Compliance Officer - 6 month FTC
About Railsr
Railsr is a leading embedded finance experience platform that enables any business to prototype, build and scale financial products. Our vision is to make finance an amazing experience for consumers and companies globally, working alongside brands and fintechs to power innovation. This is an exciting space and Railsr had one of the first digitally-native products in the FinTech platform space.
Following a period of rapid growth, followed by consolidation, Railsr is returning to growth once again and looking to develop our product capabilities and expand our customer base. It's an exciting time and the potential for any brand to use Railsr to power and deliver their customers' financial experiences is enormous.
The Opportunity
As a Compliance Officer, your duties will be varied but will mostly focus on ensuring the Firm's regulatory obligations and standards are upheld and you will be responsible, along with your colleagues in the Compliance team, to monitor and assess the Firm's compliance with applicable laws and regulations and make timely and well-thought through recommendations for enhancement of associated processes and practices..
You may also be required to assist in other areas of the business e.g. to implement regulatory change and/or regulatory initiatives , or assist our customer oversight supervision team concerning regulatory questions or queries raised by customers or by the team itself. This role reports into our Head of Compliance.
Responsibilities:
Attitude & Behaviours
The environment at Railsr is fast-paced, exciting, and dynamic, underpinned by a clear set of values that drive a healthy and successful culture.
Diversity, Inclusion & Belonging
Our global team is amazing, with over 150 colleagues spread across multiple countries and more than 15 languages spoken, we empower them to bring great ideas, drive new plans and help make Railsr a fantastic place to work. We're proud of how well our diverse mix of people collaborate and are fully committed to continuing to make diversity, equity and inclusion part of everything we do.
Our flat structure encourages open communication, to ensure that all voices, opinions and ideas are heard and considered. At Railsr we're all striving towards a common goal, and are passionate about creating an inclusive and rewarding working environment where everyone can be their best self.
Railsr is an equal opportunities employer and we actively encourage all applications. Whilst we strive to ensure our recruitment process is fully accessible to all applicants, please do contact us on jobs@railsr.com if you would like to discuss any specific requirements.
About Railsr
Railsr is a leading embedded finance experience platform that enables any business to prototype, build and scale financial products. Our vision is to make finance an amazing experience for consumers and companies globally, working alongside brands and fintechs to power innovation. This is an exciting space and Railsr had one of the first digitally-native products in the FinTech platform space.
Following a period of rapid growth, followed by consolidation, Railsr is returning to growth once again and looking to develop our product capabilities and expand our customer base. It's an exciting time and the potential for any brand to use Railsr to power and deliver their customers' financial experiences is enormous.
The Opportunity
As a Compliance Officer, your duties will be varied but will mostly focus on ensuring the Firm's regulatory obligations and standards are upheld and you will be responsible, along with your colleagues in the Compliance team, to monitor and assess the Firm's compliance with applicable laws and regulations and make timely and well-thought through recommendations for enhancement of associated processes and practices..
You may also be required to assist in other areas of the business e.g. to implement regulatory change and/or regulatory initiatives , or assist our customer oversight supervision team concerning regulatory questions or queries raised by customers or by the team itself. This role reports into our Head of Compliance.
Responsibilities:
- Executing the Firm's Compliance Monitoring Plan;
- Drafting/updating policies and procedures;
- Preparing FCA returns prior to their submission;
- Conducting regulatory horizon scanning and highlighting any upcoming changes as well as their impact;
- Acting as a point of contact for the Firm on any regulatory and/or compliance question or query;
- Supporting the implementation of regulatory initiatives and/or regulatory change;
- Communicate efficiently and clearly - the ideal candidate will be confident in delivering training sessions to multiple areas of the business. You will also have good communication skills;
- Carrying out risk assessments where required and supporting in the Risk and Control Self Assessment Process;
- Providing support, advice and guidance as well as conducting Quality Assurance on complaints handling and complaints resolution;
- Developing and designing quantitative and qualitative risk-based Management Information.
Attitude & Behaviours
- Be a team player. As you will be at the forefront of key decision making you will need to work with many different stakeholders. This will require you to respect and listen to their points of view;
- Be comfortable working as an individual and taking ownership of your tasks as well as their prioritisation;
- Have a pragmatic and practical mindset;
- Having previous experience in working in e-money and similar FI Fintech platforms would be good;
- Previous experience in regulatory compliance and executing a Compliance Monitoring Plan;
- Have previous experience with complaints including investigations, resolution and root cause analysis;
- Good IT skills
- Have a minimum 5 years of professional experience in compliance.
- Purpose - Help make amazing embedded finance experiences accessible to everyone and transform global financial services.
- Career - Build your career in an innovative, adventurous and inclusive environment where everyone has the opportunity to make a difference and develop their skills.
- Reward - Competitive remuneration package with generous benefits and the potential to be rewarded with equity.
- People - Work with talented, passionate and supportive people from all over the world in a flexible, hybrid environment with trust and mutual respect at its heart.
The environment at Railsr is fast-paced, exciting, and dynamic, underpinned by a clear set of values that drive a healthy and successful culture.
- Ambition - for our company, colleagues and ourselves and the freedom and expectation to own it.
- Trust - which we give freely and expect in return.
- Curiosity - with our minds open to fresh thinking in the constant pursuit of improvement.
- Customer Obsession - ensuring that everything we do is with the customer in mind, we succeed when they succeed.
Diversity, Inclusion & Belonging
Our global team is amazing, with over 150 colleagues spread across multiple countries and more than 15 languages spoken, we empower them to bring great ideas, drive new plans and help make Railsr a fantastic place to work. We're proud of how well our diverse mix of people collaborate and are fully committed to continuing to make diversity, equity and inclusion part of everything we do.
Our flat structure encourages open communication, to ensure that all voices, opinions and ideas are heard and considered. At Railsr we're all striving towards a common goal, and are passionate about creating an inclusive and rewarding working environment where everyone can be their best self.
Railsr is an equal opportunities employer and we actively encourage all applications. Whilst we strive to ensure our recruitment process is fully accessible to all applicants, please do contact us on jobs@railsr.com if you would like to discuss any specific requirements.