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Financial Crime Analyst

companyHerbert Smith Freehills LLP
locationLondon, UK
PublishedPublished: Published 3 weeks ago
Financial Crime and Compliance
The Opportunity

Primary Objectives:

  • Supporting the Firm on its financial crime regulatory obligations including the analysis and management of risk arising from the Firm's new business. As part of this, the individual will be responsible for undertaking regulatory AML processes such as client due diligence (CDD), risk assessments, monitoring and reporting.
Key Internal Relationships:
  • Director of New Business Intake, West
  • Head of Financial Crime, Advisory
  • Senior Financial Crime Manager
  • Senior Financial Crime Advisers
  • Partners, lawyers, business services members
Key Responsibilities:

Assisting the Firm in its compliance with its financial crime obligations, including:

  • Undertaking AML/CDD checks and risk assessments for clients, including screening for sanctions, PEPs and other high-risk indicators.
  • Assisting in the management of the firm's new business workflow, including the prioritisation and delegation of new business requests.
  • Advising stakeholders within the firm on routine financial crime and CDD queries.
  • Ensuring the AML/CDD client identification checks are completed in a timely manner and liaising with the matter team where necessary to obtain additional CDD information & documentation.
  • Carry out initial research on clients by using a variety of different research tools including analysis of structure charts and other materials to establish the true beneficial ownership of the client.
  • Liaising with the other New Business Intake teams to ensure a joined up and efficient process for the fee earners and PA's.
Qualifications, skills and experience:

  • Candidates should have a law degree (2:1 or above preferred) and/or qualified in KYC/Compliance or have worked in a Financial Crime environment in the regulated sector, or with a regulatory body or law enforcement for at least 18 months.
  • Good understanding of the financial crime regulatory landscape and a desire to develop further in this area.
  • Excellent research and analytical skills.
  • Good commercial awareness.
  • Ability to prioritise workload.
  • Excellent attention to detail and accuracy.
  • Ability to work autonomously and prioritise multiple tasks simultaneously.
  • Excellent verbal, written and face to face communication skills.
  • Ability to work well under pressure and to deadlines.
Team
General Counsel and Risk, London GC&R Neil Gott Level 3

Working Pattern

Full time

Location
London

Contract type
Permanent Contract

Diversity & Inclusion

At Herbert Smith Freehills you will be part of a diverse, innovative culture where high performance, client focus and highly engaged people are our differentiator. People at our firm come from a range of backgrounds and bring a wide variety of experiences and perspectives to their work with us. We strive to ensure that our inclusive environment means you feel valued and able to perform at your best by being your authentic self at work. We know that our future success not only depends on being innovative and progressive in the changing legal market but, most importantly, on our people feeling highly engaged in meaningful work.

We understand that you have commitments and personal interests outside of work and we strive to create a working environment based on mutual trust and respect, in which you can perform at your best whilst maintaining sustainable balance across your life.