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Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are looking for an outstanding compliance professional to join our fast-growing team as the Enterprise Compliance Program Manager.This role will play a pivotal role in designing, implementing, and managing core compliance processes to support the organization's global compliance strategy. This position focuses on building scalable, repeatable, and standardized frameworks and processes that enable compliance operations to function efficiently and effectively across regions. Key areas of responsibility include compliance training, policy management, issue management, monitoring and testing, and reporting. We are looking for a highly motivated, adaptable, and collaborative professional who can handle ambiguity and enjoys building. If you have experience in a fast-paced environment and are looking for an opportunity to be a member of an innovative compliance team in the crypto currency space, this is the perfect opportunity for you! Role: Enterprise Compliance Program Manager will develop and manage core compliance program components, ensure operational consistency, enable effective risk management, and drive continuous improvement in a fast-evolving regulatory environment for cryptocurrency and blockchain technology. WHAT YOU WILL DO: <ul><li>Design and implement enterprise-wide compliance frameworks that promote scalability, consistency, and alignment with regulatory requirements.</li><li>Manage the lifecycle of compliance policies, including drafting, review, approval, and periodic updates; Ensure policies are accessible, well-communicated, and reflect changes in regulations or organizational priorities.</li><li>Develop and manage an enterprise-wide compliance training program, including onboarding and ongoing education.</li><li>Partner with HR and Learning &amp; Development to deliver training that is engaging, measurable, and tailored to various audiences.</li><li>Monitor training completion rates and measure program effectiveness through knowledge assessments and feedback.</li><li>Establish and maintain an issue management process to identify, track, and resolve compliance-related incidents or gaps. Ensure timely escalation and reporting of significant compliance issues to leadership and regulators, as required.</li><li>Develop a risk-based compliance monitoring and testing program to evaluate adherence to policies, procedures, and regulatory requirements.</li><li>Stay abreast of emerging regulatory trends and industry best practices, incorporating them into program design.</li></ul>WHAT YOU WILL NEED: <ul><li>Minimum of 5 years of relevant AML experience.</li><li>Knowledge of the laws, regulations, and guidance governing customer due diligence and related processes (for example, AML laws and regulations in Lithuania and other countries).</li><li>Proven expertise in managing core compliance processes, such as policy management, training, and monitoring/testing.</li><li>Strong understanding of regulatory requirements, risk management principles, and compliance frameworks</li><li>Familiarity with governance tools, compliance management systems, and data reporting platforms.</li><li>Strategic mindset with a focus on scalability and standardization.</li><li>Attention to detail and commitment to quality and accuracy.</li><li>Collaborative and adaptable, with the ability to build strong relationships across functions and geographies.</li></ul>COMPENSATION &amp; PERKS: <ul><li>Full-time salary based on experience and meaningful equity in an industry-leading company</li><li>Hybrid model working from home &amp; our office in London</li><li>Unlimited vacation policy; work hard and take time when you need it</li><li>Work from anywhere policy</li><li>Apple equipment</li><li>The opportunity to be a key player and build your career at a rapidly expanding, global technology company in an emerging field</li><li>Flexible work culture </li></ul>Blockchain is committed to diversity and inclusion in the workplace and is proud to be an equal opportunity employer. We prohibit discrimination and harassment of any kind based on race, religion, color, national origin, gender, gender expression, sex, sexual orientation, age, marital status, veteran status, disability status or any other characteristic protected by law. This policy applies to all employment practices within our organization, including hiring, recruiting, promotion, termination, layoff, recall, leave of absence, and apprenticeship. Blockchain makes hiring decisions based solely on qualifications, merit, and business need at the time. You may contact our Data Protection Officer by email at <a href="mailto:dpo@blockchain.com" target="_blank">dpo@blockchain.com</a>. Your personal data will be processed for the purposes of managing Controller's recruitment related activities, which include setting up and conducting interviews and tests for applicants, evaluating and assessing the results thereto, and as is otherwise needed in the recruitment and hiring processes. Such processing is legally permissible under Art. 6(1)(f) of Regulation (EU) 2016/679 (General Data Protection Regulation) as necessary for the purposes of the legitimate interests pursued by the Controller, which are the solicitation, evaluation, and selection of applicants for employment. Your personal data will be shared with Greenhouse Software, Inc., a cloud services provider located in the United States of America and engaged by Controller to help manage its recruitment and hiring process on Controller's behalf. Accordingly, if you are located outside of the United States, your personal data will be transferred to the United States once you submit it through this site. Because the European Union Commission has determined that United States data privacy laws do not ensure an adequate level of protection for personal data collected from EU data subjects, the transfer will be subject to appropriate additional safeguards under the standard contractual clauses.

Enterprise Compliance Program Manager

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are seeking an outstanding compliance leader to join our fast-growing team as the Head of Financial Crimes Compliance and UK MLRO. This role, reporting to the Global Chief Compliance Officer, will be responsible for overseeing compliance with regulatory compliance frameworks in Europe. We are looking for a highly motivated, adaptable, and collaborative professional who can handle ambiguity and enjoys building. Asthe Head of Financial Crimes Compliance and UK MLRO, you will oversee and execute the company's financial crimes compliance strategy, and oversee the global financial crimes function, and serve as the U.K. MLRO. If you have experience in a fast-paced environment and are looking for an opportunity to be a member of an innovative compliance team in the crypto asset space, this is the perfect opportunity for you! WHAT YOU WILL DO <ul><li>Oversee, develop, and manage, the global financial crimes compliance program, aligning with the company's risk appetite and regulatory requirements.</li><li>Serve as a trusted advisor to the CCO and leadership on financial crime risks and compliance matters.</li><li>Act as the UK MLRO and primary point of contact with the Financial Conduct Authority (FCA) and other relevant regulators, as required and in line with the Company's licensing developments.</li><li>Represent the company in regulatory inspections, audits, and inquiries. Handle all reporting, notifications, and official communications regarding AML/CTF matters.</li><li>Manage team of global MLROs across licensed jurisdictions in Europe, Asia, Africa and the Americas, fostering development and risk-based program implementation aligned with company goals.</li><li>Build programs from the ground up and drive innovation and efficiency in compliance processes through effective risk-based program management, technology, and data analytics.</li><li>Prepare and submit Suspicious Activity Reports (SARs) and other regulatory filings in compliance with jurisdictional requirements.</li><li>Monitor and evaluate changes in global financial crimes laws and regulations, ensuring timely implementation of necessary updates to program</li><li>Conduct regular risk assessments to identify opportunities for enhancement in financial crime controls, including evaluating customer profiles, transaction patterns, and the types of services offered.</li><li>Partner with cross-functional teams including Product, Engineering, Legal, and the Business regarding new product and service development and assess AML/CTF implications</li><li>Work closely with the global Compliance function in areas including onboarding, screening, transaction monitoring, investigations, risk assessments, audits, exams, training, and other key compliance processes.Prepare and present MLRO reports on compliance risk management activities for senior management and the Board of Directors.</li><li>Maintain active dialogue with the crypto industry's compliance community to inform best practices</li><li>Manage other responsibilities assigned by the Chief Compliance Officer,</li></ul>WHAT YOU WILL NEED <ul><li>Bachelor's degree in Law, Criminal Justice, or a related field</li><li>At least 7 years of experience in AML/CTF and compliance</li><li>At least 4 years of experience in people and team management</li><li>At least 3 years of experience working in the FinTech, Crypto or payment services industry.</li><li>Experience building compliance programs from the ground up</li><li>Exceptional leadership and team management skills, with the ability to inspire and develop high-performing teams </li><li>Extensive experience working with and presenting to regulators, auditors and bank partners </li><li>In-depth understanding of global AML/CTF regulations</li><li>Interest and experience in cryptocurrency and virtual asset regulation</li><li>Excellent written and verbal communications skills, organizational and time management skills</li><li>Strategic thinker with a hands-on approach to problem-solving.</li><li>Strong analytical and problem-solving abilities</li><li>High level of integrity and sound judgment</li></ul>COMPENSATION &amp; PERKS <ul><li>The opportunity to be a key player and build your career at a rapidly expanding, global technology company in an emerging field</li><li>Bonus scheme based on both company and individual performance</li><li>The opportunity to be a key player and build your career at a rapidly expanding, global technology company in an exciting, emerging industry.</li><li>Unlimited vacation policy; work hard and take time when you need it.</li><li>Apple equipment provided by the company</li><li>Hybrid role from London office</li></ul>Blockchain is committed to diversity and inclusion in the workplace and is proud to be an equal opportunity employer. We prohibit discrimination and harassment of any kind based on race, religion, color, national origin, gender, gender expression, sex, sexual orientation, age, marital status, veteran status, disability status or any other characteristic protected by law. This policy applies to all employment practices within our organization, including hiring, recruiting, promotion, termination, layoff, recall, leave of absence, and apprenticeship. Blockchain makes hiring decisions based solely on qualifications, merit, and business need at the time. You may contact our Data Protection Officer by email at <a href="mailto:dpo@blockchain.com" target="_blank">dpo@blockchain.com</a>. Your personal data will be processed for the purposes of managing Controller's recruitment related activities, which include setting up and conducting interviews and tests for applicants, evaluating and assessing the results thereto, and as is otherwise needed in the recruitment and hiring processes. Such processing is legally permissible under Art. 6(1)(f) of Regulation (EU) 2016/679 (General Data Protection Regulation) as necessary for the purposes of the legitimate interests pursued by the Controller, which are the solicitation, evaluation, and selection of applicants for employment. Your personal data will be shared with Greenhouse Software, Inc., a cloud services provider located in the United States of America and engaged by Controller to help manage its recruitment and hiring process on Controller's behalf. Accordingly, if you are located outside of the United States, your personal data will be transferred to the United States once you submit it through this site. Because the European Union Commission has determined that United States data privacy laws do not ensure an adequate level of protection for personal data collected from EU data subjects, the transfer will be subject to appropriate additional safeguards under the standard contractual clauses.

Head of Financial Crimes Compliance & UK MLRO

A BIT ABOUT FLOCK At Flock we do insurance very differently. Our real-time, data-driven approach means we're able to price connected vehicle insurance and assess risk better than ever before, whilst giving fleet owners the insights they need to improve safety. We don't just pay claims; we help our customers prevent them. We now insure hundreds of fleets in the UK, including the likes of JLR and Amazon, as well as fleets that work for DPD, Uber and Bolt. Last year we completed our Series B funding of $38m, led by Octopus Ventures. Our goal is to become the leading insurance company for connected and autonomous vehicles, and we're building a world-class team to help us get there. THE ROLE Build on the groundwork already laid to further develop the compliance and risk management function in Flock to ensure we stay ahead of the expectations from our carrier partners, investors and regulators as we continue to scale the business. WHAT WE THINK IS MOST EXCITING ABOUT THE ROLE <ul><ul><li>This is an opportunity to shape the way compliance and risk management is done in a fast growing MGA. We are looking for a "builder"; somebody who is never satisfied with the status quo and enjoys looking for and then executing on opportunities to improve.</li></ul></ul>A LITTLE MORE ON WHAT YOU'LL BE DOING <ul><ul><li>COMPLIANCE: </li><li>Own and evolve our compliance management framework and ensure it effectively embeds across all levels of the organisation including from a cultural perspective</li><li>Ensure our business practices continue to be compliant with regulatory requirements and meets the Compliance expectations of our other stakeholders, including our carrier partners</li><li>Work with all business functions to identify, document and agree on action plans to manage any gaps vs. requirements; this includes conducting regular thematic reviews of our current business practices</li><li>Support the Chair (= Flock's COO) of the Product Oversight and Governance Committee (POGC) with the effective running of the committee and timely handling of any action points arising; report key findings and action points to Flock's senior leadership team and the Board</li><li>As part of the POGC ensure appropriate compliance testing of new and existing products in accordance with the FCA rules in respect of Product Design - and make recommendations and oversee enhancements where necessary </li><li>Evolve our Compliance MI framework in conjunction with stakeholders in each of Flock's departments </li><li>Manage and co-ordinate contributions from other departments (including Finance) into all Regulatory submissions, e.g. RMAR </li><li>Maintain the company's policy framework, ensure all relevant policies are in place and are reviewed regularly. Own some of these policies as an individual contributor</li><li>Monitor the complaints process, providing complaint handling guidance to business leaders and complaint handlers, including independent quality assessment of complaint files, root cause analysis (RCA) and appropriate follow-up (in conjunction with the Head of Insurance Operations)</li><li>Oversee and monitor policy and regulatory breach logging. Undertake QA and appropriate root cause analysis, then engage with the business to ensure delivery of improvements where appropriate </li><li>Present Compliance updates to Flock's Senior Leadership Team and Flock Ltd.'s Board on a regular basis; hold senior leaders to account for delivery of their Compliance responsibilities </li><li>Horizon scan and understand the impact of any upcoming changes in regulation on the business, then advise and coordinate the implementation of any required changes</li><li>Ensure appropriate maintenance of the FCA registers (including SM&amp;CR) in relation to all business functions </li><li>RISK MANAGEMENT:</li><li>Own and evolve our company risk management framework and ensure it effectively embeds across all levels of the organisation including from a cultural perspective</li><li>Co-ordinate regular reviews of departmental risk registers and provide independent review and challenge of these across all business functions</li><li>Consolidate departmental risk registers into an overall Flock risk register highlighting key areas of risk and associated mitigation </li><li>Support the first line in clear and consistent articulation of risk appetite and assessment of actual risk levels, pre and post mitigation, against appetite; provide independent challenge of these assessments</li><li>Design &amp; prepare effective risk reporting including KPIs to the senior leadership team and the Board</li><li>Own the Company's annual purchase / renewal of insurance policies </li><li>LEGAL (optional)</li><li>For the right individual there is furthermore an opportunity to play an active role in various pieces of legal work including carrier TOBA preparation &amp; review, sub-broker TOBA preparation and review; commercial contract review and other ad hoc pieces of legal work </li></ul></ul>WHAT YOU'll BRING TO FLOCK <ul><ul><li>ESSENTIAL</li><li>A strong understanding of the regulatory environment as it applies to a Commercial insurance MGA</li><li>A structured approach that ensures effective management and prioritisation across a broad and varied agenda that continues to evolve as the company expands</li><li>A strong understanding of best in class risk management practices</li><li>A proven track record implementing change including strong interpersonal skills / the ability to bring stakeholders across the company with you as we evolve</li><li>The right level of gravitas to present to and interact with a senior audience both inside and outside of the company including the company's Board of Directors</li><li>Proactivity and drive - a track record of making things happen out of your own volition</li><li>PREFERABLE</li><li>Understanding of fleet insurance</li><li>Experience leading a company's risk and / or compliance function </li><li>An entrepreneurial, innovative spirit - a track record of finding novel ways to approach and solve problems</li><li>A legal background </li></ul></ul>WHAT WE OFFER (in addition to a competitive salary) • Participation in Flock's Share Option Scheme • 25 days of holiday (+ Bank Holidays) • Workplace Pension • Private Medical Insurance (including Optical , Dental &amp; Mental Health ) • Various Salary Sacrifice Schemes - Workplace Nursery, Holiday Purchase, Tech, Gym, Cycle to Work, Electric Vehicle, Private Medical Insurance for families • Enhanced Parental Leave and Pay • £1000 toward relevant professional qualifications • £500 per annum towards learning and development • 3 days paid leave for L&amp;D purposes At Flock, we typically follow a hybrid working model involving a minimum of 2 days per week spent in the office, which is based in Central London, a few minutes walk from Moorgate and Liverpool Street. ONE LAST THING.. Authenticity is important to us. We value the unique qualities and experiences you bring. So if you apply, just be your genuine self. It's who we want!

Head of Risk & Compliance

Reporting directly to one of our Senior Compliance Officers, the key purpose of the role is to provide a broad range of technical expertise, be a point of contact for regulatory advice for the business and have effective oversight on key compliance processes. What you'll be doing... Reporting directly to one of our Senior Compliance Officers, the key purpose of the role is provide a broad range of technical expertise, be a point of contact for regulatory advice for the business and have effective oversight on key compliance processes. <ul> <li>Act as a business partner to key areas of the firm, providing regulatory oversight, advice, guidance and training across a variety of teams.</li> <li>Support the development, implementation and ongoing adherence to key compliance policies within the business.</li> <li>Provide regulatory advice and guidance to the business on a range of topics, including Consumer Duty, Financial Promotions, Complaints and Product.</li> </ul>Producing monthly MI for the Senior Compliance Manager to review on an on-going basis. Experience that will put you ahead of the curve... <ul> <li>Experience in a compliance role within the financial services sector with a working knowledge of first- and second-line functions.</li> <li>Understanding of FCA regulations: COBS, ICOBS, SMCR, Financial Promotions, Consumer Duty, DISP, SYSC and PROD.</li> <li>Regulatory Horizon Scanning experience desirable.</li> <li>Ability to conduct research and present information effectively.</li> <li>Ability to work well as part of a team or independently under the direction of a senior team member.</li> <li>Ability to compile, enhance and present Management Information in relation to Compliance and Risk.</li> </ul>What's in it for you... The expected range for this role is £25,000 - £34,000 This is a Hybrid role from our Cardiff Office, working three days from the office, two from home. <ul> <li>Uncapped leave, because we trust you to manage your workload and time</li> <li>When we hit our targets, enjoy a share of our profits with a bonus</li> <li>Refer a friend and get rewarded when they join Future</li> <li>Wellbeing support with access to our Colleague Assistant Programmes</li> <li>Opportunity to purchase shares in Future, with our Share Incentive Plan</li> </ul>... Plus more great perks based on your location Internal job family level P7 Who are we... We're Future. We're 3000+ colleagues over 250+ brands speaking to 400 million people every month across the globe through websites, events and magazines. We've got ambitious plans that build on our growth momentum and unlock new opportunities and we're looking for talented people who want to be a part of it. Our Future, Our Responsibility - Inclusion and Diversity at Future We have a voice and we're going to use it. We promote diversity and inclusion not just in our recruitment processes, but everything we do. We're an equal opportunity employer and we will continue to ensure our recruitment process is free of bias and our workplaces are inclusive, positive, free of discrimination and respecting all backgrounds and beliefs. Our culture is underpinned by our values and employees - current and future - are treated with respect and fairness. Please let us know if you need any reasonable adjustments made so we can give you the best experience! Find out more about Our Future, Our Responsibility on our website. #LI-Hybrid

Compliance Officer

Job Title: First Line Credit Risk Modelling ManagerWorking Pattern: Monday to Friday, 36.25 hours per week Location: Flexible - Embrace fully remote or hybrid work from any of our vibrant UK offices in London, Cardiff, Durham, Manchester, or Blackpool. At Tandem, we're not just a bank; we're a movement for positive change. If you're an ambitious and dedicated Credit Risk Modelling Manager, ready to make an impact, we've got a space with your name on it! The main purpose of the role is to manage the risk of Tandem's Lending Portfolios. We are Tandem - Where impact meets innovation Tandem is the UK's greener digital bank on a bold quest to revolutionise the way we save, borrow, spend, and share - all while nurturing our planet, our people and our customers. As one of Europe's fastest growing digital banks, our values of being Brave, Enterprising, Simple, and Together (BEST) ensure our 500-strong team collaborate to drive a brighter, greener future. Tandem also leads the way with a secondary app called Loop. Loop gives customers a simpler, hassle free and awkward free way to share money among friends. Your team: Collaborators in change Tandem is proud to offer a workplace with diverse experiences, perspectives, and backgrounds which leads to a unique company culture for our people and a better experience for our customers. The role sits within the First Line Credit Risk team at Tandem. It's a new team being set up to provide high quality Credit Risk analysis and strategies to ensure Tandem grows safely and within our risk appetite. Your Impact: Building a greener tomorrow As a Credit Risk Model Manager at Tandem your focus will be on: <ul><li>Develop Application and Collection Scorecards for all Tandem's Lending products</li><li>Calculating cost of risk for pricing and risk reward models</li><li>Analysis on key risk trends and issue</li><li>Write proposals for approval at Credit Committee</li><li>Interaction with third parties including regulators, Credit Reference Agencies and consultancies</li><li>Developing and implementing advanced statistical models to predict credit risk, optimise credit scoring, and enhance our decision-making/underwriting processes.</li><li>Maintain and monitor all credit risk models and scorecards.</li><li>Analyse large datasets to identify trends, patterns, and insights that inform business decisions.</li><li>Perform data cleaning to ensure high-quality data for analysis,</li><li>Working independently and presenting findings and recommendations to stakeholders in a clear and concise manner.</li></ul>We'd love to hear from you if you have: <ul><li>Strong skills in at least one programming language (preferably Python and SQL)</li><li>Strong experience in the development and monitoring of retail Credit Risk application, management and measurement models</li><li>Good knowledge of consumer credit risk, including mortgages, personal loans and motor finance</li><li>Experience in calculating risk forecasts</li><li>Experience in risk analysis and reporting</li><li>Strong understanding of the use of scorecards and affordability models in Credit Risk strategies</li><li>Strong presentation skills, including the ability to translate complex data into understandable insight</li><li>A great attention to detail and be process-oriented to review, suggest and implement improvements where appropriate.</li><li>Able to work in a fast paced, changing environment.</li></ul>It would be great, but not essential if you have: <ul><li>Experience in corporate risk management and measurement</li></ul>Rewards that reflect your value, what's in it for you? At Tandem, your hard work is rewarded in many ways and we have an enhanced employee benefits package on offer from your very first day with us: <ul><li>25 days annual leave plus 8 days Bank Holiday</li><li>An additional day off for a 'celebration day' including, but not limited to, birthdays, weddings, religious holidays, graduations etc</li><li>Buy or sell up to 5 days holiday a year</li><li>Healthcare cash plan through Westfield Health worth a minimum of £750 per year</li><li>Electric Vehicle salary sacrifice scheme</li><li>Cycle to Work salary sacrifice scheme and a free helmet</li><li>Salary sacrifice Pension contribution*, 4% employee contributions matched with 4% Tandem contribution (*Subject to salary eligibility)</li><li>Smart Tech scheme (buy goods with 0% interest)</li><li>10% discount on solar panels</li><li>Tandem Hub for treats, cash back and discounts on UK retailers</li><li>2 days per year paid volunteering</li><li>Free cereal, snacks and drinks in all offices</li><li>Quarterly team social budgets</li></ul>Our Green Deal: Your Impact Amplified A little welcome gift from us to you, we'll plant a tree in the Tandem Grove and you can enter into our "Green Deal" below: <ul><li>Volunteer 2 days a year for charity &gt; receive an early Friday finish</li><li>Raise £200 per annum for charity &gt; Tandem provide PR and marketing support</li><li>Have renewable energy at home &gt; receive an additional 1 day annual leave</li><li>Drive an electric car &gt; receive £500 towards a home charger</li></ul>Ready to make your mark? Apply now and let's pave the way to a greener world, together. Our approach to DE&amp;I is reflected in our hiring process so please let us know if you require any reasonable adjustments. Sourcing Model Recruitment at Tandem works primarily on a direct sourcing model and does not accept resumes from recruitment agencies which are not on the preferred supplier list. We are not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company. You can find our Applicant Privacy Policy on our Careers page. Tandem is an equal opportunity employer and are committed to meeting our responsibilities under the Equality Act (2010). We respect the diverse experience and talents that every individual brings to our Company, and we are determined to ensure that no applicant or employee receives less favourable treatment on the grounds of gender, age, disability, religion, belief, sexual orientation, marital status, or race, or is disadvantaged by conditions or requirements which cannot be shown to be justifiable. Please be aware that background checking (including credit and criminal records checks) form part of our recruitment process. We will adhere to our duties under the Rehabilitation of Offenders Act 1974.

First Line Credit Risk Modelling Manager

Job Title: First Line Credit Risk Modelling ManagerWorking Pattern: Monday to Friday, 36.25 hours per week Location: Flexible - Embrace fully remote or hybrid work from any of our vibrant UK offices in London, Cardiff, Durham, or Blackpool. At Tandem, we're not just a bank; we're a movement for positive change. If you're an ambitious and dedicated Credit Risk Modelling Manager, ready to make an impact, we've got a space with your name on it! The main purpose of the role is to manage the risk of Tandem's Lending Portfolios. We are Tandem - Where impact meets innovation Tandem is the UK's greener digital bank on a bold quest to revolutionise the way we save, borrow, spend, and share - all while nurturing our planet, our people and our customers. As one of Europe's fastest growing digital banks, our values of being Brave, Enterprising, Simple, and Together (BEST) ensure our 500-strong team collaborate to drive a brighter, greener future. Tandem also leads the way with a secondary app called Loop. Loop gives customers a simpler, hassle free and awkward free way to share money among friends. Your team: Collaborators in change Tandem is proud to offer a workplace with diverse experiences, perspectives, and backgrounds which leads to a unique company culture for our people and a better experience for our customers. The role sits within the First Line Credit Risk team at Tandem. It's a new team being set up to provide high quality Credit Risk analysis and strategies to ensure Tandem grows safely and within our risk appetite. Your Impact: Building a greener tomorrow As a Credit Risk Model Manager at Tandem your focus will be on: <ul><li>Develop Application and Collection Scorecards for all Tandem's Lending products</li><li>Calculating cost of risk for pricing and risk reward models</li><li>Analysis on key risk trends and issue</li><li>Write proposals for approval at Credit Committee</li><li>Interaction with third parties including regulators, Credit Reference Agencies and consultancies</li><li>Developing and implementing advanced statistical models to predict credit risk, optimise credit scoring, and enhance our decision-making/underwriting processes.</li><li>Maintain and monitor all credit risk models and scorecards.</li><li>Analyse large datasets to identify trends, patterns, and insights that inform business decisions.</li><li>Perform data cleaning to ensure high-quality data for analysis,</li><li>Working independently and presenting findings and recommendations to stakeholders in a clear and concise manner.</li></ul>We'd love to hear from you if you have: <ul><li>Strong skills in at least one programming language (preferably Python and SQL)</li><li>Strong experience in the development and monitoring of retail Credit Risk application, management and measurement models</li><li>Good knowledge of consumer credit risk, including mortgages, personal loans and motor finance</li><li>Experience in calculating risk forecasts</li><li>Experience in risk analysis and reporting</li><li>Strong understanding of the use of scorecards and affordability models in Credit Risk strategies</li><li>Strong presentation skills, including the ability to translate complex data into understandable insight</li><li>A great attention to detail and be process-oriented to review, suggest and implement improvements where appropriate.</li><li>Able to work in a fast paced, changing environment.</li></ul>It would be great, but not essential if you have: <ul><li>Experience in corporate risk management and measurement</li></ul>Rewards that reflect your value, what's in it for you? At Tandem, your hard work is rewarded in many ways and we have an enhanced employee benefits package on offer from your very first day with us: <ul><li>25 days annual leave plus 8 days Bank Holiday</li><li>An additional day off for a 'celebration day' including, but not limited to, birthdays, weddings, religious holidays, graduations etc</li><li>Buy or sell up to 5 days holiday a year</li><li>Healthcare cash plan through Westfield Health worth a minimum of £750 per year</li><li>Electric Vehicle salary sacrifice scheme</li><li>Cycle to Work salary sacrifice scheme and a free helmet</li><li>Salary sacrifice Pension contribution*, 4% employee contributions matched with 4% Tandem contribution (*Subject to salary eligibility)</li><li>Smart Tech scheme (buy goods with 0% interest)</li><li>10% discount on solar panels</li><li>Tandem Hub for treats, cash back and discounts on UK retailers</li><li>2 days per year paid volunteering</li><li>Free cereal, snacks and drinks in all offices</li><li>Quarterly team social budgets</li></ul>Our Green Deal: Your Impact Amplified A little welcome gift from us to you, we'll plant a tree in the Tandem Grove and you can enter into our "Green Deal" below: <ul><li>Volunteer 2 days a year for charity &gt; receive an early Friday finish</li><li>Raise £200 per annum for charity &gt; Tandem provide PR and marketing support</li><li>Have renewable energy at home &gt; receive an additional 1 day annual leave</li><li>Drive an electric car &gt; receive £500 towards a home charger</li></ul>Ready to make your mark? Apply now and let's pave the way to a greener world, together. Our approach to DE&amp;I is reflected in our hiring process so please let us know if you require any reasonable adjustments. Sourcing Model Recruitment at Tandem works primarily on a direct sourcing model and does not accept resumes from recruitment agencies which are not on the preferred supplier list. We are not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company. You can find our Applicant Privacy Policy on our Careers page. Tandem is an equal opportunity employer and are committed to meeting our responsibilities under the Equality Act (2010). We respect the diverse experience and talents that every individual brings to our Company, and we are determined to ensure that no applicant or employee receives less favourable treatment on the grounds of gender, age, disability, religion, belief, sexual orientation, marital status, or race, or is disadvantaged by conditions or requirements which cannot be shown to be justifiable. Please be aware that background checking (including credit and criminal records checks) form part of our recruitment process. We will adhere to our duties under the Rehabilitation of Offenders Act 1974.

Salary Range £25,272 Location Chandlers Ford Closing Date Open Until Filled Job Profile Job Profile document Looking for new energy Job Title: Facilities Compliance Officer (9 Month Fixed Term Contract) Location: Chandlers Ford Salary: £25,272 Hours: 40 hours per week Click here for our Careers &amp; Life at Utilita pages Established in 2003, Utilita is the UK's first - and still only - energy company created to help customers use less energy, by giving them better control via digital technology. We are a pioneer in smart technology, that empowers households to use and waste less energy, which is good for our customers pockets and the planet Are you a strong problem solver? Do you have a passion for working within compliance? If so, we have a great opportunity for you to join our Facilities team as a Facilities Compliance Officer. What does this role involve? As a Facilites Compliance Officer you will play an integral part in supporting our facilities team to ensure we remain compliant to regulatory standards. <ul> <li>manage the facilities ticketing system by overseeing internal and external queries;</li> <li>ensure the completion of contracted jobs;</li> <li>liaise with internal and external suppliers/ contractors to ensure compliance;</li> <li>conduct audits and reports to identify areas of further training or remedial works.</li> </ul>Who are we looking for? You will have exceptional problem-solving skills and a keen eye for detail. A fundamental understanding in Microsoft Office applications, particularly Word and Excel are essential. You will have strong organisational skills as well as being able to build stakeholder relationships across the group. Previous experience within facilities management would be advantageous but not mandatory. Our employees, just like our customers come from all walks of life, and we're fuelled in championing diversity, inspiring an inclusive culture, and enabling an environment where you can be your authentic self. What we can offer you? The Important Things! (FYI Benefits available from your first day!) <ul> <li>Bonus Scheme - we offer a structured bonus scheme which is made up of personal and business elements. The personal portion is tied to our three core values, which are smart, fairness and sustainability.</li> <li>Career progression - we want our staff to build up and grow their careers with us. To help you achieve this, we offer training or a clear progression pathway to help you achieve your goals, which is why we have been ranked in the UK's top 40 'Best Workplace for Development' 2024 awards.</li> <li>Win tickets! - we run exciting competitions to win tickets to shows across the country at our sponsored arenas, which include Cardiff, Sheffield, Newcastle and Birmingham! As well as access to tickets at various sporting arenas in the UK, including cricket at the Utilita Bowl!</li> </ul> <ul> <li>Time off - we all need time off to recharge the batteries. We give our staff access to 25 days annual leave plus bank holidays.</li> </ul> <ul> <li>Wellbeing - your wellbeing is very important to us, we give access to you and one other to our partnered Unmind App, where you can watch or listen to videos and podcasts or get hints and tips to understand and improve on your mental wellbeing.</li> </ul> <ul> <li>Health care scheme - this includes dental, eye care, treatments such as MRI scans and diagnostics health consultations, making it quicker and easier to get a diagnosis!</li> </ul> <ul> <li>Employee Assistance Programme - giving you access to a dedicated GP line making a GP appointment quicker, counselling support, legal and financial advice 24/7 365 days a year.</li> <li>Exclusive packages - we have access to a range of discounted offers for home Sky TV and broadband packages.</li> <li>Giving back - we offer all our staff a paid volunteering day every year to give back to the community. Plus, the chance to be involved in various fund-raising opportunities.</li> </ul> <ul> <li>Death in service - we pay three times your annual salary to your designated next of kin, giving them peace of mind should you sadly pass away during service.</li> <li>Pension - we contribute 4% of your salary when you contribute 5%.</li> </ul>About us We are the energy company of choice for over 800,000 homes across the UK, who enjoy more visibility and control of their energy usage thanks to Utilita's award-winning app and smart meters. Our customers use around 11% less energy than the average bill paying household. Since installing Britain's first smart meter in 2008, we've used the latest technology to give our customers more visibility and control of their energy usage than ever before. Utilita is celebrated for its unique approach to doing energy better - including winning the Utility Week Cost of Living Award 2023. We are also a certified Great Places to work company! Utilita is committed to its operations to be net zero by 2030. As the first energy supplier with a live carbon dashboard, we believe "what you can see, you can save". Our dedication to educating customers on the cleanest and greenest ways to use energy is unmatched, making sustainability not just a goal, but a core value. Our core values are powerful, yet simple: Fairness, Smart and Sustainability! The Luxion Group comprises of the following companies - Luxion Group Ltd, Utilita Energy Ltd, Luxion Sales Ltd, Utilita Field Services Ltd, Procode Technology Ltd and Canary Care Global Ltd.

Facitilites Compliance Officer (9 Month Fixed Term Contract) 2542

As a Compliance Manager for Social and Digital Commerce (all genders), you foster innovative business models across e-commerce and social media channels, in close collaboration with your business stakeholders, while mitigating compliance risks. You will be responsible for running a Compliance Management and supporting an Internal Control system that ensures Zalando's digital and social commerce activities comply with applicable regulations, including the Digital Services Act (DSA). INCLUSIVE BY DESIGN At Zalando, our vision is to be inclusive by design. And this vision starts with our hiring - we do not discriminate on the basis of gender identity, sexual orientation, personal expression, ethnicity, religious belief, or disability status. You are welcome to leave out your picture, age, or marital status from your application. We only assess candidates on their qualifications and merit. We want to provide you with a great candidate experience. Feel free to inform us of any accommodations you may need, so we can best support you throughout the hiring process. do.BETTER - our diversity &amp; inclusion strategy: <a href="https://corporate.zalando.com/en/our-impact/dobetter-our-diversity-and-inclusion-strategy" target="_blank">https://corporate.zalando.com/en/our-impact/dobetter-our-diversity-and-…</a> Our employee resource groups: <a href="https://corporate.zalando.com/en/our-impact/our-employee-resource-groups" target="_blank">https://corporate.zalando.com/en/our-impact/our-employee-resource-groups</a> WHAT WE'D LOVE YOU TO DO (AND LOVE DOING) <ul><li>You will monitor and enforce compliance with local and European regulations, particularly the Digital Services Act (DSA), and other applicable laws governing social commerce and digital platforms, ensuring a thorough and detailed approach.</li><li> With a holistic view of Zalando's current and future eCommerce activities, you design and maintain a risk-based compliance monitoring framework for digital commerce, supporting risk assessments and shaping risk appetite with stakeholders..</li><li> You co-design and carry out controls as defined under the ICS within your area of expertise, and collaborate with inhouse and vendor teams to ensure controls are carried out and documented in an audit-proof way.</li><li> You are responsible for steering auditing and reporting duties . You align with other functions that have relevant transparency or risk reporting obligations, as well as with Public Affairs, to align on trends and to have consistent messaging towards the relevant authorities and the public.</li><li> You prepare and, depending on the scope and seniority of the meeting, participate in meetings with involved authorities on European and local level to discuss audit results and aspects of applicable or future regulation.</li><li> You identify opportunities for process automation and operational efficiencies in compliance management. You drive innovation in compliance processes by contribution to automation projects to meet regulatory requirements and mitigate reputational risks.</li></ul>WE'D LOVE TO MEET YOU IF <ul><li> You have profound knowledge in the area of platform regulation in Europe (in particular DSA), Compliance Management and/or Internal Control systems .</li><li> You have a degree in a relevant area like Business Administration, Law, Economics, Math or Engineering; training in the area of Compliance or Internal Controls is a plus.</li><li> You have at least 3 years of professional experience, either in a company in the area of social commerce or media , in an advisory or audit firm , or in an authority dealing with these matters.</li><li> You have an excellent command of English, a second language is a plus but not required.</li><li> You have an entrepreneurial mindset , enjoy stakeholder management and familiarize yourself quickly in a changing environment when it comes to regulatory, social, technical and commercial development.</li></ul>If you think you have what it takes, we encourage you to apply even if you don't meet every single requirement. You may just be the right candidate for this or other roles! OUR OFFER Zalando provides a range of benefits, here's an overview of what you can expect. Ask your Talent Acquisition Partner to learn more about what we offer. <ul><li> Employee shares program</li><li> 40% off fashion and beauty products sold and shipped by Zalando, 30% off Zalando Lounge, discounts from external partners</li><li> 2 paid volunteering days a year</li><li> Hybrid working model with up to 60% remote per week, actual practice is up to each team to best support their collaboration</li><li> Work from abroad for up to 30 working days a year</li><li> 27 days of vacation a year to start</li><li> Relocation assistance available (subject to prior agreement)</li><li> Family services, including counseling and support</li><li> Health and wellbeing options (including Gympass)</li><li> Mental health support and coaching available</li></ul>Learn all about Zalando and our values here: <a href="https://jobs.zalando.com/en/?gh_src=22377bdd1us" target="_blank">https://jobs.zalando.com/en/?gh_src=22377bdd1us</a>

Compliance Manager Social and Digital Commerce (all genders)

Company Description Job Description The Department of Homeless Services (DHS) is comprised of 2,000 employees and with an annual operating budget of over $1 billion is one of the largest organizations of its kind committed to preventing and addressing homelessness in New York City. Collaborating with other public agencies and not-for-profit partners, DHS works to prevent homelessness before it occurs, reduce street homelessness, and assist New Yorkers to transition from shelter into appropriate permanent housing. DHS is responsible for management of over 200 facilities, which mainly are individual, and family shelters used as overnight residences for over 38,000 adults and children. DHS's portfolio covers approximately 4M square feet. The Division of Shelter Operations oversees the day-to-day operations of the agency's Single Adult, Adulty Families and Families with Children shelter systems, both directly run and contracted providers. The work done in this Division centers on the re-housing of all shelter populations and the implementation of programming/shelter initiatives. This Division is responsible for making sure that services to the City's most vulnerable population are delivered 24 hours a day, seven days a week, 365 days a year and throughout the five boroughs The Department of Homeless Services (DHS) is recruiting for one (1) Community Coordinator to function as Compliance Analyst who will: -Coordinate case reviews, obtain and organize case records, analyze case files to make an initial determination as to the completeness of the file. -Oversee weekly calls to Providers to monitor compliance status of cases in shelter, request additional information/documentation to schedule Pre-Transfer Conferences. -Utilize CARES, a system-wide case management system to monitor client activities and outcomes related to compliance and accepting and maintaining suitable housing. -Work with the Rehousing Support Division (RSD) to rectify cash assistance issues. -Close out incident reports in CARES and input client information in the Veteran HOME database, prepare weekly status reports, and make recommendations for transfer. -Conduct field visits to attain materials needed to obtain and organize case records. -Attend case conferences, monitor client attendance to Public Assistance (PA) appointments, and communicate with internal staff on all aspects of client responsibility and compliance process post implementation. Hours/Schedule: Monday - Friday 9:00 am - 5:00 pm Qualifications 1. A baccalaureate degree from an accredited college and two years of experience in community work or community centered activities in an area related to the duties described above; or 2. High school graduation or equivalent and six years of experience in community work or community centered activities in an area related to the duties as described above; or 3. Education and/or experience which is equivalent to "1" or "2" above. However, all candidates must have at least one year of experience as described in "1" above. Additional Information The City of New York is an inclusive equal opportunity employer committed to recruiting and retaining a diverse workforce and providing a work environment that is free from discrimination and harassment based upon any legally protected status or protected characteristic, including but not limited to an individual's sex, race, color, ethnicity, national origin, age, religion, disability, sexual orientation, veteran status, gender identity, or pregnancy.

COMPLIANCE ANALYST

About the job Morgan McKinley is recruiting for an exciting opportunity to join the Risk management and Quality Assurance team of a leading investment bank based in Belfast on an initial 12-month contact. Rate: £255/day Responsibilities: <ul> <li>Support the Risk management and Quality Assurance methodologies in accordance with best practices.</li> <li>Lead execution of assigned QA activities</li> <li>Coordinate with coverage teams to monitor the QA</li> <li>Independently assess risk and root cause analysis</li> </ul>Please note this role is based in Belfast and you must be able to spend 3 days a week on site. Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative. Morgan McKinley encourages applications from all qualified candidates who represent the full diversity of communities in the UK. Accommodations are available on request for candidates taking part in all aspects of the selection process. BY APPLYING FOR THIS ROLE YOU ARE AGREEING TO OUR TERMS OF SERVICE WHICH TOGETHER WITH OUR PRIVACY STATEMENT GOVERN YOUR USE OF MORGAN MCKINLEY SERVICES.

Operational Risk Manager (Quality Assurance)

The role The University of Bristol is seeking an Compliance Officer (Mechanical Gas) to help provide support to the Compliance and Contracts Manager, in ensuring compliance with all mechanical and gas regulations and help ensure the smooth running of the mechanical and gas management plan across our estate. In this role, you will assist with the mechanical and gas servicing management, carrying out audits to ensure high standards are maintained and action remedials identified by contractors. You will be advising University stakeholders of unsafe situations and assessing the impact, both operationally and legally. You will help ensure that all work meets our legal obligations, assist in maintaining accurate records, and contribute to the University`s comprehensive mechanical and gas servicing schedule. What will you be doing? <ul><li>Support in running the mechanical and gas management plan to advance safety awareness, overseeing day-to-day contractor management, and coordinating with Campus Division for seamless project handovers.</li><li>Support in conducting compliance training and toolbox talks for the direct labour force, enhancing awareness and safety in compliance testing.</li><li>Contribute to quarterly contractor meetings to review KPIs, health and safety incidents, financial matters, and project updates.</li><li>Monitoring and analysing compliance documentation, audits, and unsafe situations to help determine remedial actions; with high priority matters being escalated to senior management as needed.</li><li>Act as a specialist contact for mechanical and gas management, providing stakeholders with detailed guidance on complex legislation and policy changes.</li><li>Developing and improving the University`s mechanical and gas processes, to help manage both digital and paper-based reporting systems.</li></ul>You should apply if <ul><li>ACS Certification including CCN1, CEN1, CPA1, CIGA1, ICPN1, TPCP1A.</li><li>Demonstrated experience working in the domestic and commercial gas industry</li><li>A proven ability to help drive change in mechanical and gas compliance practices, ideally in a large, complex estate or similar environment.</li><li>Strong experience in conducting risk assessments, developing method statements, and auditing contractor work to ensure regulatory compliance.</li><li>Exceptional communication skills and the capability to provide clear guidance to project managers and stakeholders regarding asbestos regulations and safe work practices.</li></ul>If you are ready to play a pivotal role in advancing the University`s approach to mechanical gas safety, we encourage you to apply. Additional information To review the full job description click here . Please be sure to address how you meet the criteria from the person specification in your supporting statement. For informal queries about the role, please contact Paul Nicolau ( <a href="mailto:pn17385@bristol.ac.uk" target="_blank">pn17385@bristol.ac.uk</a> ) This advert will close at 23:59 UK time on Thursday 2nd January. You can learn more about Campus Operations department and hear some of our staff stories via our careers microsite . Our strategy and mission We recently launched our strategy to 2030 tying together our mission, vision and values. The University of Bristol aims to be a place where everyone feels able to be themselves and do their best in an inclusive working environment where all colleagues can thrive and reach their full potential. We want to attract, develop, and retain individuals with different experiences, backgrounds and perspectives - particularly people of colour, LGBT+ and disabled people - because diversity of people and ideas remains integral to our excellence as a global civic institution.

Compliance Officer (Mechanical Gas)

CBRE ist der weltweit führende Immobiliendienstleister für Eigentümer:innen, Investor:innen und Nutzer:innen von gewerblichen Immobilien in über 100 Ländern. In Österreich sind wir mit mehr als 150 Mitarbeiter:innen auf 3 Standorten vertreten und bieten unseren Kund:innen ein umfassendes Spektrum an integrierten Dienstleistungen über den gesamten Lebenszyklus einer Immobilie hinweg an. Aufgrund des nachhaltigen Wachstums suchen wir für unsere Zentrale in Wien eine motivierte und engagierte Verstärkung im Vollzeit-Ausmaß: Wir bieten: <ul><li>Ein eigenständiges und abwechslungsreiches Aufgabengebiet, dass Sie in Abhängigkeit von Ihrem Einsatz stark entwickeln können</li><li>Einzigartige Integration in die zahlreichen Immobilien-Spezialisierungen bei CBRE</li><li>Ein ausgezeichnetes Arbeitsklima, in dem Eigeninitiative und Teamgeist zählen </li><li>Flexible Zeiteinteilung mit Gleitzeitvereinbarung und Home-Office-Möglichkeiten </li><li>Zahlreiche Mitarbeiter:innen Benefits, sowie die Sicherheit eines erfolgreichen und expandierenden internationalen Konzernes</li><li>Moderner Standort am Quartier Belvedere mit sehr guter öffentlicher Erreichbarkeit</li><li>Jahresbrutto ab € 43.000 (abhängig von beruflicher Qualifikation und Erfahrung), sowie branchenüblicher Überzahlung</li></ul>Ihre Aufgaben: Unterstützung in folgenden Bereichen: <ul><li>Vertragsrecht</li><li>Datenschutz</li><li>Compliance</li><li>Kommunikation mit relevanten internen und externen Stakeholdern in Deutsch und Englisch</li></ul>Ihr Profil: <ul><li>Abgeschlossene Ausbildung auf Maturaniveau (HAK, HBLA, HLW)</li><li>Abgeschlossenes JUS-Studium</li><li>Facheinschlägige Berufserfahrung von Vorteil</li><li>Sehr gute MS-Office Anwenderkenntnisse</li><li>Sehr gute Ausdrucks- und Kommunikationsfähigkeit</li><li>Leistungsbereitschaft und Engagement</li><li>Sehr gute Deutsch- und Englischkenntnisse in Wort und Schrift</li></ul>

Junior Legal & Compliance Officer (m/w/d)

Company Description Checkout.com is one of the most exciting fintechs in the world. We process payments for companies that shape the digital economy. Using flexible and scalable technology, we help businesses around the globe to boost acceptance rates, reduce processing costs, combat fraud, and turn payments into a major revenue stream. Headquartered in London, with 16 offices worldwide, Checkout.com is trusted by leading brands such as Sony, Shein, Sainsbury's, Wise, Patreon, GE Healthcare, Rail Europe, and The Financial Times. We empower passionate problem-solvers to collaborate, innovate and do their best work. That's why we're on the Forbes Cloud 100 list and a Great Place to Work accredited company. And we're just getting started. We're building diverse and inclusive teams around the world - because that's how we create even better experiences for our merchants and our partners. And we need your help. Join us to build the digital economy of tomorrow. Job Description Checkout.com is looking for a Product Compliance Manager responsible for support of new product launches and expansion of existing products to new markets in line with financial crime requirements. The job involves product risk assessment and coordination of requirements implementation from a financial crime lens. The successful candidate must deeply understand AML/CTF and work closely with analytics, engineering, compliance, operations, and commercial teams. How You'll Make An Impact <ul><li>Shape AML/CTF requirements for new products by interpreting regulations and analysing feedback from regional MLROs, product stakeholders, and other teams.</li><li>Take ownership of your product's lifecycle stages, including timely product risk assessment, effective communication, defining and documenting requirements, approvals and record keeping etc</li><li>Build strong partnerships with business, product, and technology stakeholders</li><li>Work with other product and engineering leaders to ensure alignment with their roadmaps and delivery</li><li>Gain a deep understanding of Checkout.com 's customers and business</li><li>Foster a team culture that upholds Checkout.com's operating principles</li></ul>Qualifications <ul><li>Experience working with new product rollouts: card acquiring, alternative payment methods, payouts etc</li><li>5+ years of experience in product compliance/product risk assessment/product advisory within financial crime compliance</li><li>Good knowledge of PSRs, MLRs, PSD2 etc and ability to interpret regulations, assess the impact on new products implementation and collate AML/CTF controls requirements</li><li>Ability to effectively communicate with stakeholders across different levels and functions within Product, Engineering, Operations, Compliance Advisory etc</li></ul>Additional Information Hybrid Working Model All of our offices globally are onsite 3 times per week (Tuesday, Wednesday, and Thursday). We've worked towards enabling teams to work collaboratively in the same space, while also being able to partner with colleagues globally. During your days at the office, we offer amazing snacks, breakfast, and lunch options in all of our locations. Apply without meeting all requirements statement If you don't meet all the requirements but think you might still be right for the role, please apply anyway. We're always keen to speak to people who connect with our mission and values. We believe in equal opportunities We work as one team. Wherever you come from. However you identify. And whichever payment method you use. Our clients come from all over the world - and so do we. Hiring hard-working people and giving them a community to thrive in is critical to our success. When you join our team, we'll empower you to unlock your potential so you can do your best work. We'd love to hear how you think you could make a difference here with us. We want to set you up for success and make our process as accessible as possible. So let us know in your application, or tell your recruiter directly, if you need anything to make your experience or working environment more comfortable. We'll be happy to support you. Take a peek inside life at CKO... <ul><li>Via our careers page</li><li>And our LinkedIn Life pages bit.ly/3OaoN1U</li><li>Via our Instagram <a href="https://www.instagram.com/checkout_com/" target="_blank">https://www.instagram.com/checkout_com/</a></li></ul>Apply without meeting all requirements statement If you don't meet all the requirements but think you might still be right for the role, please apply anyway. We're always keen to speak to people who connect with our mission and values. We believe in equal opportunities We work as one team. Wherever you come from. However you identify. And whichever payment method you use. Our clients come from all over the world - and so do we. Hiring hard-working people and giving them a community to thrive in is critical to our success. When you join our team, we'll empower you to unlock your potential so you can do your best work. We'd love to hear how you think you could make a difference here with us. We want to set you up for success and make our process as accessible as possible. So let us know in your application, or tell your recruiter directly, if you need anything to make your experience or working environment more comfortable. We'll be happy to support you. Take a peek inside life at Checkout.com via <ul><li>Our Culture video <a href="https://youtu.be/BEwnpHuadSw" target="_blank">https://youtu.be/BEwnpHuadSw</a></li><li>Our careers page <a href="https://www.checkout.com/careers" target="_blank">https://www.checkout.com/careers</a></li><li>Our LinkedIn Life pages bit.ly/3OaoN1U </li><li>Our Instagram<a href="https://www.instagram.com/checkout_com/" target="_blank">https://www.instagram.com/checkout_com/</a></li></ul>

Manager, Financial Crime Compliance - Product

Détail de l'offre Informations générales Entité A propos de Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB est la banque de financement et d'investissement du groupe Crédit Agricole, 10ème groupe bancaire mondial en taille de bilan 2021 (The Banker, juillet 2022). Près de 8600 collaborateurs répartis dans plus de 30 implantations en Europe, Amériques, Asie-Pacifique, Moyen-Orient et Afrique du Nord, accompagnent les clients de la Banque dans la couverture de leurs besoins financiers à travers le monde. Crédit Agricole CIB propose à ses clients grandes entreprises et institutionnels une gamme de produits et services dans les métiers de la banque de marchés, de la banque d'investissement, des financements structurés, de la banque commerciale et du commerce international. Pionnier dans le domaine de la finance Climat, la Banque occupe aujourd'hui une position de leader sur ce segment avec une offre complète pour l'ensemble de ses clients. La majorité des postes est éligible au télétravail dans les conditions prévues par notre accord reposant sur le double volontariat (collaborateur &amp; manager) et après une période d'intégration réussie. Crédit Agricole CIB s'engage en faveur de l'insertion des personnes en situation de handicap, ainsi ce poste est ouvert à toutes et à tous. Pour plus d'information : <a href="http://www.ca-cib.fr" target="_blank">www.ca-cib.fr</a> Twitter: <a href="https://twitter.com/ca_cib" target="_blank">https://twitter.com/ca_cib</a> LinkedIn: <a href="https://www.linkedin.com/company/credit-agricole-cib/" target="_blank">https://www.linkedin.com/company/credit-agricole-cib/</a> Référence 2024-92714 Date de mise à jour 26/11/2024 Description du poste Type de métier Types de métiers Crédit Agricole S.A. - Risques / Contrôles permanents Intitulé du poste Operational Risk Manager (risques de crédit &amp; de contreparties) H/F Type de contrat CDI Poste avec management Non Cadre / Non Cadre Cadre Missions L'ORM (risque de crédit et de contreparties) de RPC a entre autres comme principales missions de : - animer la communauté RPC Siège et Réseau sur la thématique risques de crédit et de contreparties entre autres sur le dispositif de contrôles opérationnels et de supervision, de risque opérationnel et d'incidents. Notamment au travers de la gestion et du suivi des plans de contrôles opérationnels, en particulier dans l'outil Cosmos, sur la thématique risque des risques de crédit et de contreparties (support aux différents intervenants, évolution des plans de contrôles, recensement des besoins, participation aux réunions de suivi, mise en place de réunions, être le point d'entrée des demandes sur le périmètre des risques de crédit et de contreparties pour RPC ...) ; - réaliser des contrôles indépendants dits de niveau " 2.2 " et "2.2c " (groupe CA s.a.) et/ou contrôles inopinés sur les processus risque des risques de crédit et de contreparties des Départements impliqués sur le sujet de la Direction RPC ; - coordonner les campagnes, s'assurer de la complétude, de l'exhaustivité et de la qualité des données ainsi que de la cohérence du dispositif des contrôles de premier niveau sur le périmètre mondial des risques de crédit et de contreparties de RPC ; - produire, analyser et faire évoluer les reportings sur les résultats de contrôles opérationnels, les évolutions et les points d'attention afin d'alimenter les supports produits par l'ORM de RPC sur le périmètre des risques de crédit et de contreparties à destination du management de RPC ; - identifier et analyser les incidents opérationnels survenus sur le périmètre des risques de crédit et de contreparties, suivre la mise en œuvre des actions correctives découlant des incidents, du RCSA, des résultats des contrôles et des recommandations ; - mettre à jour annuellement le Risk and Control Self Assessment (RCSA) des risques opérationnels de RPC en collaboration avec les départements RPC concernés. - contribuer au bon fonctionnement et à l'animation des instances relevant de l'ORM de RPC (Comité de Contrôle Interne, Comité de Contrôle Permanent, réunion des Procédures, réunion des recommandations ...) - participer à la réalisation des contributions de RPC aux rapports réglementaires (Rapport de Contrôle Interne, ICAAP, Info Semestrielle, fiches d'identification des risques...) - contribuer aux réponses de la Direction RPC aux missions d'inspection internes et externes, - réaliser un suivi de la qualité des prestations impactant le périmètre des risques de crédit et de contreparties RPC, que CACIB soit mandant ou mandataire. - en fonction des ressources résiduelles, intervenir en tant que correspondant d'autres fonctions support du siège (Conformité et Textes notamment) Compléments La majorité des postes est éligible au télétravail dans les conditions prévues par notre accord reposant sur le double volontariat (collaborateur &amp; manager) et après une période d'intégration réussie. Crédit Agricole CIB s'engage en faveur de l'insertion des personnes en situation de handicap, ainsi ce poste est ouvert à toutes et à tous. Localisation du poste Zone géographique Europe, France, Ile-de-France, 92 - Hauts-De-Seine Ville Montrouge Critères candidat Niveau d'études minimum Bac + 5 / M2 et plus Formation / Spécialisation Diplômé d'une école de commerce, ingénieurs ou université Niveau d'expérience minimum 3 - 5 ans Expérience Un minimum de 3 années d'expérience en risques de crédit et de contreparties Compétences recherchées Compétences métiers: • Esprit d'analyse et de synthèse . Maîtrise des fondamentaux du risque opérationnel • Bonne connaissance des risques de crédit et de contreparties Compétences comportementales: • Dynamique, esprit constructif, capacité à coordonner • Rigoureux, organisé et capable d'autonomie. • Forte capacité de travail en équipe. • Bonnes qualités relationnelles. . Appétence pour les contrôles Outils informatiques Une maitrise du Pack Office notamment Word, Excel et Powerpoint Des connaissances sur les systèmes d'information RADAR, SDP, PHIDIAS, BMA, CORIAS seraient un plus Langues Anglais indispensable écrit et oral

Operational Risk Manager (risques de crédit & de contreparties) H/F

Company Description Job Description The New York City Housing Authority (NYCHA) is the nation's oldest and largest public housing authority with more than 176,000 apartments, and responsibility for administering a citywide Section 8 leased housing program that serves over 200,000 additional tenants. NYCHA's mission is to provide quality housing for New Yorkers that is sustainable, inclusive, and safe, while fostering opportunities for economic mobility. NYCHA's Asset &amp; Capital Management (A&amp;CM) Division integrates and aligns the Authority's existing development, modernization, and asset management work being carried out by the Capital Projects and Comprehensive Modernization departments. This includes a $4.5 billion capital program - one of the largest in NY State. The A&amp;CM Division will bring comprehensive repairs to NYCHA buildings and apartments through innovative financing models, strong partnership with residents and other stakeholders, strategic, data-driven portfolio planning, and cost-effective project delivery and management. The Division will also position NYCHA's housing portfolio for the future by incorporating innovative building materials, construction methods, and technology, improving residents' quality of life while enhancing building performance and management systems. The division has recently defined a strategic change program to strengthen capabilities and performance in these and other areas. Within Asset and Capital Management's Quality Assurance Vertical, the Construction Safety and Quality Department (CSQ) performs independent site inspections of samples of active construction sites to ensure that construction work is performed in a safe manner, in compliance with regulatory agency requirements, and the quality of work is in line with best practices and contract specifications. The department also performs reviews of proposed specifications and drawings and develops Site Safety Programs (SSPs) and Environmental Remediation Work Plans (ERWPs) to ensure that safety and environmental requirements are appropriately addressed. Reporting to the Environmental Compliance Manager, with latitude for independent judgment, the Senior Environmental Compliance Analyst will perform highly responsible work in managing field audits of active hazardous material abatements and ensuring compliance with safe work practices. The successful candidate will also review licenses, testing data and related reports to ensure compliance with contractual requirements and other mandates; assist with resolution of identified non-compliance items; the preparation of reports for oversight departments; and assist with managing and coaching junior staff. Additional duties and responsibilities of the position include, but are not limited to, the following: 1.Coordinate and participate in planning and construction meetings with contract staff, architects, engineers, project managers and administrative management to effectuate solutions to all environmental issues. 2.Interact with oversight departments and other A&amp;CM Departments to respond to/coordinate responses to inquiries. 3.Review proposed plans submitted by contractors. 4.Review licenses of contractors' proposed staff. 5.Assist in the development and implementation of policies and procedures. NOTE: Due to the existence of a civil service list, candidates must have permanent civil service status in the title of Construction Project Manager to be considered. NOTE: This position is open to qualified persons with a disability who are eligible for the 55-a Program. Please indicate in your cover letter that you would like to be considered for the position under the 55-a Program. For detailed information regarding the 55-a Program, click on the link below: <a href="https://bit.ly/55aProgram" target="_blank">https://bit.ly/55aProgram</a> Additional Information 1.INTERAGENCY TRANSFERS INTO NYCHA OF THOSE PERMANENT IN TITLE ARE NOT PERMITTED IN THE FACE OF AN ACTIVE AND VIABLE NYCHA PROMOTION LIST OR PREFERRED IS FOR THE SAME TITLE. 2.Candidates with permanent civil service status in the title of Environmental Engineer L2 will also be considered. 3.NYCHA employees applying for transfer, promotional, title or level change opportunities must have served a period of one year at current location and in current title and level (if applicable). 4.NYCHA residents are encouraged to apply. Please read this posting carefully to make certain you meet the qualification requirements before applying to this position. Qualifications 1. A four-year high school diploma or its educational equivalent approved by a State's Department of Education or a recognized accrediting organization, and five years of full-time satisfactory experience managing and/or inspecting one or more construction projects which must have a total cost of at least $300,000 for each of the five years of the required experience; or 2. One year of the experience as described in "1" above and a baccalaureate degree from an accredited college or university, accredited by regional, national, professional or specialized agencies recognized as accrediting bodies by the U. S. Secretary of Education and by the Council for Higher Education Accreditation (CHEA), in engineering, engineering technology, architecture, architectural technology, landscape architecture, construction, construction technology, or construction management; or 3. One year of the experience as described in "1" above and a valid license as a professional engineer, registered architect, or registered landscape architect, issued by a board of examining engineers, architects, or landscape architects duly established and qualified pursuant to the laws of any state or territory of the United States; or 4. A four-year high school diploma or its educational equivalent approved by a State's Department of Education or a recognized accrediting organization, and a combination of at least two years of experience as described in "1" above and the education as described in "2" above to equal a total of five years of education and experience. Matriculation in an undergraduate college degree program as described in "2" above may be substituted for experience on the basis of 30 semester credits for one year of satisfactory full-time experience up to a maximum of three years of experience. Note: Candidates must specify for each construction project they worked on: a description of the construction project, the time period they worked on the construction project, and the type of work they performed. Candidates must also specify the money allotted for the project. Driver License Requirement: At the time of appointment to this position, you must have a motor vehicle driver license valid in the State of New York. If you have moving violations, license suspension or an accident record, you may be disqualified. This license must be maintained for the duration of your employment. 5. For Assignment to Level II, In addition to meeting the "Qualification Requirements" above, candidates must have one additional year of satisfactory full-time experience working in Assignment Level I; or one additional year of satisfactory full-time experience as described in "1" above. 6. For Assignment to Level III, in addition to meeting the Qualification Requirements for Construction Project Manager, candidates must have two additional years of satisfactory full-time experience working in Construction Project Manager Assignment Level I and II; or two additional years of satisfactory full-time experience as described in question "1" above and possess a motor vehicle driver license valid in the State of New York which must be maintained for the duration of employment noting that if you have moving violations, license suspension or an accident record, you may be disqualified. Additional Information The City of New York is an inclusive equal opportunity employer committed to recruiting and retaining a diverse workforce and providing a work environment that is free from discrimination and harassment based upon any legally protected status or protected characteristic, including but not limited to an individual's sex, race, color, ethnicity, national origin, age, religion, disability, sexual orientation, veteran status, gender identity, or pregnancy.

Senior Environmental Compliance Analyst

Company Description Job Description About the Agency: The New York City Department of Housing Preservation and Development (HPD) is the nation's largest municipal housing preservation and development agency. Its mission is to promote quality housing and diverse, thriving neighborhoods for New Yorkers through loan and development programs for new affordable housing, preservation of the affordability of the existing housing stock, enforcement of housing quality standards, and education programs for tenants and building owners. Your Team: Reporting to the Chief Compliance Officer, the Lead Compliance Officer, will be a key member of the agency's new Office of Compliance &amp; Risk Management (CRM). CRM will coordinate the agency's compliance programs, oversee agency-wide compliance work, and manage risk for the agency. The Office, in collaboration with program teams across the agency, will ensure that HPD and its partners comply with laws (federal, state, and city), regulatory requirements, policies, and procedures. The Lead Compliance Officer may have the opportunity to help strengthen the office and agency's compliance capacity and establish agency-wide policies and procedures related to lead compliance. Your Impact: In support of the Mayor's LeadFree NYC Initiative, the Lead Compliance Officer will oversee HPD's agency-wide lead compliance operations. The LCO responsibilities will include, but are not limited to: -Evaluate the implementation of lead-related procedures across all areas of the agency. -Perform assessments and evaluations to proactively identify risk areas and program noncompliance. Provide corrective action plans, recommendations, and a set of best practices, as necessary to mitigate risks. -Work closely with the Director of the Lead Audit Unit to develop comprehensive auditing procedures that provides guidance on auditing landlord documentation required under Local Law 1 of 2004. -Coordinate compliance monitoring related to requirements under federal, state, and local laws including Local Law 1 of 2004 and Title X. -Support the development of internal reporting mechanisms for specialized initiatives for public reporting. -Participate with audits of lead-based paint compliance both in coordination with HPD's Field Audit Review Unit and external audits. -Participate in the development of agency-wide trainings related to lead. Preferred Skills and Qualifications -Knowledge of New York City's Childhood Lead Poisoning Prevention Act of 2003, also known as Local Law 1 of 2004 (LL1) -EPA-certified Lead Inspector and/or Lead Risk Assessor -Experience in the lead-based paint field, particularly related to project, staff, and vendor management -Experience in housing policy, law, or regulations -Experience in environmental, health, and safety -Demonstrated competency with EPA Lead Inspector/Risk Assessor responsibilities -Knowledge of generally accepted government auditing standards, including experience interacting with regulatory authorities and/or oversight agencies -High level of capacity for creative thinking and problem solving; a motivated team player. -Strong collaborator across all levels of management and experience, and with a wide array of internal and external stakeholders -Passion for public service Please submit a cover letter as part of your application. Qualifications 1. A baccalaureate degree from an accredited college with emphasis in transportation, city or urban planning, sustainability, civil or transportation engineering, urban studies or design, architecture, business or public administration, economics, operations research, organizational behavior, or a related field; and two (2) years of satisfactory, full-time experience in an area related to the above-described duties; or 2. A satisfactory equivalent of education and experience. However, all candidates must possess at least one year of the experience as described under "1". Additional Information The City of New York is an inclusive equal opportunity employer committed to recruiting and retaining a diverse workforce and providing a work environment that is free from discrimination and harassment based upon any legally protected status or protected characteristic, including but not limited to an individual's sex, race, color, ethnicity, national origin, age, religion, disability, sexual orientation, veteran status, gender identity, or pregnancy.

Lead Compliance Officer, Compliance & Risk Management

Job Summary: Integrity Wealth, an organization comprising multiple SEC and FINRA registered entities with over $50 billion in combined assets under management, seeks a skilled Chief Compliance Officer (CCO) to join its compliance team. In this role, the CCO will lead compliance efforts for an Integrity Wealth registered entity, reporting directly to the company's Enterprise CCO. Successful applicants should have experience navigating regulatory examinations, internal audits, and interfacing with regulatory agencies. Responsibilities: <ul><li>Implement and maintain a comprehensive compliance program for a securities registered affiliate of Integrity Wealth to ensure compliance and practices with Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regulations, guidance.</li><li>Provide compliance and regulatory advice / guidance and serve as a subject matter expert across the organization concerning broker-dealer and RIA and entities.</li><li>Identify and prioritize compliance and regulatory risk, as well as identify challenges for the organization, and provide pragmatic solutions and strategic direction to remain compliant.</li><li>Develop and implement policies and procedures, including monitoring and addressing regulatory and industry changes, and potential impact to the organization's compliance obligations, as well as adapting to the evolving business needs.</li><li>Develop and conduct training, especially as new rules and regulations are established to stay knowledgeable on all relevant compliance topics.</li><li>Administer Code of Ethics and ensure compliance issues are addressed appropriately.</li><li>Liaise closely with business and Compliance and Legal to manage uniform polices and procedures and mitigate conflicts of interest.</li><li>Coordinate internal audits, and federal and state regulatory exams, inquiries, and investigations, as well as various regulatory filings.</li><li>Work closely with senior leaders, including attend / participate as a member in various business meetings and committees to provide guidance to the business with respect to day-to-day processes and big picture strategy to ensure compliance with all relevant regulatory requirements and responsibilities, to avoid compliance and reputational issues, and prevent violations which could harm investors.</li><li>Lead and collaborate with other department executives for annual risk assessments, identifying trends and crafting strategic remediation plans.</li><li>Spearhead the implementation and ongoing maintenance of compliance systems, ensuring seamless integration across departments.</li><li>Lead the review of best execution practices.</li><li>Scrutinize due diligence documentation for vendors, custodians, product sponsors, and independent portfolio managers.</li><li>Oversee and conduct thorough examinations of branch offices to ensure compliance standards are upheld.</li><li>Contribute to other compliance, business, and organization special projects to ensure objectives are achieved.</li><li>Partner effectively and work closely with other Compliance and Operational teams.</li><li>Perform such other duties or responsibilities related to the RIA Compliance function as determined by the Enterprise CCO.</li></ul>Skills and Qualifications: <ul><li>10+ years of compliance experience in financial services industry, including building and working with an investment advisory program.</li><li>Solid understanding of the Investment Advisors Act of 1940, and related securities laws and regulations.</li><li>Securities registrations (and/or willingness to quickly obtain any missing securities registrations from this list): 7, 24, 63 and 65 (or Series 66).</li><li>Excellent writing and communication skills.</li><li>Experience conducting thorough annual reviews to ensure the effectiveness of an organization's compliance framework as mandated by Rule 206(4)-7.</li><li>Experience in implementing and/or maintaining a risk-based compliance program for a growing RIA including testing, monitoring, risk assessment and reporting.</li><li>Proven track record of leadership, strategic thinking, building positive relationships and successful collaboration with business partners.</li><li>Ability to multi-task, analyze complex situation and provide guidance in time sensitive situations.</li><li>Ability to work independently as a member of a team, which includes the ability to be flexible and adaptable in a changing environment</li><li>Excellent organization, analytical and communication skills.</li><li>Strong interpersonal skills; must be a team player.</li><li>Strong work ethic and professionalism, including ability to maintain a high degree of confidentiality</li><li>Bachelor's Degree</li></ul>About Integrity Integrity is one of the nation's leading independent distributors of life, health and wealth insurance products. With a strong insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike. Integrity is driven by a singular purpose: to help people protect their life, health and wealth so they can prepare for the good days ahead. Integrity offers you the opportunity to start a career in a family-like environment that is rewarding and cutting edge. Why? Because we put our people first! At Integrity, you can start a new career path at company you'll love, and we'll love you back. We're proud of the work we do and the culture we've built, where we celebrate your hard work and support you daily. Joining us means being part of a hyper-growth company with tons of professional opportunities for you to accelerate your career. Integrity offers our people a competitive compensation package, including benefits that make work more fun and give you and your family peace of mind. Headquartered in Dallas, Texas, Integrity is committed to meeting Americans wherever they are - in person, over the phone or online. Integrity's employees support hundreds of thousands of independent agents who serve the needs of millions of clients nationwide. For more information, visit Integrity.com. Integrity, LLC is an Equal Opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, national origin, disability, veteran status, or any other characteristic protected by federal, state, or local law. In addition, Integrity, LLC will provide reasonable accommodations for qualified individuals with disabilities.

Chief Compliance Officer

Risk &amp; Compliance Manager (m/w/d) Als Teil unserer Governance, Risk &amp; Compliance (GRC) Abteilung übernimmst du eine zentrale Rolle in der Identifizierung, Bewertung und Steuerung von Risiken in allen Bereichen der home24 Gruppe. Neben Compliance- und Risikomanagement sowie IKS liegt dein Fokus in dieser Position insbesondere auf dem Bereich Product Compliance, der für uns im Home &amp; Living E-Commerce eine zentrale Rolle spielt. Deine Aufgaben <ul> <li>Durchführung und Weiterentwicklung des Risikomanagementsystems mit regelmäßiger Berichterstattung an die Geschäftsführung</li> <li>Sicherstellung der Einhaltung aller relevanten Gesetze und Vorschriften im Bereich Product Compliance in Zusammenarbeit mit Lieferanten und Herstellern, insbesondere: <ul> <li>EUTR-Verordnung (European Timber Regulation)</li> <li>Produktsicherheitsgesetz (ProdSG)</li> <li>Lieferkettensorgfaltspflichtengesetz (LkSG)</li> </ul> </li> <li>Weiterentwicklung und Optimierung des internen Kontrollsystems</li> <li>Überwachung der Einhaltung von Compliance-Vorschriften auch mittels internen Audits</li> <li>Durchführung von Schulungen, um Mitarbeiter:innen für Compliance-Themen zu sensibilisieren</li> </ul>Dein Profil <ul> <li>Abgeschlossenes Studium der Wirtschaftswissenschaften, Rechtswissenschaften oder eines vergleichbaren Studiengangs</li> <li>Mehrjährige Berufserfahrung im Bereich Risk &amp; Compliance</li> <li>Erfahrung im Umgang mit Risikomanagementsystemen und internen Kontrollsystemen</li> <li>Fundierte Kenntnisse der relevanten Gesetze und Vorschriften, insbesondere im Bereich Product Compliance (EUTR, ProdSG, LkSG) sind ein plus</li> <li>Hohe Eigeninitiative, Kommunikationsstärke und Teamfähigkeit</li> <li>Fließende Englisch- und Deutschkenntnisse in Wort und Schrift</li> </ul>Was wir dir bieten Dein Impact: <ul> <li>Die Chance, in einem hochmotivierten Team etwas zu bewirken</li> <li>Eine aufgeschlossene Kultur, die bereit ist, neue und kreative Ideen zu integrieren</li> </ul>Deine Entwicklung: <ul> <li>Förderung deiner Entwicklung mit attraktiven Weiterbildungsangeboten in unserer home24 Academy und durch externe Partner</li> <li>Entwicklungs- und Wachstumsraum innerhalb deiner Rolle und des Unternehmens mithilfe von regelmäßigen Feedbackgesprächen</li> </ul>Dein Weg: <ul> <li>Hybrides Arbeitsmodell: mittwochs und freitags hast du die Flexibilität, von zu Hause aus zu arbeiten. Montags, dienstags und donnerstags sind wir gemeinsam im Büro</li> <li>Zusätzlich kannst du bis zu zwei Monate im Jahr mobil in Deutschland oder aus dem EU-Ausland arbeiten </li> <li>Bis zu 30 Tage bezahlten Urlaub im Jahr, um abzuschalten und aufzutanken </li> <li>Spannende Möglichkeiten zur Mobilität, die von home24 bezuschusst werden, wie ein Deutschland-Ticket und unser umweltfreundliches Bikeleasing-Programm #ridinghome</li> </ul>Dein zweites Zuhause: <ul> <li>Internationaler Campus im Herzen Berlins mit Fahrradgarage, Terrasse, Lounge, Fitnessbereich, Elternraum und Raum der Stille in unmittelbarer Nähe zum S-Bahnhof Landsberger Allee</li> <li>Eine betriebliche Altersvorsorge, 30 % Mitarbeiterrabatt für ein noch schöneres Zuhause sowie viele weitere Rabatte über unser Corporate Benefits Portal</li> <li>Für Einblicke in den Alltag unserer Homies und unserer Unternehmenskultur folge uns auf Instagram @teamhome24</li> </ul>Wenn du bei einer spannenden Erfolgsgeschichte dabei sein willst, sende uns bitte deine Bewerbung unter Angabe des frühestmöglichen Eintrittstermins via unserer Karriereseite. Dein Zuhause besteht sicher aus Möbeln unterschiedlicher Stoffe und Stile. Genauso ist es bei home24: Wir fördern und feiern die Vielfalt der Menschen, die hier arbeiten. Fühl dich wohl bei uns - wir freuen uns über jede Bewerbung! #makeyourselfathome24 Alle Stellenangebote findest du auf unserer Karriereseite ! home24 SE | Otto-Ostrowski-Straße 3 | 10249 Berlin | Ansprechpartner: Andrew Thomas Wir sind home24 - eine der führenden Home &amp; Living E-Commerce Plattformen in Kontinentaleuropa und Brasilien. Derzeit sind wir in acht Ländern aktiv. Über 1.000 Homies arbeiten gemeinsam an einem Ziel: Happy Homes zu schaffen - für alle Menschen, für jedes Budget! Wie wir das machen? home24 bietet mit über 250.000 Möbeln und Wohnaccessoires von mehr als 1.000 Herstellern ein abwechslungsreiches Sortiment und ein komfortables Onlineshopping-Erlebnis. Mit BUTLERS als Teil unserer home24-Gruppe erweitern wir nicht nur unser Sortiment an Wohnaccessoires, sondern auch unsere Einzelhandelspräsenz an Outlets und Showrooms um über 100 BUTLERS@home24 Stores. Wir Homies leben unsere Mission, Kunden nicht nur das beste Sortiment, sondern auch den besten Service zu bieten. Genau hierfür benötigen wir frische Ideen, 100 % Motivation und echte Leidenschaft für das, was wir tun. Deshalb setzen wir auf Menschen, die sowohl für die Digitalisierung als auch für Modern Living, Servicedenken und eine dynamische Unternehmenskultur brennen.

Risk & Compliance Manager (m/w/d)

Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethics. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our business units. They might help to structure a complex and sensitive cross-border transaction; advise on a new product introduction; develop a training program or defuse an investor dispute. They preserve the firm's invaluable reputation for integrity and protect the firm from sanctions with policies and procedures that meet regulatory requirements around the world. They also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern the firm's businesses. Background on the Team The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal entities and jurisdictions of operation. The Sales and Trading Compliance Group in Institutional Securities Compliance advises and assists the Firm's Sales and Trading Division in establishing, implementing and enforcing sales and trading practices. The Group is responsible for reviewing business, compliance and supervisory processes and practices. The Group will coordinate, recommend, and execute plans to address potential issues, fulfill regulatory obligations and promote best practices. Primary Responsibilitie This individual will provide advisory compliance support for ISG Equity Sales and Trading, covering derivatives and sales. The individual's responsibilities will include the following: &gt; Provide Compliance support for the Institutional Equity Division, as well as support functions: IT, Risk, Operations, Controllers, Finance. &gt; Provide advisory support to traders, sales traders, supervisors, Risk and IT on regulatory rules: SEC Regulations - Reg NMS, Reg SHO, Consolidated Audit Trai (CAT), FINRA Rules, trade reporting, best execution, SEC Rules 605/606 reporting, riskless principal. &gt; Communicate with traders and supervisors to assess risk and remediate issues. &gt; Assist in the design and maintenance of written supervisory procedures. &gt; Assist in regulatory reviews, including inquiries, audits and exams. &gt; Design and deliver applicable training for business unit personnel. &gt; Actively monitor regulatory developments and trends, and take appropriate action to ensure the business unit complies with new or amended regulations. &gt; Interact with technology support and risk management to ensure trading technology and trading practices remain compliant with Firm policies and industry regulation. Qualifications: Skills Required &gt; Minimum of seven years of related experience &gt; Candidate must demonstrate ability to effectively review and analyze data/situations and apply judgment to resolve issues in a timely manner &gt; Knowledge of broker-dealer regulatory compliance, including SEC, FINRA and other SRO rules and regulation &gt; Candidate should be a motivated self-starter, proficient in time management and able to initiate and manage project &gt; Candidate must have strong communications skill &gt; Candidate must have strong analytical skills to be comfortable working with large volumes of trade data &gt; Candidate must feel comfortable interacting with and communicating regulatory requirements to technology and operations teams. &gt; Bachelor's degree required Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, sex stereotype, gender, gender identity or expression, transgender, sexual orientation, national origin, citizenship, disability, marital and civil partnership/union status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law. Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). Expected base pay rates for the role will be between $110,000.00 and $190,000.00 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.

Equity Sales & Compliance Officer

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice. Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system. Job Description: At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures the development and maintenance of a strong compliance culture by developing and maintaining a program infrastructure that identifies, measures, and monitors compliance with all applicable laws, regulations, and rules that govern a specific line of business. Associates at this level should have full ownership for one or more processes, reports, procedures, or products, and are also considered analytical or procedural experts within a specific line of business. Associates will have influence over process and policy changes. Primary Responsibilities <ul><li>Maintains a proficient knowledge of rules and regulations and their impact on products, services, and operations for a specific line of business</li><li>Conducts research of laws and regulations that impact compliance to include monitoring for new laws and regulations or changes to existing laws and regulations and providing communication to appropriate lines of business which will be impacted by these changes</li><li>Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations</li><li>Gathers information requested by regulatory agencies</li><li>Focuses on the resolution of complex problems or transactions, where expertise is required to interpret against policies, guidelines, or processes</li><li>May supervise day-to-day work of other professional level compliance associates</li><li>Offers advice and guidance to junior associates for sake of continuous improvement</li><li>Oversees creation and delivery of training to assigned business area to increase compliance awareness</li><li>Serves as subject matter expert and performs administrative duties related to a particular line of business systems and database management maintaining knowledge of database design, data definitions, system capabilities, and data integrity issues related to compliance, regulatory projects, and risk management</li><li>Resolves work flow issues, and oversees quality improvement techniques</li></ul>This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay. Requirements <ul><li>Bachelor's degree and eight (8) years of experience in compliance, quality assurance/control, audit, or other related compliance function specific to a line of business</li><li>Or High School Diploma or GED and twelve (12) years of experience in compliance, quality assurance/control, audit, or other related compliance function specific to a line of business </li><li>Knowledge of legal and regulatory environment as it relates to compliance in a specific line of business</li></ul>Preferences <ul><li>Certified Regulatory Compliance Manager (CRCM)</li></ul>Skills and Competencies <ul><li>Ability to learn additional systems as needed</li><li>Ability to research, analyze data, and derive facts</li><li>Ability to work in a team environment when applicable</li><li>Ability to work under limited guidance</li><li>Ability to work under pressure and meet deadlines</li><li>Demonstrated leadership</li><li>Knowledge of legal and regulatory environments</li><li>Problem solving</li><li>Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)</li><li>Strong verbal, written communication, and organizational skills</li><li>Strong work ethic and self-motivation</li><li>Time management skills</li></ul>Position Type Full time Compensation Details Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job. The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position. Job Range Target: Minimum: $100,753.80 USD Median: $139,765.50 USD Incentive Pay Plans: Benefits Information Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits-eligible associates. Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be a complete summary of plan terms and conditions. <ul><li>Paid Vacation/Sick Time</li><li>401K with Company Match</li><li>Medical, Dental and Vision Benefits</li><li>Disability Benefits</li><li>Health Savings Account</li><li>Flexible Spending Account</li><li>Life Insurance</li><li>Parental Leave</li><li>Employee Assistance Program</li><li>Associate Volunteer Program</li></ul>Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time. To learn more about Regions' benefits, please click or copy the link below to your browser. <a href="https://www.regions.com/welcometour/benefits.rf" target="_blank">https://www.regions.com/welcometour/benefits.rf</a> Location Details Charlotte Uptown Location: Charlotte, North Carolina Bring Your Whole Self to Work We have a passion for creating an inclusive environment that promotes and values the differences that make each of us stand out as unique individuals and help provide valuable perspective that makes us a better company and employer. More importantly, we recognize that creating a workplace where everyone, regardless of background, can do their best work and thrive is the right thing to do. OFCCP Disclosure: Equal Opportunity Employer/Disabled/Veterans Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting. Job postings for higher-volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.

Corporate Compliance Analyst - Compliance Execution Lead

JOIN Soarion Credit Union in 2024!! We take care of our people: Joining Soarion Credit Union is the career move to make in 2024! Soarion Credit Union offers FREE Health and Dental Coverage for you as an employee, as well as a GENEROUS Paid Time Off (PTO) bank for rest and relaxation away from work! We also offer all paid days off for Federal holidays! Role: Ensures the Credit Union follows all state and federal regulations, laws, and rules. Analyzes new and pending compliance requirements affecting the Credit Union's practices. Develops, revises, communicates, and implements policies and procedures to ensure compliance. Work Location: This is an onsite position. Occasional remote work may be available for select positions and is subject to prior approval by management. What you will be doing: <ul><li>Reviews, assesses, develops, revises, and ensures the adequacy of programs, policies, and procedures designed to safeguard Credit Union assets and maintain regulatory compliance. Ensures policies and procedures are appropriately disseminated.</li><li>Stays informed of new and pending laws and developments related to compliance issues, analyzes requirements, appropriately revises policies and procedures, and ensures communication and implementation of regulatory changes.</li><li>Develops, directs, and implements a compliance program and schedule to review internal Credit Union areas for compliance. Investigates complaints.</li><li>Provides employee training on compliance related issues and policy changes. Develops a library of compliance resources for employee use.</li><li>Compiles and issues reports detailing conclusions of audits and compliance analysis, reports violations as appropriate, provides recommendations for improvement, and follows up to ensure compliance.</li><li>Maintains records and documentation of compliance activities, complaints, investigations, and outcomes. Analyzes, prepares, and files appropriate reports with regulatory agencies.</li><li>Prepares and presents reports concerning Credit Union compliance issues to the Board of Directors as requested.</li><li>Handles HMDA processing for filing LAR.</li><li>Responsible for vendor management process.</li><li>Performs other job-related duties as assigned.</li></ul>What you'll bring along: <ul><li>Five years to eight years of similar or related experience.</li><li>(1) A bachelor's degree, or (2) achievement of formal certifications recognized in the industry as equivalent to a bachelor's degree (e.g., certified compliance officer certifications in lieu of a degree). </li><li>Compliance certification preferred. </li><li>Thorough knowledge of regulatory compliance, banking practices, policies, procedures, operations, products, services, and regulations. May also include specialized knowledge in lending or investing. </li><li>Thorough knowledge of laws, legal codes, court procedures, precedents, government regulations, executive orders, agency rules, and the democratic political process.</li><li>Talks to others to convey information effectively. </li><li>Specific knowledge of the philosophy and structure of the Credit Union industry.</li><li>Familiarity with HMDA processing for filing LAR.</li><li>Familiarity with vendor management process.</li></ul>We are Committed to Equal Opportunity. Soarion Credit Union believes in equal opportunity for all and is committed to ensuring all individuals have an opportunity to apply for the positions that they are interested in and qualify for without regard to race, religion, ethnicity, national origin, citizenship, gender, gender identity, sexual orientation, age, veteran status, disability, genetic information, or any other protected characteristic. Our equal employment opportunity policy statement, pay transparency nondiscrimination agreement, and the Know Your Rights: Workplace Discrimination is Illegal Poster reaffirm this commitment. Soarion Credit Union is also committed to providing reasonable accommodations to qualified individuals with a disability so that an individual can perform job-related duties. If you are interested in applying for an employment opportunity and require special assistance or an accommodation to apply due to a disability, please contact our Human Resources team at <a href="mailto:humanresources@soarion.org" target="_blank">humanresources@soarion.org</a>.

Before you start, please review the Temporary Transfer Assignment Guidelines on RescueNet to make sure you qualify to apply Title: TTA - Compliance Officer, Organizational Assessment / European Donors Sector: Compliance Location: Any IRC location Start Date: 2nd December 2024 Duration: 4 Months Scope of work &amp; objectives: Please email your CV to <a href="mailto:Ute.Theobald@rescue-uk.org" target="_blank">Ute.Theobald@rescue-uk.org</a> and cc <a href="mailto:Magda.CavannaHighams@rescue.org" target="_blank">Magda.CavannaHighams@rescue.org</a>. You must subject your email " TTA - Compliance Officer, Organizational Assessment / European Donors". This Opportunity is Intended for IRC Current Staff. The Awards Management Unit The Awards Management Unit (AMU) is responsible for building, maintaining, and strengthening relationships with public and institutional donors and position IRC as a partner of choice for delivering programs for our clients. This means working to expand IRC's portfolio and diversify our relationships, as well as supporting the successful and compliant management and implementation of awards, whether directly or through partners. AMU Compliance &amp; Policy As part of the wider Awards Management Unit, AMU Compliance &amp; Policy (C&amp;P) develops and manages donor compliance-related tools, guidance and templates; it tracks and communicates changes in donor regulations and builds knowledge of compliance throughout the IRC. The C&amp;P team offers escalated support in case of complex donor and partnerships compliance questions and to carry out supplementary reviews of agreements where needed. C&amp;P includes Donor Specialists, who have expertise on specific donors' rules and regulations according to their portfolio, and Subaward &amp; Partnership (S&amp;P) staff, who have expertise on compliance and implementation of IRC's internal partnership system and the operationalization of IRC's partnership principles across all donors. The coverage needed The Compliance Officer- Organizational Assessment/ European donors will be on a TTA from December 2nd, 2024 to March 31st, 2025, and AMU Compliance &amp; Policy team is looking for a TTA cover for this period, with at least three sessions of one full day handover before and after that period as necessary. The candidate is responsible for ensuring that the Donor FAQs and Repository is updated, and he/she will be supporting any Organizational HQ Assessments for donors. This requires working with different focal points of different HQ department. Under the supervision of the Senior compliance officer European Donors, the Compliance officer- Organizational Assessment/ European donors will be also assessing IRC's ability to comply with DG HOME/ DG JUSTICE donor requirements, determine and support negotiation strategies and provide compliance support throughout the duration of the relationship. This role ensures a culture of compliance by providing advice and guidance on the specific donor's rules and regulations for grants and contracts, and promotes adherence to IRC's procedures to ensure that all IRC staff, project partners, subcontractors, and sub-awardees are in compliance with the donor's requirements. The Compliance Officer - provides guidance to relevant staff to improve their understanding of the terms and conditions of grants and contracts by providing donor compliance advice so that programs are delivered responsibly with minimized compliance risk. The role also advises implementing teams in areas of risk analysis and mitigation. The Compliance Officer- Organizational Assessment/ European donors reports to the Senior Compliance Officer European Donors. Key Working Relationships <ul><li>Regular ongoing engagement: Program and Awards Support Teams (AMU), Business Development (AMU), Strategic Partnerships (AMU), Planning and Strategic Operations (AMU), Subawards and Partnerships (within AMU C&amp;P), Resources and Acquisitions Management (RAI Europe).</li><li>Other relevant ad-hoc contacts: Ethics and Compliance Unit, Office of General Counsel, Global Supply Chain, Finance, Human Resources, CRRD-Safeguarding</li></ul>Key Accountabilities: <ul><li>Under the coordination and supervision of the Senior compliance officer- European donors:</li></ul>Organizational Headquarters Assessments: <ul><li>Become familiar with IRC key organizational HQ assessments and their requirements from established donors:</li><li>ECHO: Partner Requirements such as ex-ante assessment, ECHO fiche, ECHO Periodic Assessment and Declaration of Honor</li><li>GFFO: Full Partner Assessment and Quality Profile</li><li>FCDO: Headquarters Assessment</li><li>SIDA Humanitarian Framework Agreement (HFA): Internal control review, organizationa application, updated annual supplementary application;</li><li>Set up and maintain a calendar and establish processes and procedures to ensure all above is planned, organized, and submitted in time and with the required quality;</li><li>Set up, maintain and develop knowledge management systems and processes to support both organizational and project-specific donor due diligence/pre-qualification processes, with the understanding that the project-specific assessments are not covered nor coordinated under this role. </li><li>Support the Senior Compliance Officer- European donors in reaching out and following up with subject-matter experts to collect and update relevant information;</li><li>As requested by the Senior compliance officer- European donors, provide support to the final revision of any submission to donors, including management responses as required;</li><li>Coordinate with Planning and Strategic Operations team to ensure consistency of information and consistent knowledge management between project and organizational HQ assessments;</li><li>In coordination with AMU colleagues, identify potential other established or highly strategic donors which may require regular organizational HQ assessments, and include them in scope.</li></ul>DG Home/DG Justice/DG Research and Innovation/DG Employment or any other institutional European donors funding Europe-based Programmes: <ul><li>Serve as the AMU C&amp;P focal point for compliance matters for European institutional donors funding Programmes based within Europe such as: DG Home/Justice, DG Research and Innovation, DG Employment or any other donors in Europe as required for RAI (Refugee, Asylum and Integration);</li><li>Ensure that appropriate IRC internal collaborators are advised of any changes made to RAI Europe donors regulations in a timely and user-friendly manner;</li><li>In collaboration with the Senior Compliance Officer - European donors provide interpretation of RAI Europe donors regulations/policies;</li><li>Engage with AMU Program and Award Support and RAM Teams to provide input and develop solutions on major compliance matters and to ensure there is a strong understanding of what issues need to be brought up;</li><li>Work with the AMU Compliance and Policy team to assist in the review of and development of IRC policies, tools, templates and guidelines to enable efficient and compliant project implementation;</li><li>Work with the AMU Compliance and Policy Subaward and Partnership team, to improve and develop donor specific subaward templates for RAI Europe donors;</li><li>In collaboration with the Subaward and Partnership team, review and complement as necessary IRC partnership policies procedures and tools (PEERS) to ensure they are suitable to compliantly and effectively handle partners under RAI Europe donors requirements;</li><li>Develop and maintain strong relations with IRC internal stakeholders such as other AMU departments, Finance, Global Supply Chain, Ethics and Compliance Unit, and Office of General Counsel as needed; and external collaborators as relevant.</li></ul>Other responsibilities <ul><li>Subject to workload and evolving organizational needs:</li><li>Support the Senior Compliance Officer- European donors on other statutory donors as the need arises;</li><li>Represent IRC in external fora and liaise with donors;</li><li>Participate in special projects and initiatives;</li><li>Work with the Senior Compliance Officer - European donors to identify training needs and to craft, communicate, launch and provide training on RAI Europe donors rules and regulations;</li><li>Other responsibilities as assigned by the Senior Compliance Officer, European donors.</li></ul>Requirements: Essential <ul><li>Fluency (native-speaker or comparable level) in English; </li><li>Strong interpersonal skills: the ability to work efficiently both independently and in a team environment;</li><li>An understanding of compliance, risk, and ethics and a keen interest in learning and promoting donor compliance as an effective collaborative risk management tool and a way to add more value for the organization;</li><li>Keen attention to detail and solution focused/problem solving approach to work;</li><li>Excellent oral and written communication skills, including the ability to optimally convey sophisticated topics in a way that is accessible to non-specialists;</li><li>Experience of, and the ability to, read and analyze sophisticated documents;</li><li>Experience with knowledge management systems and procedures, and knowledge of data and databases good practices;</li><li>Knowledge of statutory donors (ideally DG Home/DG Justice) ideally with experience working in the function areas of compliance, business development, strategic relationship and/or grants management throughout the project management lifecycle;</li><li>High level of tolerance for change; flexible work demeanor and ability to meet unexpected demands;</li><li>Ability to successfully liaise with a range of staff and external collaborators.</li></ul>Desirable <ul><li>Experience working in the field of development and/or humanitarian aid with NGOs, government bodies, multilaterals; </li><li>Experience in reviewing and/or negotiating donor awards and sub-award agreements/sub-contracts;</li><li>Experience in interpreting and applying statutory and regulatory language in awards and contracts from statutory donors; </li><li>Previous experience developing and providing (compliance) training in a multicultural setting and developing policies, guidelines, tools and templates;</li><li>Proficiency in German strongly desirable;</li><li>Proficiency in other European languages, particularly Greek, Italian, Polish languages desirable.</li><li>For the UK office, candidates must have the right to work in the UK. For the office in Brussels, EU citizenship or a valid work permit is required.</li></ul>

TTA - Compliance Officer, Organizational Assessment / European Donors

Overview Do you want to be help enrich the lives of learners worldwide? At RM, we've been pioneers of education technology since 1973. We provide technology and resources to the education sector supporting over 10 million students around the world. We work with 28,000 schools, nurseries, and education trusts in 115 countries to deliver customer-centric solutions that improve education outcomes worldwide. What we do helps learners at all stages of their lives, from preschool to higher education and professional qualification, we partner with schools, examination boards, central governments and other professional institutions, to enrich the lives of learners. RM is a leading supplier of technology and resources to the education sector, supporting schools, teachers, and pupils across the globe - from pre-school to higher education - including examination boards, central governments, and other professional institutions. RM Group operates through three businesses: Technology (Managed Services, Software and Infrastructure for Schools), Assessment (Software and Services) and TTS (Education Resources). RM Technology is a market-leading supplier of ICT products and services to UK schools and colleges to deliver a technology environment that improves learning outcomes and makes the most of IT investment, driving focus through four lines of business: Managed Services, Software, Hardware and Broadband Visit us here to find out more: <a href="http://www.rm.com/education" target="_blank">www.rm.com/education</a> The Role The Compliance Manager is based within the Delivery Operations Standards Office (DOSO) and reports to the Service Delivery &amp; Standards Manager. The DOSO defines and documents all operational practices and processes, ensures the adoption of same, and enforces proper compliance with, and utilization of, standard operations. As Compliance Manager, you will take a "hands on" approach to compliance, supporting our Service Delivery &amp; Standards Manager in defining, developing, supporting, and governing service quality and compliance across the Technology business. You will manage and maintain our established ISO certifications including ISO 9001, ISO 22301, and ISO 27001 ensuring that administration and activities required for compliance are complete, driving and supporting continuous improvement across these, acting as a specialist and leading related activities in these areas. You will support the ISO 270001 lead implementer in the transition to ISO27001:2022 from the 2013 versions currently held by the Technology business. You will support functional managers in adherence to process including key activities such as Incident and Problem Management and Change Enablement ensuring that the business learns from feedback and that opportunities for improvement are captured and implemented as part of a culture of continual service improvement. You will build and maintain strong relationships with key stakeholders across the Technology business, acting as a specialist advisor for them on standards and service quality, and develop support initiatives to ensure service excellence. Responsibilities Main Responsibilities include but are not limited to: Service Quality <ul><li>Collaborate with the Service Delivery &amp; Standards Manager in defining and developing operational standards, processes, and practices within Technology to ensure consistent and efficient ways of working. </li></ul><ul><li>Ensure the delivery of high-quality services across our customer base through monitoring and evaluating service performance against defined service quality standards. </li></ul><ul><li>Work with the wider Technology group to ensure we meet the requirements of our key ISO standards, internally leading, participating in, and supporting, both internal and external audits as appropriate, and coordinating delivery of any improvement programmes that follow. </li></ul><ul><li>Support the ISO 27001 Lead Implementer in the transition to the 2022 standard. </li></ul><ul><li>Fulfil the role of process owner for agreed process and practices </li></ul>Continual Improvement <ul><li>You will be responsible for identifying process inefficiencies and collaborating with stakeholders from across the business to develop and implement process improvements, often using your skills and experience to lead and implement such improvements. </li></ul><ul><li>Monitor and act on customer feedback from across the customer base, ensuring it is used to inform improvement recommendations, decisions, and activities. </li></ul><ul><li>This will include streamlining existing activities and identifying opportunities to eliminate waste and inefficiencies e.g., through automation of repetitive tasks.</li></ul>Experience Skills and Experience You will have proven experience of: <ul><li>Working in an ITIL and ISO aligned environment where you will have played an active role in all aspects of process and practice development, implementation, and management to ensure quality of delivery. </li></ul><ul><li>Representing the business in an external audit context e.g., participation in ISO audits covering areas such as Quality, Information Security and Business Continuity management. </li></ul><ul><li>Leading and coordinating improvement projects, involving people from different functional specialisms. </li></ul><ul><li>Applying Lean principles and practices within a service context and successfully embedding resultant improvements. </li></ul><ul><li>Confidently and decisively managing and coordinating complex scenarios involving multiple stakeholders across varying levels of seniority. </li></ul>You will be: <ul><li>Multitasker, able to manage multiple workstreams to ensure compliance with established standards and policies. </li></ul><ul><li>A strong collaborative team player, able to work well with others ensure all functions work in concert to deliver business strategy and outcomes. </li></ul><ul><li>A practical problem solver, with the ability to manage and resolve complex issues arising from people, process and technology. </li></ul><ul><li>A confident communicator and influencer, motivated by managing a wide range of business relationships which may include internal stakeholders, customers, and suppliers. </li></ul><ul><li>Motivated and passionate about all aspects of organisational improvement. </li></ul>You will have: <ul><li>A practical, evidence based, understanding of relevant ISO standards e.g. ISO 9001, ISO 22301 and ISO27001 and the internal audit process which may be evidenced through certification (advantageous). </li></ul><ul><li>Significant experience of leading and delivering process improvement in a service context (essential) which may be evidenced through relevant certification. </li></ul><ul><li>Practical knowledge of ITIL V4 (essential) which may be evidenced through certification. </li></ul><ul><li>Broad experience and understanding of managing functions within an IT service operation that will inform and support your approach to quality and improvement. </li></ul><ul><li>A practical knowledge / experience of data protection (GDPR) and associated activities (advantageous) </li></ul><ul><li>A strong alignment to our Five to Drive values and behaviours. </li></ul>What's in it for you? What's in it for you? At RM we have "My Work Blend @RM" which provides office-based colleagues with multi location and hybrid working options to suit them. As well as your office base, you can spend a proportion of your time working at other locations that suit your role and your life, including home, other offices, customer sites, distribution centres or on the move. We encourage you to discuss arrangements for this role with your potential line manager during the recruitment process. We expect how we make best use of hybrid working may continue to adapt as we adjust to our new ways of working. As well as a competitive salary and our core benefits package which includes private medical healthcare, life assurance and a Group Personal Pension Plan with higher contribution levels available, some roles are also eligible for a performance-related bonus. There are lots of voluntary benefits too. You could buy additional annual leave, join our dental plan, sign for a health assessment, or take part in our cycle to work scheme. You could even earn yourself an extra bonus for successfully recommending a friend or family member for a position within RM. To better reflect the society that we serve, we're committed to building a diverse workforce and creating an inclusive and welcoming environment for all. To achieve this, we create teams of talented people from different backgrounds and experiences and strive to be a business where our people can bring their whole selves to work. We also want to make the recruitment process as inclusive as possible for everyone. Should you require additional support with your application or through the interview process, please contact us at <a href="mailto:recruitment@rm.com" target="_blank">recruitment@rm.com</a>. Unfortunately, we are unable to offer sponsorship for this role.

Compliance Manager

Your new role <ul> <li>Experience of working in a Regulatory and Compliance role within an FCA regulated business. Demonstration of this experience and knowledge of compliance practices is key.</li> <li>The ability to provide consistent advice, guidance and training to a range of stakeholders across the Group.</li> <li>Ability to understand, interpret and apply regulatory standards into practical solutions</li> <li>Ability to build strong relationships across the Group, with strong communication skills across a variety of audiences.</li> <li>Attention to detail ensuring accuracy in data and in the advice provided to the Group.</li> <li>A collaborative approach to ensure commercial yet compliant solutions are applied to Group changes.</li> <li>Good Project management skills</li> <li>Effective leadership, communication, and people skills, capable of fostering a culture of compliance and ethical behaviour.</li> <li>A knowledge of Data Protection regulations would be preferred but not essential.</li> <li>Strong data analytical skills to review, understand and provide data to the business</li> </ul>What you'll be doing <ul> <li>Supports the Group Head of Risk and Compliance in delivery of the Compliance strategy and key operational deliverables within the team.</li> <li>Works with key stakeholders in the Senior Leadership team and managers to deliver business objectives with a pragmatic and commercial lens.</li> <li>Monitors FCA and data protection compliance and regulatory changes and implements across the Group, including the creation of regulatory training</li> <li>Requirement to ensure that regulatory compliance learning modules are kept up to date</li> <li>Works closely with peers in the Group Risk and Compliance team to foster collaboration, learning and knowledge sharing.</li> <li>Deputises for the Group Head of Compliance and Risk in relation to their Compliance accountabilities.</li> <li>Uses data to give a clear narrative in the Conduct Risk Committees and supports the Head of Compliance and Risk in finalising high quality and accurate reporting</li> <li>Works with, influences and advises Senior Leadership on how to align business strategies with regulatory requirements, ensuring that growth and innovation occur within a compliant framework.</li> <li>Anticipates and actively engages in business initiatives to ensure compliance requirements are pro-actively considered.</li> <li>Works with the Compliance Assurance team to continuously improves compliance monitoring and control systems to ensure continuing compliance, cost effectiveness and timeliness</li> <li>Provides suitable advise the Group to support sustainable growth compliant with regulatory obligations.</li> <li>Ensure that conduct and regulatory risks are appropriately evaluated and escalated to deliver the right customer and operational outcomes.</li> <li>Responsible for coordinating the Conduct Risk Committees and Governance and Risk Committee including the distribution of the papers in a timely manner</li> <li>Support the Group with meeting its obligations with Anti-bribery regulations</li> </ul>The role is for you if... <ul> <li>You are looking for a new challenging role within an inclusive, flexible, people focused and rewarding organisation</li> <li>You have a compliance based background with experience of having direct reports into you and reporting into major stakeholders</li> <li>You want to join a great working environment; with a great work life balance including a hybrid approach to work from our Doncaster OR Golborne Offices; with flexibility on hours and days!</li> </ul>About DFS It takes a whole lot of passion to be at the centre of what makes a house feel like home - and that's just what we do at DFS. We're the leading sofa retail specialist in the UK, helping people find a comfy seat on their great quality sofas since 1969. We're a market leader in the UK because of one thing: our people. Our people made us who we are and will drive us into our ambitious future, together. We offer incredible opportunities to get stuck into fun and meaningful work as well as learn new skills - so you can really 'find your thing'. DFS Group is proud to be an equal opportunities employer; celebrating diversity and committed to a culture of inclusion and belonging. We extend a warm welcome to everyone, embracing a variety of voices and perspectives. As we continue to work on building a workplace that is representative of the customers we serve and the communities we live and work in, we strongly encourage applications from members of minority and under-represented groups. Across the Group, we want to create an environment where everyone feels at home. DFS Benefits <ul> <li>Competitive salary and bonus (based on company &amp; personal performance)</li> <li>A huge 30% colleague discount, plus 15% friends &amp; family discount across our Group (DFS, Sofology, Dwell)</li> <li>Holiday allowance - the time you need to rest and relax (and the longer you're with us, the more time you'll get!)</li> <li>Enhanced maternity, paternity and adoption leave to give you the time you need to settle in with your new family member</li> <li>Access to a range of high street &amp; online discounts from: Sainsbury's, ASOS, Currys PC World, IKEA, John Lewis and more.</li> <li>Discounted Gym and Cinema memberships to help you unwind</li> <li>Progression and Development opportunities to grow your skills</li> <li>Group Pension Scheme</li> <li>Group Sharesave Scheme</li> <li>Life Assurance &amp; Company Sick Pay</li> </ul>All offer are subject to references and DBS checks Due to the volume of applications, we reserve the right to close this role early and so encourage you to complete your application as soon as possible. We're an equal opportunities employer DFS Group is proud to be an equal opportunities employer; celebrating diversity and committed to a culture of inclusion and belonging. We extend a warm welcome to everyone, embracing a variety of voices and perspectives. As we continue to work on building a workplace that is representative of the customers we serve and the communities we live and work in, we strongly encourage applications from members of minority and under-represented groups. Across the Group, we want to create an environment where everyone feels at home.

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