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Head of Compliance

companyEqvilent
locationLondon, UK
PublishedPublished: Published 1 month ago
Business Compliance
We are seeking an exceptional individual to join our team as the Head of Compliance. In this crucial role, you will be responsible for overseeing and managing all aspects of our compliance program, ensuring that Eqvilent adheres to the highest standards of legal and regulatory compliance.

What You'll Be Doing:
  • Develop, implement, and maintain a robust compliance framework that covers all areas of our HFT operations
  • Stay up-to-date with the latest regulatory developments and industry best practices, and ensure that our compliance policies and procedures are adapted accordingly
  • Monitor trading activities and conduct regular compliance reviews to identify potential risks and issues
  • Investigate and resolve compliance breaches, and implement corrective actions to prevent future occurrences
  • Collaborate with cross-functional teams, including Trading, Risk, Legal, and Technology, to ensure compliance considerations are integrated into all aspects of our business
  • Provide guidance and training to employees on compliance matters, fostering a culture of compliance throughout the organization
  • Serve as the primary point of contact for regulatory authorities, and manage regulatory inquiries, audits, and investigations
  • Prepare and present compliance reports to senior management and the Board of Directors
  • Continuously improve our compliance program, leveraging technology and data analytics to enhance monitoring and surveillance capabilities
What We Look For In You:
  • Proven track record of success in a senior compliance role, with experience in HFT, trading, hedge funds, financial institutions, or related industries
  • Deep understanding of the regulatory landscape governing financial markets, including SEC, FINRA, CFTC, and relevant international regulations
  • Experience in developing and implementing compliance programs for trading firms, with a focus on market abuse, trade surveillance, and risk management
  • Strong analytical and problem-solving skills, with the ability to navigate complex regulatory issues and develop pragmatic solutions
  • Excellent communication and interpersonal skills, with the ability to build strong relationships with internal and external stakeholders
  • Highly organized and detail-oriented, with the ability to manage multiple priorities in a fast-paced environment
  • Demonstrated leadership skills, with the ability to mentor and guide a high-performing compliance team
  • Relevant professional certifications (e.g., CFA, CPA, JD) and/or advanced degrees preferred
Why Should You Join Our Team?
  • Great challenges with fast feedback loops
  • A welcoming group of highly qualified international professionals
  • Cutting-edge hardware and technology
  • Comfortable Dubai office or remotely anywhere in the world
  • Flexible schedule
  • 40 paid days off
  • Competitive salary