Search

Compliance Analyst

companycapital.com
locationLondon, UK
PublishedPublished: Published 1 month ago
Compliance Management Systems / Technology
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team.

With a focus on simplicity, ease of use, speed and power - we aim to develop the best trading service on the

market. We are a fintech company with deep expertise in trading, markets, technology, customer centricity

and financial regulation. We provide great customer service to accompany our smart news feed, intelligent

financial content, a broad range of education, and a wide range of markets for our clients to trade.

We are seeking a Compliance Analyst to join our Compliance team. The successful candidate will be

responsible for ensuring that our firm complies with all regulatory/legislative requirements and standards.

Responsibilities:
    • Conduct regular reviews of the firm's policies and procedures to ensure they comply with relevant regulations
    • Assist with the implementation of new compliance processes and procedures
    • Provide guidance and support to the business on regulatory compliance matters
    • Assist with the preparation of regulatory reports and returns
    • Monitor regulatory developments and advise the business on the impact of any changes
    • Assist with the delivery of compliance training to the business
    • Investigate and report on any breaches of regulatory requirements
    • Conduct investigations and reviews of suspicious transactions or other potential compliance issues
    • Assisting with the review and approval of marketing and advertising materials
    • Support the compliance team and client-facing teams in responding to client complaints.
Requirements:
    • A minimum of 1-2 years experience in a compliance role within financial services, preferably within aCFD and Spread Betting firm
    • Knowledge of FCA regulations and the wider regulatory landscape
    • Strong analytical, and problem-solving skills
    • Excellent attention to detail
    • Strong communication and interpersonal skills
    • Ability to work independently as well as part of a team
    • A degree educated in a relevant subject is preferred but not essential
    • An understanding of the functioning of the physical crypto asset environment is preferred but not essential.
What you will get in return:
    • Medical Insurance Coverage
    • Hybrid type of work with flexible working hours
    • Modern and outstanding equipment
    • Full annual performance assessment
    • Death in Service
    • Employee Assistance and referral program
    • Company matched contributory pension
    • Workation policy
    • The opportunity to work with one of the smartest teams on the market.
This is an excellent opportunity for a compliance professional with 1-2 years experience to join a leading CFD

and Spread Betting firm in London. The successful candidate will work closely with the compliance team to

ensure that our business operates within regulatory requirements, whilst supporting our growth and

development.

Be a key player at the forefront of the digital assets movement, propelling your career to new heights!

Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity.

Work alongside one of the most brilliant teams in the industry.