Compliance Manager - Energy & Commodities
TP ICAP
London, UK
Published today
Business Compliance
Full time
The TP ICAP Group is a world leading provider of market infrastructure.
Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.
Through our people and technology, we connect clients to superior liquidity and data solutions.
The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award winning all-to-all trading platform.
Founded in London in 1866, the Group operates from more than 60 offices in 27 countries. We are 5,200 people strong. We work as one to achieve our vision of being the world's most trusted, innovative, liquidity and data solutions specialist.
Role Overview
The Compliance Manager, Energy & Commodities, is primarily responsible for the provision of robust, timely and pragmatic compliance advice and guidance to the Energy & Commodities broking business based in London.
This is a critical role for ensuring regulatory adherence and providing pragmatic, timely, and commercially aware compliance advice to brokers, desk heads, and senior leadership across our ICAP, Tullett Prebon, and PVM brands.
The ideal candidate will possess deep expertise in commodity markets and the regulatory frameworks that govern them, coupled with strong stakeholder management skills. They must be comfortable interpreting complex information, making decisions under uncertainty, and delivering clear guidance to a diverse range of stakeholders.
Role Responsibilities
Essential
Not The Perfect Fit?
Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us.
Company Statement
We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.
Location
UK - 3rd Floor Verde Building
Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.
Through our people and technology, we connect clients to superior liquidity and data solutions.
The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award winning all-to-all trading platform.
Founded in London in 1866, the Group operates from more than 60 offices in 27 countries. We are 5,200 people strong. We work as one to achieve our vision of being the world's most trusted, innovative, liquidity and data solutions specialist.
Role Overview
The Compliance Manager, Energy & Commodities, is primarily responsible for the provision of robust, timely and pragmatic compliance advice and guidance to the Energy & Commodities broking business based in London.
This is a critical role for ensuring regulatory adherence and providing pragmatic, timely, and commercially aware compliance advice to brokers, desk heads, and senior leadership across our ICAP, Tullett Prebon, and PVM brands.
The ideal candidate will possess deep expertise in commodity markets and the regulatory frameworks that govern them, coupled with strong stakeholder management skills. They must be comfortable interpreting complex information, making decisions under uncertainty, and delivering clear guidance to a diverse range of stakeholders.
Role Responsibilities
- Act as the senior point of contact on the broking floor for compliance questions from the Energy & Commodities business.
- Act as the primary compliance liaison for relevant exchanges, handling queries and regulatory requests.
- Lead and oversee delivery of compliance projects such as thematic and desk reviews.
- Lead investigations into suspected breaches of internal policies or regulatory requirements.
- Contribute to the broader leadership of the Energy & Commodities Compliance team.
- Provide development support and technical advice to compliance officers and associates in the Energy & Commodities Compliance team.
- Identify upstream regulatory risks and help shape proactive compliance strategies.
- Develop and maintain relationships with broking staff and other internal stakeholders.
- Communicate key compliance messages in a concise, impactful manner.
Essential
- Proven understanding of energy and commodities markets and their global regulatory landscape.
- Significant experience of working in compliance advisory or a similar function.
- Solid relationship management skills.
- Not afraid to challenge stakeholders and provide robust compliance oversight.
- Agile and effective communication skills, including an ability to communicate technical subject matter to non-expert audiences and to flex communication and engagement style to a variety of different situations.
- Ability to translate complex regulatory information into clear, actionable guidance.
- Ability to manage projects and meet deadlines across a diverse and challenging pool of work.
- Proven problem-solving skills with the ability to assess risks and develop practical solutions.
- Comfortable working in high-pressure environments with shifting priorities.
- Understanding of global regulatory regimes (e.g., FCA, ESMA, CFTC, ICE, CME, etc.).
- Prior experience in a brokerage, trading firm, or financial services institution would be advantageous.
- Identifies opportunities for process improvement and regulatory innovation.
- Manager / 6
Not The Perfect Fit?
Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us.
Company Statement
We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.
Location
UK - 3rd Floor Verde Building