Compliance Specialist
Corporation Service Company
London, UK
Published today
Compliance Management Systems / Technology
Job Description
Compliance Specialist
London, UK
Monday to Friday 8:00 am to 5:00 pm
Remote
CSC's compliance team provides advice and guidance to the enterprise to ensure CSC meets all of its regulatory obligations. KYC Services is the shared service tasked with managing client onboarding. The KYC Services Second Line Compliance Lead will work directly with KYC Services leadership to provide point in time, compliance advice and guidance to the First Line, and will be the initial point of contact for compliance related questions and escalations that come from KYC Services.
The role will report into and primarily support the compliance leadership team but will interact with business unit leadership, and others as required. The position will include project work and other duties that will assist the objectives of the compliance team.
Some of the things you will be doing:
What technical skills, experience and qualifications do you need?
About Us
CSC is a global business, legal, and financial services company based in Wilmington, Delaware, USA, providing knowledge-based solutions to clients worldwide. We have offices and capabilities in over 140 jurisdictions in the Americas, Europe, Asia Pacific, and the Middle East, and more than 8,000 colleagues. We are the business behind business.®
Visit our careers site to learn more about CSC and our commitment to our clients, communities, and each other.
CSC is committed to creating a feeling of belonging through a diverse and growth-oriented environment where everyone is valued.
CSC colleagues have global career opportunities and excellent benefits, including annual success-sharing bonuses or commission plans based on individual performance. To learn more, visit cscglobal.com/service/careers.
We offer a range of support to colleagues with disabilities, ensuring people have the necessary resources to thrive in their roles. We encourage candidates to work closely with our talent acquisition partners to convey their specific needs. Our commitment to accessibility reflects our broader dedication to diversity and belonging,
CSC only accepts resumes from employment agencies that are part of our approved supplier program. Resumes submitted from other agencies either to talent acquisition, our hiring leaders, employees, or through any other mechanism other than our supplier process, will not be eligible to claim related fees and the submitted resumes will be considered property of CSC.
We encourage candidates to apply directly to our website and not through third-party sources.
Disclaimer: The information above describes the general nature and level of work performed by employees in this role. It is not intended to describe all duties, responsibilities, and qualifications.
About the Team
At CSC®, we're always looking ahead, finding ways to improve and anticipate the future needs of our customers. Curiosity fuels our innovation and productivity drives our results. This proactive mindset has helped us adapt and create solutions that have enabled businesses to run smoother and smarter for more than 120 years.
CSC is committed to attracting, developing, and retaining talented people whose personal values align with ours. We empower our employees to bring the right solutions to market to meet customer demand. That is why we are the premier provider of global solutions for more than 180,000 businesses.
Compliance Specialist
London, UK
Monday to Friday 8:00 am to 5:00 pm
Remote
CSC's compliance team provides advice and guidance to the enterprise to ensure CSC meets all of its regulatory obligations. KYC Services is the shared service tasked with managing client onboarding. The KYC Services Second Line Compliance Lead will work directly with KYC Services leadership to provide point in time, compliance advice and guidance to the First Line, and will be the initial point of contact for compliance related questions and escalations that come from KYC Services.
The role will report into and primarily support the compliance leadership team but will interact with business unit leadership, and others as required. The position will include project work and other duties that will assist the objectives of the compliance team.
Some of the things you will be doing:
- Using pragmatic and solutions orientated judgment to help navigate compliance related issues and concerns;
- Managing escalations as needed from our KYC Services hubs;
- Working with all stakeholders to ensure escalations are properly and promptly reviewed and, if need be, engage the the broader Compliance structure to assist;
- Co-ordinate focused and efficient client communication, resulting in minimal back and forth;
- Promptly reporting any financial crime suspicions, through the appropriate channels;
- Manage/Complete ad-hoc tasks, including helping with sanctions issues or other business critical regulatory items;
- Develop an understanding of our enterprise financial crime policies and support local country escalations in a manner consistent with their regulatory regime;
- Draft communications to inform our colleagues of the developments that could affect us globally and update changes within the policies and/or procedures, to improve the escalation process;
- Pro-actively assist in the improvement of the library of onboarding due diligence and sanction forms and other process supporting documents, as needed;
- Work with compliance leadership to understand our various country's idiosyncrasies and important business risk differences;
- Support enterprise system testing of critical compliance applications/processes and provide feedback for improvement;
- Contribute to the reporting of management information and the submission to relevant internal and external stakeholders, including business unit leaders of Group Compliance on number of escalations, nature of escalations and resolution of escalated files;
- Promote common compliance standards across CSC and across service lines;
- Provide innovative ideas on how to improve the efficiency of daily tasks; and
- Support the wider team with various projects as needed and delivered to quality standards, deadlines, and costs.
What technical skills, experience and qualifications do you need?
- Pragmatic and commercial judgment;
- Significant experience in and knowledge of, AML/CTF/CPF principles, rules and regulations;
- Effective communicator and strong teamworking skills;
- Strong understanding of our business and pragmatic outlook on the business;
- Self-motivated and able to work without close supervision;
- Ability to formulate, consider and select the most appropriate solutions;
- Able to use own initiative and be open minded;
- Experience working within a compliance function; and
- Project management experience (preferred).
About Us
CSC is a global business, legal, and financial services company based in Wilmington, Delaware, USA, providing knowledge-based solutions to clients worldwide. We have offices and capabilities in over 140 jurisdictions in the Americas, Europe, Asia Pacific, and the Middle East, and more than 8,000 colleagues. We are the business behind business.®
Visit our careers site to learn more about CSC and our commitment to our clients, communities, and each other.
CSC is committed to creating a feeling of belonging through a diverse and growth-oriented environment where everyone is valued.
CSC colleagues have global career opportunities and excellent benefits, including annual success-sharing bonuses or commission plans based on individual performance. To learn more, visit cscglobal.com/service/careers.
We offer a range of support to colleagues with disabilities, ensuring people have the necessary resources to thrive in their roles. We encourage candidates to work closely with our talent acquisition partners to convey their specific needs. Our commitment to accessibility reflects our broader dedication to diversity and belonging,
CSC only accepts resumes from employment agencies that are part of our approved supplier program. Resumes submitted from other agencies either to talent acquisition, our hiring leaders, employees, or through any other mechanism other than our supplier process, will not be eligible to claim related fees and the submitted resumes will be considered property of CSC.
We encourage candidates to apply directly to our website and not through third-party sources.
Disclaimer: The information above describes the general nature and level of work performed by employees in this role. It is not intended to describe all duties, responsibilities, and qualifications.
About the Team
At CSC®, we're always looking ahead, finding ways to improve and anticipate the future needs of our customers. Curiosity fuels our innovation and productivity drives our results. This proactive mindset has helped us adapt and create solutions that have enabled businesses to run smoother and smarter for more than 120 years.
CSC is committed to attracting, developing, and retaining talented people whose personal values align with ours. We empower our employees to bring the right solutions to market to meet customer demand. That is why we are the premier provider of global solutions for more than 180,000 businesses.
- CSC is a great place to work with smart and dedicated people.
- We have been voted a Top Workplace every year since 2006.
- We offer challenging work and career opportunities. Most positions are filled with internal moves and employee referrals.
- Employees are eligible for success sharing, bonus, or commission plans based on role and individual performance.
- CSC offers a competitive and comprehensive benefits package as part of your Total Rewards that includes annual leave, tuition reimbursement, employee referral bonuses, and more.