Manager, Regulatory Compliance, Audit & Assurance, Jersey
Deloitte
United Kingdom
Published 1 month ago
Regulatory Compliance
Job description
Connect to your Industry
The Regulatory Compliance team is dedicated to compliance with Anti-Money Laundering ("AML"), Countering Financing of Terrorism ("CFT") and Countering Proliferation Financing ("CPF") requirements across our offices in Jersey, Guernsey, the Isle of Man and Gibraltar ("the Island & Gibraltar" or "I&G"). We are proud of our role in providing subject matter expertise to advise and guide Deloitte in doing the right work in the right way.
We have a broad range of responsibilities and work closely with our colleagues in the UK, including those within the Financial Crime, Customer Due Diligence ("CDD") and Quality Risk & Security teams. We have strong industry credentials across Regulatory Compliance matters and can draw on a wide range of specialists and experts across our extensive global network.
Connect to your career at Deloitte
Deloitte drives progress. Using our vast range of expertise, that covers audit, risk advisory, and consulting services across tax, legal, business, technology and corporate finance, we help our clients become leaders wherever they choose to compete. To do this, we invest in outstanding people. We build teams of future thinkers, with diverse talents and backgrounds, and empower them all to reach for and achieve more.
What brings us all together at Deloitte? It's how we approach the thousands of decisions we make every day. How we behave, our beliefs and our attitudes. In other words: our values. Whatever we do, wherever we are in the world, we lead the way, serve with integrity, take care of each other , foster inclusion, and collaborate for measurable impact. These five shared values lead every decision we make and action we take, guiding us to deliver impact how and where it matters most .
Connect to your opportunity
You can expect senior level exposure and variety. You will work to support teams that provide services to some of the most influential companies in the UK and internationally, offering expert insights across the whole business. You will be joining a diverse team of experts capable of delivering meaningful and durable change for both our clients and our profession.
As a Manager in the Regulatory Compliance Function you will
We know it's not just about the numbers. Often, we let the technology take care of those. It's about the creative and collective thinking or our people. That's where the true insight is found. We're redefining the future of audit. Come join us.
Personal independence
Regulation and controls are standard practice in our industry and Deloitte is no exception. These controls provide important legal protection for both you and the firm. We are subject to a number of audit regulations, one of which requires that certain colleagues abide by specific personal independence constraints (e.g., in relation to any financial interests and employment relationships). This can mean that you and your "Immediate Family Members" are not permitted to hold certain financial interests (shares, funds, bonds etc.) with audit clients of the firm, and also prohibitions on certain employment relationships (e.g., you are not permitted to hold a secondary employment role with SEC audit clients of the firm whilst being employed by the firm). The recruitment team will provide further detail as you progress through the recruitment process or you can contact the Independence team upon request.
Connect with your colleagues
" I assumed the culture would be very corporate, however, I have worked with people who have different personalities and approaches to the way they work. We do have a clear brand, but everyone is encouraged to be themselves."
-Alice, Audit and Assurance
"The team I support works with one of Deloitte's biggest clients. To be involved with such an influential client so early in my career is really rewarding; I love it."
-Owen, Audit and Assurance
The progression at Deloitte is steady and I've always felt in control of my own career path. You can learn something new here every day which I really enjoy.
-Ali, Audit and Assurance
Our hybrid working policy
You'll be based in Jersey with hybrid working. Our hybrid model enables our people to collaborate, connect and innovate in both a virtual and physical capacity. As well as remote working, you'll attend your local office, virtual collaboration spaces and client sites, depending on the requirements of the role.
Connect to your return to work opportunity
Are you looking to return to the workplace after an extended career break?
For this role we can offer coaching and support designed for returners to refresh your knowledge and skills, and help your transition back into the workplace after a career break of two years or more. If this is relevant for you, just let your recruiter know when you make your application.
Our commitment to you
Making an impact is more than just what we do: it's why we're here. So we work hard to create an environment where you can experience a purpose you believe in, the freedom to be you, and the capacity to go further than ever before.
We want you. The true you. Your own strengths, perspective and personality. So we're nurturing a culture where everyone belongs, feels supported and heard, and is empowered to make a valuable, personal contribution. You can be sure we'll take your wellbeing seriously, too. Because it's only when you're comfortable and at your best that you can make the kind of impact you, and we, live for.
Your expertise is our capability, so we'll make sure it never stops growing. Whether it's from the complex work you do, or the people you collaborate with, you'll learn every day. Through world-class development, you'll gain invaluable technical and personal skills. Whatever your level, you'll learn how to lead.
Connect to your next step
A career at Deloitte is an opportunity to develop in any direction you choose. Join us and you'll experience a purpose you can believe in and an impact you can see. You'll be free to bring your true self to work every day. And you'll never stop growing, whatever your level.
Discover more reasons to connect with us, our people and purpose-driven culture at deloitte.co.uk/careers
Connect to your Industry
The Regulatory Compliance team is dedicated to compliance with Anti-Money Laundering ("AML"), Countering Financing of Terrorism ("CFT") and Countering Proliferation Financing ("CPF") requirements across our offices in Jersey, Guernsey, the Isle of Man and Gibraltar ("the Island & Gibraltar" or "I&G"). We are proud of our role in providing subject matter expertise to advise and guide Deloitte in doing the right work in the right way.
We have a broad range of responsibilities and work closely with our colleagues in the UK, including those within the Financial Crime, Customer Due Diligence ("CDD") and Quality Risk & Security teams. We have strong industry credentials across Regulatory Compliance matters and can draw on a wide range of specialists and experts across our extensive global network.
Connect to your career at Deloitte
Deloitte drives progress. Using our vast range of expertise, that covers audit, risk advisory, and consulting services across tax, legal, business, technology and corporate finance, we help our clients become leaders wherever they choose to compete. To do this, we invest in outstanding people. We build teams of future thinkers, with diverse talents and backgrounds, and empower them all to reach for and achieve more.
What brings us all together at Deloitte? It's how we approach the thousands of decisions we make every day. How we behave, our beliefs and our attitudes. In other words: our values. Whatever we do, wherever we are in the world, we lead the way, serve with integrity, take care of each other , foster inclusion, and collaborate for measurable impact. These five shared values lead every decision we make and action we take, guiding us to deliver impact how and where it matters most .
Connect to your opportunity
You can expect senior level exposure and variety. You will work to support teams that provide services to some of the most influential companies in the UK and internationally, offering expert insights across the whole business. You will be joining a diverse team of experts capable of delivering meaningful and durable change for both our clients and our profession.
As a Manager in the Regulatory Compliance Function you will
- Report to the local Money Laundering Reporting Officer ("MLRO"), Deputy MLRO ("DMLRO") and Money Laundering Compliance Officer ("MLCO")
- Draft quarterly Regulatory Compliance reports for local Partners and Directors ("P&D")
- Prepare monthly AML/CFT/CPF Client Lists and supporting management information for the local office
- Support the MLRO and DMLRO with the handling of Customer Due Diligence ("CDD") escalations on local matters
- Draft Compliance Monitoring testing scripts, coordinate the roll out of testing scripts across the Islands and Gibraltar as relevant, complete local testing and draft local Compliance Monitoring reports
- Support the MLCO with the oversight and progression of recommendations arising from local Compliance Monitoring
- Review local regulatory updates and complete impact analysis with recommendations
- Collation of data and draft responses to regulatory requests and filings
- Lead the completion of Regulatory Compliance action points, including those arising from the quarterly P&D Regulatory Compliance meetings, Compliance Monitoring, Regulatory Updates, etc.
- Participate in the development of local systems and controls to help maintain Deloitte's compliance with Regulatory Requirements in Jersey
- Complete other assigned tasks, including those set out in the Regulatory Compliance procedures
- Develop more junior members of the Regulatory Compliance team
- Provide thought leadership on Regulatory Compliance matters to deliver insights to the Regulatory Compliance team
- Act as an ambassador of the Regulatory Compliance Function, building networks both internally and externally
- Participate in practice management activities, including facilitation of internal training courses
- Experienced Regulatory Compliance individual with a relevant compliance qualification e.g. an International Compliance Association advanced certificate
- Practical understanding of the AML/CFT/CPF requirements applicable in Jersey
- Experience performing compliance monitoring
- Knowledge of risk methodologies, including risk assessment techniques, sampling, etc.
- Report writing, presentation and interpersonal skills, including excellent written and verbal communications skills
- Proven ability to use initiative to investigate and resolve problems
We know it's not just about the numbers. Often, we let the technology take care of those. It's about the creative and collective thinking or our people. That's where the true insight is found. We're redefining the future of audit. Come join us.
Personal independence
Regulation and controls are standard practice in our industry and Deloitte is no exception. These controls provide important legal protection for both you and the firm. We are subject to a number of audit regulations, one of which requires that certain colleagues abide by specific personal independence constraints (e.g., in relation to any financial interests and employment relationships). This can mean that you and your "Immediate Family Members" are not permitted to hold certain financial interests (shares, funds, bonds etc.) with audit clients of the firm, and also prohibitions on certain employment relationships (e.g., you are not permitted to hold a secondary employment role with SEC audit clients of the firm whilst being employed by the firm). The recruitment team will provide further detail as you progress through the recruitment process or you can contact the Independence team upon request.
Connect with your colleagues
" I assumed the culture would be very corporate, however, I have worked with people who have different personalities and approaches to the way they work. We do have a clear brand, but everyone is encouraged to be themselves."
-Alice, Audit and Assurance
"The team I support works with one of Deloitte's biggest clients. To be involved with such an influential client so early in my career is really rewarding; I love it."
-Owen, Audit and Assurance
The progression at Deloitte is steady and I've always felt in control of my own career path. You can learn something new here every day which I really enjoy.
-Ali, Audit and Assurance
Our hybrid working policy
You'll be based in Jersey with hybrid working. Our hybrid model enables our people to collaborate, connect and innovate in both a virtual and physical capacity. As well as remote working, you'll attend your local office, virtual collaboration spaces and client sites, depending on the requirements of the role.
Connect to your return to work opportunity
Are you looking to return to the workplace after an extended career break?
For this role we can offer coaching and support designed for returners to refresh your knowledge and skills, and help your transition back into the workplace after a career break of two years or more. If this is relevant for you, just let your recruiter know when you make your application.
Our commitment to you
Making an impact is more than just what we do: it's why we're here. So we work hard to create an environment where you can experience a purpose you believe in, the freedom to be you, and the capacity to go further than ever before.
We want you. The true you. Your own strengths, perspective and personality. So we're nurturing a culture where everyone belongs, feels supported and heard, and is empowered to make a valuable, personal contribution. You can be sure we'll take your wellbeing seriously, too. Because it's only when you're comfortable and at your best that you can make the kind of impact you, and we, live for.
Your expertise is our capability, so we'll make sure it never stops growing. Whether it's from the complex work you do, or the people you collaborate with, you'll learn every day. Through world-class development, you'll gain invaluable technical and personal skills. Whatever your level, you'll learn how to lead.
Connect to your next step
A career at Deloitte is an opportunity to develop in any direction you choose. Join us and you'll experience a purpose you can believe in and an impact you can see. You'll be free to bring your true self to work every day. And you'll never stop growing, whatever your level.
Discover more reasons to connect with us, our people and purpose-driven culture at deloitte.co.uk/careers