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Compliance Officer

companyTrading 212 Ltd
locationUnited Kingdom
PublishedPublished: Published 4 months ago
Business Compliance
Our mission is to enable everyone to build wealth

We reinvent how trading and investing work by creating exceptional products people love.

Fostering a culture of excellence and high velocity is the key to our success.

Over the past few years, our client base has grown 20 times to over 3 million and client assets have grown over 50 times to over €4 billion.

Your Role

As part of our compliance team, you'll provide expert advice and ensure that we meet and exceed regulatory standards across all current and upcoming products and services. Your role will touch on everything from product governance to managing conduct risks, ensuring the integrity of our operations.

What you'll do
  • Advise on compliance for all products and services, covering key areas like product governance, assessment of appropriateness, conflict of interest, outsourcing, treating customers fairly, financial promotions, etc.
  • Participate in cross-functional projects with a focus on Compliance.
  • Manage the review process for financial promotions.
  • Own and maintain up-to-date compliance policies and procedures.
  • Conduct desk-based reviews of our systems and procedures as part of the Compliance Monitoring Program.
  • Carry out daily trade surveillance and investigate alerts using our automated tools.
  • Draft and prepare compliance reports for regulatory authorities (both ad hoc and regular).
What you need to have
  • Educated to degree level in Law, Finance, or a related field.
  • Up to 3 years in a compliance capacity with MiFID-regulated firms.
  • Deep knowledge of regulatory compliance frameworks and guidelines.
  • Excellent ability to understand the business and excel in ownership roles.
  • Ability to work in a fast-paced environment and be adaptable.
What we offer
  • Challenges that will help you grow and realise your potential really fast
  • Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
  • Work with smart, spirited, helpful, high-performing colleagues with a common goal
  • An environment where nothing is set in stone
  • Appreciation for your talent and ideas
  • Generous remuneration package including annual bonuses, participation in the company's provident fund, and a prime location office in the center of Limassol with a dedicated parking space.
Are you ready to accelerate your career with us? We'd love to hear from you!

We thank all applicants, but only candidates selected for an interview will be contacted.

All personal data of applicants is protected by the law and will be treated with strict confidentiality.