NON IT Investigation Analyst, Compliance Specialist

"All candidates must be directly contracted by ASK Consulting on their payroll and cannot be subcontracted. We are unable to provide sponsorship at this moment".

Job Title: Investigation Analyst, Compliance Specialist

Location: South Jordan, UT, 84095 (Hybrid)

Duration: 12-Months-Contract

Pay Range is $46 to $50.37/hr. on W2

Job Description:

• The Analyst supporting written Client Relations/Senior Investor inquiries and concerns will ensure Firm compliance with regulations governing the handling of Operational Client Complaints
• Responsible for collaboration with branches and Operational business partners in the investigation, research, and resolution of a large volume of assigned cases in a formal written format to communicate the Firm's decision to the client
• This position may also be tasked to handle other various operational responsibilities within Client Relations, including Settlement processing, Privacy Opt Out processing, and incoming telephone calls
• Other projects may be assigned on an as-needed basis
• The role is Hybrid and will require in-office attendance 3 days per week.

Qualifications and Skills Required:

• Excellent grammar and composition skills
• Excellent written and oral communication skills
• Preferred candidates will possess a bachelor's degree in English or a Communication-related discipline
• The ideal candidate will have knowledge and some level of expertise in the brokerage industry or banking operations
• Strong initiative and drive
• Proficiency in Microsoft Word and Outlook programs
• Proven ability to work effectively with all levels of employees
• Exceptional phone presentation skills
• Able to perform efficiently in a fast-paced, changing environment while handling a wide variety of tasks
• Strong organizational skills, attention to detail, and excellent follow-up skills
• Ability to be self-motivated and succeed in a team atmosphere

Note:

• BACHELOR'S DEGREE REQUIRED

About ASK: ASK Consulting is an award-winning technology and professional services recruiting firm servicing Fortune 500 organizations nationally. With 5 nationwide offices, two global delivery centers, and employees in 42 states-ASK Consulting connects people with amazing opportunities

ASK Consulting is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all associates.