NON IT Investigation Analyst, Compliance Specialist
ASK Staffing
South Jordan, UT, USA
Published 3 weeks ago
Compliance Management Systems / Technology
"All candidates must be directly contracted by ASK Consulting on their payroll and cannot be subcontracted. We are unable to provide sponsorship at this moment".
Job Title: Investigation Analyst, Compliance Specialist
Location: South Jordan, UT, 84095 (Hybrid)
Duration: 12-Months-Contract
Pay Range is $46 to $50.37/hr. on W2
Job Description:
ASK Consulting is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all associates.
Job Title: Investigation Analyst, Compliance Specialist
Location: South Jordan, UT, 84095 (Hybrid)
Duration: 12-Months-Contract
Pay Range is $46 to $50.37/hr. on W2
Job Description:
- The Analyst supporting written Client Relations/Senior Investor inquiries and concerns will ensure Firm compliance with regulations governing the handling of Operational Client Complaints
- Responsible for collaboration with branches and Operational business partners in the investigation, research, and resolution of a large volume of assigned cases in a formal written format to communicate the Firm's decision to the client
- This position may also be tasked to handle other various operational responsibilities within Client Relations, including Settlement processing, Privacy Opt Out processing, and incoming telephone calls
- Other projects may be assigned on an as-needed basis
- The role is Hybrid and will require in-office attendance 3 days per week.
- Excellent grammar and composition skills
- Excellent written and oral communication skills
- Preferred candidates will possess a bachelor's degree in English or a Communication-related discipline
- The ideal candidate will have knowledge and some level of expertise in the brokerage industry or banking operations
- Strong initiative and drive
- Proficiency in Microsoft Word and Outlook programs
- Proven ability to work effectively with all levels of employees
- Exceptional phone presentation skills
- Able to perform efficiently in a fast-paced, changing environment while handling a wide variety of tasks
- Strong organizational skills, attention to detail, and excellent follow-up skills
- Ability to be self-motivated and succeed in a team atmosphere
- BACHELOR'S DEGREE REQUIRED
ASK Consulting is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all associates.