Compliance Manager - EXCLUSIVE

THE COMPANY:

Our client is an award-winning investment manager, providing Real Estate funding, Private Equity and is a leading provider of growth capital. They also run an Equities fund.

THE RESPONSIBILITIES:

• Proactively identify and review regulatory developments and changes, pre-emptively assess impact on the Business and its products and services
• A strong deputy to the Head of Compliance in managing all Compliance activities
• Identify regulatory issues and concerns, using initiative to recommend and implement remedies to promote better compliance
• Supporting the Head of Compliance in the on-going maintenance and development of the Group compliance framework, striving to improve policies, procedures, and monitoring in line with regulatory requirements
• Leading regulatory projects from start to finish with the oversight and guidance of the Head of Compliance
• Act as a trusted advisor to internal stakeholders on all matters relating to Compliance, adopting a proactive approach to problem solving
• Work with and build strong relationships with the business operating teams across the Group on all matters relating to Compliance

EXPERIENCE REQUIRED:

• Passionate about financial regulation and compliance, with the ability to motivate others to feel the same
• A curious and critical thinker who revels in problem solving
• An expressive and perceptive 'people' person who can communicate effectively
• A conscientious self-starter who takes satisfaction from going above and beyond what they believe might be expected of them

For further information please contact Duncan Jeffery