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Company Description As a Luxembourg-based bank since 1979, together with the global presence of Bank of China Group, Bank of China Luxembourg has been successfully operating and continually developing its business over the years, and has contributed to the local and worldwide economic and social development. With more than 45 years of expertise and experience in the European markets, Bank of China Luxembourg extended its roots from Luxembourg and covering 14 institutions located in 13 European countries and becoming Bank of China Europe, since 2022. Bank of China Europe adheres to the guidance of Bank of China group and continues to grow and expand its business coverage across the world, offering comprehensive business solutions to its clients worldwide with its globalized operations and diversified platforms. Today, Bank of China Europe comprises an international workforce with a multicultural background of more than 30 different countries and regions with over 600 employees. Job Description With the support of the Head of Compliance department and direct supervisors, ensures that Bank of China Group and Luxembourg Compliance rules and regulations are implemented in the Bank and its affiliates. Assists to maintain an effective communication with Head Office of Bank of China Limited and ensures that Head Office reports are sent in a timely manner. Supports and works with the Compliance officers of the Bank's European cross-border entities in relation to Compliance matters such as Compliance reports and adherence to Compliance regulations. Assists in the preparation of reports and relevant procedures as necessary. Assists in project management with regards to the implementation of new regulations and rules. Carries out ad-hoc Compliance controls and checks according to the requirements. Carries out tasks as requested by the Head of Division on matters relating to Compliance. Qualifications Education: <ul><li>University graduate in relevant subjects such as Finance, Law, Economics, Management</li></ul>Experience : <ul><li>At least 1 years experience working in related fields in the financial sector </li></ul>Language skills: Excellent Chinese language skills and fluent in English (read, write and speak) Additional Information

Compliance Assistant-Chinese Speaker

Position Overview The Compliance and AML Analyst will be part of Neuberger Berman AIFM SARL Compliance department in Luxembourg, reporting to the Conducting Officer in charge of Compliance. As part of the second line of defense, the Compliance and AML Analyst will work within the Compliance and AML teams. This person will be responsible for performing regulatory compliance and AML/KYC/KYA related tasks. Primary Responsibilities Regulatory compliance <ul><li>Keep abreast of the new regulatory developments;</li><li>Analyze in detail the laws and regulations applicable to the Luxembourg alternative funds;</li><li>Create, review, and amend policies and procedures covering any regulatory matters;</li><li>Advise the business on the way to implement the laws and regulations;</li><li>Design the compliance monitoring plan on the AIFM activities and the funds;</li><li>Perform a variety of controls encompassing a broad spectrum of regulations;</li><li>Execute the periodic testing of the compliance monitoring plan;</li><li>Prepare recommendations and report the results of the testing to the Executive Committee and the Board</li><li>Prepare the periodic reports to the internal stakeholders and to the authorities.</li></ul>AML controls on Investors and Investments <ul><li>Be responsible for obtaining, reviewing, and maintaining AML documentation for new and existing investors as well as fund portfolio positions;</li><li>Identify the need, and perform remediation on AML documents when necessary;</li><li>Perform the AML risk scoring based on the risk methodology;</li><li>Work and collaborate with the Clients Service department in charge of obtaining the documentation on investors;</li><li>Work and collaborate with internal, external and counterparty legal teams;</li><li>Maintain AML related records and databases.</li></ul>Key Requirements / Qualifications Character <ul><li>Fast learner;</li><li>Proactive and trustworthy;</li><li>Responsive and deadline sensitive;</li><li>Detail-oriented;</li><li>Organized and able to manage high volumes;</li><li>Team player in a fast-paced environment.</li></ul>Profile <ul><li>Fully proficient in English, another European language is an asset;</li><li>Master degree in law, business administration, or any other relevant field;</li><li>This person will have sound knowledge of the Luxembourg legal and regulatory environment as applicable to the alternative investment funds industry;</li><li>Ability to work and collaborate with colleagues in the Luxembourg office and across Neuberger Berman entities located in multiple countries;</li><li>A prior successful experience (around 5 years) in audit, in a similar position or within a client services department in the financial sector is required.</li></ul>Neuberger Berman is an equal opportunity/affirmative action employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact <a href="mailto:onlineaccommodations@nb.com" target="_blank">onlineaccommodations@nb.com</a>. Learn about the Applicant Privacy Notice.

2 Compliance Management Systems / Technology Jobs in Luxembourg