Regulatory Compliance Specialist
Bupa Dental Care
Bristol, UK
Published 2 weeks ago
Compliance Management Systems / Technology
Regulatory Compliance Specialist
12 month FTC
Full-time, Monday - Friday
Remote role with occasional travel to Bristol
The Role
As the Regulatory Compliance Specialist, you will support the BDC (Bupa Dental Care) Head of Risk & Compliance in embedding an FCA culture under an SMCR regime across Bupa Dental Care. Working collaboratively with Bupa Dental Care Functions and our practices to educate and improve awareness of FCA and Compliance matters.
You will act as a 'partner' to the business to deliver specialist regulatory advice and guidance, with a particular focus on ASA and FCA regulatory requirements including TCF and conduct risk considerations.
You will work with the business to ensure that there are appropriate systems and controls in place to meet Bupa's, and our regulators' expectations, and Identify and escalate potential regulatory and conduct risk issues, working with colleagues in the team and across the business to provide practical, pragmatic solutions to help the business move forward.
Responsibilities
Bupa Dental Care is an equal opportunities employer.
12 month FTC
Full-time, Monday - Friday
Remote role with occasional travel to Bristol
The Role
As the Regulatory Compliance Specialist, you will support the BDC (Bupa Dental Care) Head of Risk & Compliance in embedding an FCA culture under an SMCR regime across Bupa Dental Care. Working collaboratively with Bupa Dental Care Functions and our practices to educate and improve awareness of FCA and Compliance matters.
You will act as a 'partner' to the business to deliver specialist regulatory advice and guidance, with a particular focus on ASA and FCA regulatory requirements including TCF and conduct risk considerations.
You will work with the business to ensure that there are appropriate systems and controls in place to meet Bupa's, and our regulators' expectations, and Identify and escalate potential regulatory and conduct risk issues, working with colleagues in the team and across the business to provide practical, pragmatic solutions to help the business move forward.
Responsibilities
- Ensure assurance reviews of the Bupa Dental Care Practice Estate consider FCA regulatory requirements including TCF and conduct risk considerations, through use of our Q360 platform.
- Work in partnership with business functions to identify and mitigate regulatory risk within the business and escalate issues as appropriate to the Head of Risk & Compliance.
- Provide a professional and pragmatic advisory service to business areas on regulatory and compliance matters.
- Assess operational policy and procedure in line with regulatory best practice requirements.
- Support the Head of Risk & Compliance in developing and maintaining a detailed profile of the current and future regulatory environment by monitoring FCA, marketing and business press and publications, general media articles/ reports and market research; using the information obtained to anticipate the impact on BDC and work with relevant business areas to implement appropriate systems and controls to mitigate regulatory risks.
- To take the lead on BDC Insurance matters, working with Group Risk to look at trends and information from Incidents and Complaints raised across BDC.
- To undertake Due Diligence in relation to Compliance matters for Merger & Acquisition activity, including closures, taking a risk based approach and escalating any concerns effectively.
- To support the Head of Risk & Compliance to develop effective, ongoing reporting to ensure the DExT (Bupa Dental Exec Team) have effective oversight of all FCA matters in line with the SMCR accountabilities.
- To ensure that all Reg Data and Connect returns are completed accurately, with appropriate approval and submitted in a timely manner.
- Regular assurance of Bupa Dental Care websites and other marketing material to ensure that content is compliant with ASA and FCA guidelines with appropriate escalation of any findings for remedial action
- experience (c.3 years) of working in regulated healthcare environments.
- experience of working in a regulatory advisory role,
- Excellent working knowledge of the FCA handbook, preferably in Consumer Credit and wider requirements including TCF, information security and financial crime.
- Strong understanding of, and ability to, identify conduct risks to the business.
- Proven ability to generate recommendations which improve business processes and are acceptable to operational management.
- Excellent communication both written and oral, and with experience of communicating to staff at all levels within an organisation.
- Ability to work under pressure and manage multiple business stakeholders.
- Practical experience in developing and implementing business risk and regulatory policies.
- A good understanding of the political, legislative, regulatory, compliance and consumer environments affecting the financial services industry.
- Interpersonal, communication and negotiation skills, with emphasis on achieving results and successful outcomes through consultation and conciliation.
- Educated to A-Level or equivalent
Bupa Dental Care is an equal opportunities employer.