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Compliance Officer

companyTrading 212 Ltd
locationLondon, UK
PublishedPublished: Published 1 month ago
Business Compliance
Our mission is to enable everyone to build wealth

We are reinventing how trading and investing work by creating exceptional products that people love.

Fostering a culture of excellence and high velocity is the key to our success.

Over the past few years, our client base has grown 20 times to over 3 million, and client assets have grown over 50 times to over €4 billion.

What you'll do:
  • Work closely with the wider Compliance team and the business to help build a best-in-class compliance program.
  • Provide compliance oversight of investing products and processes through monitoring and periodic reviews to ensure they deliver good customer outcomes.
  • Provide compliance advice on current and future products and services across the business, as well as overarching compliance requirements.
  • Participate in compliance projects within cross-functional teams to deliver change and ensure compliance with regulatory requirements.
  • Review or advise on higher risk or complex financial promotions to ensure fair outcomes.
  • Prepare and maintain compliance policies and procedures, ensuring they are up-to-date and effectively implemented.
  • Contribute to broader team efforts to continually enhance controls.
  • Stay updated with regulatory developments and initiatives impacting retail investment firms
What you need to have:
  • Proven experience in compliance, preferably within the financial services or investment industry.
  • Detailed knowledge in UK regulatory requirements and best practices in compliance.
  • Educated to degree level in Law, Finance, or a related field.
  • Excellent communication and interpersonal skills.
  • Ability to work under pressure and be adaptable.
What we offer:
  • Challenges that will help you grow and realise your potential fast.
  • Opportunity to make a big impact - you will build innovative services used to build wealth by millions of investors.
  • Work with smart, spirited, helpful, high-performing colleagues with a common goal.
  • An environment where nothing is set in stone.
  • Appreciation for your talent and ideas.
  • Generous remuneration package including annual bonuses.
Are you ready to accelerate your career with us? We'd love to hear from you!

We thank all applicants, but only candidates selected for an interview will be contacted.

All personal data of applicants is protected by the law and will be treated with strict confidentiality.