Compliance Manager - Professional Services
Sloane Shorey Consulting
London, UK
Published 1 week ago
Business Compliance
Compliance Manager - Professional Services
London
Overseeing compliance management and operations, including client onboarding, vendor risk, investigations, and training for this professional services firm's London office.
Key Responsibilities:
SLOANE | SHOREY
Trusted advisor on specialist hires and leadership appointments across the risk lifecycle.
Sloane Shorey Consulting is a boutique recruitment firm advising on specialist hires and leadership appointments across the risk lifecycle-from pre-transaction strategic intelligence, through ongoing risk, compliance, and resilience, to post-event investigations and crisis response.
Sloane Shorey is a Ministry of Manpower Licensed Employment Agency: EA License 20S0307
London
Overseeing compliance management and operations, including client onboarding, vendor risk, investigations, and training for this professional services firm's London office.
Key Responsibilities:
- Supervise junior compliance staff
- Execute efficient and effective client onboarding
- Provide advice on compliance and regulatory issues
- Support internal compliance investigations
- Deliver internal training to promote compliance awareness
- Vendor risk management, including onboarding of new suppliers
- Stay informed on regulatory changes, assess business impact, update policies
- Implement compliance process, system, and control enhancements
- Lead or support compliance-related projects.
- 4-8 years' of professional experience
- At least 2 years working in a professional services (audit, legal) firm's internal compliance function.
- Experience in AML/CTF regulations, CDD, KYC, and onboarding, conflicts of interests checks.
- Knowledge of risks affecting professional services firms such as vendor risk, data privacy/protection,
- Experience with databases/portals such as World-Check and Factiva.
- First class presentation suited to a professional services firm environment.
SLOANE | SHOREY
Trusted advisor on specialist hires and leadership appointments across the risk lifecycle.
Sloane Shorey Consulting is a boutique recruitment firm advising on specialist hires and leadership appointments across the risk lifecycle-from pre-transaction strategic intelligence, through ongoing risk, compliance, and resilience, to post-event investigations and crisis response.
Sloane Shorey is a Ministry of Manpower Licensed Employment Agency: EA License 20S0307