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Join Triumph! At Triumph, our vision is a world where freight transactions are accurate and seamless on the most modern and secure freight transaction network. That's why we're looking for passionate, innovative, solutions-oriented people to join our team. We thrive on providing exceptional customer service and we look for team members with an entrepreneurial spirit and a passion to build successful partnerships with our clients. Because at the end of the day our goal is to help our partners businesses run better. Position Summary: The VP, Enterprise Compliance Officer role provides support to the EVP, Enterprise Risk and Compliance in managing the compliance program within the Company. The VP, Enterprise Compliance Officer will be responsible for managing all aspects of the Company's compliance program including program management, risk assessment, control assessment, regulatory change management and complaint management. The ideal candidate will embrace change, influence a positive culture of compliance throughout the Company, and adapt the compliance program to fit our unique risk profile and growth. This role will report to the EVP, Enterprise Risk and Compliance and will interface extensively with legal in the execution and oversight of the compliance program. Essential Duties &amp; Responsibilities <ul><li>Manage and update the compliance program for the Company - focusing on federal and state laws, regulations, and guidance.</li><li>Review and advise on the creation of policies, procedures and disclosures as needed for adherence with applicable laws, regulations and guidance. Develops policies and processes necessary to administer an effective compliance program.</li><li>Maintain a compliance monitoring program that identifies high risk regulatory issues and ensures issues are escalated and proactively addressed.</li><li>Perform routine compliance assessments of Company business units, regulatory changes, enforcement actions, third parties, and new products and initiatives in order to identify, escalate and mitigate emerging regulatory risks.</li><li>Prepares and presents compliance reports related to regulatory adherence and risks to appropriate committees.</li><li>Assist in the management and completion of regulatory exams and external audits</li><li>Assesses regulatory training needs across the Company and partners with training and business unit leaders to meet those training related matters.</li><li>Builds and maintains close working partnerships with internal stakeholders to ensure they seek advice and counsel when needed on compliance needs.</li><li>Represent compliance with internal and external stakeholders (business unit leaders, regulators, etc.) fostering collaborative partnerships that promote a culture of compliance across the Company</li><li>Be an excellent communicator, with the ability to breakdown complex requirements into easy-to-understand and practical systems.</li><li>Demonstrate solution-oriented compliance judgement</li><li>Be comfortable operating in a highly regulated, dynamic, and sometimes ambiguous environment.</li><li>Enjoy collaborating with talented professionals across many disciplines - product, design, engineering, legal, marketing and more.</li></ul>Experience &amp; Education The successful candidate will possess regulatory and compliance management skills. Additionally, the ideal candidate should possess the following: <ul><li>Bachelor's degree and/or a combination of knowledge, experience and skills sufficient to perform the role</li><li>7+ years of demonstrated experience with developing and/or maintaining a strong compliance management program.</li><li>5+ years or more of experience in understanding laws and regulations and applying them across an enterprise.</li><li>Certified Regulatory Compliance Manager (CRCM) certification or other applicable/relevant certifications or licenses helpful but not required.</li><li>Knowledge of or experience in the financial technology industry preferred.</li><li>Knowledge of the transportation shipping and/or logistics factoring industry is not required but is a plus.</li><li>Influence - Identifies and maintains strong relationships with key stakeholders; Seeks to understand the goals and challenges of stakeholders; Able to effectively communicate and drive progress on initiatives; Build commitment and overcome resistance.</li><li>Adaptability - Changes approach or method to best fit the situation - while maintaining regulatory risk within company appetite; Comfortable and humble enough to absorb new information and evolve direction as needed.</li><li>Strategic Thinking - Develops compliance strategies that align with strategic objectives; Considers both short-and-long-term impacts; Maintains awareness of industry best practices and trends.</li><li>Data Driven - Biased toward drawing conclusions based on data and facts; Focused on identifying and collecting data to make decisions; Able to synthesize data to influence decision-makers.</li><li>Problem Solving - Identifies and resolves problems in a timely manner; Gathers and analyzes information skillfully; Develops alternative solutions while balancing regulatory risk.</li><li>Quality - Demonstrates accuracy and thoroughness; Looks for ways to improve and promote quality; Applied feedback to improve performance; Monitors own work and work of others to ensure quality.</li></ul>Skills &amp; Abilities Required <ul><li>Evidence of leadership abilities, a strong work ethic, detail-oriented and organizational skills.</li><li>Results driven and self-motivated</li><li>Excellent written and oral communication skills</li><li>Defines problems and proposes solutions</li><li>Works well under pressure</li><li>Consistently strives to exhibit TRIUPMH values</li></ul>Work Environment The work environment characteristics described here maybe encountered while performing the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. <ul><li>Moderate noise (i.e. business office with computers, phone, and printers, light traffic).</li><li>Ability to work in a confined area.</li><li>Ability to sit at a computer terminal for an extended period of time. Occasional stooping or kneeling may be necessary.</li><li>While performing the duties of this job, the employee is regularly required to stand, sit, talk, hear and use hands and fingers to operate a computer keyboard and telephone.</li><li>Specific vision abilities are required by this job due to computer work.</li><li>Light to moderate lifting is required.</li><li>Regular, predictable attendance is required.</li><li>Ability to travel as required</li></ul>We offer Medical, Dental, Vision, Paid Time Off, 401k and much more. Go on. Do it. Apply Today!

VP, Enterprise Compliance Officer

Experience GuideStone! We are an innovative organization that invests in the spiritual, relational, financial, physical and professional development of our employees. We have a culture that values excellence, teamwork, humility, integrity, compassion and stewardship. What We Offer You! We offer employees a generous benefits package, flexible work schedules, the opportunity to be involved in community outreach and tuition reimbursement. Job Summary The Senior Compliance Analyst for Retail Investments ("Senior Analyst") is a valued team member who supports the management of the compliance programs of GuideStone Advisors and GuideStone Financial Services. Through these responsibilities, the Senior Analyst" will protect these GuideStone entities, the associated advisers and/or registered representatives and GuideStone Members and Ministry Partners in all retail investment activities. The Senior Analyst is integral in the development and monitoring of the regulatory compliance programs of these GuideStone entities. The Senior Analyst will report to the Senior Manager, Broker Dealer / Registered Investment Advisor Compliance (Senior Manager). What You'll Do The Senior Analyst will be responsible for managing several compliance functions, tasks and systems under general oversight from the Senior Manager. These tasks, referred to generally as "Compliance Administration" will include, but not be limited to, the following: <ul><li>Assist in the review and development of appropriate written policies and procedures.</li><li>Assist in identifying and remediating compliance program vulnerabilities and risks.</li><li>Conduct testing of compliance programs and employee activities as required by the Investment Advisers Act Rule 206(4)-7 and FINRA Rules 3110 and 3120 for the respective entities.</li><li>Monitor communications of representatives with the public for compliance with FINRA and SEC rules and regulations.</li><li>Maintenance of employee registrations as required (registered representatives, registered investment advisers, etc.).</li><li>Review of marketing materials for compliance with regulation standards including proper disclosures and disclaimers and file with FINRA when appropriate.</li><li>Monitor representatives' activities for compliance with regulatory rules and firm requirements.</li><li>Manage compliance software apps and maintain associated vendor relationships.</li><li>Monitor industry and regulatory developments for impact on the compliance program.</li><li>Aid in the development and presentation of training programs in accordance with FINRA and SEC regulations and guidance.</li><li>Maintain books and records as required under the relevant securities regulations.</li><li>Ensure appropriate reporting is received from associated staff as required under regulations (outside business activities, brokerage account reporting, address changed, etc.).</li><li>Assist in monitoring and reporting for the firm's Anti-Money Laundering program.</li><li>Assist in identifying and remediating compliance program vulnerabilities and risks.</li></ul>What You'll Need <ul><li>Bachelor's degree required</li><li>FINRA SIE, Series 6 or 7, 63, and 24 or 26 preferred or capability to obtain required</li><li>Competence and knowledge of FINRA rules and the Investment Advisers Act of 1940 preferred</li><li>Ability to independently research, analyze and apply securities rules and regulations</li><li>Ability to understand and apply practical reasoning to complex legal and compliance issues</li><li>5-8 years of compliance professional experience in the securities or investment industry preferred</li><li>Proficient oral and written communication skills required</li><li>Strong organizational skills required</li><li>Experience with MyComplianceOffice, ACA ComplianceAlpha or similar compliance software preferred</li><li>Proficient skills in MS Office and appropriate GuideStone system applications</li></ul>#LI-Hybrid #LI-HM1

Senior Compliance Analyst - Retail Investments

Overview OT Cybersecurity Compliance Specialist role partners with sector cyber risk owners to drive sector supply chain compliance to Cybersecurity Policy and OT-specific standards and controls. This role will ensure OT controls testing and compliance initiatives are completed and will guide risk owners through the Cybersecurity OT Issues and Exceptions process. The role will provide support for process improvement initiatives through analysis, documentation, and testing. Responsibilities The OT Cybersecurity Compliance Specialist role partners with sector cyber risk owners to drive sector supply chain compliance to Cybersecurity Policy and OT-specific standards and controls. This role will ensure OT controls testing and compliance initiatives are completed and will guide risk owners through the Cybersecurity OT Issues and Exceptions process. The role will provide support for process improvement initiatives through analysis, documentation, and testing. <ul><li>Provide training and insights to Sector OT Leads on OT cybersecurity standards, controls, compliance, metrics, and reporting</li><li>Partner with OT Sector Leads to drive compliance to PepsiCo OT-specific standards and controls</li><li>Monitor and drive control testing at local plants (i.e., anti-virus, system patching, backups, recovery and reconstitution, asset inventory)</li><li>Guide OT Sector Leads to submit and monitor information security exceptions and risk remediations</li><li>Review supplier compliance to PepsiCo standards and services; recommend performance improvements</li><li>Partner with InfoSec to provide OT-specific requirements related to process design and modifications</li><li>Analyze OT cybersecurity metrics; Provide report requirements that identify sector cyber risks</li><li>Ensure OT reporting and dashboard metrics are accurate through data validation</li><li>Provide manager insight to sector and plant risk issues and risk mitigations; Recommend actions for improvement</li></ul>Compensation and Benefits: <ul><li>The expected compensation range for this position is between $89,000 - $149,000</li><li>Location, confirmed job-related skills, experience, and education will be considered in setting actual starting salary. Your recruiter can share more about the specific salary range during the hiring process</li><li>Bonus based on performance and eligibility target payout is 10% of annual salary paid out annually</li><li>Paid time off subject to eligibility, including paid parental leave, vacation, sick, and bereavement</li><li>In addition to salary, PepsiCo offers a comprehensive benefits package to support our employees and their families, subject to elections and eligibility: Medical, Dental, Vision, Disability, Health, and Dependent Care Reimbursement Accounts, Employee Assistance Program (EAP), Insurance (Accident, Group Legal, Life), Defined Contribution Retirement Plan</li></ul>Qualifications <ul><li>Minimum of bachelor's degree (BA or BS) in any related field is required </li><li>3+ years of Cyber/Information Security or OT/Manufacturing operations</li><li>3+ years working with policy and standards (e.g. IEC 62443/ISA 99, NIST SP 800-82, NIST SP 800-53, NIST CSF, ISO27001, COBIT)</li><li>3+ years of experience in governance, compliance, and risk processes, or audit assessments</li><li>Proficiency in assessing and managing risks, including identifying vulnerabilities, evaluating potential threats, and implementing risk mitigation strategies.</li><li>Proficiency in analyzing and interpreting data related to compliance audits, assessments, and monitoring activities.</li><li>Proficient in Microsoft suite of tools - Excel (pivot tables), Word, PowerPoint, Power BI</li><li>Proficient in search engines and research</li><li>Experience partnering and collaborating with global teams having various responsibilities</li><li>Ability to drive results and build consensus with internal and external stakeholders</li><li>Strong process efficiency and procedure development skills</li><li>Excellent verbal and written communication skills</li><li>Exceptional analytical and problem-solving skills</li><li>Preferred: CISM, CISSP, ISA/IEC 62443 certification</li></ul>&gt; Our Company will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of the Fair Credit Reporting Act, and all other applicable laws, including but not limited to, San Francisco Police Code Sections 4901-4919, commonly referred to as the San Francisco Fair Chance Ordinance; and Chapter XVII, Article 9 of the Los Angeles Municipal Code, commonly referred to as the Fair Chance Initiative for Hiring Ordinance. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, or disability status. PepsiCo is an Equal Opportunity Employer: Female / Minority / Disability / Protected Veteran / Sexual Orientation / Gender Identity If you'd like more information about your EEO rights as an applicant under the law, please download the available EEO is the Law &amp; EEO is the Law Supplement documents. View PepsiCo EEO Policy. Please view our Pay Transparency Statement

OT Cybersecurity Compliance Specialist

Join Triumph! At Triumph, our vision is a world where freight transactions are accurate and seamless on the most modern and secure freight transaction network. That's why we're looking for passionate, innovative, solutions-oriented people to join our team. We thrive on providing exceptional customer service and we look for team members with an entrepreneurial spirit and a passion to build successful partnerships with our clients. Because at the end of the day our goal is to help our partners businesses run better. Position Summary:The Senior Security Risk and Compliance Analyst is a highly respected, influential and in-demand role within the business. The position is responsible supporting the security direction of the business and elevating the company's security posture. The analyst is expected to support the security strategy of the business within new and existing information system capabilities. Consequently, the position requires both an understanding of legacy systems, as well as new technologies and requirements. The analyst is also responsible for the planning and design of policies and maintenance. The Senior Security Risk and Compliance Analyst position reports to the VP, IT Risk &amp; Compliance and assists in the building, support and maintenance of the GRC program. The analyst will engage in many facets of the information security and GRC programs while providing guidance and functioning as an experienced resource to control owners and business partners. The analyst will be given the ability to work with various teams to identify risks, deficiencies, create controls and report progress. The analyst should be someone who works well with others, leads, motivates others and has a passion for GRC. The ideal candidate is technical and possesses at least three years of experience in security, compliance or risk management. The role oversees the business' security requirements and obligations mandated by standards and regulations such as the Federal Financial Institutions Examination Council (FFIEC), Gramm-Leach-Bliley Act (GLBA), and Sarbanes-Oxley Act (SOX). In tandem with security leadership, the analyst consistently assesses and validates the assurance of the security program. As a primary point of contact for internal and external auditors, the analyst monitors progress and enforces resolution of outstanding issues that may lead to non-compliance or security threats to the business. As a key member of the security team, the analyst must focus on strong risk management and corporate resiliency, and not be driven solely by compliance. Essential Duties &amp; Responsibilities <ul><li>Assists in implementing, supporting and maintaining an effective and mature GRC program at Triumph.</li><li>Safeguards information system assets by identifying and solving potential and actual security and risk concerns</li><li>Protects systems by defining role and attribute-based access privileges, control structures, and resources</li><li>Engages with business partners and team members on risk and compliance issue identification and remediation processes</li><li>Conducts risk and compliance assessments of IT and Security standards.</li><li>Maintain strong oversight of third parties, vendors and business partners to safeguard against undue risk presented by external entities. Escalate to security management and business unit leads when points of weakness are discovered</li><li>Explains security controls with clarity to business and technical users</li><li>Performs Control Self Assessments and communicates deficiencies to control owners and management.</li><li>Assists in the design, development and remediation of IT general controls</li><li>Manages exceptions to IT and security policies.</li><li>Prepares GRC metrics and effectively communicates this through Executive level presentation and reporting.</li><li>Coordinates External (SOX, SOC1, SOC2, client and other regulatory) audits and Internal audits</li><li>Upgrades cyber security program and capabilities by implementing and maintaining security controls</li><li>Provides documentation and evidence to respond to audits</li><li>Contributes to team objectives</li></ul>Experience &amp; Education <ul><li>Bachelor's degree in Information Security, Information Systems, Computer Science, or equivalent work experience</li><li>3+ years of prior relevant IT risk, IT security and/or IT audit experience</li><li>CISA, CISM, CRISC, or CISSP certification preferred</li><li>CIS 2.0 security and NIST 800-53 framework controls</li><li>FFIEC Cyber Assessment Tool (CAT)</li><li>Experience and understanding of various regulatory requirements and laws, including but not limited to FFIEC, SOX, and GLBA. Additional experience in one or more of the following: SOC1, SOC2, ISO 27001/2, CIS or NIST 800-53.</li></ul>Skills &amp; Abilities Required <ul><li>Ability to function with limited supervision</li><li>Strong interpersonal skills.</li><li>Quality written and oral communication, and presentation skills.</li><li>Critical thinking and problem-solving skills.</li><li>Attention to detail, patience and flexibility</li><li>Commitment to operational excellence and continuous process improvement.</li><li>Strategic project management and oversight of milestones and deliverables.</li><li>Strong knowledge of IT general controls</li><li>SOC Reports (SOC1/SOC2) Type I and II</li><li>Bank Federal and State Compliance regulations</li><li>Strong knowledge of Cybersecurity and its relation to IT deployment and implementations</li><li>Agile methodology</li><li>Knowledge of Risk, Compliance and Cyber Frameworks, such as, NIST 800-53, CIS, COSO, SANS, ISO, COBIT, ITIL</li><li>IT and security policy, standards and procedures creation and maintenance</li><li>Identity Access Management and Privileged Access Management (IAM and PAM)</li><li>Role and attribute-based access controls (RBAC and ABAC)</li><li>Willingness to expand and apply security knowledge, skills, and abilities to department initiatives.</li></ul>#LI-JH1 We offer Medical, Dental, Vision, Paid Time Off, 401k and much more. Go on. Do it. Apply Today!

Senior Security Risk and Compliance Analyst

Join Our Team As part of our Cinemark Universe, you'll discover fun opportunities with real growth potential and plenty of perks. With 500+ theatres and nearly 6,000 screens; we're truly a global presence of 20,000 movie lovers working together to make unforgettable experiences. Role Summary: The Manager, SOX Compliance will support the Company's compliance initiatives, enhance and standardize operational and information technology policies and procedures, perform controls testing procedures across various functional areas, collaborate with international compliance team members, manage external consultants that assist with controls testing and provide recommendations on process improvements and participate in special compliance projects as required. Responsibilities: <ul><li>Plan and execute global SOX compliance reviews, identify control and operational deficiencies, and recommend procedures to improve business practices and policies</li><li>Collaborate with process owners to document key processes, including process narratives and flow diagrams.</li><li>Manage IT controls testing, and related services provided by Company's consulting firm, including acting as liaison between consultants and external auditors</li><li>Communicate results and findings of compliance and SOX reviews with senior management, and the Audit Committee as required, and monitor remediation of issues identified</li><li>Assist with Company's other compliance audits</li><li>Oversee the execution of process improvement initiatives that create efficiencies while maintaining compliance with internal policies as well as applicable regulations</li><li>Assess and enhance policies and procedures in key risk areas</li><li>Lead and assist in the implementation of controls related to new system implementations</li><li>Assist with the development of internal controls around data gathering and validation related to the Company's ESG initiatives and disclosures</li><li>Coordinate with Loss Prevention personnel to align compliance reviews ensuring coverage across various operational areas</li><li>Enhance third party vendor management programs</li><li>Monitor PCAOB rulemaking and impact on internal control framework, environments and expectations</li><li>Review and continue to enhance the SOX Program methodologies and practices, including the maintenance of policies and procedures.</li><li>Assist with special projects or initiatives, as necessary or assigned</li></ul>Requirements: <ul><li>Bachelor's degree in accounting or related field required</li><li>7+ years of experience, including internal audit</li><li>Blend of public accounting and private industry experience, particularly in a SOX-controlled environment</li><li>Excellent communication and interpersonal skills, with the ability to build relationships at all levels, both internally and externally</li><li>Ability to continuously prioritize projects based on risk or impact, confront conflict and difficult issues in a professional and proactive manner</li></ul>Benefits Available: At Cinemark, we believe every team member should feel like a hero. Each career comes with a variety of blockbuster benefits for both hourly and salaried team members. <ul><li>Employee Discount</li><li>401(k) Matching*</li><li>Growth Opportunities</li><li>Education Assistance*</li><li>Health Benefits*</li><li>Parental Leave*</li><li>Paid Time Off*</li></ul>*Benefits may vary by career category, so be sure to check the specific details on our career site. DISCLAIMER: This job description is intended only as a general guideline of your duties and responsibilities at Cinemark and is not a legally binding contract. Cinemark reserves the right to amend, change or terminate the job description, as it deems appropriate. Any change amendments, or modifications may be implemented even though they have not been communicated, reprinted or substituted in this job description. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. Cinemark is an Equal Opportunity Employer

5 Full Time Jobs in Dallas, TX, USA