Search

Regulatory Compliance Officer

companyEFG International
locationLuxembourg
PublishedPublished: Published 2 weeks ago
Business Compliance
Job Description

Our Company

EFG International is a global private banking group, offering private banking and asset management services. We serve clients in over 40 locations worldwide. EFG International offers a stimulating and dynamic work environment and strives to be an employer of choice.

EFG is committed to providing an equitable and inclusive working environment that is founded on the principle of mutual respect. Joining our team means experiencing a supportive environment, where your contributions are valued and recognised. We strongly believe that the diversity of our teams gives us a competitive advantage by fostering better decision-making and greater innovation.

Our Purpose and Mission

Empowering entrepreneurial minds to create value - today and for the future.

We are a private bank, offering personalised solutions on a global scale to private and institutional clients. Our sustainable success is based on our talents and on how we partner with our clients and communities to create lasting value.

Main responsibilities

As a Compliance Officer in our Regulatory Compliance team, you will report to the Head of Regulatory Compliance and, indirectly, to the Bank Chief Compliance officer. The Regulatory Compliance team is dedicated to help the Bank to meet its regulatory requirements from a business impact and regulatory compliance perspective.

You will in particular:
  • Oversee the legal and regulatory landscapes as well as identify and assess the relevant changes (including their impact on the Bank);
  • Contribute to the regulatory watch;
  • Supervise Regulatory Compliance topics, especially in the areas of Cross-border rules, Market Abuse and MiFID II;
  • Draft and amend policies and procedures;
  • Provide oversight and maintenance in relation of the Compliance Monitoring Plan;
  • Perform 2nd line of defence controls of the Compliance Monitoring Plan and issue the relevant reports accordingly;
  • Ensure that the Compliance Monitoring framework is appropriately implemented across the Bank and its branches;Assist the Bank on all regulatory queries;
  • Assist on reporting to local senior management and the Group on regulatory compliance matters;
  • Organise internal training sessions for new joiner (mainly CRO/CSO or Compliance) on regulatory purposes and systems
Your profile
  • Master's degree in Law, Economics or Business administration
  • Strong knowledge of the Luxembourg regulatory environment and EU regulations
  • At least 5/7 years experience in a similar Compliance/regulatory role, either in the banking sector or in a reputable Audit/Consulting firm
  • Have proven experience in project management and regulatory changes
  • Ability to apply risk based approach assessments, in line with local standard market practice
  • Fluent in English and French, any other language would be an asset
  • Be a strong team player but also able to work independently
  • Be flexible and used to work with tight deadlines
  • Excellent verbal and written communication skills
Our values
  • Accountability: Taking ownership for tasks and challenges as well as seeking continuous improvement.
  • Hands-on: Being proactive to rapidly deliver high-quality results.
  • Passionate: Being committed and striving for excellence.
  • Solution-driven: Focusing on client outcomes and treating clients fairly with a risk-aware mindset.
  • Partnership-oriented: Promoting collaboration and teamwork. Working together with an entrepreneurial spirit
Please ensure to attach a cover letter to your CV when filling the application.