Compliance Analyst - AML Compliance

Position Overview

The Compliance and AML Analyst will be part of Neuberger Berman AIFM SARL Compliance department in Luxembourg, reporting to the Conducting Officer in charge of Compliance.

As part of the second line of defense, the Compliance and AML Analyst will work within the Compliance and AML teams. This person will be responsible for performing regulatory compliance and AML/KYC/KYA related tasks.

Primary Responsibilities

Regulatory compliance

• Keep abreast of the new regulatory developments;
• Analyze in detail the laws and regulations applicable to the Luxembourg alternative funds;
• Create, review, and amend policies and procedures covering any regulatory matters;
• Advise the business on the way to implement the laws and regulations;
• Design the compliance monitoring plan on the AIFM activities and the funds;
• Perform a variety of controls encompassing a broad spectrum of regulations;
• Execute the periodic testing of the compliance monitoring plan;
• Prepare recommendations and report the results of the testing to the Executive Committee and the Board
• Prepare the periodic reports to the internal stakeholders and to the authorities.

AML controls on Investors and Investments

• Be responsible for obtaining, reviewing, and maintaining AML documentation for new and existing investors as well as fund portfolio positions;
• Identify the need, and perform remediation on AML documents when necessary;
• Perform the AML risk scoring based on the risk methodology;
• Work and collaborate with the Clients Service department in charge of obtaining the documentation on investors;
• Work and collaborate with internal, external and counterparty legal teams;
• Maintain AML related records and databases.

Key Requirements / Qualifications

Character

• Fast learner;
• Proactive and trustworthy;
• Responsive and deadline sensitive;
• Detail-oriented;
• Organized and able to manage high volumes;
• Team player in a fast-paced environment.

Profile

• Fully proficient in English, another European language is an asset;
• Master degree in law, business administration, or any other relevant field;
• This person will have sound knowledge of the Luxembourg legal and regulatory environment as applicable to the alternative investment funds industry;
• Ability to work and collaborate with colleagues in the Luxembourg office and across Neuberger Berman entities located in multiple countries;
• A prior successful experience (around 5 years) in audit, in a similar position or within a client services department in the financial sector is required.

Neuberger Berman is an equal opportunity/affirmative action employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact onlineaccommodations@nb.com.

Learn about the Applicant Privacy Notice.