Description
Compliance Officer (13 Month Fixed Term Contract)
Dublin, Hybrid - Hybrid
At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper.
As a future Compliance Officer, you will report to Head of Compliance DPO, and you will be part of AXA IM Select.
DISCOVER your opportunity
This role is to be a key player in the compliance team and facilitate AMMEL in meeting all of its regulatory obligations as an Irish Fund management company.
We have detailed below the key components of the role and what you can expect to partake in on a day-to-day basis:
SHARE your unique expertise.
We welcome different combinations of skills & experiences.
Your qualifications and experience:
About AXA
The AXA Group is a global leader in insurance and asset management, with 160,000 employees serving 105 million customers in 62 countries.
We protect and advise our clients at every stage of their lives, offering products and services that meet their needs in the areas of insurance, personal protection, savings and asset management.
Our mission: To act for human progress by protecting what matter
Our values: Customer first, Integrity, Courage and One AXA
At AXA IM we are investing with a clear purpose - to make the world a better place. We act for human progress by investing for what matters. Our conviction-led approach enables us to uncover what we believe to be the best global investment opportunities across alternative and core asset classes. We are already entrusted by our clients with more than €887 billion in assets.
AXA Investment Managers | Home | AXA IM Corporate (axa-im.com)
AXA IM is an Equal Opportunity Employer, and we encourage candidates with disabilities or any other protected characteristic to apply. We are committed to providing reasonable accommodation to qualified applicants and employees with disabilities, when needed, to apply for a position or to perform essential job functions.
Inclusion and Diversity | Careers | AXA IM Corporate (axa-im.com)
Compliance Officer (13 Month Fixed Term Contract)
Dublin, Hybrid - Hybrid
At AXA IM our purpose, to act for human progress by investing for what matters, is central to every action we take as a business. As a responsible asset manager, we actively invest for the long-term to help our clients, our people and the world to prosper.
As a future Compliance Officer, you will report to Head of Compliance DPO, and you will be part of AXA IM Select.
DISCOVER your opportunity
This role is to be a key player in the compliance team and facilitate AMMEL in meeting all of its regulatory obligations as an Irish Fund management company.
We have detailed below the key components of the role and what you can expect to partake in on a day-to-day basis:
- Identify, build and maintain effective relationships with Architas and appropriate third-party key stakeholders to ensure relevant key compliance risks are understood, processes and controls designed to appropriately mitigate such risk and to provide early warning of potential regulatory risks or control failures and recommendations for mitigation.
- Operate as a member of the Architas Compliance team and provide advice and guidance related to relevant legislative requirements/ changes.
- Draft company policies (and related procedures) in line with legal & regulatory requirements
- Complete stakeholder reporting including KPIs, to both local and group forums and collate such reporting on behalf of all Architas entities
- Collaborate with Architas group colleagues on cross border regulatory projects
- As required, represent the Compliance Dept. at key business committees
- Support AMMEL in meeting all of its regulatory obligations.
- Encourage and support a compliance focused culture throughout Architas.
- As the firm and its products are subject to both home and host regulator requirement, ensure that all reporting obligations are fulfilled.
SHARE your unique expertise.
We welcome different combinations of skills & experiences.
Your qualifications and experience:
- Relevant experience working within an Investment Firm, Fund Management Company, Fund Administrator, Depositary or Professional Services Firm
- Experience in a compliance / control function role preferable
- Third level degree and/or relevant qualifications such as the association of compliance officer's qualification preferable.
- Knowledge and experience of the local regulatory environment applicable to a Fund Management Company, including knowledge of the following legislative frameworks: UCITS, AIFMD, MiFID, MAR, EMIR & IAF
- Expert Knowledge of both the Irish Anti-money Laundering / CFT legislative Framework and the GDPR requirements would be an advantage.
- Experience in drafting and implementing both policies / procedures and compliance monitoring plan / control reviews.
- Experience in managing Central Bank of Ireland regulatory returns preferable, and use of the CBI Portal system.
- Ability to understand and interpret regulatory requirements.
- Excellent oral / written communication skills including report writing skills.
- Excellent stakeholder management and relationship building skills. - Strong analytical skills.
- Excellent time management skills. Ability to manage multiple tasks in deadline-driven environment.
- Good understanding of project management principles and approaches.
- Have excellent interpersonal skills and experience of fostering an environment of teamwork and trust.
About AXA
The AXA Group is a global leader in insurance and asset management, with 160,000 employees serving 105 million customers in 62 countries.
We protect and advise our clients at every stage of their lives, offering products and services that meet their needs in the areas of insurance, personal protection, savings and asset management.
Our mission: To act for human progress by protecting what matter
Our values: Customer first, Integrity, Courage and One AXA
At AXA IM we are investing with a clear purpose - to make the world a better place. We act for human progress by investing for what matters. Our conviction-led approach enables us to uncover what we believe to be the best global investment opportunities across alternative and core asset classes. We are already entrusted by our clients with more than €887 billion in assets.
AXA Investment Managers | Home | AXA IM Corporate (axa-im.com)
AXA IM is an Equal Opportunity Employer, and we encourage candidates with disabilities or any other protected characteristic to apply. We are committed to providing reasonable accommodation to qualified applicants and employees with disabilities, when needed, to apply for a position or to perform essential job functions.
Inclusion and Diversity | Careers | AXA IM Corporate (axa-im.com)