Junior Compliance Analyst

Junior Compliance Analyst - London

The Team:

The Compliance Team provides regulatory support for the Brevan Howard Group across all of its activities including advisory services, internal monitoring, and regulatory training. This is a beginner's generalist role and a great opportunity to work with experienced Compliance experts. The position will report to the Head of Compliance in London.

Main Responsibilities:

• Cyclical monitoring of global regulatory disclosures including long/short/auctions;
• PAD, G&I and other staff pre-approval checks and maintenance of these registers;
• Undertake due diligence AML checks and sanctions screening and forensically investigate flags and potential matches;
• Telephone, email and e-comms monitoring;
• Escalate, log, track and monitor all monitoring exceptions as appropriate;
• Pre-approval and onboarding of of service providers such as counterparties, Investors and research;
• Assist with staff onboarding, e.g. e-learning training;
• Co-ordinate annual declarations and liaise with staff accordingly;
• Provide metrics to management;
• Ad-hoc projects and where necessary.

Work Experience/Technical Background:

• University Degree (2:1 minimum)
• Holding or working towards a recognised regulatory professional qualification.
• Exposure or experience to Compliance in fund/ asset management firms.
• Previous experience working within a regulated organisation

Technical Skills/Business Knowledge:

• Strong Microsoft skills, specifically Word, and Excel

Other Requirements:

• Attention to detail
• Strong communication skills (written and spoken)
• Professional, articulate, presentable, and personable
• Proactive, self-starter & team player