Shape the Future of Compliance in a Growing Wealth Management Firm
Are you an experienced Head of Compliance looking for a flexible, part-time leadership role? Do you thrive in a collaborative, fast-paced environment where your expertise can make a real impact? If so, this could be the perfect opportunity for you.
The Opportunity
Join a forward-thinking, independent financial advisory organisation that is growing rapidly and looking for a strategic compliance leader to take ownership of its second-line compliance function. As Head of Compliance, you will play a crucial role in ensuring the firm operates within FCA regulations and industry best practices, maintaining robust systems, controls, and procedures that support both business objectives and regulatory requirements.
This part-time, hybrid role (22.5 hours per week) is based in Bracknell, offering flexibility and an excellent work-life balance within a company that values collaboration and professional growth.
Why Join Us?
Supportive & Friendly Culture - Work in a fun, approachable environment where everyone, regardless of seniority, plays a key role in the company's success.
Impact & Influence - Lead the compliance function and shape policies, procedures, and risk management strategies that directly affect the firm's future.
Flexible Working - Enjoy a hybrid working model with part-time hours, offering the perfect balance of remote and office-based collaboration.
Career Development - Be part of a growing business where your input is valued, and your expertise recognised.
Key Responsibilities
🔹 Oversee and maintain an effective regulatory compliance framework, ensuring adherence to FCA requirements.
🔹 Work closely with senior management to provide compliance oversight, risk management, and governance support.
🔹 Ensure that all financial promotions, advice practices, and recruitment processes align with regulatory guidelines.
🔹 Develop and deliver the firm's annual compliance monitoring plan, ensuring risks are identified, managed, and mitigated.
🔹 Lead compliance training, ensuring all staff understand regulatory requirements, including TCF, financial crime prevention, and whistleblowing policies.
🔹 Maintain strong relationships with regulatory bodies and ensure all reporting and notifications are up to date.
What We're Looking For
• Extensive compliance experience within financial services, ideally in wealth management or IFA firms.
• Strong knowledge of FCA regulations, including COBS, SYSC, and financial crime prevention.
• Excellent leadership skills with the ability to influence, train, and guide teams on compliance matters.
• A strategic thinker with strong analytical skills and attention to detail.
• Ability to manage risk effectively and implement best practices in a growing organisation.
Ready to Take the Next Step?
If you're a compliance professional seeking a part-time leadership role in a growing and supportive firm, we want to hear from you! Apply today and take your career to the next level. 🚀
Are you an experienced Head of Compliance looking for a flexible, part-time leadership role? Do you thrive in a collaborative, fast-paced environment where your expertise can make a real impact? If so, this could be the perfect opportunity for you.
The Opportunity
Join a forward-thinking, independent financial advisory organisation that is growing rapidly and looking for a strategic compliance leader to take ownership of its second-line compliance function. As Head of Compliance, you will play a crucial role in ensuring the firm operates within FCA regulations and industry best practices, maintaining robust systems, controls, and procedures that support both business objectives and regulatory requirements.
This part-time, hybrid role (22.5 hours per week) is based in Bracknell, offering flexibility and an excellent work-life balance within a company that values collaboration and professional growth.
Why Join Us?
Supportive & Friendly Culture - Work in a fun, approachable environment where everyone, regardless of seniority, plays a key role in the company's success.
Impact & Influence - Lead the compliance function and shape policies, procedures, and risk management strategies that directly affect the firm's future.
Flexible Working - Enjoy a hybrid working model with part-time hours, offering the perfect balance of remote and office-based collaboration.
Career Development - Be part of a growing business where your input is valued, and your expertise recognised.
Key Responsibilities
🔹 Oversee and maintain an effective regulatory compliance framework, ensuring adherence to FCA requirements.
🔹 Work closely with senior management to provide compliance oversight, risk management, and governance support.
🔹 Ensure that all financial promotions, advice practices, and recruitment processes align with regulatory guidelines.
🔹 Develop and deliver the firm's annual compliance monitoring plan, ensuring risks are identified, managed, and mitigated.
🔹 Lead compliance training, ensuring all staff understand regulatory requirements, including TCF, financial crime prevention, and whistleblowing policies.
🔹 Maintain strong relationships with regulatory bodies and ensure all reporting and notifications are up to date.
What We're Looking For
• Extensive compliance experience within financial services, ideally in wealth management or IFA firms.
• Strong knowledge of FCA regulations, including COBS, SYSC, and financial crime prevention.
• Excellent leadership skills with the ability to influence, train, and guide teams on compliance matters.
• A strategic thinker with strong analytical skills and attention to detail.
• Ability to manage risk effectively and implement best practices in a growing organisation.
Ready to Take the Next Step?
If you're a compliance professional seeking a part-time leadership role in a growing and supportive firm, we want to hear from you! Apply today and take your career to the next level. 🚀