitoring &amp; testing concepts, including risk-based test planning, process and control design/operating effectiveness methods, issue validation, and use of advanced technology and data analytics techniques to perform real-time monitoring and periodic testing. The ideal candidate will also understand corporate compliance requirements (i.e. Financial Crimes Compliance, Sanctions, Trade, Anti Bribery &amp; Corruption etc.). Primary Responsibilities <ul><li>Work closely with Compliance, Legal, Operations and other cross-functional teams to understand the overall business environment and be the point of contact for compliance monitoring and testing engagements from risk-based planning, designing test scripts, and executing against them</li><li>Support the development of a robust validation and testing plan to evaluate risk, monitor for compliance with rules, laws, and regulations, and use monitoring and testing to meaningfully improve process and control effectiveness</li><li>Use visualization techniques to display data and the results of analysis in clear forms that can be understood by non-technical readers and stakeholders, including reporting on periodic basis to functional leaders</li><li>Support an interactive program that provides stakeholders with insight into compliance trends, themes, issues, and root causes</li><li>Identify and evaluate emerging risks and present findings to functional leadership</li><li>Ensure risk assessments appropriately incorporate results of monitoring and testing</li><li>Provide support to the compliance program on other compliance initiatives as needed</li><li>Maintain effective communication channels with other groups, including other compliance leaders, during all facets of engagement, including issue resolution.</li><li>Acting as an agent for positive change with agility, adaptability, and flexibility</li><li>Takes ownership and executes on priorities to deliver results in a proactive and timely manner.</li><li>Perform the job in accordance with applicable industry laws and regulations as well as the policies and procedures established by the company.</li><li>Responsible for upholding Fair and Responsible Banking practices and Code of Ethics and Conduct guidelines.</li><li>Understand and participate in the Bank's Community Reinvestment Act program.</li><li>Perform other duties as assigned.</li></ul>Education / Experience <ul><li>Communication experience, along with facilitation, analytical, and presentation skills</li><li>Experience collaborating with multiple technical and non-technical teams to deliver successful outcomes</li><li>Experience with applicable laws and regulations to transform requirements into monitoring or testing scripts, policies, procedures and/or training</li><li>Experience providing practical advice under pressure and prioritizing work</li><li>Bachelor's degree or international equivalent (preferably in business, economics, finance, or management).</li><li>Ideally 8+ years of experience executing monitoring and testing functions in a banking institution, regulatory agency, or major consulting company with a particular focus on consumer compliance laws/regulations and industry rules that govern lending and loan servicing (ex: Reg Z, Reg X, FCRA, Reg O, FDPA, GSE requirements, etc.).</li><li>Strong strategic, judgement and integrative thinking skills, risk management and risk assessment knowledge.</li><li>Successful experience of leadership, both in terms of people as well as projects and initiatives.</li><li>Interpersonal experience and experience collaborating with diverse teams to solve problems and manage through ambiguity</li><li>Compliance based professional certification preferred.</li></ul>Sunflower Bank Benefits Employees enjoy outstanding benefits, including: 401(k) Plan with 6% Match Health/Dental/Vision Insurance Company-paid Life Insurance Tuition Reimbursement Fitness Reimbursement Paid Time Off Volunteer Leave Paid Holidays Plus many more employee perks &amp; incentives! People choose to "bank" with us, but for those we serve, we're more than a bank. We strive to be the financial backbone of their lives and we know that starts with our team. If you qualify, apply online at <a href="http://www.sunflowerbank.com/careers" target="_blank">www.sunflowerbank.com/careers</a>. You've never worked anyplace like Sunflower Bank! EOE/AA: Minorities/Females/Disabled/Vets Open until filled; early application encouraged. This vacancy announcement may be used to fill similar positions within 90 days. If you are a California resident, you may be entitled to certain rights regarding your personal information, which is information that identifies, relates to, or could reasonably be linked with a particular California resident or household. Additional information about our data collection practices and location specific notices is available on our privacy policy. Wichita, KS - Must be local to Wichita, KS MUST HAVE: Knowledge and experience with compliance monitoring &amp; testing concepts. MUST HAVE: Understanding of corporate compliance requirements. MUST HAVE: 8+ years of experience executing monitoring and testing functions in a banking institution, regulatory agency, or major consulting company MUST HAVE: Strong strategic, judgement and integrative thinking skills, risk management and risk assessment knowledge. (Compliance based professional certification preferred.)

Senior Compliance Manager Testing

Job Type Full-time Description Dallas, TX - Must be local to Dallas, TX MUST HAVE: Knowledge and experience with compliance monitoring &amp; testing concepts. MUST HAVE: Understanding of corporate compliance requirements. MUST HAVE: 8+ years of experience executing monitoring and testing functions in a banking institution, regulatory agency, or major consulting company MUST HAVE: Strong strategic, judgement and integrative thinking skills, risk management and risk assessment knowledge. (Compliance based professional certification preferred.) Salary: Pay is dependent on knowledge, skills, abilities, experience, and location. Sunflower Bank, N.A. is looking for an energetic, highly motivated individual to fill the position of a full-time Senior Compliance Manager Testing at our Dallas, TX location. Hybrid options available. Summary In support of the Bank's overall compliance management systems (CMS), the Senior Compliance Manager - Testing engages with various business lines to assist with internal strategies and initiatives ensuring that bank programs, practices, and financial interests are maintained; as well as making sure that the Bank is complying with applicable federal and state laws and regulations. The role will support the development and ongoing oversight of a sustainable compliance monitoring &amp; testing program strategy and governance structures to ensure internal controls are evaluated for effectiveness. Additionally, the role will focus on the execution of our monitoring and testing engagements to validate the design and effectiveness of internal controls, perform control reporting and escalating of control issues, and validating adequacy of remediation taken to address reported issues. The ideal candidate will possess and demonstrate knowledge and experience with compliance monitoring &amp; testing concepts, including risk-based test planning, process and control design/operating effectiveness methods, issue validation, and use of advanced technology and data analytics techniques to perform real-time monitoring and periodic testing. The ideal candidate will also understand corporate compliance requirements (i.e. Financial Crimes Compliance, Sanctions, Trade, Anti Bribery &amp; Corruption etc.). Primary Responsibilities <ul><li>Work closely with Compliance, Legal, Operations and other cross-functional teams to understand the overall business environment and be the point of contact for compliance monitoring and testing engagements from risk-based planning, designing test scripts, and executing against them</li><li>Support the development of a robust validation and testing plan to evaluate risk, monitor for compliance with rules, laws, and regulations, and use monitoring and testing to meaningfully improve process and control effectiveness</li><li>Use visualization techniques to display data and the results of analysis in clear forms that can be understood by non-technical readers and stakeholders, including reporting on periodic basis to functional leaders</li><li>Support an interactive program that provides stakeholders with insight into compliance trends, themes, issues, and root causes</li><li>Identify and evaluate emerging risks and present findings to functional leadership</li><li>Ensure risk assessments appropriately incorporate results of monitoring and testing</li><li>Provide support to the compliance program on other compliance initiatives as needed</li><li>Maintain effective communication channels with other groups, including other compliance leaders, during all facets of engagement, including issue resolution.</li><li>Acting as an agent for positive change with agility, adaptability, and flexibility</li><li>Takes ownership and executes on priorities to deliver results in a proactive and timely manner.</li><li>Perform the job in accordance with applicable industry laws and regulations as well as the policies and procedures established by the company.</li><li>Responsible for upholding Fair and Responsible Banking practices and Code of Ethics and Conduct guidelines.</li><li>Understand and participate in the Bank's Community Reinvestment Act program.</li><li>Perform other duties as assigned.</li></ul>Education / Experience <ul><li>Communication experience, along with facilitation, analytical, and presentation skills</li><li>Experience collaborating with multiple technical and non-technical teams to deliver successful outcomes</li><li>Experience with applicable laws and regulations to transform requirements into monitoring or testing scripts, policies, procedures and/or training</li><li>Experience providing practical advice under pressure and prioritizing work</li><li>Bachelor's degree or international equivalent (preferably in business, economics, finance, or management).</li><li>Ideally 8+ years of experience executing monitoring and testing functions in a banking institution, regulatory agency, or major consulting company with a particular focus on consumer compliance laws/regulations and industry rules that govern lending and loan servicing (ex: Reg Z, Reg X, FCRA, Reg O, FDPA, GSE requirements, etc.).</li><li>Strong strategic, judgement and integrative thinking skills, risk management and risk assessment knowledge.</li><li>Successful experience of leadership, both in terms of people as well as projects and initiatives.</li><li>Interpersonal experience and experience collaborating with diverse teams to solve problems and manage through ambiguity</li><li>Compliance based professional certification preferred.</li></ul>Sunflower Bank Benefits Employees enjoy outstanding benefits, including: 401(k) Plan with 6% Match Health/Dental/Vision Insurance Company-paid Life Insurance Tuition Reimbursement Fitness Reimbursement Paid Time Off Volunteer Leave Paid Holidays Plus many more employee perks &amp; incentives! People choose to "bank" with us, but for those we serve, we're more than a bank. We strive to be the financial backbone of their lives and we know that starts with our team. If you qualify, apply online at <a href="http://www.sunflowerbank.com/careers" target="_blank">www.sunflowerbank.com/careers</a>. You've never worked anyplace like Sunflower Bank! EOE/AA: Minorities/Females/Disabled/Vets Open until filled; early application encouraged. This vacancy announcement may be used to fill similar positions within 90 days. If you are a California resident, you may be entitled to certain rights regarding your personal information, which is information that identifies, relates to, or could reasonably be linked with a particular California resident or household. Additional information about our data collection practices and location specific notices is available on our privacy policy. Dallas, TX - Must be local to Dallas, TX MUST HAVE: Knowledge and experience with compliance monitoring &amp; testing concepts. MUST HAVE: Understanding of corporate compliance requirements. MUST HAVE: 8+ years of experience executing monitoring and testing functions in a banking institution, regulatory agency, or major consulting company MUST HAVE: Strong strategic, judgement and integrative thinking skills, risk management and risk assessment knowledge. (Compliance based professional certification preferred.)

Job Type Full-time Description Kansas City, MO - Must be local to Kansas City, MO MUST HAVE: Knowledge and experience with compliance monitoring &amp; testing concepts. MUST HAVE: Understanding of corporate compliance requirements. MUST HAVE: 8+ years of experience executing monitoring and testing functions in a banking institution, regulatory agency, or major consulting company MUST HAVE: Strong strategic, judgement and integrative thinking skills, risk management and risk assessment knowledge. (Compliance based professional certification preferred.) Salary: Pay is dependent on knowledge, skills, abilities, experience, and location. Sunflower Bank, N.A. is looking for an energetic, highly motivated individual to fill the position of a full-time Senior Compliance Manager Testing at our Kansas City, MO location. Hybrid options available. Summary In support of the Bank's overall compliance management systems (CMS), the Senior Compliance Manager - Testing engages with various business lines to assist with internal strategies and initiatives ensuring that bank programs, practices, and financial interests are maintained; as well as making sure that the Bank is complying with applicable federal and state laws and regulations. The role will support the development and ongoing oversight of a sustainable compliance monitoring &amp; testing program strategy and governance structures to ensure internal controls are evaluated for effectiveness. Additionally, the role will focus on the execution of our monitoring and testing engagements to validate the design and effectiveness of internal controls, perform control reporting and escalating of control issues, and validating adequacy of remediation taken to address reported issues. The ideal candidate will possess and demonstrate knowledge and experience with compliance monitoring &amp; testing concepts, including risk-based test planning, process and control design/operating effectiveness methods, issue validation, and use of advanced technology and data analytics techniques to perform real-time monitoring and periodic testing. The ideal candidate will also understand corporate compliance requirements (i.e. Financial Crimes Compliance, Sanctions, Trade, Anti Bribery &amp; Corruption etc.). Primary Responsibilities <ul><li>Work closely with Compliance, Legal, Operations and other cross-functional teams to understand the overall business environment and be the point of contact for compliance monitoring and testing engagements from risk-based planning, designing test scripts, and executing against them</li><li>Support the development of a robust validation and testing plan to evaluate risk, monitor for compliance with rules, laws, and regulations, and use monitoring and testing to meaningfully improve process and control effectiveness</li><li>Use visualization techniques to display data and the results of analysis in clear forms that can be understood by non-technical readers and stakeholders, including reporting on periodic basis to functional leaders</li><li>Support an interactive program that provides stakeholders with insight into compliance trends, themes, issues, and root causes</li><li>Identify and evaluate emerging risks and present findings to functional leadership</li><li>Ensure risk assessments appropriately incorporate results of monitoring and testing</li><li>Provide support to the compliance program on other compliance initiatives as needed</li><li>Maintain effective communication channels with other groups, including other compliance leaders, during all facets of engagement, including issue resolution.</li><li>Acting as an agent for positive change with agility, adaptability, and flexibility</li><li>Takes ownership and executes on priorities to deliver results in a proactive and timely manner.</li><li>Perform the job in accordance with applicable industry laws and regulations as well as the policies and procedures established by the company.</li><li>Responsible for upholding Fair and Responsible Banking practices and Code of Ethics and Conduct guidelines.</li><li>Understand and participate in the Bank's Community Reinvestment Act program.</li><li>Perform other duties as assigned.</li></ul>Education / Experience <ul><li>Communication experience, along with facilitation, analytical, and presentation skills</li><li>Experience collaborating with multiple technical and non-technical teams to deliver successful outcomes</li><li>Experience with applicable laws and regulations to transform requirements into monitoring or testing scripts, policies, procedures and/or training</li><li>Experience providing practical advice under pressure and prioritizing work</li><li>Bachelor's degree or international equivalent (preferably in business, economics, finance, or management).</li><li>Ideally 8+ years of experience executing monitoring and testing functions in a banking institution, regulatory agency, or major consulting company with a particular focus on consumer compliance laws/regulations and industry rules that govern lending and loan servicing (ex: Reg Z, Reg X, FCRA, Reg O, FDPA, GSE requirements, etc.).</li><li>Strong strategic, judgement and integrative thinking skills, risk management and risk assessment knowledge.</li><li>Successful experience of leadership, both in terms of people as well as projects and initiatives.</li><li>Interpersonal experience and experience collaborating with diverse teams to solve problems and manage through ambiguity</li><li>Compliance based professional certification preferred.</li></ul>Sunflower Bank Benefits Employees enjoy outstanding benefits, including: 401(k) Plan with 6% Match Health/Dental/Vision Insurance Company-paid Life Insurance Tuition Reimbursement Fitness Reimbursement Paid Time Off Volunteer Leave Paid Holidays Plus many more employee perks &amp; incentives! People choose to "bank" with us, but for those we serve, we're more than a bank. We strive to be the financial backbone of their lives and we know that starts with our team. If you qualify, apply online at <a href="http://www.sunflowerbank.com/careers" target="_blank">www.sunflowerbank.com/careers</a>. You've never worked anyplace like Sunflower Bank! EOE/AA: Minorities/Females/Disabled/Vets Open until filled; early application encouraged. This vacancy announcement may be used to fill similar positions within 90 days. If you are a California resident, you may be entitled to certain rights regarding your personal information, which is information that identifies, relates to, or could reasonably be linked with a particular California resident or household. Additional information about our data collection practices and location specific notices is available on our privacy policy. Kansas City, MO - Must be local to Kansas City, MO MUST HAVE: Knowledge and experience with compliance monitoring &amp; testing concepts. MUST HAVE: Understanding of corporate compliance requirements. MUST HAVE: 8+ years of experience executing monitoring and testing functions in a banking institution, regulatory agency, or major consulting company MUST HAVE: Strong strategic, judgement and integrative thinking skills, risk management and risk assessment knowledge. (Compliance based professional certification preferred.)

Equity Sales and Trading Compliance - Vice President Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethics. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our business units. They might help to structure a complex and sensitive cross-border transaction; advise on a new product introduction; develop a training program or defuse an investor dispute. They preserve the firm's invaluable reputation for integrity and protect the firm from sanctions with policies and procedures that meet regulatory requirements around the world. They also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the firm's businesses. Background on the Team The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal entities and jurisdictions of operation. The Sales and Trading Compliance Group in Institutional Securities Compliance advises and assists the Firm's Sales and Trading Division in establishing, implementing and enforcing sales and trading practices. The Group is responsible for reviewing business, compliance and supervisory processes and practices. The Group will coordinate, recommend, and execute plans to address potential issues, fulfill regulatory obligations and promote best practices. Primary Responsibilities This individual will provide advisory compliance support for ISG Equity Sales and Trading, covering derivatives and sales. The individual's responsibilities will include the following: &gt;Provide Compliance support for the Institutional Equity Division, as well as support functions: IT, Risk, Operations, Controllers, Finance. &gt;Provide advisory support to traders, sales traders, supervisors, Risk and IT on regulatory rules: SEC Regulations - Reg NMS, Reg SHO, Consolidated Audit Trail (CAT), FINRA Rules, trade reporting, best execution, SEC Rules 605/606 reporting, riskless principal. &gt;Communicate with traders and supervisors to assess risk and remediate issues. &gt;Assist in the design and maintenance of written supervisory procedures. &gt;Assist in regulatory reviews, including inquiries, audits and exams. &gt;Design and deliver applicable training for business unit personnel. &gt;Actively monitor regulatory developments and trends, and take appropriate action to ensure the business unit complies with new or amended regulations. &gt;Interact with technology support and risk management to ensure trading technology and trading practices remain compliant with Firm policies and industry regulation. Skills Required &gt;Minimum of seven years of related experience &gt;Candidate must demonstrate ability to effectively review and analyze data/situations and apply judgment to resolve issues in a timely manner &gt;Knowledge of broker-dealer regulatory compliance, including SEC, FINRA and other SRO rules and regulations &gt;Candidate should be a motivated self-starter, proficient in time management and able to initiate and manage projects &gt;Candidate must have strong communications skills &gt;Candidate must have strong analytical skills to be comfortable working with large volumes of trade data &gt;Candidate must feel comfortable interacting with and communicating regulatory requirements to technology and operations teams. &gt;Bachelor's degree required WHAT YOU CAN EXPECT FROM MORGAN STANLEY: We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work. Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law. Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). Expected base pay rates for the role will be between $110,000.00 and $190,000.00 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs. Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law. Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

Equity Sales & Trading Compliance Officer

Job Type Full-time Description Denver, CO - Must be local to Denver, CO MUST HAVE: Knowledge and experience with compliance monitoring &amp; testing concepts. MUST HAVE: Understanding of corporate compliance requirements. MUST HAVE: 8+ years of experience executing monitoring and testing functions in a banking institution, regulatory agency, or major consulting company MUST HAVE: Strong strategic, judgement and integrative thinking skills, risk management and risk assessment knowledge. (Compliance based professional certification preferred.) Salary: $125k-145k depending on knowledge, skills, abilities, experience, and location. Sunflower Bank, N.A. is looking for an energetic, highly motivated individual to fill the position of a full-time Senior Compliance Manager Testing at our Denver, CO location. Hybrid options available. Summary In support of the Bank's overall compliance management systems (CMS), the Senior Compliance Manager - Testing engages with various business lines to assist with internal strategies and initiatives ensuring that bank programs, practices, and financial interests are maintained; as well as making sure that the Bank is complying with applicable federal and state laws and regulations. The role will support the development and ongoing oversight of a sustainable compliance monitoring &amp; testing program strategy and governance structures to ensure internal controls are evaluated for effectiveness. Additionally, the role will focus on the execution of our monitoring and testing engagements to validate the design and effectiveness of internal controls, perform control reporting and escalating of control issues, and validating adequacy of remediation taken to address reported issues. The ideal candidate will possess and demonstrate knowledge and experience with compliance monitoring &amp; testing concepts, including risk-based test planning, process and control design/operating effectiveness methods, issue validation, and use of advanced technology and data analytics techniques to perform real-time monitoring and periodic testing. The ideal candidate will also understand corporate compliance requirements (i.e. Financial Crimes Compliance, Sanctions, Trade, Anti Bribery &amp; Corruption etc.). Primary Responsibilities <ul><li>Work closely with Compliance, Legal, Operations and other cross-functional teams to understand the overall business environment and be the point of contact for compliance monitoring and testing engagements from risk-based planning, designing test scripts, and executing against them</li><li>Support the development of a robust validation and testing plan to evaluate risk, monitor for compliance with rules, laws, and regulations, and use monitoring and testing to meaningfully improve process and control effectiveness</li><li>Use visualization techniques to display data and the results of analysis in clear forms that can be understood by non-technical readers and stakeholders, including reporting on periodic basis to functional leaders</li><li>Support an interactive program that provides stakeholders with insight into compliance trends, themes, issues, and root causes</li><li>Identify and evaluate emerging risks and present findings to functional leadership</li><li>Ensure risk assessments appropriately incorporate results of monitoring and testing</li><li>Provide support to the compliance program on other compliance initiatives as needed</li><li>Maintain effective communication channels with other groups, including other compliance leaders, during all facets of engagement, including issue resolution.</li><li>Acting as an agent for positive change with agility, adaptability, and flexibility</li><li>Takes ownership and executes on priorities to deliver results in a proactive and timely manner.</li><li>Perform the job in accordance with applicable industry laws and regulations as well as the policies and procedures established by the company.</li><li>Responsible for upholding Fair and Responsible Banking practices and Code of Ethics and Conduct guidelines.</li><li>Understand and participate in the Bank's Community Reinvestment Act program.</li><li>Perform other duties as assigned.</li></ul>Education / Experience <ul><li>Communication experience, along with facilitation, analytical, and presentation skills</li><li>Experience collaborating with multiple technical and non-technical teams to deliver successful outcomes</li><li>Experience with applicable laws and regulations to transform requirements into monitoring or testing scripts, policies, procedures and/or training</li><li>Experience providing practical advice under pressure and prioritizing work</li><li>Bachelor's degree or international equivalent (preferably in business, economics, finance, or management).</li><li>Ideally 8+ years of experience executing monitoring and testing functions in a banking institution, regulatory agency, or major consulting company with a particular focus on consumer compliance laws/regulations and industry rules that govern lending and loan servicing (ex: Reg Z, Reg X, FCRA, Reg O, FDPA, GSE requirements, etc.).</li><li>Strong strategic, judgement and integrative thinking skills, risk management and risk assessment knowledge.</li><li>Successful experience of leadership, both in terms of people as well as projects and initiatives.</li><li>Interpersonal experience and experience collaborating with diverse teams to solve problems and manage through ambiguity</li><li>Compliance based professional certification preferred.</li></ul>Sunflower Bank Benefits Employees enjoy outstanding benefits, including: 401(k) Plan with 6% Match Health/Dental/Vision Insurance Company-paid Life Insurance Tuition Reimbursement Fitness Reimbursement Paid Time Off Volunteer Leave Paid Holidays Plus many more employee perks &amp; incentives! People choose to "bank" with us, but for those we serve, we're more than a bank. We strive to be the financial backbone of their lives and we know that starts with our team. If you qualify, apply online at <a href="http://www.sunflowerbank.com/careers" target="_blank">www.sunflowerbank.com/careers</a>. You've never worked anyplace like Sunflower Bank! EOE/AA: Minorities/Females/Disabled/Vets Open until filled; early application encouraged. This vacancy announcement may be used to fill similar positions within 90 days. If you are a California resident, you may be entitled to certain rights regarding your personal information, which is information that identifies, relates to, or could reasonably be linked with a particular California resident or household. Additional information about our data collection practices and location specific notices is available on our privacy policy. Denver, CO - Must be local to Denver, CO MUST HAVE: Knowledge and experience with compliance monitoring &amp; testing concepts. MUST HAVE: Understanding of corporate compliance requirements. MUST HAVE: 8+ years of experience executing monitoring and testing functions in a banking institution, regulatory agency, or major consulting company MUST HAVE: Strong strategic, judgement and integrative thinking skills, risk management and risk assessment knowledge. (Compliance based professional certification preferred.) Salary: $125k-145k depending on knowledge, skills, abilities, experience, and location.

We are looking for a Chief Compliance Officer (m/f/d) (unlimited, full-time) Join our team at our location in Luxembourg - flexible working conditions available As Chief Compliance Officer (m/f/d), you are part of our strategy to become a leading partner for payment solutions in European e-commerce. In this dynamic and ever-changing environment, compliance with the underlying regulatory requirements and a professional governance and control framework are the basis and key to the success of our institution. Mission: In line with the requirements of the CSSF Circular 12/552 as amended, the main purpose of the Compliance function shall be to verify compliance with all the internal policies and procedures which fall within the area for which it is responsible, to regularly assess their adequacy with respect to the organisational and operational structure, the strategies, the activities and the risks of the Bank as well as with respect to the applicable legal and regulatory requirements, and to report directly to the Authorised Management as well as to the Board of Directors. Tasks As central element of the internal governance and organization of the Bank, the Chief Compliance Officer shall: <ul> <li>Identify the standards to which the Bank is subject in the exercise of its activities in the various markets;</li> <li>Identify the compliance risks to which the Bank is exposed in the exercise of its activities and assess their significance and the possible consequences, by establishing a framework for ongoing assessments of key deliverables and milestones to ensure alignment with applicable regulations, guidelines, policies and procedures, and key stakeholders;</li> <li>Ensure the identification and assessment of the Compliance risk before the Bank expands into new activities, products or business relationships (NPP process);</li> <li>Ensure, in particular, that the fight against money laundering and terrorist financing translates into effective controls and measures which are appropriate to the risk;</li> <li>Verify compliance with the compliance policy and procedures, on a regular basis, and shall be in charge of the adaptation proposals, if required;</li> <li>Assist and advise the Authorized Management on issues of compliance and applicable laws, regulations and standards;</li> <li>Raise awareness of the staff about the significance of compliance and related aspects and assist them in their day-to-day operations related to Compliance;</li> <li>Acting as "Responsible du Contrôle", he/she is the privileged contact person for the competent authorities as regards AML/CFT issues and with respect to the application of restrictive measures in financial matters;</li> <li>Responsible for the compilation of summary reports on his/her activities, including any material matters that require the Board's attention, and provides regulatory update, including to the competent authorities;</li></ul>Profile <ul> <li>Master's degree in Law, Economics, business management or equivalent required;</li> <li>Minimum 10 years' experience heading the Compliance department of a regulated financial entity, ideally already assessed by the fit and proper assessment by a National Competent Authority;</li> <li>Deep understanding of the payment and credit services (product feature, local regulatory requirement...) and related best practices;</li> <li>Deep experience negotiating technical terms across multiple internal and external stakeholders;</li> <li>Very good team player with excellent communication skills and high interpersonal competence (both internally and externally);</li> <li>Proficiency in Microsoft Office products and internet/mobile application;</li> <li>Fluency in English and German is mandatory, abilities in other languages will be appreciated.</li> <li>You have a strong understanding of local risk and regulatory requirements as set forth by the CSSF and EBA</li></ul>

Chief Compliance Officer (m/f/d) - Luxembourg

Mortgage Intelligence Holdings are looking for an experienced Compliance Officer with a background in financial services, mortgages, or insurance who is ready to take the next step into a Compliance Manager role. The ideal candidate will have a strong understanding of FCA regulations and compliance frameworks, along with a proven track record in regulatory compliance, risk management, and process improvement. Main responsibilities: <ul> <li>Oversee the Compliance Team, conduct 1:1s, appraisals, and team meetings to ensure efficiency and development.</li> <li>Enhance team skills through targeted training initiatives.</li> <li>Identify and mitigate customer and business risks by analysing management information.</li> <li>Prepare reports for the Board and work closely with key business areas to implement compliance strategies.</li> <li>Stay updated on industry trends and refine compliance frameworks to improve client outcomes.</li> </ul>Skills and experience required: <ul> <li>Strong understanding of MCOB, ICOBS, DISP, data protection, and money laundering regulations.</li> <li>Ability to identify root causes and develop improvement plans.</li> <li>Lead by example to create a positive working environment.</li> <li>Excellent written and verbal communication skills for insightful reporting.</li> <li>Attention to Detail and IT Proficiency</li> </ul>Apply Now! If you're ready to make a significant impact and advance your career in compliance, we want to hear from you! Join MIH and be a part of a team that values your expertise and is committed to delivering excellence. Mortgage Intelligence Holdings are a mortgage and insurance network and club, supporting advisers for over 25 years. Founded in 1996, we started life as a lead generation company and have grown into the multi-award-winning network and club we are today. You'll benefit from our wealth of industry experience, premium network and club services and expertise in business growth. Connells Group UK is an equal opportunities employer and positively encourages applications from suitably qualified and eligible candidates regardless of sex, race, disability, age, sexual orientation, transgender status, religion or belief, marital status, or pregnancy and maternity. Don't meet every single requirement? Studies have shown that women and people of colour are less likely to apply to jobs unless they meet every single qualification. At Connells Group we are dedicated to building a diverse, inclusive and authentic workplace. So, if you're excited about this role but your experience doesn't fit perfectly with every aspect of the job description, we encourage you to apply anyway. You may be just the right candidate for this or other opportunities. MS02353

Job Description Key Roles &amp; Responsibilities:- <ul> <li>Supporting key quality system elements, including activities relating to QMS monitoring, Qualification of Vendors, Audits (Self-Inspections, Vendor Audits, Customer Audits).</li> <li>Support updates to regulatory agency registrations as applicable.</li> <li>Support tracking of site compliance commitments and follow up actions.</li> <li>Working with the wider site functions to drive down out of compliance events and implement quality improvements</li> <li>Support and track regulatory findings and trends that may lead into a focus of regulatory inspections</li> <li>Support review of procedures and other QMS related documentation according to internal guidelines and UK/EU/US/ICH and other region specific guidance.</li> <li>Lead Quality Management Review meetings highlighting GxP areas of concern and working to support and track actions that are to be taken.</li> <li>Support quality related investigations, assist in the development and approval of effective CAPA in order to resolve product, audit and customer issues.</li> <li>Support effective pre-audit preparation and post audit follow up of customer audits and regulatory inspections.</li> <li>Escalate any significant breach of quality or regulatory compliance to Quality Management.</li> <li>Maintain productive working relationships with other site personnel and stakeholders.</li></ul>Key Competencies:- <ul> <li>Attention to detail</li> <li>Problem solving skills</li> <li>Excellent communication skills</li> <li>Proficient in using Microsoft Office based applications- PowerPoint, MS Excel, MS Word, etc.</li></ul>Qualifications RELEVANT EXPERIENCE: <ul> <li>At least 2 years' experience within Quality Assurance working to GMP.</li> <li>Experience of performing self-inspections or audits of 3rd party suppliers (GMP material manufacturing /testing laboratories, API or Drug Product manufacturing facilities</li> <li>Experience of working within a Quality Management System e.g. completing or reviewing QMS documentation (SOPs/Deviations /Investigations /CAPA)</li> <li>Certified Auditor Training</li> <li>Experience working on activities associated with supplier/vendor/material approval</li> <li>Experience of supporting activities relating to audits and/or regulatory inspections.</li></ul>About Us In the three decades of its existence, Piramal Group has pursued a twin strategy of both organic and inorganic growth. Driven by its core values, Piramal Group steadfastly pursues inclusive growth, while adhering to ethical and values-driven practices. Equal employment opportunity Piramal Group is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, ethnicity, religion, color, national origin, gender (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity, gender expression, age, status as a protected veteran, status as an individual with a disability, genetics, or other applicable legally protected characteristics. We base our employment decisions on merit considering qualifications, skills, performance, and achievements. We endeavor to ensure that all applicants and employees receive equal opportunity in personnel matters, including recruitment, selection, training, placement, promotion, demotion, compensation and benefits, transfers, terminations, and working conditions, including reasonable accommodation for qualified individuals with disabilities as well as individuals with needs related to their religious observance or practice. About the Team Piramal Pharma Solutions (PPS) is a Contract Development and Manufacturing Organization (CDMO) offering end-to-end development and manufacturing solutions across the drug life cycle. We serve our customers through a globally integrated network of facilities in North America, Europe, and Asia. This enables us to offer a comprehensive range of services including drug discovery solutions, process &amp; pharmaceutical development services, clinical trial supplies, commercial supply of APIs, and finished dosage forms. We also offer specialized services such as the development and manufacture of highly potent APIs, antibody-drug conjugations, sterile fill/finish, peptide products &amp; services, and potent solid oral drug products. PPS also offers development and manufacturing services for biologics including vaccines, gene therapies, and monoclonal antibodies, made possible through Piramal Pharma Limited's investment in Yapan Bio Private Limited. Our track record as a trusted service provider with experience across varied technologies makes us a partner of choice for innovators and generic companies worldwide.

QA Compliance Officer

About Unlimit Founded in 2009, Unlimit is a global fintech company that offers a large portfolio of financial services, including payment processing, banking as a service (BaaS), and an on&amp;off-ramp fiat solution for crypto, DeFi, and GameFi. The company's mission is to deliver solutions that eliminate financial borders, enabling businesses to operate both locally and internationally with ease across Europe, the UK, LATAM, APAC, India, and Africa. Unlimit has 700 employees across 16 offices and five continents, including London, Singapore, São Paulo, Hong Kong, and Mexico. For further information, please visit: <a href="http://www.unlimit.com" target="_blank">www.unlimit.com</a>. About the job: We are seeking an experienced and dynamic Head of Compliance (UK Region) to lead the compliance function of our FCA licensed and regulated Electronic Money Institution. The successful candidate will play a key leadership role in ensuring full and ongoing compliance with all applicable laws, regulations, and guidelines/requirements issued/set by the FCA and/or other relevant bodies. This role involves designing, implementing, and continuously improving the firm's compliance framework and internal controls, reflecting regulatory requirements and developments, as well as the best industry practices. Key Qualifications and Soft Skills: <ul><ul><li>5+ years of experience in compliance function within FCA-regulated firms or similar payments/FinTech environments.</li><li>Proven experience as Head of Compliance or Senior position within a compliance function. </li><li>Familiar with and in-depth understanding of applicable regulations and guidelines including, but not limited to, Electronic Money Regulations (EMRs), Payment Services Regulations (PSRs), FCA Handbook.</li><li>Excellent communication, leadership, and stakeholder management skills.</li><li>Ability to assess regulatory requirements and provide advice to Executive Management and other stakeholders. </li><li>Strong risk-based approach on compliance related matters.</li><li>Strong time management skills and able to meet strict deadlines (both internal and external).</li><li>Professional qualifications, such as ICA, ACAMS or equivalent, are desirable and will be considered as a plus. </li></ul></ul>Key Responsibilites: <ul><ul><li>Develop, implement, and maintain a robust compliance framework in line with applicable regulations and FCA guidelines/requirements.</li><li>Draft, review, and update policies and procedures in line with regulatory requirements.</li><li>Monitor regulatory developments and assess their impact on business operations, and provide relevant analysis and advice to Executive Management and other stakeholders. </li><li>Lead the firm's compliance monitoring programme and internal audits.</li><li>Maintaining the firm's relationship with the FCA, through regular regulatory reporting (preparation and submission), ad hoc notifications and general communication. </li><li>Act as the firm's main contact person in relation to queries of regulatory nature from other authorities and/or third parties.</li><li>Liaise with external advisors and auditors as needed.</li><li>Providing guidance and support on firm's banking/membership (e.g. card schemes) applications as needed. </li></ul></ul>We offer: <ul><ul><li>Attractive monthly salary paid in line with experience;</li><li>Modern workplace based in central London, with free lunch available on selected days;</li><li>A team of top international professionals to work with and learn from;</li><li>Flexible working arrangements, with hybrid working available;</li></ul></ul>Join Unlimit Team now! Unlimit is an equal opportunity employer. We believe passionately that employing a diverse workforce is central to our success. We make recruiting decisions based on your experience and skills. We welcome applications from all members of society irrespective of age, sex, disability, sexual orientation, race, religion or belief.

Head of Compliance UK

End Date Thursday 01 May 2025 Salary Range £0 - £0 We support flexible working - click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary Job Description JOB TITLE: Senior Compliance Manager SALARY: £119,034 - £154,044 LOCATION(S): London HOURS: Full-time WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites About this opportunity We're on an exciting journey and there couldn't be a better time to join us. We've put in place a fresh operating model for non-financial risk management across the Group, empowering our people to take end-to-end accountability for managing the risks that they face.This means we've changed how we do risk management, providing support aligned to our risk and control owners to deliver great customer outcomes. We're looking for a Senior Manager in Compliance to join our Financial Markets Compliance Advisory function to support the Group in adhering with all core regulatory requirements in relation to UK FCA, Trading Venue, Swap Dealer rules and FMSB Market Practice Standards. Not only will you bring significant compliance advisory experience, but we're looking for someone innovative and transformational who loves proactively working with business colleagues to improve first line compliance processes and controls. Day to day, you will: <ul><li>Manage relationships with Sales and Trading colleagues and Product Risk and Control owner teams and act as a Conduct &amp; Compliance business partner, using support teams to help deliver against aligned client, business and strategic outcomes.</li><li>Provide first line compliance advice on the application of Compliance policies and procedures across the businesses - this will include: - FCA COB, MAR, SYSC and SUP Handbook rules - new products and service approvals - Trading Venue rules and operational requirements - FMSB Practice Standards and the Global FX Code - Electronic Trading rules</li><li>Delivery of Compliance Induction Training for new joiners and refresher training for colleagues.</li><li>Technical SME support on the investigation of Surveillance alerts and Compliance Reviews led by the Compliance Monitoring and Testing Team.</li><li>Supporting the compliance implementation of new regulations applicable to across the business.</li><li>Ad hoc project support on Compliance Projects, Business Transformation etc.</li></ul>Why Lloyds Banking Group From building a truly sustainable business to creating a place where people love to work, we need colleagues who are up for the challenge of our bold ambitions. Who are excited to push boundaries and make change happen. Together, we can grow with purpose. What you'll need: <ul><li>Advisory - Able to demonstrate a strong track record in providing challenge and advice to the business areas in a peer group firm</li><li>Technical Knowledge - A strong record as a technical expert in relation to Rates, FX and Commodities Compliance and the related rules and regulations</li><li>Influencing - Demonstrate ability to build partnerships, working collaboratively with others, with the ability to support leadership and risk owners make risk-based decisions consistent with risk appetite.</li><li>Leadership - Excellent leadership skills with evidence of coaching to go faster by demonstrating commitment to create an environment that builds teams with skills aligned to our Group Strategy and Purpose creating new and better ways for the organisation to change at pace.</li><li>Compliance Frameworks - Considered a subject matter expert, with a good understanding of the latest Compliance frameworks and technology being used across financial and non-financial services.</li><li>Strategic Decision Making - Making good and timely decisions that keep the organisation moving forward and skilfully balances difficult trade-offs with the ability to understand and assimilate different sources of data and complex information.</li></ul>About working for us Our focus is to ensure we're inclusive every day, building an organisation that reflects modern society and celebrates diversity in all its forms. We want our people to feel that they belong and can be their best, regardless of background, identity or culture. We were one of the first major organisations to set goals on diversity in senior roles, create a menopause health package, and a dedicated Working with Cancer initiative. And it's why we especially welcome applications from under-represented groups. We're disability confident. So if you'd like reasonable adjustments to be made to our recruitment processes, just let us know We also offer a wide-ranging benefits package, which includes: • A generous pension contribution of up to 15% • An annual performance-related bonus • Share schemes including free shares • Benefits you can adapt to your lifestyle, such as discounted shopping • 30 days' holiday, with bank holidays on top • A range of wellbeing initiatives and generous parental leave policies If you're excited by the thought of becoming part of our team, get in touch. We'd love to hear from you. At Lloyds Banking Group, we're driven by a clear purpose; to help Britain prosper. Across the Group, our colleagues are focused on making a difference to customers, businesses and communities. With us you'll have a key role to play in shaping the financial services of the future, whilst the scale and reach of our Group means you'll have many opportunities to learn, grow and develop. We keep your data safe. So, we'll only ever ask you to provide confidential or sensitive information once you have formally been invited along to an interview or accepted a verbal offer to join us which is when we run our background checks. We'll always explain what we need and why, with any request coming from a trusted Lloyds Banking Group person. We're focused on creating a values-led culture and are committed to building a workforce which reflects the diversity of the customers and communities we serve. Together we're building a truly inclusive workplace where all of our colleagues have the opportunity to make a real difference.

Job Description At Cornwall Housing, we're passionate about delivering homes and services to the communities of Cornwall. We're looking for people with a robust culture of environmental responsibilities across our organisation and an expert in environmental legislation to ensure we meet all of our relevant standards, to be the advocate for all environment area to join the team. But your approach is just as important - we need talented people who can work with others and who want to make a difference! Join our Cornwall Housing team for the career opportunities... and stay for the community! About the role To ensure that Cornwall Housing Limited (CHL) meets all statutory and non-statutory compliance obligations to the environment and that all impacts and opportunities are appropriately assessed and managed. That all environmental elements of the services works and projects are managed, maintained and developed and environmental performance information is recorded, reported and actioned in a way that drives continual improvement and efficiencies. To ensure that staff at all levels within CHL have the appropriate environmental awareness, training, understanding and guidance for the decisions they are making or task they are undertaking. About you To be successful, you'll be/have: <ul> <li>Experience and knowledge of all environmental legislation along with wastewater regulations</li> <li>Proven project management experience in delivering major capital projects </li> <li>Positive attitude to change management and continual development to deliver a robust environmental sustainable culture within the organisation</li></ul>To find out more about the role and requirements, please view the Role Profile. Our offer to you Salary: £49,335.00 Working Hours: 37 hours per week Contract Type: Permanent Base: Hybrid working - working from office, home, site and in the community as needed. Your base will be our main office in Chy Trevail, Bodmin, PL31 2FR. What you'll get from us in return is: <ul> <li>A challenge like no other - Cornwall is unique and so are we!</li> <li>A highly competitive total package that includes a decent salary (with annual negotiations with recognised trade unions for cost-of-living salary increases), Local Government Pension Scheme, 28 days annual leave plus bank hols (rising to 31 days plus BHs after 5 years' continuous service) with the option to buy more, family friendly policies, and our flexible approach to work</li> <li>A senior management team who will listen and support you, and encourage your ideas and creative thinking</li> <li>Investment and support in your continuous learning and development</li> <li>Access to discounts on entertainment, shops, wellbeing and travel through our on-line portal</li> <li>And a chance to really make your mark</li></ul>Safeguarding We are committed to safeguarding the welfare of all our service users, clients and customers. This role is subject to a Basic DBS check. You will be asked to complete the relevant DBS check to be successfully appointed to the role. To apply It's really easy to apply for our roles - simply follow the link to create a candidate profile, answer the screening questions and upload a CV. The planned closing date for applications is 11 May 2025 (midnight). However, we reserve the right to close the vacancy early if sufficient applications are received. So we recommend that you please submit your application early. Interviews are planned for 23 May 2025. Contact us If you'd like to have a discussion about the role, please feel free to contact us at <a href="mailto:peopleandHandS@cornwallhousing.org.uk" target="_blank">peopleandHandS@cornwallhousing.org.uk</a> or 01872 324 329 Thank you for your interest in supporting our important work at Cornwall Housing, delivering safe homes in strong communities for one and all! Recruitment Agencies - we are not currently seeking agency support with this vacancy, thank you. Please view our information for recruitment agencies here:<a href="https://www.cornwallhousing.org.uk/jobs/recruitment-agencies/" target="_blank">https://www.cornwallhousing.org.uk/jobs/recruitment-agencies/</a>

Environmental Compliance Manager

We're looking to recruit a Compliance Officer to join our team and help us keep ahead and on track with all of our regulatory, statutory and policy compliance. Reporting to our Health and Safety Manager, you will work closely with all departments across a broad range of operational activity. You will develop and implement compliance programs, conduct regular audits to highlight any compliance matters, arrange inspections, maintain records and produce detailed reports on adherence to standards and regulations. With that we need you to be someone who has a sound understanding of compliance frameworks and legal requirements. You will preferably have previous experience of working in a compliance role and is someone with an acute attention to detail, an analytical thinker with excellent communication skill who has a positive and proactive outlook. You will also be a confident presenter and have a high level of proficiency in use of computer technology such as Word and Excel. In return we offer a competitive reward and benefits package along with opportunities for professional growth and development and the chance to make a positive impact in how we operate and grow as an organisation.

Compliance Officer

Head of Compliance The Head of Compliance is responsible for ensuring we comply with all relevant regulations and guidelines. This includes adhering to critical regulatory frameworks such as the Insurance Distribution Directive (IDD), Consumer Duty, Product Governance etc. The Head of Compliance ensures that the firm's procedures and operations meet the necessary regulatory standards while fostering a culture of compliance throughout the organisation. Reporting to the Operations Director, this role is critical for safeguarding the firm's reputation and minimising regulatory risk while supporting its growth and operational efficiency. FCA Compliance &amp; Regulatory Oversight: <ul><li>FCA guidelines: Fully understand and ensure the firm complies with FCA regulations, including those governing the Insurance Distribution Directive (IDD), Consumer Duty, and Product Governance, as well as any other relevant financial services rules.</li><li>Insurance Distribution Directive (IDD): Ensure compliance with the IDD by overseeing the firm's handling of insurance products, ensuring that employees are competent and that client information is properly managed, safeguarded, and understood.</li><li>Consumer Duty: Implement and monitor adherence to the FCA's Consumer Duty, ensuring the firm delivers good outcomes for customers, protects them from harm, and offers clear, transparent, and fair communications.</li><li>Product Governance: Oversee the firm's product governance processes to ensure all insurance and employee benefits products are designed, marketed, and distributed in line with FCA expectations. Ensure that products meet client needs and offer appropriate value.</li><li>Regulatory updates: Keep up to date with changes in FCA regulations and guidance, ensuring that internal policies, procedures, and systems are updated accordingly.</li></ul>Risk Management &amp; Monitoring: <ul><li>Risk assessments: Lead the firm's risk assessment processes, identifying compliance risks and implementing robust mitigation strategies to safeguard the firm. Conduct ongoing reviews of the firm's risk framework to ensure regulatory risks are appropriately managed.</li><li>Compliance monitoring: Develop and implement a compliance monitoring program, regularly conducting quality assurance reviews and reviewing the firm's activities to ensure continued compliance with regulatory requirements. Report findings to the Operations Director and senior leadership team.</li><li>Incident management: Lead the resolution of compliance breaches, complaints, and regulatory issues, ensuring root cause analysis and remedial actions are completed effectively to prevent recurrence.</li><li>Regulatory reporting: Support with regulatory submissions to the FCA and ensure all necessary returns are made using accurate information.</li></ul>Compliance Leadership: <ul><li>Executive support: Provide strategic compliance guidance to the executive and senior leadership teams, ensuring that regulatory risks and obligations are factored into decision-making and business planning.</li><li>Proactive solutions: Anticipate changes in the regulatory landscape and implement proactive strategies to ensure the firm remains ahead of emerging compliance requirements.</li><li>Cross-functional collaboration: Work closely with other departments, including Sales, Operations, and Client Services, to embed compliance into all aspects of the business and foster a culture of accountability.</li></ul>Training &amp; Competency: <ul><li>Staff training: Develop and implement a robust compliance training program to ensure all employees understand and adhere to regulatory requirements. Ensure competency under the IDD and Consumer Duty obligations.</li><li>Ongoing education: Ensure ongoing professional development and compliance knowledge enhancement for staff, particularly around areas such as consumer duty, complaints handling, product governance, etc.</li></ul>Leadership &amp; Reporting: <ul><li>Group liaison: Act as the primary point of contact for Group Risk and Compliance, handling communications, audits, and enquiries as required.</li><li>Management reporting: Provide regular compliance updates and reports to the Operations Director and the senior leadership team, highlighting key compliance risks, breaches, and regulatory updates.</li><li>Team leadership: Lead and mentor the compliance team, ensuring that they remain up to date on regulatory developments and maintain a proactive approach to compliance management.</li></ul>Cross-functional Collaboration: <ul><li>Internal stakeholders: Work closely with other departments, including Sales, Operations, Partnerships and Marketing, to ensure that all business activities comply with regulatory requirements and promote best practices across the firm.</li><li>Third-party partnerships: Ensure that third-party providers, such as insurers and introducers, operate in line with FCA rules, particularly in terms of product governance and consumer duty.</li></ul>REF-221 176

Job Description JR0605214 Trade Compliance Manager Are you ready to unleash your full potential? We're looking for people who are passionate about payments to chart Worldpay's path to being the largest and most-loved payments company in the world. About the team: Worldpay Corporate Compliance partners with market and product teams to provide clarity on regulatory requirements and develop solutions to maintain compliance. The team possesses deep expertise in global payments, licensing, financial crime investigation, and specialized regulatory areas, making them well-equipped to handle complex compliance challenges. About the role: This role will require an experienced Compliance leader, with deep knowledge of the evolving regulatory trade landscape, particularly as it relates to fintech/merchant acquiring, and with high-risk merchant verticals/segments, to include maintaining knowledge of potential product functionality (i.e. - global software products) that may trigger regulatory classification obligations, or licensing. What you will be doing <ul><li>Responsible for U.S. and Canada import/export functions, including trade and cargo security and regulatory compliance with Customs authorities and collaborating with other regional trade compliance counterparts in EMEA, LATAM, and APAC.</li><li>Provide guidance to team members in their day-to-day compliance matters, including documentation, customer and transaction screening, export control classification number (ECCN)/dual use classification, HTS classification, country of origin, Customs valuation, end-use/user restrictions, export license determinations, and license applications, and entry reconciliations.</li><li>Monitor updates on import and export laws and regulations. Assess the impact on the company and its subsidiary systems and processes. Propose modifications to processes and procedures as necessary to ensure compliance.</li><li>Manage Customs Brokerage processes. Manage broker relationships. Conduct pre and post entry compliance reviews and continuous improvement feedback loops with brokers. Manage recordkeeping program.</li><li>Maintain trade key performance indicators (KPIs).</li><li>Review, maintain, and support Trade Compliance procedures and provide training and bring awareness to the organization.</li><li>Ensure data integrity related to tariff classification, country of origin, and value information declared to Customs authorities.</li><li>Monitor all travel requests and report to appropriate leadership in a timely manner.</li><li>Conduct internal trade compliance risk assessments and report findings to appropriate leadership.</li><li>Act as a subject matter expert on global import/export.</li><li>Establishes operational objectives and work plans.</li><li>Develops, modifies and executes company policies that affect immediate operations.</li><li>Oversees development and implementation of compliance program policies and standards as well as addressing other required regulatory policies.</li><li>Responds to issues and matters pertaining to regulatory compliance of Worldpay products, services and business activities.</li><li>Performs periodic reviews and evaluations of Worldpay products, services and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls or other potential areas of exposure.</li><li>Assists in providing final disposition of any discrepancies regarding compliance issues.</li><li>Ensures strategic objectives of the Compliance &amp; Ethics Program are met, including execution of risk assessment activities, coordination of risk response and program testing and validation.</li><li>Identifies key business processes, performs evaluations of risk, assesses the effectiveness of controls and promotes improvement across the organization through the deployment of risk response activities.</li><li>Designs and deploys processes to validate Worldpay products, services and business activities meet all applicable regulatory requirements.</li><li>Participates in corporate development of methods, techniques and evaluation criteria for projects, programs and people.</li><li>Creates and delivers training to other business areas to increase compliance awareness.</li><li>Develops and motivates staff.</li><li>Maintains knowledge of applicable laws and regulations.</li><li>Offers guidance on implementing regulatory changes.</li><li>Communicates detailed requirements to line of business, validate solution approach and monitor status.</li><li>Provides compliance reviews and direction for new and expanding products and services.</li><li>Conducts compliance assessments and provides direction on any deficiencies detected by those assessments.</li><li>Meets with business unit Compliance Officers on a regular basis for status updates on compliance issues.</li><li>Monitors line of business compliance activities to verify that regulatory compliance deadlines and requirements are met.</li><li>Participates in training promoting compliance awareness.</li><li>Identifies areas of potential improvement.</li><li>Provides updates for periodic reports.</li><li>Interfaces with legal counsel and federal, state, and local agencies, as needed to address regulatory or compliance issues, concerns or questions.</li><li>Assists the business with responses to customer compliance-specific questions and concerns.</li><li>Participates with and/or leads customer focus and advisory groups.</li><li>Prepares and approves internal and customer communications covering compliance issues (bulletins, position statements, monthly reports, etc.</li><li>Other related duties assigned as needed.</li></ul>What you Bring <ul><li>Bachelor's degree from an accredited college or university is required</li><li>Minimum of 5 years import, export, and customs experience required; experience in the Fintech industry preferred</li><li>Extensive knowledge of international trade and US custom issues, such as Harmonized Tariff Classification System (HTS), customs valuation, preferential trade agreements, and Rules for Country of Origin required</li><li>Knowledge of MS Office applications (Excel, PowerPoint, Word) required</li><li>Certified Customs Specialist (CCS) certification preferred</li></ul>What we offer you <ul><li>A competitive salary and benefits</li><li>A variety of career development tools, resources and opportunities</li><li>The chance to work on some of the most challenging, relevant issues in the payment industry</li><li>Time to support charities and give back in your community</li></ul>#LI-BJ1 Privacy Statement Worldpay is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how Worldpay protects personal information online, please see the Online Privacy Notice. EEOC Statement Worldpay is an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, marital status, genetic information, national origin, disability, veteran status, and other protected characteristics. The EEO is the Law poster is available here supplement document available here. For positions located in the US, the following conditions apply. If you are made a conditional offer of employment, you will be required to undergo a drug test. ADA Disclaimer: In developing this job description care was taken to include all competencies needed to successfully perform in this position. However, for Americans with Disabilities Act (ADA) purposes, the essential functions of the job may or may not have been described for purposes of ADA reasonable accommodation. All reasonable accommodation requests will be reviewed and evaluated on a case-by-case basis. Sourcing Model Recruitment at Worldpay works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. Worldpay does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company.

Trade Compliance Manager

Job Description Location: Podium, London or Snow Hill, Birmingham Salary Base salary: c£41750 pa to £49100 pa depending on skills and experience. In addition, we offer flexible benefits fund of 15% which is paid on top base salary and is fully pensionable, as well as a range of competitive benefits - check them out in the Benefits section on our website. HS2 Ltd endeavours to ensure everyone working for us and with us feels included, thrives, and achieves their full potential. In practice, this means we are positive and inclusive about making adjustments, providing flexible working, encouraging our staff networks to flourish, and providing personal and professional development opportunities. As a Compliance Manager at HS2 you will be responsible for overseeing the end-to-end management of the reimbursement process for Local Planning Authorities (LPAs) across Phase 1 in relation to consenting matters under Service Level Agreements and Funding Agreements. Key responsibilities include ensuring compliance with contractual agreements, fostering effective stakeholder engagement with LPAs to support them with discharging their responsibilities under the Act to provide consents for HS2 works, and maintaining and enhancing processes to ensure they remain fit for purpose and aligned with organisational objectives. About the role: <ul> <li>To be responsible for managing the day-to-day compliance with Service Level Agreements (SLAs), Funding Agreements and other commitments within the CIU scope for LPAs, ensuring all parties adhere to the agreed terms.</li> <li>To be responsible for managing the LPA relationship and being the first point of contact for queries, providing consistency and clarity for LPA, and to provide advice and support to HS2 IPTs and contractors.</li> <li>To be responsible for effectively managing compliance and control of commitments and agreements within the CIU scope for LPA and supporting negotiation of third-party agreements with LPA.</li> <li>To be responsible for managing an independent and challenging approach to support production of consistent documentation across all procurements and ongoing commercial management activities for CIU scope, that follow the relevant policies and procedures. In turn ensuring a smooth transition through the HS2 governance &amp; assurance models</li> <li>To be responsible for managing and undertaking compliance reviews for LPA agreements including recommendations for improvement, escalation as appropriate, and to ensure compliance with Procure to Pay Control Framework and Commercial policies and processes.</li> <li>To be responsible for acting, where requested, as Secretary for the HS2 Conflicts of Interest Panel and as point of contact for the reporting, registering and monitoring of all potential/actual conflicts of interest and gifts &amp; hospitality.</li> <li>To be responsible for producing and inputting into written and verbal reports for the Strategic Partnerships Senior Manager and Civils Directorate Leadership as required.</li> <li>To be responsible for managing the delivery and analysis of cost verification services, taking a risk-based approach to the assessment of cost and payments managed within integrated delivery teams.</li> <li>To be responsible for supporting the delivery of change initiatives from identification through to implementation and embedding.</li></ul>Actively promote and embed Equality, Diversity, and Inclusion (EDI) in all your work and support and comply with all organisational initiatives, policies, and procedures on EDI. About You: Skills: <ul> <li>Ability to review complex data, present insights and actionable recommendations using available systems and tools</li> <li>Ability to review and present improvements to processes, procedures, templates and systems</li> <li>Ability to produce and present high quality and consistent documents and reports for a variety of audiences</li> <li>Ability to prioritise and organise workload</li> <li>Ability to manage and lead meetings and workshops with internal colleagues and/or external stakeholders to achieve outcomes.</li> <li>Ability to develop and maintain positive internal and external stakeholder relationships across organisations and with key stakeholders across all levels.</li> <li>ability to negotiate and influence both internal and external stakeholders to achieve outcomes.</li></ul>Knowledge: <ul> <li>Understanding of procurement and life cycle of contact management processes and audit processes and procedures.</li> <li>Understanding of financial payment processes.</li></ul>Types of Experience <ul> <li>Experience of working within a procurement, contract management or commercial structure</li> <li>Experience of gathering and analysing information from multiple sources</li> <li>Experience of working with public and private sector organisations</li> <li>Experience of stakeholder management with public and/or private sector organisations</li> <li>Experience of developing working relationships with key internal and external stakeholders.</li></ul>The post-holder is expected to behave at all times in a manner consistent with the HS2 values of Safety, Leadership, Integrity, and Respect It is expected that you will actively promote and embed Equality, Diversity, and Inclusion (EDI) in all your work and support and comply with all organisational initiatives, policies, and procedures on EDI. As HS2 Ltd do not hold a sponsorship license from the Home Office, we are not able to provide sponsorship to any applicant. Applicants must already have the Right to Work in the UK at the time of application and our process involves a Right to Work validation prior to the interview stage. Note, there are certain types of time-bound visas that we cannot accept. Any offers made to applicants will be subject to satisfactory completion of pre-employment checks which include Nationality &amp; Immigration Status, employment references, DBS, Financial and Education checks. We ask for a variety of detail in your online application; however, we perform the first assessment of suitability for a role based solely on the information in your CV. In a further development of our efforts to create a more diverse workforce, your CV will be anonymised, and personal information will be removed during the first stage of the application review. This removes bias from the process and makes it even more important that you attach an updated word version of your CV for each new application ensuring you include evidence directly related to the criteria in the job advert. Any applications received after the closing date will not be considered. About Us High Speed 2 (HS2 Ltd) will be the UK's new high speed rail network. As well as improving capacity, the new scheme will shorten journey times between a number of Britain's major population centres, boost the economy and create thousands of jobs. HS2 Ltd will create a skills legacy and develop a diverse range of talent. We aim to be a leader in EDI practice by creating a safe &amp; inclusive working environment for all our staff - living our values of Safety, Respect, Integrity and Leadership. In practice, this means we are positive and inclusive about making adjustments, providing flexible working, encouraging our staff networks to flourish and providing personal and professional development opportunities. HS2 Ltd is also a safety-critical organisation. Employees are required to ensure reasonable care of their own and others' health and safety by taking personal responsibility for working to our 'Safe at Heart' programme principles and following safe working procedures at all times. HS2 Ltd endeavours to ensure everyone working for us and with us feels included, thrives and achieves their full potential.

Job Description The Marketing Controls Manager will own the marketing controls landscape including Financial Promotions and ensure M&amp;S Financial Services communications are compliant and deliver good outcomes for customers, in line with Policies and Controls. As an accountable compliance SME in financial promotions you will provide advice to marketing managers, oversee the approvals process and controls landscape, and provide approvals for marketing materials. You'll also feed into broader governance processes to ensure First Line risks and controls are closely monitored, documented and escalated appropriately. What's in it for you Being a part of M&amp;S is exactly that - playing your part to bring the magic of M&amp;S to our customers every day. We're an inclusive, dynamic, exciting, and ever evolving business built on doing the right thing and bringing exceptional quality, value, service to every customer, whenever, wherever and however they want to shop with us. Here are some of the benefits we offer that make working for M&amp;S just that little bit more special... <ul> <li>After completing your probationary period, you'll receive 20% colleague discount across all M&amp;S products and many of our third-party brands for you and a member of your household. </li> </ul><ul> <li>Competitive holiday entitlement with the potential to buy extra holiday days! </li> </ul><ul> <li>Discretionary bonus schemes awarded based on how you achieve your personal objectives and our performance as a business. </li> </ul><ul> <li>A generous Defined Contribution Pension Scheme and Life Assurance. </li> </ul><ul> <li>A dedicated welcome to our teams with a tailored induction and a wide range of training programmes to develop your skills. </li> </ul><ul> <li>Amazing perks and discounts via our M&amp;S Choices portal to maximise your financial and personal wellbeing. </li> </ul><ul> <li>Industry-leading parental, adoption and neonatal policies, providing support and flexibility for your family. </li> </ul><ul> <li>Access to a fantastic range of wellbeing support for all colleagues including access to our 24/7 Virtual GP and PAM Assist to support you and your family. </li> </ul><ul> <li>A charity volunteer day to support a charity or cause you're passionate about through a dedicated day away from work. </li> </ul>What You'll do <ul> <li>Accountable for overseeing marketing controls for our First Line team and ensuring Policies and Controls are implemented correctly. This includes oversight of marketing owned risks and controls, remedial action and leadership for monthly Marketing Control Board. </li> </ul><ul> <li>Providing "early engagement" consultancy to Marketing Campaign Managers that ensures ideas are explored within the realms of the regulation. Integrating compliance thinking into creative development process. </li> </ul><ul> <li>Responsible for marketing collateral approvals ranging from external media (PPC, OOH, social media) to owned channels (emails, on-site banners, in-store POS) ensuring that all materials meet FCA and ASA expectations, deliver fair outcomes for customers and protect M&amp;S from reputational risk. </li> </ul><ul> <li>Ownership of approvals process including Diligent platform. </li> </ul><ul> <li>Providing thought leadership and expertise on FS industry principles including FCA, ASA, HMRC, Consumer Credit etc. Ensuring knowledge is kept fresh and up-to-date through regular and thorough CPD. </li> </ul><ul> <li>Assisting training and continuous professional development for the First Line marketing team. </li> </ul><ul> <li>Providing recommendations for in-house Controls improvements to ensure "best in class" processes. </li> </ul><ul> <li>Working alongside Second Line Compliance colleagues to ensure monitoring, testing and audits are completed successfully and routinely, creating action plans where necessary. </li> </ul>Who you are <ul> <li>Significant experience working in Financial Services, preferably with experience working with consumer credit. </li> </ul><ul> <li>Significant experience working directly with Financial Promotions. </li> </ul><ul> <li>Demonstrable knowledge of regulations, laws and codes of conduct relating to financial promotions including the FCA COBS, ICOBS, and CONC financial promotion rules; Advertising Standards Authority and the Committee of Advertising Practice Codes of Practice, and Consumer Duty. </li> </ul><ul> <li>Excellent stakeholder management, working with a range of internal and external colleagues. </li> </ul><ul> <li>Sound knowledge of a range of marketing channels. </li> </ul><ul> <li>A clear customer focus, with ability to provide guidance that prioritises good customer outcomes. </li> </ul>Everyone's welcome We are ambitious about the future of retail. We're disrupting, innovating and leading the industry into a more conscientious, inspiring digital era. We're transforming how we work together and offering our most exciting opportunities yet. Marks &amp; Spencer strives to be an inclusive organisation, trusted and admired by our colleagues, customers and suppliers. Join us and make change happen. We are committed to building diverse and representative teams, where everyone can bring their whole selves to work and be at their best. We support each other and work together to win together. If you feel you'd benefit from any support or reasonable adjustments during any stage of the recruitment process, please don't hesitate to let us know when completing your application. This information will be picked up by our team, so we can try and put steps in place to help you be at your best through this process. #LI-OT1 #LI-Hybrid

Marketing Compliance Manager

Join FxPro: a leading international fintech company. Be a part of our expanding international team, with offices in Limassol, London, Nassau, and Dubai. FxPro boasts a diverse workforce of over 500 employees representing 40 nationalities, making it an exciting and dynamic workplace. At FxPro, we see each team member as an integral part of our success story. As a Senior Compliance Officer, you'll contribute to maintain our compliance framework, ensuring adherence to regulatory requirements and best practices. You will play a key role in supporting the business by mitigating risks, advising senior stakeholders, and fostering a strong compliance culture across the organization. Responsibilities <ul><li>Assist the CCO with regulatory compliance: UK, EU and International Regulations</li><li>Maintain the company's compliance framework, ensuring the creation, implementation and update of all policies and procedures required for the different entities within FxPro, including business conduct policies and procedures as well as Anti-Money Laundering and other financial crime</li><li>Conduct risk assessments and advise on mitigation</li><li>Prepare and submit regulatory reports, and perform compliance monitoring: Capital adequacy, operational reports, transaction reporting, financial crime, client money and assets, corporate governance reports; among others</li><li>Liaise with regulatory bodies and external auditors</li><li>Manage the company's annual training programme: Provide online and ad-hoc compliance training and guidance to staff</li><li>Advise on regulatory changes to the industry and their implications on our business</li><li>Advise on complaints handling and resolution</li><li>Collaborate with the different teams by acting as an internal regulatory advisor</li><li>Assist with the company's onboarding and periodic reviews with banks, PSPs, LPs and other counterparties</li></ul>Requirements <ul><li>5+ years compliance, risk, legal practice or regulatory experience in financial services, ideally CFD Firms</li><li>Strong knowledge of FCA, SCB, MiFID II and international AML regulations</li><li>Knowledge and understanding of CFD trading: Operations, Dealing, Marketing and client experience</li><li>Knowledge and understanding of markets and asset classes offered by the company</li><li>Experience managing compliance programs and regulatory audits</li><li>Excellent analytical, problem-solving, and communication skills</li><li>Ability to influence stakeholders</li><li>Relevant compliance qualifications (e.g., ICA, CISI) preferred</li></ul>Our Benefits <ul><li>Medical and Life Insurance </li><li>Pension Scheme </li><li>Fitness and Wellness - we'll cover a part of the amount for gym membership per month</li><li>Annual Season Ticket Loans</li><li>Birthday vouchers (we offer a variety of certificates as a birthday gift from the company)</li><li>Weekly team lunch</li><li>Free snacks and beverages in the office</li></ul>

342 Business Compliance Jobs