Compliance Analyst

Job Title:
Compliance Analyst

Contract Type:
Permanent

Time Type:
Full time

Job Description:

You will be based in Madrid where you will support the growth of the activity in Spain. You will be working closely with the 2 Senior Advisory Compliance team members and also be the support and backup the Reporting analyst in London. The position reports to the Global Head of Advisory Compliance.

Main Responsilibities

• Analysis and preparation of regulatory reports in the UK, EU and U.S;
• Query databases to extract the information needed to complete reports;
• Handling requests and ad hoc information requests related to regulatory reporting especially REMIT
• Develop and maintain cooperation with internal departments at both individual and group level;
• Responsible for ensuring impeccable data quality on a daily basis.
• Monitoring and updating external registers/filings/exemptions necessary to continue trading and maintain licence(s) to operate
• Identifying potential areas of compliance vulnerability and risk; developing/implementing corrective action plans for resolution of problematic issues, and providing general guidance on how to avoid or deal with similar situations in the future
• Assisting in the development and provision of Compliance training

Profile & Key Skills

• At least 2 years relevant working experience within a hedge fund, commodities, banking or a regulatory agency
• Familiar with EU regulations such as REMIT and MiFID
• Team player but also able to work independently
• Good communication skills to be able to discuss with senior management, front office, business counterparts and external parties
• Confident, precise, hands-on mentality and service-oriented
• Fluent in English & Spanish
• Strong computer skills in Excel, PowerPoint and other MS office applications

If you think the open position you see is right for you, we encourage you to apply!

Our people make all the difference in our success.