Compliance Manager - FCA Regulatory Reporting
Allianz
London, UK
Published 4 days ago
Business Compliance
Location: London (flexible) HybridSalary: Dep on exp + benefits Role Description The purpose of this role is to support the Head of Conduct & Compliance by supporting AZUK relationship with the Financial Conduct Authority, with all FCA regulatory reporting and submissions.
Key Responsibilities
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Key Responsibilities
- Working with Senior Manager Function holders to oversee and manage timely and accurate Retail Mediation Activities Return reporting, Consumer Credit, Close Links and other regular reporting to the Financial Conduct Authority. Provides oversight of delivery, advice and challenge.
- Oversight and challenge of FCA regulatory complaints reporting to ensure it is accurate, supported by analysis and approved by Senior Manager Function holders.
- Oversight and challenge of General Insurance Pricing Practices Reporting and Value Measures reporting to the FCA.
- Oversight and challenge of all ad-hoc and regular survey submissions to the FCA.
- Working with the business and Senior Management Function holders to respond to Financial Conduct Authority thematic reviews, data requests and deep dive assessments, providing oversight of delivery, advice and challenge.
- Oversight of reporting, administration and applications to the Jersey Financial Services Commission.
- Responding to queries from the Regulator in relation to Regulatory Reporting.
- Support the development of training and communications to the business on key regulatory matters.
- Meets internal reporting requirements with accurate, insightful and timely reports.
- Excellent understanding of regulation and conduct culture, current market practice and issues.
- Excellent influencing, planning and organisational skills.
- Ability to work proactively and under pressure.
- Excellent communication ability - written and oral.
- Sound analytical and data interpretation skills.
- Broad knowledge and experience of financial services, working within a governing function or role (general insurance compliance experience preferable). Experience of working with regulators beneficial.
- Excellent communication ability - written and oral.
- Sound pragmatic judgement recognising the commercial and marketing advantages of being a complaint and customer-focused organisation.
- Educated to further education level or equivalent.
- Flexible buy/sell holiday options
- Hybrid working.
- Annual performance related bonus
- Contributory pension scheme
- Development days
- A discount up to 50% on a range of insurance products including car, home and pet
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