Compliance Analyst - Central Compliance (11469)
Investec
London, UK
Published 6 days ago
Compliance Management Systems / Technology
Full time
Investec is a distinctive Specialist Bank serving clients principally in the UK and South Africa. Our culture gives us our edge: we work hard to find colleagues who'll think out of the ordinary and we put them in environments where they'll flourish. We combine a flat structure with a focus on internal mobility. If you can bring an entrepreneurial spirit and a desire to learn and collaborate to your work, this could be the boost your career deserves.
Join Our Team as a Compliance Analyst
Investec is seeking a motivated Compliance Analyst to join our Central Compliance team. As a Compliance Analyst, you will assist in delivering online training and managing the training platform, monitor Gifts and Hospitality, support compliance reporting, and help maintain compliance registers and policies. Additionally, you will engage in ad hoc compliance projects and respond to internal and external queries, contributing to the overall compliance framework of the bank.
About the Team:
The Central Compliance team is dedicated to advising on regulatory and policy matters, including the Senior Manager and Certification Regime (SMCR), Conduct Rules, and Client Money and Assets (CASS). We are responsible for managing compliance training, maintaining core compliance systems, and overseeing non-prudential regulatory reporting. Our goal is to ensure that Investec conducts its business in a compliant and appropriate manner.
What you will be doing:
Investec offers a range of wellbeing benefits to make our people feel healthier, balanced and more fulfilled in their lives inside and outside of work.
Here is a selection of what we offer;
Wellbeing
Wellbeing Subsidy, Corporate Gym Membership, Virtual GP, Peppy Health App (Fertility, Menopause and Early Parenthood), Optional Private Medical & Dental Insurance
Monetary
Non-contributory Pension & Discretionary Bonus
Life & Income Protection
Life Assurance, Critical Illness & Income Protection
Travel
Season Ticket Loan & Electric Vehicle Scheme
Embedded in our culture is a sense of belonging and inclusion. This creates an environment in which everyone is free to be themselves which helps to drive innovation, creativity and ultimately business performance. At Investec we want everyone to find it easy to be themselves, and to feel they belong. It's a responsibility we all share and is integral to our purpose and values as an organisation.
Research shows that some candidates can be reluctant to apply to a role unless they meet all the criteria. We pride ourselves on our entrepreneurial spirit here and welcome you to do the same - if the role excites you, please don't let our person specification hold you back. Get in touch!
Recite Me
We commit to ensure that everyone is fairly assessed during our recruitment process. To assist candidates in completing their application form, Recite Me assistive technology is available on our Careers pages. This can be accessed by clicking on the 'Accessibility Options' link at the top of the page.
The Recite Me tool includes a screen reader, styling and customisation options, a series of reading aids, a translator and more.
If you have any form of disability or neurodivergent need and require further assistance in completing your application, please contact the Careers team at [email protected] who will be happy to assist.
Join Our Team as a Compliance Analyst
Investec is seeking a motivated Compliance Analyst to join our Central Compliance team. As a Compliance Analyst, you will assist in delivering online training and managing the training platform, monitor Gifts and Hospitality, support compliance reporting, and help maintain compliance registers and policies. Additionally, you will engage in ad hoc compliance projects and respond to internal and external queries, contributing to the overall compliance framework of the bank.
About the Team:
The Central Compliance team is dedicated to advising on regulatory and policy matters, including the Senior Manager and Certification Regime (SMCR), Conduct Rules, and Client Money and Assets (CASS). We are responsible for managing compliance training, maintaining core compliance systems, and overseeing non-prudential regulatory reporting. Our goal is to ensure that Investec conducts its business in a compliant and appropriate manner.
What you will be doing:
- Assist in the delivery of online compliance training, managing the training platform, and tracking completion rates.
- Monitor Gifts and Hospitality, ensuring adherence to compliance standards.
- Support compliance reporting to various committees by collating updates and preparing reports.
- Manage compliance registers and processes related to regulatory reporting and policies.
- Update and publish compliance policies, procedures, and frameworks.
- Participate in ad hoc compliance projects to build your knowledge and expertise.
- Handle queries and information requests from internal and external stakeholders, including regulators.
- A candidate in the early stages of their financial services career, with prior experience in compliance or financial services.
- A keen interest in financial services technology, data, and process improvements.
- Proficiency in PowerPoint, Word, and Excel; Visio knowledge is a plus.
- Strong data skills with the ability to analyse and transform data into useful management information.
- Excellent communication skills, both verbal and written, to engage with stakeholders at all levels.
- A proactive attitude and the ability to work autonomously while managing multiple tasks under pressure.
Investec offers a range of wellbeing benefits to make our people feel healthier, balanced and more fulfilled in their lives inside and outside of work.
Here is a selection of what we offer;
Wellbeing
Wellbeing Subsidy, Corporate Gym Membership, Virtual GP, Peppy Health App (Fertility, Menopause and Early Parenthood), Optional Private Medical & Dental Insurance
Monetary
Non-contributory Pension & Discretionary Bonus
Life & Income Protection
Life Assurance, Critical Illness & Income Protection
Travel
Season Ticket Loan & Electric Vehicle Scheme
Embedded in our culture is a sense of belonging and inclusion. This creates an environment in which everyone is free to be themselves which helps to drive innovation, creativity and ultimately business performance. At Investec we want everyone to find it easy to be themselves, and to feel they belong. It's a responsibility we all share and is integral to our purpose and values as an organisation.
Research shows that some candidates can be reluctant to apply to a role unless they meet all the criteria. We pride ourselves on our entrepreneurial spirit here and welcome you to do the same - if the role excites you, please don't let our person specification hold you back. Get in touch!
Recite Me
We commit to ensure that everyone is fairly assessed during our recruitment process. To assist candidates in completing their application form, Recite Me assistive technology is available on our Careers pages. This can be accessed by clicking on the 'Accessibility Options' link at the top of the page.
The Recite Me tool includes a screen reader, styling and customisation options, a series of reading aids, a translator and more.
If you have any form of disability or neurodivergent need and require further assistance in completing your application, please contact the Careers team at [email protected] who will be happy to assist.