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Oaktree is a leader among global investment managers specializing in alternative investments, with $193 billion in assets under management as of June 30, 2024. The firm emphasizes an opportunistic, value-oriented, and risk-controlled approach to investments in credit, private equity, real assets, and listed equities. The firm has over 1,200 employees and offices in 22 cities worldwide. We are committed to cultivating an environment that is collaborative, curious, inclusive and honors diversity of thought. Providing training and career development opportunities and emphasizing strong support for our local communities through philanthropic initiatives are essential to our culture. For additional information please visit our website at <a href="http://www.oaktreecapital.com" target="_blank">www.oaktreecapital.com</a> Scope and responsibilities The Operational Risk Management (ORM) team helps to identify non-investment risk across Oaktree globally, contributing to continuous operational improvement. ORM partners with Oaktree professionals globally to continually assess and enhance the risk and control environment. Oaktree is seeking a Vice President to work closely with the Senior Vice President in ORM, and be responsible for aiding in the implementation, coordination, execution and continued enhancement to Oaktree's global Operational Risk Management framework, with a specific focus on Oaktree's international offices. The individual will work directly with all major businesses, operational functions and investment teams to help identify, assess, and mitigate operational risks across Oaktree's business. The individual may also have limited client and regulatory contact in cases where Oaktree is asked to provide information on the Operational Risk framework. Candidates should be comfortable challenging the assumptions and conclusions of senior individuals while maintaining constructive relationships with management. Key responsibilities include, but are not limited to: <ul><li>Risk and Control Assessment: Facilitate risk and control assessments to identify potential risks and implement effective controls, validating remediation of operational risk exposure and related control gaps.</li><li>Root Cause Analysis: Conduct root cause analysis of operational events and develop strategies to mitigate future risks.</li><li>Governance: Lead risk management presence and content in governance forums, ensuring comprehensive oversight and identification of operational risk trends.</li><li>Risk Reporting: Preparing and presenting detailed risk reports / dashboards / metrics to senior management and stakeholders, highlighting key risk areas and recommended actions.</li><li>Trend Analysis: Identify and analyze operational risk trends to inform strategic decision-making.</li><li>Continuous Improvement: Providing thoughtful and collaborative leadership promoting risk transparency and business unit-level ownership and accountability over operational risk and control environments, fostering continuous improvement.</li><li>Risk Aware Culture: Promoting Oaktree's risk aware culture, serving as the subject matter expert on operational risk initiatives. Identifying, initiating, and fostering relationships with business and operational partners to promote a culture of continuous improvement, driving constructive communication with the ORM team.</li><li>Regulatory Compliance: Ensuring compliance with relevant jurisdictional regulatory requirements, expectations and industry standards related to risk management e.g., risk appetite statements, ICARA, ICAAP, IRAP.</li></ul>Experience required <ul><li>6+ years of operational risk management, enterprise risk management and/or related experience required; experience in the investment management industry preferred.</li><li>Experience facilitating top-down and bottom-up risk assessments, focused on existing and emerging risk areas.</li><li>Practical experience with Basel, COSO, ERM, risk and control self-assessment tools, methodologies and concepts.</li><li>Outstanding verbal and written communication skills to work cross-functionally and at all levels internally.</li><li>Proven capability in collecting and analyzing complex data, evaluating information and systems and drawing logical conclusions.</li><li>Track record in planning and project management and in maintaining composure under pressure while meeting deadlines.</li><li>Strong skills in resolving problems and negotiating issues.</li><li>Highly organized and able to manage multiple projects with differing priorities to meet deadlines.</li><li>Team-oriented, possessing strong integrity and professionalism and sharing in Oaktree's common goal of excellence.</li><li>Demonstrated ability in:</li><li>Applying sound judgment in the evaluation of risks and controls;</li><li>Challenging the assumptions and conclusions of more experienced staff members;</li><li>Facilitating insightful conversations to ensure appropriate consideration and evaluation of risks;</li><li>Performing effective root cause analysis to identify control gaps and weaknesses and recommending appropriate corrective course of action;</li><li>Collaborating with business managers to promote an effective risk management culture by proactively identifying areas of operational risk;</li><li>Proficient in Microsoft Office products including, Word, Excel, PowerPoint, Visio, Outlook and other business software to prepare reports, memos and summaries. Experience with GRC tools and PowerBI a plus.</li></ul>Personal attributes <ul><li>Excellent interpersonal, verbal and written communication skills, with the ability to leverage firm wide resources in an effective and judicious manner.</li><li>Self-initiated with a proven ability to work independently and a strong work ethic.</li><li>Ability to operate independently on short and long-term goals.</li><li>Flexible and team-oriented with strong integrity and professionalism.</li><li>Ability to take on a task/project and "run with it" to conclusion.</li><li>Passion for improving systems and processes, ability to act as a change agent with a focus on innovation.</li><li>Detail-oriented and a natural problem solver; have the resolve to independently research problems and offer solutions.</li><li>Thrives in roles that require outside of the box thinking, solving problems and navigating through ambiguous and /or complex issues.</li><li>Critical thinker, interested in playing a key role in driving the strategic vision for the ORM function within the firm and collaborating effectively with firmwide business, risk and control partners.</li><li>Self-starter with a natural inclination to interpret guidance, improve upon proposed ideas, organize and deliver recommendations, and deliver agreed upon solutions.</li><li>Intellectual curiosity and a quick learner.</li><li>Desire to travel.</li></ul>Education Bachelor's degree is required. Professional certifications (e.g., Operational Risk Manager certificate from PRMIA or similar, CFA, FRM) a plus. Oaktree Capital Management, L.P. is an equal opportunity employer Equal Opportunity Employment Policy Oaktree is committed to diversity and to equal opportunity employment. Oaktree does not make employment decisions on the basis of race, creed, color, ethnicity, national origin, citizenship, religion, sex, sexual orientation, gender identity, gender expression, age, past or present physical or mental disability, HIV status, medical condition as defined by state law (genetic characteristics or cancer), pregnancy, childbirth and related medical conditions, veteran status, military service, marital status, familial status, genetic information, domestic violence victim status or any other classification protected by applicable federal, state and local laws and ordinances. This policy applies to hiring, placement, internal promotions, training, opportunities for advancement, recruitment advertising, transfers, demotions, layoffs, terminations, recruitment advertising, rates of pay and other forms of compensation and all other terms, conditions and privileges of employment. This policy applies to all Oaktree applicants, employees, clients, and contractors. Staff members wishing to report violations or suspected violations of this policy should contact the head of their department or Human Resources.

Vice President, Operational Risk Management

Citi Global Markets provides world-class solutions and an unmatched global presence. We serve corporates, institutional investors and governments from trading floors in almost 80 countries. The strength of our underwriting, sales and trading and distribution capabilities span asset classes (Commodities, Equities, Rates, Spread Products) and currencies, providing us with an unmatched ability to meet the needs of our clients. Markets Governance &amp; Control works with the Markets businesses and functions including Compliance, Operational Risk and Internal Audit, to support identification, evaluation and management of operational and compliance risks in Markets Sales and Trading businesses. The 1st Line of Defence (1LOD) Markets Controls Testing team is part of Markets Governance &amp; Control, and is responsible for execution of a comprehensive, risk-based programme of control testing covering all Markets businesses globally. The primary mission of the 1LOD Markets Controls Testing team is to support Management in its continuous monitoring of its control framework and residual risk profiles, thereby supporting responsible provision of financial services to clients and effective risk management for the firm. The Global Markets Control Testing Programme Head leads and directs a team of approximately 40 controls testing professionals responsible for supporting the above responsibilities, with breadth and depth on control testing planning and execution. This position reports to the Global Markets Control Testing Programme Head, within the Markets Governance &amp; Control Team; and is a strategic- and execution-oriented leadership role accountable for end-to-end control testing of controls owned by the Markets Front Office - which includes scoping, execution management, results reporting and providing remedial control advice to senior Markets stakeholders. Excellent management and communication skills are required to negotiate internally, frequently at a senior level. Developed communication and diplomacy skills are required to guide, influence, and convince others, in particular colleagues in other areas. Accountable for controls testing results and advising business and function partners regarding control execution. Necessitates a degree of responsibility over technical strategy. Responsible for supporting the Global Markets Control Testing Programme Head on handling staff management issues, including resource management and allocation of work within the team/project. Key Responsibilities: This role is an onshore testing lead role, responsible for planning, executing and reporting the results of control testing covering Markets Trading and Sales businesses and providing subject matter expertise to the junior testing team. Key responsibilities of the role are: <ul><li>Planning, executing and reporting results of control testing</li><li>Supervising and coaching team members in execution of control testing</li><li>Monitoring execution of parts of the testing programme to agreed timelines, escalating and resolving obstacles to delivery</li><li>Maintaining high standards and best practice for execution of testing activities</li><li>Providing challenge to stakeholders on the design and effectiveness of controls</li><li>Supporting stakeholders in determining necessary control remediation identified through the testing programme</li><li>Maintaining strong stakeholder relationships across Front Office, Markets Conduct Risk, Compliance and Operational Risk</li><li>Presenting impactful summary outputs from the testing programme to Senior Management and Governance Committees and Forums</li><li>Providing Markets controls subject matter expertise to stakeholders across all three lines of defence</li></ul>Knowledge, Experience &amp; Skills: <ul><li>Relevant experience in Front Office controls testing, internal audit, external audit, independent control reviews, or similar disciplines</li><li>Comprehensive understanding of Markets business activities and associated regulations</li><li>Thorough Knowledge of Markets Operational and Compliance risks, and related controls, associated with trading and sales activities</li><li>Strong understanding of control design assessment and effectiveness testing techniques and practices</li><li>Extensive experience of managing execution complex workloads to challenging timelines</li><li>Experience of coaching and developing team members</li><li>Experience of overseeing a team to deliver rigor and attention to detail in execution</li><li>Experience of developing and maintaining effective senior stakeholder relationships</li><li>Track record of providing constructive, effective challenge to Senior Stakeholders on risk management matters</li></ul>Education: <ul><li>Bachelor / university education preferred, but appropriate industry experience &amp; exceptional delivery track record is as important.</li></ul>What we'll provide you: By joining Citi, you will not only be part of a business casual workplace with a hybrid working model (up to 2 days working at home per week), but also receive a competitive base salary (which is annually reviewed), and enjoy a whole host of additional benefits such as: <ul><li>27 days annual leave (plus bank holidays)</li><li>A discretional annual performance related bonus</li><li>Private Medical Care &amp; Life Insurance</li><li>Employee Assistance Program</li><li>Pension Plan</li><li>Paid Parental Leave</li><li>Special discounts for employees, family, and friends</li><li>Access to an array of learning and development resources</li></ul>Alongside these benefits Citi is committed to ensuring our workplace is where everyone feels comfortable coming to work as their whole self, every day. We want the best talent around the world to be energized to join us, motivated to stay and empowered to thrive. #LI-BH1 Job Family Group: Risk Management Job Family: Business Risk &amp; Control Time Type: Full time Citi is an equal opportunity and affirmative action employer. Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi. View the "EEO is the Law" poster. View the EEO is the Law Supplement. View the EEO Policy Statement. View the Pay Transparency Posting

Business Risk Group Manager - SVP

As a Senior Manager in our first line Operational and Conduct Risk Framework Implementation team in the Chief Controls Office (CCO) Practice Office, you'll be responsible for a broad portfolio of Operational and Conduct risk framework implementation and embedding activity across the Society, continually improving our operational and conduct risk maturity and supporting the Senior Leadership Team in uplifting risk capability, insight and efficiency in the first line. We're looking for a talented individual to lead portfolios of exciting and challenging initiatives (e.g. conduct dashboard reporting, Consumer Duty updates, and operational and conduct risk &amp; control simplification) to support key regulatory and internal operational and conduct risk management processes, working closely with Risk Directors, Senior Leadership Team, as well as partners across the Society's Lines of Defence and UK Regulators. This role would suit a strategic forward thinking operational and conduct risk expert, comfortable working within a fast-paced environment, who can balance a focus on people leadership with the delivery of results in an evolving internal and external environment. With a proven track record in effective and insightful engagement with Senior stakeholders, the role will focus on building strong working relationships to determine key business priorities, risks, and future workflow opportunities for the team. At Nationwide we offer hybrid working wherever possible. More rewarding relationships are supported through our hybrid approach, bringing colleagues together across our UK wide estate, whilst also supporting generous access to home working. We value our time in the office to solve problems, to learn, and to feel connected. For this job you'll spend at least two days per week, or if part time you'll spend 40% of your working time, based at either our Swindon or London office. If your application is successful, your hiring manager will provide further details on how this works. You can also find out more about our approach to hybrid working here . If we receive a high volume of relevant applications, we may close the advert earlier than the advertised date, so please apply as soon as you can. What you'll be doing Reporting into the CCO Practice Office Lead, in this role you will work closely with Practice Office colleagues and key stakeholders to identify and resolve Society wide Framework issues such as enhancing the application of Operational and Conduct Risk Framework, driving centralisation and automation of controls, uplifting risks and ensuring accountability is in the right place as well as providing training, advice, and guidance on its management. You will be responsible for the design, implementation and management of conduct risk reporting frameworks, evolving best practice in line with central guardrails and guidelines. You will play a key role in ensuring our conduct reporting communicates customer outcomes delivery and promotes informed decisions to aid management of potential customer harm. Day to day, you will collaborate with the Practice Office Senior Management Team to agree, develop, and implement strategy and support performance and operations. This includes implementing and embedding Framework-related activity and change to ensure consistent application of the risk framework across the first line. You will work closely with other business functions and partners across the lines of defence to build out thought leadership on best practice and drive embedding activities for key regulations, such as the Consumer Duty. You will drive continuous improvement of our customer outcomes data and monitoring to enable informed, risk-based decisions aligned to regulatory expectations and evolving best practice. You will also support leadership team members in preparing for engagement with the regulator on this topic. About you As a minimum you will need: <ul> <li>Knowledge of how to design and implement effective and proportionate operational and conduct risk reporting frameworks to support monitoring aligned to this.</li> <li>Significant experience of having worked in a regulated environment within Financial Services in operational and conduct risk management roles or similar disciplines (e.g. Audit, Oversight). This will be backed by an in-depth knowledge of financial services regulation, with specific knowledge of the FCA's Consumer Duty being desirable.</li> <li>Excellent communication skills, written and verbal including proven negotiating, facilitation and influencing skills.</li> <li>Proven leadership skills and experience, with the ability to gain the trust of and manage the performance of individuals at a range of levels.</li> </ul>Our Customer First behaviours are all about putting customers and members at the heart of how we work together. You can strengthen your application by showing the behaviours that resonate with you, and how you might have already demonstrated these. <ul> <li>Say it straight - This is about being honest and direct with good intent and saying what needs to be said in the room. It's also about being clear, precise, and using language that we and, importantly, our customers and members can understand.</li> <li>Push for better - This is about aiming high and constantly looking for better in how we work together and serve our customers and members.</li> <li>Get it done - This is about prioritising what will have the greatest impact, being decisive and taking accountability for delivering on the end-to-end outcome.</li> </ul>We know applying for jobs can sometimes feel like you're sending an application into a black hole. We review each application individually. So, it's a good idea to call out your most relevant experience on your application to give yourself the best chance. The extras you'll get There are all sorts of employee benefits available at Nationwide, including: <ul> <li>A personal pension - if you put in 7% of your salary, we'll top up by a further 16%</li> <li>Up to 2 days of paid volunteering a year</li> <li>Life assurance worth 8x your salary</li> <li>A great selection of additional benefits through our salary sacrifice scheme</li> <li>Wellhub - Access to a range of free and paid options for health and wellness.</li> <li>Access to an annual performance related bonus</li> <li>Access to training to help you develop and progress your career</li> <li>30 days holiday, pro rata</li> <li>Individual healthcare cover</li> </ul>What makes us different Nationwide is the world's largest building society. With over 15 million customers, we have a relationship with almost a quarter of the UK's population. We've got the scale to compete with the big banks, but we're not a bank. As a building society, we're owned by our members - that's our customers who have their current account, mortgage or savings with us. It means we can do things differently to deliver our Purpose - Banking - but fairer, more rewarding, and for the good of society. When you work at Nationwide, you can experience that difference for yourself. You'll be part of a high-performing, purpose-driven organisation that offers rewarding career experiences and a highly competitive range of benefits to match. You'll also be joining us at an important time as we seek to reach more and more people in the UK. We want everyone in the UK to know that they don't have to bank with a bank. They can choose a modern mutual instead. What to do next If this role is for you, please click the 'Apply Now' button. You'll need to attach your up to date CV and answer a few quick questions for us. We respond to everyone, so we will be in contact shortly after the closing date to let you know the outcome of your application. #LI-Post

Senior Manager Framework Implementation - Operational Risk

We are recruiting for an experienced Business Risk Manager to join our Team. The Business Risk Manager will be responsible for identifying, communicating, monitoring, and reporting on all material risks to the Business, through the implementation of a comprehensive Business Risk Framework. This person will also propose any necessary control improvements and risk mitigation measures. They will also assist the Board in defining its risk appetite and identifying the risks it is willing to embrace in order to help Record achieve its growth objectives. Record Financial Group: Record is a leading specialist currency and asset manager with $102.7 billion (as at 28 June 2024) in Assets Under Management Equivalent. Record's services include currency management, sustainable finance, and asset management. Our clients are largely institutions, including pension funds, charities, foundations, endowments, and family offices. Record's offices are in London and Windsor in the UK, Zürich, New York, Amsterdam, and Düsseldorf. The relevant team are based in the London office. Position:Business Risk Manager Department: Business Risk Location:London based with travel Role: Full time (37.5 hours per week). Tuesdays, Wednesdays and Thursdays in the London office Reporting Line: Chief Financial Officer Direct reports: 1 Analyst Committee attendance: Plc Audit Committee, Group Risk Committee Key Result Area: Developing and maintaining effective risk management throughout the Group <ul><li>Work with Plc and subsidiary boards to identify and quantify risks and define risk appetite</li><li>Establish a comprehensive business risk framework </li><li>Develop and maintain a risk register which documents and quantifies risks and mitigating systems and controls</li></ul>Key Result Area: Errors, breaches, and incidents <ul><li>Ensure all incidents are identified, categorized (eg errors, breaches etc ) and suitably investigated, documented, resolved, and any relevant recommendations for change are made</li><li>Ensure actions are tracked and monitored to completion</li><li>Analyse incident data for trends and patterns, making recommendations as appropriate</li><li>Proactively undertake themed projects and investigations in line with business, compliance and topical developments</li></ul>Key Result Area: Reporting <ul><li>Establish regular management reporting to plc and subsidiary Boards as well as the Executive Risk Committee with agreed qualitative and quantitative KPIs</li><li>Review and improve reporting as required to ensure that key information is reviewed and discussed at the relevant Boards</li><li>working with compliance and finance teams as appropriate, oversee external risk reporting, including ICARA, internal controls reports, and MiFID</li></ul>Key Result Area: Risk policies and procedures <ul><li>Develop and maintain appropriate risk management policies and procedures</li><li>Ensure risk management policies and procedures are communicated to all staff and are understood and followed</li></ul>Requirements: <ul><li>Experience of working in a Business Risk Manager role</li><li>Good fundamental understanding of business risk and business risk frameworks</li><li>Good understanding of what is needed for risk reporting</li><li>Self-starter and able to take responsibility for the function</li><li>Resourceful and positive approach to problem solving</li><li>Excellent communication skills, both with external and internal parties</li></ul>Benefits: <ul><li>Bonus scheme - paid twice a year (usually November &amp; June)</li><li>Pension - defined contribution scheme: 11% employer contribution plus may elect for additional personal contributions. Some cash flexibility allowed</li><li>Study support for further qualifications. Full support and training from the company and the team</li><li>Private medical (BUPA) employee cover - option to purchase cover for partner and family</li><li>Dental insurance - employee cover and option to purchase cover for partner and family</li><li>Life insurance</li><li>Permanent health insurance</li><li>Medical health assessments</li><li>Ride2Work cycle scheme</li><li>Salary sacrifice car scheme</li><li>Train travel season ticket loan</li><li>Subsidised gym membership</li><li>Share Incentive Plan (SIP) with Record matching</li><li>20 Days minimum holiday, discretional additional holiday may be taken </li></ul>Equal Opportunities Statement Record is proud to be an Equal Opportunities Employer. For our employees to reach their full potential they need to feel valued, included and respected. This is the culture that Record works towards and, as part of this, we celebrate individual differences and aim to promote a sense of belonging. Disability Confident As a Disability Confident employer, we have an inclusive recruitment process and will hire anyone from any background. Where there are barriers to applying, we are committed to discussing options with you to make the process more accessible and provide reasonable adjustments.

Business Risk Manager

Please note this position is based in London and this will be the contractual location of the successful candidate, other locations cannot be considered. Operational Risk Reporting Manager - 6 Month Fixed Term Contract This is a great job for someone who has knowledge of the asset management industry and the risks associated with this. This includes knowledge of financial instruments and a trade lifecycle. A bit about the job: The Operational Risk Reporting Manager works with the Risk Reporting team and the wider Operational Risk team to ensure that Aviva Investors continues to maintain a robust risk and control environment and meet its regulatory requirements. Within the role you will support the Senior Operational Risk Reporting manager to establish and maintain the Risk Events, Errors and Breaches Policy as well as the incidents management system. You will be required to perform second line incidents monitoring activities to assess the embeddedness of the policy across the business. You will need to escalate material failures, concerns, or themes to the Senior Manager and also support the Senior Manager in appropriately raising awareness and addressing of such concerns. In addition to this you will also play a key role in preparing moderately complex and sophisticated data analysis and deep dives that form part of the second line independent review of the business' risk events profile to support the Senior Manager in discussions or presentations to senior stakeholders and / or committees. The role itself will enable you to be seen internally and externally (e.g. clients, peers, regulators) as a person with good knowledge in Operational Risk Event Management. Skills and experience we're looking for: <ul><li>Reasonable knowledge of risk events management.</li><li>Reasonable knowledge of risk identification, measurement, management, monitoring and reporting practices across the asset management and other financial services sectors.</li><li>Some knowledge of the workings of the FCA and other global regulators, in particular an understanding of their key concerns and how this translates into their objectives in overseeing operational risk management.</li><li>Has a good appreciation of working globally and is sensitive to cultural diversity.</li><li>Sound experience and asset management background.</li></ul>What you'll get for this role: <ul><li>Generous pension scheme - Aviva will contribute up to 14%, depending on what you put in</li><li>Eligibility for annual performance bonus</li><li>Family friendly parental and carer's leave</li><li>Generous holiday entitlement plus bank holidays with the option to buy/sell up to 5 additional days</li><li>Up to 40% discount for Aviva products</li><li>Brilliant flexible benefits including electric cars</li><li>Aviva Matching Share Plan and Save As You Earn scheme</li><li>21 volunteering hours per year</li></ul>Aviva is for everyone: We're inclusive and welcome everyone - we want applications from all backgrounds and experiences. Excited but not sure you tick every box? Even if you don't, we would still encourage you to apply. We also consider all forms of flexible working, including part time and job shares. We flex locations, hours and working patterns to suit our customers, business, and you. Most of our people are smart working -spending around 50% of their time in our offices every week - combining the benefits of flexibility, with time together with colleagues. To find out more about working at Aviva take a look here We'd love it if you could submit your application online. If you require an alternative method of applying, send an email to <a href="mailto:GlobalRecruitment@avivainvestors.com" target="_blank">GlobalRecruitment@avivainvestors.com</a>

Operational Risk Reporting Manager

Investec is a distinctive Specialist Bank serving clients principally in the UK and South Africa. Our culture gives us our edge: we work hard to find colleagues who'll think out of the ordinary and we put them in environments where they'll flourish. We combine a flat structure with a focus on internal mobility. If you can bring an entrepreneurial spirit and a desire to learn and collaborate to your work, this could be the boost your career deserves. The aim of the operational risk team is to enable the responsible and commercial development of Investec Bank PLC by promoting sound management of operational risk through learning, co-development and engagement. We are a team of 13 risk managers, spread across London, Reading, Guernsey, Mumbai, Dublin and Zurich, who regularly engage as a team and with various stakeholders across the whole bank. Our day-to-day activities involve regular collaboration regarding new products &amp; initiatives, material outsourcing arrangements, internal and external risk events, understanding operational risk inherent to the business and facilitating scenario analysis to enable proactive identification and management of risk. IBP Operational Risk is looking for an individual with a sound understanding of Private and Transactional Banking products and services to help the 2LOD OR team adequately monitor and challenge the Operational Risks. The role provides a great opportunity to get involved in a different products and initiatives in Private Bank, Transactional Banking and Third Party Management and will engage with stakeholders across all levels in the organisation. What will I be doing? The role is responsible for oversight of the implementation of the Operational Risk Framework which includes <ul> <li>Facilitation of risk assessments with business units and support functions, including full end to end transaction lifecycle reviews.</li> <li>Timely capture and review of operational risk events, with appropriate escalation and root cause trend analysis.</li> <li>Manage the scenario analysis process which feeds into the Bank's ICAAP.</li> <li>Assist in the planning and execution of thematic reviews based on external events or cross IBP events.</li> <li>Promote operational risk awareness and conduct training for all employees.</li> <li>Compile risk governance forums reports to highlight key risks and events.</li> <li>Participation in Operational Risk forums and working groups.</li> <li>Review and participate in the approval forums for new products, businesses and projects.</li> </ul>What are we looking for? Technical knowledge: <ul> <li>Thorough understanding of risks and controls within a financial services company. Ability to advise on appropriate controls and risk mitigation</li> <li>Knowledge of Regulatory risks and Risk management in Financial Institutions</li> <li>Detailed knowledge of operational risk management methodologies and principles</li> <li>A good working knowledge of Microsoft Office (Excel, Word and PowerPoint)</li> <li>Skills and how they are applied</li> <li>Communication - engage with a wide range of colleagues and articulately discuss / write report on various issue (verbal / written / presentation)</li> <li>Challenge - ability to challenge multiple SMEs and management on a wide range of topics and risks</li> <li>Attention to detail - to pick up on errors and produce accurate work, with strong analytical capability</li> <li>Organised - work to multiple deadlines yet maintain flexibility through the workday</li> <li>Strong interpersonal and relationship management skills</li> <li>To act with integrity at all times and embrace the philosophy of treating our customers fairly</li> </ul>If this is the role for you, click apply today and the team will be in touch shortly! As part of our collaborative &amp; agile culture, our working week is 4 days in the office and one day remote. Investec offers a range of wellbeing benefits to make our people feel healthier, balanced and more fulfilled in their lives inside and outside of work. Here is a selection of what we offer; Wellbeing Wellbeing Subsidy, Corporate Gym Membership, Virtual GP, Peppy Health App (Fertility, Menopause and Early Parenthood), Optional Private Medical &amp; Dental Insurance Monetary Non-contributory Pension &amp; Discretionary Bonus Life &amp; Income Protection Life Assurance, Critical Illness &amp; Income Protection Travel Season Ticket Loan &amp; Electric Vehicle Scheme Embedded in our culture is a sense of belonging and inclusion. This creates an environment in which everyone is free to be themselves which helps to drive innovation, creativity and ultimately business performance. At Investec we want everyone to find it easy to be themselves, and to feel they belong. It's a responsibility we all share and is integral to our purpose and values as an organisation. Research shows that some candidates can be reluctant to apply to a role unless they meet all the criteria. We pride ourselves on our entrepreneurial spirit here and welcome you to do the same - if the role excites you, please don't let our person specification hold you back. Get in touch! Recite Me We commit to ensure that everyone is fairly assessed during our recruitment process. To assist candidates in completing their application form, Recite Me assistive technology is available on our Careers pages. This can be accessed by clicking on the 'Accessibility Options' link at the top of the page. The Recite Me tool includes a screen reader, styling and customisation options, a series of reading aids, a translator and more. If you have any form of disability or neurodivergent need and require further assistance in completing your application, please contact the Careers team at [email protected] who will be happy to assist.

Operational Risk Manager (10834)

Job Description Compliance, Conduct and Operational Risk (CCOR) function is at the center of keeping JPMorgan Chase strong and resilient. The team helps the firm manage its data and AI risk in a responsible way by anticipating new and emerging risks and using your expert judgment to solve real-world challenges that impact our company and customers. As a Head of Data &amp; AI Compliance for the EMEA region within CCOR function you will be in the second line of defence. In this role you will be responsible for independent challenge and oversight of the business with respect to data (including privacy) &amp; AI governance. You will devise and operate an appropriate risk-based oversight program regarding the firm's compliance with applicable laws, rules and regulations, such as GDPR, BCBS 239 Risk Data Aggregation and Reporting requirements (RDARR), EU AI Act, and other relevant data, privacy and AI related laws and regulations across Europe, the Middle East, and Africa (EMEA). You will oversee and challenge the firm's activities in EMEA in respect of data quality, protection, privacy, localization, retention, destruction, usage, and AI-related risks, including hallucination bias, governance and other concerns. You will be a primary point of contact for supervisory regulatory interactions and collaborate with compliance, conduct and operational risk professionals covering other regions, lines of business, and corporate functions as well as engage with stakeholders in business, chief data office, legal, and control management stakeholders in EMEA to manage data, privacy, and AI risks to safeguard customer and employee data, ensure first line of defence compliance with applicable laws, rules, and regulations in EMEA, and operate the firm safely and soundly. Job responsibilities <ul> <li>Ensure oversight and challenge to the business' compliance with GDPR and other laws and regulations relevant to data &amp; AI risk across the EMEA region. Develop, implement, and maintain relevant data &amp; AI risk management EMEA-specific policies and procedures as required</li> <li>Support regulatory engagements including queries, regular meetings and exams as required with regulatory bodies including the Information Commissioner's Office (ICO), FCA, and PRA in the UK and other relevant authorities in the EMEA region, including ECB</li> <li>Work directly with senior leaders in CCOR and the first line of defense to provide credible challenge to assessments of the risk and control environment, including issue identification and remediation and control effectiveness across data &amp; AI risks</li> <li>Provide challenge to and engage with internal stakeholders, including CTC, Legal, and the LOB Privacy Champions and Chief Data and Analytics office in EMEA, to ensure data regulatory requirements are met</li> <li>Develop monitoring and testing activities, including working with technology CCOR teams to identify and assess data &amp; AI risks and provide challenge to the business to implement measures to mitigate</li> <li>Conduct and/or oversee Data Protection Impact Assessments (DPIAs) for new projects and initiatives</li> <li>Execute compliance and operational risk assessments and challenge in line with the global CCOR oversight program and local regulatory obligations</li> <li>Ensure and challenge to the business' compliance with regulations in the development and deployment of AI systems</li> <li>Develop monitoring and testing activities to identify and cause mitigation of operational risks including data risks associated with AI technologies</li> <li>Monitor the impact of new AI regulations across the EMEA region, oversee first line of defence implementation of such regulations, and update policies and procedures accordingly</li> <li>Report the results of CCOR data &amp; AI risk management activities including challenges and monitoring and testing activities to senior managers and other stakeholders. Escalate emerging risks and issues and prepare and present relevant reports for senior leaders</li></ul>Required qualifications, capabilities, and skills <ul> <li>Bachelor's degree in Law, Information Security, Business Administration, or a related field</li> <li>Substantial experience in data protection, privacy, compliance, or a related field, financial services industry</li> <li>Strong analytical and problem-solving skills</li> <li>Excellent communication and interpersonal skills, particularly in dealing with and influencing senior business stakeholders</li> <li>Ability to work independently and manage multiple tasks simultaneously</li> <li>Highly motivated, energetic self-starter who takes ownership </li> <li>High ethical standards and integrity</li> <li>Proactive and results-oriented mindset</li></ul>Preferred qualifications, capabilities, and skills <ul> <li>Experience within the financial services industry </li> <li>In-depth knowledge of GDPR and other relevant data risk laws in the EMEA region</li> <li>Proficiency in tools (Alteryx, Tableau, Excel)</li></ul>About Us J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives. We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation. About the Team Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success.

Conduct and Operational Risk - EMEA Head of Data & AI Compliance - Executive Director

Our Story Hello there. We're Zopa. We started our journey back in 2005, building the first ever peer-to-peer lending company. Fast forward to 2020 and we launched Zopa Bank. A bank that listens to what our customers don't like about finance and does the opposite. We're redefining what it feels like to work in finance. Our vision for a new era of banking puts people front and centre - we've built a business that empowers everyone to aim high, every day, to move finance forward. Find out more about our fantastic offerings at Zopa.com! We're incredibly proud of our achievements and none of it would be possible without the amazing team here. It's not just industry awards we're winning, we've also been named in the top three UK's Most Loved Workplaces. If you embrace unconventional challenges, are unafraid to think differently and are driven to make an outsized impact, you'll thrive here at Zopa, so join us, and make it count. Want to see us in action? Follow us on Instagram @zopalife The 1st Line of Defence (1LOD) Risk Function are responsible for managing risks across the organisation, working closely with cross-business stakeholders and adopting the bank's risk framework to embed effective and efficient risk management into everything we do. We are looking for a Risk Manager to partner with our Lending Product areas (these range from POS, Credit Cards, UPL's to Auto) to identify, assess and manage operational risks. The role is an exciting opportunity for a risk professional motivated by driving change and contributing to delivering responsible growth and a truly customer centric experience. A day in the life: <ul><ul><li>You'll report into the Senior Manager - Lending and work closely with stakeholders across the three lines of defence to ensure Zopa operates within risk appetite, through the application of commensurate mitigating controls. </li><li>Be able to identify areas of risk and have a strong knowledge of operational risks and controls. </li><li>Lead in defining solutions in response to risks which are i) smart and proportionate, iii) sustainable (e.g. Automated controls over manual interventions) and iv) considered (i.e. not just plugging the gap but thinking more holistically about the issue and what we need, to improve the risk environment) </li><li>Be able to manage interdependencies in order to support in the delivery of agreed solutions, change initiatives in a timely and high-quality way. </li><li>Ensure that MI and reporting is delivered in a timely manner, enabling accountable individuals to make informed, risk-based decisions. </li></ul></ul>About you: <ul><ul><li>You'll be an experienced risk professional with a strong understanding of retail banking environment and a passion for supporting teams to deliver better customer outcomes. </li><li>Proven track record of experience of managing operational risk (ideally in the first line) in a consultancy, fintech or specifically within the financial services sector. </li><li>Good awareness of the regulatory framework in which Zopa operates and driven to self-educate and learn about the evolving open banking regulatory landscape. </li><li>You'll be able to lead stakeholders to identify areas of risk, support in the delivery of change across the business and look for ways to improve our existing risk-based practices. </li><li>You should be technical, outcome orientated, and be able to apply the risk framework to propose optimal outcomes for customers and the bank. </li><li>A strong communicator who can articulate issues clearly, flagging trade-offs and solutions in order to gain buy in to your proposals. </li><li>Passionate about improving the risk environment and general ways of working across the teams you support. </li><li>Act as a source of knowledge and point of contact for business colleagues in your area such as second line risk and first line counterparts. </li><li>Guide first line teams in completing comprehensive risk assessments and promoting a risk-aware culture across the business. </li></ul></ul>Bonus points for: <ul><ul><li>Practical working knowledge ofregulations surrounding lending products </li><li>Experience of change projects involving automated and tech solutions. </li></ul></ul>#LI-LK1 Flexible working? Yes please! At Zopa we value flexible ways of working. We understand the benefits of face-to-face collaboration and the importance of a good work-life balance. Our teams work in a hybrid manner, from our vibrant UK offices and the comfort of their own homes, at a frequency that suits the team and the work they do. Not only that - you'll also have the option of working from abroad for up to 120 days a year!* But no matter where you are, we'll make sure you've got everything you need to thrive, both in your work and home life, from day one. *Subject to having the right to work in the country of choice Diversity Statement Zopa is proud to offer a workplace free from discrimination. Diversity of experience, perspectives, and backgrounds leads to better products for our customers and a unique company culture for our people. We are made up of nearly 50 nationalities, have a DE&amp;I forum made up of Zopians wanting to make a difference and we are proud of our culture where everyone can bring their full self to work. Our approach to DE&amp;I is reflected in our hiring process so please let us know if you require any reasonable adjustments.

Operational Risk Manager (1st Line)

At Direct Line Group, insurance is just the start. Combining decades of industry experience with talented people in every field from data, technology, customer care and auto repair, to HR, finance and procurement , we're a customer-obsessed market powerhouse. And we all work together to be brilliant for customers, every single day. DLG's growth is supported by our Risk function. From Upstream Risk, Regulatory Advice and Compliance Management Information to Privacy and Data Protection, our Risk and Compliance teams keep us one step ahead, always. With links to every part of the business, and the responsibility for keeping people safe and compliant with all regulatory, claims, and underwriting controls, we've got opportunities to develop your skills no matter your specialisation. The role: You will support the Head of Business Risk through providing effective Group oversight of operational risk and internal control management, including risk reporting. Working within the Business Risk team alongside other Business Risk Managers, you'll provide oversight of operational risk and monitor our DLG risk profile - while staying on top of developments and changes as they happen (both internally and externally!) What else you'll be doing: Risk Management <ul><li>Provide oversight of Operational Risk, through review and challenge of business area risk profiles, Key Risk Indicators, management actions and responses to Events. Ensuring findings, risk impacts and recommendations are agreed with relevant stakeholders and delivered appropriately.</li><li>Feed into the assessment and monitoring of the Group's overarching Risk Profile, against Risk Appetite, taking into consideration internal and external developments and trends.</li><li>Help to mature Risk Appetite application, through rationalising and enhancing directorate risk and control assessment activities, including KPI/KRI/KCI usage, through appropriate and consistent methodologies, models, and systems.</li><li>Identify risk management digitisation/automation opportunities; to streamline and focus on value. </li><li>Work collaboratively with 1LOD management and ensure that, where risks are outside appetite, action plans are in place to enable a return to appetite within suitable timescales and are adequately monitored through effective governance structures.</li><li>Help to identify areas that may require formal Risk Assurance and feed suggestions into the Head of Business Risk for consideration. </li><li>Promote a risk-aware/risk-positive culture across the Group and personally demonstrate the required culture and behaviours. </li><li>Support the effective implementation of a quarterly RCSA process, including the transition from the current annual IRCA process, and the ongoing maintenance and coordination of the process thereafter. </li><li>Support the development, refresh or adaption of Risk policies, minimum standards, guidelines, templates and Risk management tools, associated with Operational Risk, as requested by the Head of Business Risk. </li><li>Actively participate in Group Governance activities, ensuring they are fit for purpose, proportionate to the level of risk, and support making sound/balanced risk decisions. </li><li>Maintain effective working relationship across all three lines of defence, including within the Risk and Compliance function itself, to remove unnecessary silos and enhance read across opportunities. </li></ul>Risk Reporting <ul><li>Provide input to effective Executive and Board risk reporting. Including, but not limited to the CRO Report, ORSA, Annual Report &amp; Account submissions etc, as requested by the Head of Business Risk.</li><li>Provide input into the activity to refresh the Group assessment of Emerging and Top risks, including the facilitation of discussion across the wider business.</li><li>Support the effective running of the Operational Risk Committee (ORC) and the Risk Management Committee (RMC), including meeting schedules, forward planning, agenda setting, delivery of strong papers that address key areas of risk and enable good levels of debate from members.</li><li>Regular contribution to papers and commentary at governance for a, to help ensure the operational risk profile is clearly reported, aligned with the business and understood at relevant levels. </li></ul>What you'll need: <ul><li>Awareness of the balance between risk, control and growth</li><li>Curiosity and passion for generating new ideas </li><li>Strong stakeholder engagement skills</li><li>Experience of conducting thematic risk assurance assessments</li><li>Strong report writing skills and an ability to present complex subjects simply</li><li>Financial Services experience preferable</li></ul>Hours: 35 hours (Monday - Friday) Ways of Working Our hybrid model way of working offers a 'best of both worlds' approach combining the best parts of home and office-working, offering flexibility for everyone. When you'll be in the office depends on your role, but most colleagues are in 2 days a week, and we'll consider the flexible working options that work best for you. Read our flexible working approach here Benefits We recognise we wouldn't be where we are today without our colleagues, that's why we offer excellent benefits designed to suit your lifestyle: <ul><li>Generous 9% employer pension. Regardless of whether you contribute into your pension or not, DLG pay 9% into your pension (but you can take this as cash if you want!)</li><li>Eligibility for annual performance bonus of up to 10%</li><li>Generous holidays, starting at 25 days and going up to 28 days per year. Plus, the option of buying or selling upto 5 days each year!</li><li>50% off home, motor and pet insurance</li><li>Free travel insurance and Green Flag breakdown cover</li><li>Electric Vehicle car scheme which allows all colleagues to lease a brand new electric or plug-in hybrid car in a tax efficient way</li></ul><ul><li>Buy-as-you-earn share scheme</li><li>Employee discounts and cashback</li></ul>Being yourself Direct Line Group is an equal opportunity employer, and we think diversity of background and thinking is a big strength in our people. We're delighted to feature as one of the UK's Top 50 Inclusive Employers and are committed to making our business an inclusive place to work, where everyone can be themselves and succeed in their careers. We know you're more than a CV, and the things that make you, you, are what bring potential to our business. We recognise and embrace people that work in different ways so if you need any adjustments to our recruitment process, please speak to the recruitment team who will be happy to support you. #LI-Hybrid #LI-AC1

Operational Risk Manager (1LoD) The Account Compliance team at Amazon are dedicated to making the organization the safest and most trusted place to buy and sell. Our primary goal is to protect our customers' interests while balancing risk management with exceptional customer experience. This is achieved through our global first line of defense (1LoD) risk program. We are now seeking an experienced Operational Risk Manager to join our Global 1LoD risk program. The role involves supporting the implementation of operational risk objectives and contributing to the development and execution of risk strategies, with a primary focus on the governance and management of the Risk &amp; Control Self-Assessment (RCSA) framework. Key Responsibilities • \tConduct Ongoing RCSAs: Lead and support regular Risk &amp; Control Self-Assessments to identify, assess, and review the adequacy and effectiveness of risk management and control systems. • \tDevelop Operational Risk Strategies: Assist in formulating procedures that define operational risk strategy and program goals. • \tStakeholder Engagement: Collaborate with stakeholders to drive risk mitigation through comprehensive risk assessment and treatment plans. • \tProject Management: Play a key role in managing projects related to the implementation of risk management systems. • \tReporting: Produce detailed reports on risk management across multiple functions within Account Compliance, working closely with cross-functional teams to gather input, and providing updates to senior leadership at varying cadences (Weekly, Monthly, Quarterly) • \tRisk Consistency: Collaborate with various functions to ensure consistent understanding and awareness of operational risks across the organization. • \tPresentation of Findings: Present risk assessment findings and recovery strategies to key stakeholders across 1st and 2nd Line. • \tRisk Treatment Management: Partner with relevant teams to coordinate risk treatment plans identified through the risk assessment process and assist in responding to significant disruptions, influencing globale prioritization roadmaps. • \tFacilitate Workshops: Organize RCSA workshops to help identify unknown operational risks. • \tTraining and Awareness: Identify opportunities for training and enhancing awareness of operational risk methodologies. Basic Qualifications • \t3+ years of experience in Risk Management, Assurance, Compliance, or Audit roles. • \tExcellent communication skills and ability to coordinate with multiple stakeholders. • \tProject management experience or experience working on complex projects. • \tProven track record of creative problem-solving and a desire to create and build new processes. • \tComfort with challenging the status quo, even in confrontational situations. • \tStrong time management, multitasking skills, and attention to detail. • \tProficient in MS Office Suite, including Word, PowerPoint, Excel, Outlook, and SharePoint. • \tAbility to provide concise and effective answers to questions, offering expertise on procedures to associates and management across diverse sites. Preferred Qualifications • \tExperience in generating risk intelligence reports and analysis. • \tDemonstrated ability to make sound decisions, take ownership, and deliver results in a management capacity. • \tProven ability to challenge norms, improve performance, and enhance efficiency. • \tAbility to analyze data and existing processes to identify risks and opportunities. • \tStrong interpersonal skills, including the ability to build relationships and positively influence decision-making. • \tProven ability to meet deadlines while managing multiple complex work streams. BASIC QUALIFICATIONS - Bachelor's degree or equivalent - Experience in compliance program management, legal, governance, audit, risk/loss prevention, or equivalent - Experience handling confidential information PREFERRED QUALIFICATIONS - Professional auditing qualification, or similar risk or compliance credentials - Experience with SQL and Excel - Experience in program requirements definition, together with data and metrics leveraging to drive improvements Amazon is an equal opportunities employer. We believe passionately that employing a diverse workforce is central to our success. We make recruiting decisions based on your experience and skills. We value your passion to discover, invent, simplify and build. Protecting your privacy and the security of your data is a longstanding top priority for Amazon. Please consult our Privacy Notice (<a href="https://www.amazon.jobs/en/privacy_page" target="_blank">https://www.amazon.jobs/en/privacy_page</a>) to know more about how we collect, use and transfer the personal data of our candidates. Amazon is committed to a diverse and inclusive workplace. Amazon is an equal opportunity employer and does not discriminate on the basis of race, national origin, gender, gender identity, sexual orientation, protected veteran status, disability, age, or other legally protected status. For individuals with disabilities who would like to request an accommodation, please visit <a href="https://www.amazon.jobs/content/en/how-we-hire/accommodations" target="_blank">https://www.amazon.jobs/content/en/how-we-hire/accommodations</a>.

Operational Risk Manager, Account Compliance

Our Story Hello there. We're Zopa. We started our journey back in 2005, building the first ever peer-to-peer lending company. Fast forward to 2020 and we launched Zopa Bank. A bank that listens to what our customers don't like about finance and does the opposite. We're redefining what it feels like to work in finance. Our vision for a new era of banking puts people front and centre - we've built a business that empowers everyone to aim high, every day, to move finance forward. Find out more about our fantastic offerings at Zopa.com! We're incredibly proud of our achievements and none of it would be possible without the amazing team here. It's not just industry awards we're winning, we've also been named in the top three UK's Most Loved Workplaces. If you embrace unconventional challenges, are unafraid to think differently and are driven to make an outsized impact, you'll thrive here at Zopa, so join us, and make it count. Want to see us in action? Follow us on Instagram @zopalife The 1st Line of Defence (1LOD) Risk Function are responsible for managing risks across the organisation, working closely with cross-business stakeholders and adopting the bank's risk framework to embed effective and efficient risk management into everything we do. We are looking for a Senior Manager to partner with our Product areas(these range from current accounts, deposits to lending) to identify, assess and manage operational risks. The role is an exciting opportunity for an operational risk specialist motivated by driving change, leading teams and contributing to delivering responsible growth and a truly customer centric experience. A day in the life: <ul><ul><li>You'll report into the Director of Business Risk and work closely with stakeholders across the three lines of defence to ensure Zopa operates within risk appetite, through the application of commensurate mitigating controls. </li><li>Lead a team of risk professionals supporting a variety of product areas. </li><li>Be able to identify areas of risk and have a strong knowledge of operational risks and controls. </li><li>Lead in defining solutions in response to risks which are i) smart and proportionate, iii) sustainable (e.g. Automated controls over manual interventions) and iv) considered (i.e. not just plugging the gap but thinking more holistically about the issue and what we need, to improve the risk environment) </li><li>Be able to manage interdependencies in order to support in the delivery of agreed solutions, change initiatives in a timely and high-quality way. </li><li>Ensure that MI and reporting is delivered in a timely manner, enabling accountable individuals to make informed, risk-based decisions. </li></ul></ul>About you: <ul><ul><li>You'll be an experienced risk leader with a strong understanding of the retail banking environment and a passion for leading teams to deliver better customer outcomes. </li><li>Proven track record of experience of managing operational risk (ideally in the first line) in a consultancy, fintech or specifically within the financial services sector. </li><li>Good awareness of the regulatory framework in which Zopa operates and driven to self-educate and learn about the evolving Payments and Consumer Duty regulatory landscape.</li><li>You'll be able to lead stakeholders to identify areas of risk, support in the delivery of change across the business and look for ways to improve our existing risk-based practices. </li><li>You should be technical, outcome orientated and be able to apply the risk framework to propose optimal outcomes for customers and the bank. </li><li>A strong communicator who can articulate issues clearly, flagging trade-offs and solutions in order to gain buy in to your proposals. </li><li>Passionate about improving the risk environment and general ways of working across the teams you support. </li><li>Act as a source of knowledge and point of contact for business colleagues in your area such as second line risk and first line counterparts. </li><li>Guide first line teams in completing comprehensive risk assessments and promoting a risk-aware culture across the business. </li></ul></ul>Bonus points for: <ul><ul><li>Practical working knowledge of payments, fraud and financial crime risk </li><li>Experience of change projects involving automated and tech solutions. </li></ul></ul>#LI-LK1 Flexible working? Yes please! At Zopa we value flexible ways of working. We understand the benefits of face-to-face collaboration and the importance of a good work-life balance. Our teams work in a hybrid manner, from our vibrant UK offices and the comfort of their own homes, at a frequency that suits the team and the work they do. Not only that - you'll also have the option of working from abroad for up to 120 days a year!* But no matter where you are, we'll make sure you've got everything you need to thrive, both in your work and home life, from day one. *Subject to having the right to work in the country of choice Diversity Statement Zopa is proud to offer a workplace free from discrimination. Diversity of experience, perspectives, and backgrounds leads to better products for our customers and a unique company culture for our people. We are made up of nearly 50 nationalities, have a DE&amp;I forum made up of Zopians wanting to make a difference and we are proud of our culture where everyone can bring their full self to work. Our approach to DE&amp;I is reflected in our hiring process so please let us know if you require any reasonable adjustments.

Senior Manager - Operational Risk (1st Line)

Job Posting End Date: October 18 Who are we? We're a specialist employee benefits provider, striving to create healthy, happy workplaces. As part of the international Unum Group, we're on a collective mission to help the working world thrive. The role What will you be doing? Operational Risk Manager Dorking or Basingstoke Hybrid working approach - expectation of 2 days per week in office (this may change) What will you bring? As an Operational Risk Manager, it is essential to have a strong background in Operational Resilience and First Line Risk Management. You will provide expert risk guidance and support to managers across Customer Services, working closely with the second-line Risk Function to embed the Unum Risk Management Framework. In this role, you will: • Lead the delivery, development, and embedding of Unum's Operational Resilience Policy and Framework. • Support the Customer Services Leadership Team in identifying, assessing, controlling, monitoring, and reporting on risk exposures. • Develop and communicate the 1st line operational risk framework for Customer Services. • Develop and deliver comprehensive risk management information (MI) for reporting within Customer Services and at the Unum UK level. As an Operational Risk Manager, you will manage a team of three analysts across our Basingstoke and Dorking offices, so the ability to travel between locations is essential. We are looking for someone with expertise in operational resilience, particularly within a Financial Services environment. A solid understanding of the regulatory landscape, including the FCA Handbook and frameworks such as Basel III and Solvency II, is also required. The ideal candidate will be a subject matter expert on Operational Resilience with a passion for Operational Risk. They will have excellent relationship-building skills, with the ability to influence stakeholders at all levels, and proven people management experience. Success in this role will rely heavily on your ability to champion operational resilience, ensuring that it is embedded into our organisation's DNA. The successful Operational Risk Manager can expect: • Generous Bonus • Car Allowance • Private Medical Insurance • Pension scheme • Life, medical and income Insurance • Access to remote GP, nutrition coaching, personal training, unlimited mental health support and medical 2nd opinion • 27 days holiday with the option to buy and sell holiday up to 5 days (plus Bank Holidays) • Salary sacrifice electric car scheme with free on site electric chargers. #LI-AM1 #LI-hybrid Why join us? At Unum, we've created a workplace where people feel supported to progress and grow, and can see their ambitions coming to life. We've built a supportive, inclusive environment where you can be yourself, whilst also being part of a growing organisation. From charity and volunteer opportunities to career growth, your possibilities are endless. If you need assistance and/or reasonable accommodation due to a disability during the application or recruiting process, please send a request to <a href="mailto:careers@unum.co.uk" target="_blank">careers@unum.co.uk</a>. Company: Unum UK

Operational Risk Manager

Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in analysis, problem solving and communication to Securities Services operations Risk Team. By Joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Responsibilities: <ul><li>Accountable for management of complex/critical/large professional disciplinary areas and leading a team of professionals.</li><li>Applies in-depth understanding of the business impact of technical contributions. Strong commercial awareness is a necessity.</li><li>Generally accountable for delivery of a full range of services to one or more businesses/ geographic regions.</li><li>Ensure that emerging risks identified are socialized with key stakeholders and mitigation strategies are in place.</li><li>Identify areas of engagement based on level of investment, inherent risk, complexity of change and other risk factors</li><li>Execute Risk Control coverage strategy, ensure appropriate risk mitigation actions are in place and escalate to senior management as appropriate</li><li>Provide supervision of Risk Control team's efforts and assist with prioritizing and addressing roadblocks encountered</li><li>Leverage reporting to identify trends, themes and areas requiring improved controls</li><li>Drive Manager's Control Assessment monitoring, quarterly approvals and improvements required</li></ul>Qualifications: <ul><li>Relevant senior level experience in Risk</li><li>Experience in full team management (minimum 6 direct reports) - management of people, budget and planning, to include performance evaluation, compensation, hiring, disciplinary actions and terminations and budget approval.</li><li>Excellent communication skills required in order to negotiate internally, often at a senior level. Some external communication may be necessary.</li><li>Project Management experience required</li></ul>We offer: We work hard to have a positive financial and social impact on the communities we serve. In turn, we put our employees first and provide the best-in-class benefits they need to be well, live well and save well. By joining Citi London, you will not only be part of a business casual workplace with a hybrid working model (up to 2 days working at home per week), but also receive a competitive base salary (which is annually reviewed), and enjoy a whole host of additional benefits such as: <ul><li>Generous holiday allowance starting at 27 days plus bank holidays; increasing with tenure</li><li>A discretional annual performance related bonus </li><li>Private medical insurance packages to suit your personal circumstances</li><li>Employee Assistance Program </li><li>Pension Plan </li><li>Paid Parental Leave </li><li>Special discounts for employees, family, and friends </li><li>Access to an array of learning and development resources </li></ul>Alongside these benefits Citi is committed to ensuring our workplace is where everyone feels comfortable coming to work as their whole self every day. We want the best talent around the world to be energized to join us, motivated to stay, and empowered to thrive. Sounds like Citi has everything you need? Then apply to discover the true extent of your capabilities. Candidates applying for this role must be aware that it is a Senior Management Function pursuant to the FCA and PRA Senior Managers Regime. The Senior Managers Regime is one element of the FCA and PRA Individual Accountability Regime which came into effect on 7 March 2016. Under the Senior Managers Regime, certain Citi entities must ensure that employees working in certain roles, designated as a Senior Management Function, where the individual is referred to as a Senior Manager, are assessed as fit and proper to carry out their role. As a Senior Manager your appointment must be pre-approved by the FCA and/or PRA before you perform any regulated activity. Under the guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: <ul><li>Honesty, integrity and reputation </li></ul><ul><li>Financial soundness </li></ul><ul><li>Competence and capability </li></ul>In order to comply with the requirements of the Senior Manager Function, certain Citi entities must take reasonable care to ensure that an employee does not perform a Senior Manager Function role without first being certified as Fit and Proper. For this reason, you will be assessed for this role against the Fit and Proper requirements, as described above. This assessment will be carried out through extensive interviews, self-disclosures, permitted criminal record checks, reference checks, credit checks and other background checks. If hired for this role, you will also be required to complete an annual declaration regarding your Fitness and Propriety. By submitting your application, you acknowledge that you have read the information above and that you are applying for a Senior Management Function. You also agree to Citi carrying out any additional screening required, including permitted criminal record checks, reference checks, credit checks and any other relevant background checks. Job Family Group: Risk Management Job Family: Business Risk &amp; Control Time Type: Full time Citi is an equal opportunity and affirmative action employer. Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi. View the "EEO is the Law" poster. View the EEO is the Law Supplement. View the EEO Policy Statement. View the Pay Transparency Posting

Business Risk Group Manager

Management Consultant - Non-Financial Risk Specialist Joining Capco means joining an organisation that is committed to an inclusive working environment where you're encouraged to #BeYourselfAtWork. We celebrate individuality and recognize that diversity and inclusion is critical to success. It's important to us that we recruit and develop a diverse range of talent. We believe everyone brings something different to the table - so we'd love to know what makes you different. About Capco Capco is a global technology and business consultancy focused on the financial services sector. We are passionate about helping our clients succeed in an ever-changing industry. We are: <ul><li>Experts in banking and payments, capital markets, wealth and asset management and insurance</li><li>Skilled in financial services offerings e.g. Finance, Risk and Compliance; Financial Crime; Core Banking</li><li>Committed to growing our business and hiring the best talent to help us get there</li><li>Focussed on maintaining our nimble, agile and entrepreneurial culture</li></ul>The Role We are looking for Non-Financial Risk Specialists to fill a variety of Project/Programme Management or Business Analyst roles within major Financial Institutions. As a Risk SME, you will be expected to bring a clear understanding of the Operational Risk landscape to your role and work closely with stakeholders to drive good practice through risk transformation, advisory and implementation. You will be required to deliver clear and concise Client requirements and manage Client relationships to achieve outcomes. You should be comfortable defining and documenting business and risk processes and controls, assessing risk frameworks, making and presenting recommendations to senior stakeholders and ensuring regulatory compliance through the use of sound risk management tools and techniques. In your Client-facing role, you will be an ambassador for Capco and are expected to help drive the continued growth of our Risk Practice by identifying future opportunities to expand our Risk footprint across the industry. Skills &amp; Experience Essential <ul><li>Experience in Enterprise Risk Management or Operational Risk, ideally within Financial Services</li><li>Ability to build credible trusted advisor relationships with key client stakeholders at all levels</li><li>A clear understanding of key risk regulations and regulatory trends within Financial Services</li><li>Excellent communication skills</li><li>Project management or change management experience</li><li>A good understanding of the concept of end to end process and the ability to document and analyse processes and controls, identify weaknesses and propose enhancements</li><li>Strong attention to detail, with an ability to work at pace whilst maintaining accuracy</li></ul>Beneficial <ul><li>Ability to analyse a process or framework, identify opportunities for improvement (e.g. risk reduction, control effectiveness, process efficiency)</li><li>Risk and control testing, assurance or remediation experience</li><li>Ability to draft and review risk and associated policies and procedures</li><li>Capability to run workshops and lead discussions with senior stakeholders</li><li>Consulting background</li></ul>WHY JOIN CAPCO? You will work on engaging projects with some of the largest banks in the world, on projects that will transform the financial services industry. We offer: <ul><li>A work culture focused on innovation and building lasting value for our clients and employees</li><li>Ongoing learning opportunities to help you acquire new skills or deepen existing expertise</li><li>A flat, non-hierarchical structure that will enable you to work with senior partners and directly with clients</li><li>A diverse, inclusive, meritocratic culture</li><li>Enhanced and competitive family friendly benefits, including maternity / adoption / shared parental leave and paid leave for sickness, pregnancy loss, fertility treatment, menopause and bereavement</li></ul>

Business Analyst/Project Manager - Non-Financial Risk Specialist (Operational Risk - Enterprise Risk)

Job Description Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Technology Operational Risk Management Lead for the Governance, Risk and Controls (GRC) team within Compliance, Conduct and Operational Risk Technology &amp; Cybersecurity (CCCOR T&amp;C), you will evaluate and identify control design and/or execution deficiencies of the first line's GRC team's delivery of risk &amp; controls framework, control integration &amp; assessment, risk treatment &amp; analytics, and governance and reporting practices. You will need to be comfortable working with a wide range of stakeholders including senior management, and maintain credible relationships across technology and control organizations. CCOR T&amp;C is a group within the Compliance, Conduct and Operational Risk (CCOR) organization and is responsible for the design and oversight of the second line of defense independent risk management program for technology and cybersecurity risks, leveraging the Operational Risk Framework, regulatory guidance (e.g., FFIEC, Heightened Standards, etc.) and laws, rules, and regulations. Job Responsibilities <ul> <li>Assess the governance practices pertaining to the development, adherence and maintenance of technology policies, standards, and procedures.</li> <li>Evaluate Global Technology's framework to ensure sustainable industry best practice, regulatory and threat-informed risk and controls.</li> <li>Challenge first line control implementation and execution.</li> <li>Identify thematic risk based on key risk indicators and key performance indicator metric performance.</li> <li>Assess prioritization and treatment of control findings for Global Technology, along with action-oriented reporting to support operational risk decisions.</li> <li>Execute monitoring and testing activities to detect operational risks introduced throughout the technology lifecycle.</li></ul>Required Qualifications, Capabilities, and Skills <ul> <li>Bachelor's degree in Computer Science, Information Systems, or a related field.</li> <li>5+ years of experience in technology risk management and controls governance</li> <li>Knowledge of industry frameworks such as NIST, ISO, FFIEC, FSP and Heightened Standards.</li> <li>Familiarity with laws and regulations related to tech &amp; cyber including privacy and outsourcing</li> <li>Experience in providing independent review and challenge of first line of defense technology and cybersecurity assessments and controls</li> <li>Strong written, verbal, analytical and problem-solving skills</li> <li>Ability to successfully communicate and influence management on all levels.</li> <li>Ability to work independently or with limited instruction. </li> <li>Demonstrated proficiency in MS Office applications (Word, Excel, PowerPoint)</li></ul>Preferred Qualifications, Capabilities, and Skills <ul> <li>Experience with modern technologies such as public and private cloud (AWS, GCP, Azure, etc.) is a plus.</li> <li>Professional certifications such as CISA, CRISC, and CISSP are a plus</li></ul>About Us J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives. We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation. About the Team Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success.

Technology Operational Risk Management Lead (Governance, Risk & Controls) - Vice President

Job Description The Risk Reporting and Governance Manager will be responsible for managing the delivery of risk reporting to key Management and Board Committees. In addition, the Manager will work closely with the Head of Risk Reporting and Governance to support the ongoing development and maintenance of risk framework and policy documents. To place the interests of customers at the centre of all activities, act in a way that is consistent with achieving good outcomes for consumers; and to comply with the FCA and PRA's Conduct Rules. Key Responsibilities: <ul> <li>Manage the delivery of second line risk reporting to Committees which provides consistent and informative information.</li> <li>Support the Head of Risk Reporting and Governance with the review, updating and maintenance of enterprise-wide risk framework and policy documents.</li> <li>Support the ongoing development and maintenance of Operational Risk standards and guidance, including alignment of methodologies to the risk system.</li> <li>Oversee the review and maintenance of key operational risk indictors, including the process for collation and reporting.</li> <li>Support the operational risk scenario analysis process, including the planning, facilitation of workshops and production of analysis and reporting.</li> <li>Represent the Risk Reporting and Governance team at business meetings and working groups.</li> <li>Provide support and guidance to team members, enabling a collaborative working environment.</li> <li>Build relationships with the wider Risk team and key business stakeholders to support the embedding of the AL risk management framework and associated reporting. </li></ul>Risk: <ul> <li>Responsible for managing risks inherent to the role by diligently observing internal policies and procedures.</li></ul>Key Interfaces: <ul> <li>Chief Risk Officer and MLRO and Enterprise Risk</li> <li>Managers and team members within the Chief Risk Office (Risk, Compliance, Credit, Financial Crime)</li> <li>Risk managers within the wider business</li></ul>Person Specification Knowledge/Experience/Skills: <ul> <li>Substantial experience in the ability to design and produce accurate and insightful risk reports for Committees, Senior Management and business stakeholders.</li> <li>Detailed understanding and experience of developing and maintaining Risk Frameworks and supporting documents.</li> <li>Substantial experience of risk management within a 1LOD or 2LOD role.</li> <li>An analytical mind and an excellent eye for detail with a methodical approach.</li> <li>Highly developed IT skills, especially Microsoft Word, PowerPoint and Excel (intermediate).</li> <li>Enthusiastic and able to demonstrate a positive and flexible approach, including the providing of support and guidance to other team members. </li> <li>Self-motivated and driven to learn and develop.</li></ul>Competencies: <ul> <li>Team Working</li> <li>Performance Focus</li> <li>Working Proactively</li> <li>Problem Solving and Judgement</li> <li>Planning and Reviewing</li> <li>Communication and Confidence</li></ul>About Us Life, Work and Benefits Arbuthnot Latham is committed to equal-opportunities for all staff and candidates. We embrace inclusion &amp; diversity and understand why they are critical for the success of our business and people. <ul> <li>Agile working</li> <li>Competitive salary, pension &amp; holiday allowance</li> <li>BUPA Health cover</li> <li>4x Life Assurance</li> <li>Income Protection scheme</li> <li>Discretionary bonus</li> <li>Market leading maternity/paternity and menopause policies</li> <li>Flexible benefits</li></ul>Data Privacy and Reasonable adjustments We take keeping your data security seriously. For more detail on how we may keep your data please refer to our Privacy Notice <a href="https://careers.arbuthnotlatham.co.uk/files/RecruitmentPrivacyNotice.pdf" target="_blank">https://careers.arbuthnotlatham.co.uk/files/RecruitmentPrivacyNotice.pdf</a> Reasonable adjustments: Please let us know of any adjustments or arrangements that you may need to help you apply to this role or that will help you during the recruitment process. If you wish to discuss any particular requirements or concerns you have because of a disability or medical condition please contact us at [email protected]. Information you provide about any disability or medical condition will remain confidential unless it is necessary to disclose it to other members of staff or outside agencies to ensure the health and safety of yourself and others, or to implement the adjustments you require. In these circumstances we will first discuss with you how and to whom the information may be disclosed.

Operational Risk- Risk Reporting and Governance Manager

Supporting the lives of people and places they love for generations to come is our purpose and providing water services to our communities in the most efficient and sustainable way possible is what we do. Our commitment is to always deliver available and sufficient resources, this is what drives the Drought and Resilience Team and in doing so we want to ensure that we enhance our reputation with our customers, regulators and stakeholders. So, if you want to be part of a diverse team where opportunities flow and fresh ideas are welcomed, #JustAddWater. Opportunity for an Water Resources Operational Risk Manager to lead the reporting of abstraction activities within South West Water covering the South West Water, Bristol Water, Bournemouth Water and Isles of Scilly regions. You will receive a competitive salary of up to circa £52,000 plus an excellent benefits package. The Role The Business Partnering team is responsible for developing the water resources operational strategy, defining how the company uses its sources over the following 12 months to deliver efficiently whilst managing and mitigating water resource risk. They provide day to day hydrogeological and hydrological expertise, advice, strategy and direction to the wider business. You will lead a team and will be responsible for the preparation of abstraction returns ensuring appropriate assurance checks, and QA is undertaken on abstraction returns. You will own the EA Relationship on abstraction compliance, proactively engaging to build trust and credibility. You will commission and oversee the collection, analysis, and documenting of water abstraction data from various sources, including surface water and groundwater abstraction points. You will be an experienced and analytical abstraction reporting professional, with excellent organizational and communication skills, capable of effectively coordinating with internal teams and regulatory agencies to ensure compliance with permit requirements and reporting standards. What you'll be doing: <ul><ul><li>You will commission (via the Modelling Data and Systems team) and oversee all abstraction reporting activities, including collection, analysis, and validation of water abstraction data from various sources, ensuring accuracy, completeness, and compliance with regulatory requirements.</li><li>Manage water abstraction permits, including tracking permit conditions, abstraction activities, deadlines, and reporting obligations, and ensuring compliance with regulatory requirements.</li><li>Conduct regular inspections and reports of abstraction sites to verify adherence to approved abstraction limits and operational requirements.</li><li>You will actively support the Abstraction Strategy Manager to understand current abstraction performance and will collaborate to shape the Abstraction Strategy.</li><li>Responsible for abstraction returns ensuring appropriate assurance checks, and QA is undertaken and ensuring timely and accurate reporting to regulatory authorities, stakeholders, and internal departments, in accordance with permit conditions and regulatory standards.</li><li>Responsible for licence changes and applications - working in line with the Abstraction Strategy as established by the Abstraction Strategy Manager.</li><li>Drive response and mitigation plans for emerging licence risks with Operations and other relevant internal stakeholders and internal departments, to fully understand performance, ensure relevant insights are incorporated in to reports, and ensure alignment with organizational objectives and priorities.</li><li>You serve as the primary point of contact for regulatory agencies regarding water abstraction reporting matters, responding to inquiries, providing documentation, and addressing compliance issues as needed.</li></ul></ul>What we are looking for: <ul><ul><li>Proven leadership qualities, including the ability to motivate and mentor team members, prioritize tasks, and manage resources efficiently.</li><li>Track record of delivery, have personal resilience, be a self-starter, and a natural collaborator who actively engages with other senior managers across the business. </li><li>Hydrology/ Environmental Science/ Water resource management /related Degree</li><li>Experience in water resources management, environmental compliance, or related fields</li><li>Experience in water abstraction reporting, regulatory compliance, and permit management </li><li>Analytical and competent with statistical analysis software, data visualization tools, and environmental monitoring instrumentation</li><li>Confident working with regulatory agencies and stakeholders</li></ul></ul>What's in it for you: <ul><ul><li>This isn't just a job, this is a career; the opportunities to develop and grow your career with us are endless. Alongside ongoing training and development opportunities we offer some great benefits:</li><li>26 days holiday allowance rising to 30 days plus bank holidays</li><li>Hybrid working arrangements</li><li>Professional progression routes</li><li>Generous contributory pension scheme</li><li>Discretionary bonus</li><li>Share save scheme</li><li>Subsidised healthcare benefits</li><li>Plus, many more!</li></ul></ul>Closing Date: 13th October 2024 Be yourself, we like it that way. Together, we will build a culture of belonging, where inclusion is instinctive. Diversity is our strength and a reflection of our communities. We care, we value everyone, we celebrate uniqueness. Our core values which are essential to our success are: Be Rock Solid - Build trust and be trusted. Be the one we all look to and can depend on. Be You - We want you to bring your best everyday. Be yourself and make your mark in your individual way. Be the Future - Embrace change. Drive Progress. Own the challenge.

Water Resources Operational Risk Manager

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service. Role/ Department: Reporting to the Capital Markets Head of Risk and Change Management, this first line risk role within the Banking and Markets business will identify, measure, and escalate key risks within the business. The Risk Specialist will work with business unit stakeholders to identify opportunities to mitigate inherent risks by supporting the development of frameworks and enhanced standards. This role will include engagement with key subject matter experts within the business and supporting areas, as well as collaboration with second line risk and compliance functions. Therefore, strong communication skills and knowledge of the Capital Markets business are preferred. The key responsibilities of the role include: <ul><li>Coordinate and facilitate monthly forums to foster open and candid discussions of inherent risks, risk profile changes and mitigating controls</li><li>Identify areas of highest risk, highlight key controls and control gaps to senior stakeholders</li><li>Strengthen the foundation to mitigate the inherent risks of the business by supporting the development of frameworks, enhanced standards and related procedural documentation</li><li>Lead forums to review, advise, challenge and document changes to the Capital Markets product offerings including new products, product enhancements and process changes</li><li>Foster an environment for open dialogue with business partners serving as a trusted advisor on risk related issues</li><li>Act as a business unit liaison to the second line risk and compliance functions function</li><li>Represents Risk on Steering Committees and/or Working Groups</li></ul>Skills/ Qualifications: The successful candidate will benefit from having: <ul><li>Excellent verbal and written communication skills</li><li>Strong organization, attention to detail, time management, planning skills and the ability to handle multiple competing priorities with a collaborative approach to work,</li><li>Ability to make independent decisions and also to be a team player and effective communicator to ensure that issues are appropriately resolved</li><li>Inquisitive and enthusiastic approach to problem solving</li><li>Leadership and organizational skills to direct the activities for the multiple business units</li><li>Several years financial services experience with strong experience in operational risk, controls, or audit.</li><li>Excellent working knowledge of audit, risk and operational management concepts and the ability to understand and interpret the impact of decisions, as well as identify and convey potential problem areas.</li><li>Confidence and expertise to advise management and the business</li><li>Knowledge of Capital Markets (or a business within Capital Markets)</li></ul>Working with Us: As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose. We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today. #MadeForGreater Reasonable accommodation Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at <a href="mailto:MyHRHelp@ntrs.com" target="_blank">MyHRHelp@ntrs.com</a>. We hope you're excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people. Apply today and talk to us about your flexible working requirements and together we can achieve greater.

Operational Risk Manager | Consultant

Analyst, Vendor Risk Management Location: Hybrid In Leeds, UK The Position The Analyst, Vendor Risk Management will work with clients to identify client supply chain risk and cybersecurity challenges, advise on best practices in vendor risk management, and ensure successful delivery of BlueVoyant solutions to solve customer problems. The incumbent will consult directly with clients to establish and improve the management of vendor risks, implement third-party cybersecurity risk management programs and support the day-to-day review of and interaction with third party vendors. Key Responsibilities<ul><li>Participate in third-party risk management consulting engagements as part of BlueVoyant's Supply Chain Defense business</li><li>Support Third Party Risk Workshops at BlueVoyant Clients focused on the following topics:<ul><li>Vendor Identification and Stratification</li><li>Vendor On-boarding, Monitoring and Remediation</li><li>Cybersecurity Risk Questionnaire Development</li></ul></li><li>Project and program delivery, including project and process management, reporting, engagement in senior leadership meetings, drafting and reviewing materials for senior management and other governance activities</li><li>Communicate findings and recommendations to client stakeholders, best practices, tools and technology</li><li>Mature standard operating procedures for customers to optimize utilization of BlueVoyant's offerings</li><li>Enable business development in renewal, cross-sell, and up-sell opportunities of BlueVoyant offerings while maintaining client trust</li><li>Create repeatable processes and frameworks portable across clients and industries to accelerate future Third-Party Risk Cybersecurity Risk Management implementations</li><li>Travel to Clients as requested</li><li>German or French as a first or second language preferable but not essential.</li></ul>Qualifications<ul><li>CISSP or similar preferred.</li><li>Familiarity with encryption fundamentals and network design required.</li><li>1+ years of Third-Party Risk Management consulting (including vendor cybersecurity risk) at a Big 4 consulting firm or vendor risk management company</li><li>2+ years leading an enterprise risk management program, including Third-Party Risk, Internal Risk Maturity and Assessment, Risk Consolidation, and Risk Reporting</li><li>Information security/cybersecurity accreditation and background</li><li>Experience working in a cybersecurity or technology organization</li><li>Entrepreneurial nature and drive for results</li><li>Clear communication and writing skills</li><li>Ability to conduct deep client discovery to uncover root cause problems and build trusted relationships</li><li>Ability to design programs and solutions with minimal guidance and oversight</li></ul>About BlueVoyant At BlueVoyant, we recognize that effective cyber security requires active prevention and defense across both your organization and supply chain. Our proprietary data, analytics, and technology, coupled with deep expertise, works as a force multiplier to secure your full ecosystem. Accuracy! Actionability! Timeliness! Scalability! Led by CEO, Jim Rosenthal, BlueVoyant's highly skilled team includes former government cyber officials with extensive frontline experience in responding to advanced cyber threats on behalf of the National Security Agency, Federal Bureau of Investigation, Unit 8200, and GCHQ, together with private sector experts. BlueVoyant services utilize large real-time datasets with industry leading analytics and technologies. Founded in 2017 by Fortune 500 executives, including Executive Chairman, Tom Glocer, and former Government cyber officials, BlueVoyant is headquartered in New York City and has offices in Maryland, Tel Aviv, San Francisco, London, Budapest, and Latin America. All employees must be authorized to work in the United Kingdom. BlueVoyant provides equal employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex, national origin, age, disability or genetics. In addition to federal law requirements, BlueVoyant complies with applicable state and local laws governing non-discrimination in employment in every location in which the company has facilities. BlueVoyant Candidate Privacy Notice To understand how we secure and manage your personal data upon submitting a job application, please see our Candidate Privacy Notice, which can be found here - Candidate Privacy Notice

Analyst, Vendor Risk Management

Lloyd's is the world's leading insurance and reinsurance marketplace. We share the collective intelligence and risk sharing expertise of the market's brightest minds, working together for a braver world. Our role is to inspire courage, so tomorrow's progress isn't limited by today's risks. Our shared values: we are brave; we are stronger together; we do the right thing; guide what we do and how we act. If you share our values and our passion to build a future that's more sustainable, resilient and inclusive, you'll find a home at Lloyd's - build a braver future with us. Lloyd's are seeking to recruit a Manager Operational Risk on to contribute towards the successful development and execution of the Lloyd's risk framework, ensuring the key risks to Lloyd's are well understood and appropriately managed. To engage strategically with functions responsible for management of operational risks, providing robust oversight and challenge to risk exposures. Principal Accountabilities To operate and enhance the framework to identify, assess and monitor the operational risks faced by Lloyd's, principally people, process, systems and external risks arising from the activities of the Corporation To provide robust risk oversight and challenge to the functions allocated to this role who are responsible for managing operational risks, making recommendations for improvements in the control environment where necessary. Maintain ongoing monitoring of the key current and emerging operational risks facing Lloyd's. Support / lead strategic, thematic reviews of key risk areas, reporting conclusions to the senior management where required. Support Lloyd's response to regulatory engagement on operational risks, including those in relation to operational resilience. Working with executive management, ensure the operational resilience of Lloyd's remains within the risk appetite of the Council and Lloyd's remains able to deliver core services and regulatory responsibilities, both at a Corporation and market level. Provide regular reporting to management and relevant governance forums as required, including the Risk Committee. Attend and actively participate in relevant management and risk governance forums and project meetings. Contribute towards the successful delivery of the Lloyd's risk framework, for example by supporting to the Risk and Control Self Assessment (RCSA) process in order to provide assurance to the Council that risks are being managed within risk appetite. Liaise with a range of stakeholders, including at senior levels, across Lloyd's to gather, assess and report key risk information, for example in reviewing the Lloyd's risk register and risk appetites. Produce a range of regular and ad hoc reporting to provide the risk committees with the management information required to assess risk exposures, for example risk appetite reporting, relevant dashboards/reports, risk opinion papers and ORSA reporting To respond with agility to requests (e.g. ad hoc projects) from the Chief Risk Officer or Head of Risk Management To support the broader Risk &amp; Regulatory Function, and the Corporation as a whole, address risks and issues arising from the Lloyd's risk profile. To engage effectively with risk representatives and other risk specialists embedded across the business. Skills Knowledge and Experience Experience in working as part of a high performing team to successful risk management outcomes Experience in dealing with complex stakeholder communication and negotiation Experience in managing senior stakeholders including challenging or unsupportive stakeholders Good experience of risk management frameworks, tools and processes Good knowledge of risk management Understanding of the insurance industry and the Lloyd's market would be beneficial Good knowledge of business operations, processes and key associated risks, including people, process and technology Stakeholder management skills to build relationships with a range of stakeholders. Diversity and inclusion are a focus for us - Lloyd's aim is to build a diverse, inclusive environment that reflects the global markets we work in. One where everyone is treated with dignity and respect to achieve their full potential. In practice, this means we are positive and inclusive about making workplace adjustments, we offer regular health and wellbeing programmes, diversity and inclusion training, employee networks, mentoring and volunteering opportunities as well as investment into your professional development. You can read more about diversity and inclusion on our website. We understand that our work/life balance is important to us all and that a hybrid of working from the office and home can offer a great level of flexibility. Flexible working forms part of a total reward approach which offers a host of other benefits over and above the standard offering (generous pension, healthcare, wellbeing etc). These include financial support for training, education &amp; development, a benefit allowance (to spend on our flexible benefits such as gym membership, dental insurance, extra holiday or to partake in our cycle to work scheme), employee recognition scheme and various employee discount schemes. By choosing Lloyd's, you'll be part of a team that brings together the best minds in the industry, and together with our underwriters and brokers, we create innovative, responsive solutions allowing us to share risk and solve complex problems. Should you require any additional support with your application, or any adjustments, please click the following link; <a href="https://cleartalents.com/apply/lloyds-msa1645695881" target="_blank">https://cleartalents.com/apply/lloyds-msa1645695881</a> Please note, clicking on this link does not register your application for the vacancy

Manager, Operational Risk

Job Title:Operational Risk Management (ORM) ICT Manager Location:Solihull-Hybrid Hours:Full time, Permanent A bit about us: At BNP Paribas Personal Finance, we're part of a global bank and are proud to be a Top Employer UK, providing a great place to work in an open and inclusive environment. We're here to provide simple and straightforward consumer finance solutions and we work with many well-known retailers and brands to help their customers finance their purchases in a responsible way. We care about making a positive impact for our colleagues, customers, partners and the wider community. That's why we live by our values of we're positive, we're brave, and we own it. strong The Role: Reporting to the Head of ORM, the ORM ICT Manager will work closely with ORM management to provide second level risk assurance through contribution to the implementation and maintenance of BNP Paribas Personal Finance's Operational Risk &amp; Control Framework in compliance with local, international, and French regulation. Key Focus Areas; ICT Change Risks, ICT Availability and Continuity Risks, ICT Outsourcing Risks, ICT Data Integrity Risks, ICT Security Risks. The role will include supporting ORM management to deliver and maintain the required governance and control framework necessary to protect BNP Paribas Personal Finance, its Customers, Partners &amp; Shareholders. strong Key Responsibilities: <ul><li>Ensure Operational Risk procedures are kept updated.</li><li>Support the Head of ORM to define risks taxonomy, processes, and organisation cartographies, jointly with other functions, business lines, transversal activities, when relevant</li><li>Check and challenge the risk identification and assessment performed by the first line of defence.</li><li>Support the Head of ORM to define and update the generic controls of PFUK in the generic control libraries, when relevant with the collaboration of the first line of defence</li><li>Within the findings resulting from the controls performed by the second line of defence, issue, if applicable, permanent control actions and report them into the Group tool. Ensure, in relation with OPC (operational permanent controllers), the implementation and closing within the deadlines of these permanent control actions.</li><li>Ensure that the global principle of collection of historical incidents is consistent with the procedure and implemented in the Group tool.</li><li>Support the Head of ORM with the preparation and organisation of operational risk committees (e.g., Internal Control Committee (ICC)) with the first line of defence and other relevant functions.</li><li>Alert and escalate to the relevant level of management any operational risk incident and/ or any recurring weaknesses including in the organisational framework.</li></ul>Skills &amp; Attributes: <ul><li>Good operational experience of IT Risk Management.</li><li>Communication and interpersonal skills. (Ability to liaise and influence all levels of management and work with other departments)</li><li>Ability to write up reports to a high standard.</li><li>Attention to detail and ability to challenge.</li><li>Confidence to deal with new concepts.</li><li>Risk and Permanent Control Framework.</li></ul>Could this be you? BNP Paribas Personal Finance believe it's a positive attitude and passion to make things happen that matters most. Confidence can sometimes hold us back from applying for a job. But we'll let you in on a secret: there's no such thing as a 'perfect' candidate. If you feel you meet 75% of the requirements for this role, we would love to hear from you. Also, if you are considering a career move or a sector-jump, please get in touch, we welcome applications from people with transferable skills. What's in it for you? As well as working for a Top Employer UK 2023 and being part of a team that changes customer's lives, there are some excellent benefits too. We offer a competitive salary, a contributory pension scheme, and our Health Cash plan scheme. You also receive access to our multi-award-winning flexible benefits platform designed to provide you with the best range of benefits available to suit your lifestyle including life insurance and private medical insurance. There are also perks which give you fantastic discounts off eating out, cinema tickets, days out and much more, as well as monthly awards with plenty of opportunities to win vouchers and prizes. To learn more about careers at BNP Paribas Personal Finance UK, visit our website: <a href="https://www.bnpparibas-pf.co.uk/careers/" target="_blank">https://www.bnpparibas-pf.co.uk/careers/</a>. strong Equal Opportunities Disclaimer BNP Paribas Personal Finance promotes equality of opportunity and is committed to ensure that no individual is discriminated against on the grounds of age, disability, gender reassignment, marriage or civil partnership status, pregnancy and maternity, race, religion or belief, sex or sexual orientation.

Operational Risk Management (ORM) ICT Manager

Rothesay is the UK's largest pensions insurance specialist, purpose-built to protect pension schemes and their members' pensions. With over £68 billion of assets under management, we secure the pensions of more than one million people and pay out, on average, approximately £200 million in pension payments each month. Rothesay is dedicated to providing excellence in customer service alongside prudent underwriting, a conservative investment strategy and the careful management of risk. We are trusted by the pension schemes of some of the UK's best known companies to provide pension solutions, including British Airways, Cadbury, the Civil Aviation Authority, the Co-Operative, Morrisons, Smiths Industries and Telent. At Rothesay, we are striving to transform our industry. We believe deeply in creating real security for the future and our leadership in finding new and better ways to do that is the key to our success. To do that, we need the very brightest original thinkers to bring creativity as well as rigour. Rothesay is a rewarding place to work, where quality people can thrive and prosper. We pride ourselves on the connections our people build, many of whom have been with us for over ten years. Job Title: Operational Risk Manager The Operational Risk team - parts of Rothesay's wider Risk department - is responsible for second line assurance of the Group's non-financial risks. This is a small, experienced team which interacts closely and collaboratively with all parts of the business as well Rothesay's key third parties. The work of the team is varied covering a mix of BAU operational risk management as well as targeted assurance work to support the continued growth of the business and new initiatives. The team aims to provide insight and guidance to the business as well as robust review and challenge over the control environment. This is a key role in the team requiring strong interpersonal skills, an ability to carry out review work independently, and a deep knowledge of best practice operational risk management tools and techniques applied to a range of financial services activities. The preferred candidate should have recent experience of working in operational risk at a senior level within the financial services industry. Job Responsibilities As a senior member of the team, your responsibilities will include: <ul><li>engage on an ongoing basis with senior stakeholders in the business and other assurance functions to ensure operational risks are being appropriately identified, managed, assessed and reported;</li><li>lead the delivery of in-depth assurance reviews around specific areas of the business and the surrounding control environment, particularly areas of change and growth;</li><li>support the team's technical work including stress testing, scenario analysis, and operational risk quantification;</li><li>work with teams across the business to provide informed and robust review and challenge of their Risk and Control Self-Assessments ('RCSA');</li><li>carry out root cause analysis / lessons learned reviews of operational risk events and oversee 1st line remediation activity;</li><li>provide 2nd line oversight of third-party relationships and business projects;</li><li>supporting the continued development and enhancement of Rothesay's operational resilience, business continuity, and crisis management frameworks;</li><li>deliver general and targeted training to the business to enhance the understanding and ownership of operational risk within the 1st line;</li><li>direct the analysis of risk data and information and produce risk reports for Rothesay's risk committees; and</li><li>work collaboratively with other teams within the Risk function and other assurance functions (compliance, internal audit, etc.) to support and strengthen our integrated assurance model.</li></ul>Skills and Experience Required Required <ul><li>practical experience of applying best practice operational risk management tools and techniques;</li><li>excellent oral and written communication skills, e.g. engaging workshop facilitation, high quality report writing, etc.;</li><li>ability to build strong relationships with peers across the 3 lines of defence;</li><li>pragmatic, commercial approach to operational risk management to enable continuous improvement of the control environment and risk aware culture without overly constraining the business; and</li><li>a desire to support the ongoing improvement of the Operational Risk Management framework and deliver increased value to the business.</li></ul>Desirable <ul><li>good awareness of regulatory requirements and expectations in relation to operational risk management, third-party risk management, and operational resilience;</li><li>knowledge of operational risk modelling and statistical analysis;</li><li>financial services experience, particularly insurance / pensions; and</li><li>experience of communicating work to a senior audience and engaging with external stakeholders, e.g. regulators</li></ul>Inclusion Rothesay actively promotes diversity and inclusivity. We know that our success depends on our people and that by nurturing a culture that values difference, we create a stronger, more dynamic business. We welcome applications from all qualified candidates, regardless of race, colour, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability or age. Disclaimer This position description is intended to describe the duties most frequently performed by an individual in this position. It is not intended to be a complete list of assigned duties, but to describe a position level. The role shall be performed within a professional office environment. Rothesay Life has health and safety polices that are available for all workers upon request. There are no specific health risks associated with the role.

A great career opportunity has arisen within our team as an Operational Risk Support Manager. As the Operational Risk Support Manager your focus will be on operational resilience and continuity of all important business services and functions to align and meet regulatory expectations and milestones. Defining, managing, improving, maintaining and updating Operational Resilience processes, systems, monitoring, MI reporting capability including review and upkeep of all framework documents and Policy for the Group. Collectively we are responsible for ensuring all group companies are in compliance with relevant laws and regulation, and that appropriate risk identification, mitigation and monitoring measures are in place; both guided by the goal of adding value to improve the operations of the group and enabling the group to achieve its objectives. We all play a critical role in protecting the assets, reputation and sustainability of the Group. The teams add value through helping improve the internal control system; bringing a rigorous approach to evaluating and improving the effectiveness of risk management, control and governance processes. Job title: Operational Risk Support Manager Location: Liverpool/ Hybrid Salary: up to £60,000 DOE Working hours: Monday to Friday, 9am to 5:30pm What you will be doing: <ul><li>Continually enhance the existing Operational Resilience framework and ensure it is fully embedded </li><li>Develop relationships with all functional business areas to continually identify, map and set impact tolerances for all Important Business Services</li><li>Ensure Quality Investigations are conducted with focus on performance improvement and risk reduction, in alignment with Quality Management System requirements and governing regulations</li><li>Liaise with all IBS owners to develop effective and documented Operational Resilience and Business Continuity plans</li><li>Engage, support and challenge business leaders on identification of important business functions and needs to support roadmap to compliance and beyond</li><li>Support the COO in aligning all Operational Resilience and Business Continuity planning, initiatives and goals with operational, departmental goals, timelines and capabilities. </li><li>Plan and co-ordinate the audit requirements for outsourced 3rd party services in line with regulatory requirements. </li><li>Prepare and submit documents and evidence for audit requirements as they arise. </li><li>Be able to successfully secure engagement from company SMEs/IBS owners and other participants </li><li>Oversee and support the delivery and detailed documentation of scenario testing, including articulating results to senior stakeholders. </li><li>Taking ownership for designing and delivering short training sessions which will embed awareness and understanding of our operational resilience strategy. </li><li>Facilitating at least on an annual basis the review of Operational Resilience framework in line with regulatory requirements, including a review of the Operational Resilience Policy. </li><li>Provide monthly and quarterly risk metrics to the COO and own and manage risks identified for Operational Resilience. </li></ul>What we are looking for: <ul><li>Background and experience in implementing operational resilience or business continuity regulatory improvements. </li><li>Knowledge of FCA regulations and other legislation as they relate to Operational Resilience. </li><li>Someone who has performed a similar role in a highly technical, data driven environment </li><li>Must be experienced in and capable of understanding the often complex inter relationship and dependency of integrated IT systems </li><li>Have experience of dealing with OpRes implementation in on premise, and cloud based/SAAS, PAAS solutions</li><li>Comfortable effectively delivering projects, determining appropriate reporting and procedures as needed</li><li>Experience in risk assessments, identifying and quantifying risks, testing risk controls. </li><li>Tenacity to investigate areas of concern across all business functions</li><li>Strong reporting skills, able to present and communicate in required settings</li><li>Good at cultivating relationships with stakeholders, building trust that facilitates an open mindset and free exchange of information</li></ul>Desirables: <ul><li>Experience managing an Operational Resilience/Risk/BCM function, preferably within the insurance industry </li><li>Good working knowledge, and ideally implementation, of resilience industry standards: (BCM) ISO22301, (Tech/Res/DR) ISO27031, (Crisis Management) BS11200, (Organisational Resilience) ISO22316. </li></ul>About Acorn Insurance We are a growing business with great opportunities to build your knowledge of the financial services industry. As a specialist insurance provider, we have 40 years of experience helping people secure motor insurance across all of the UK. We help more than 50,000 customers to find a policy that meets their needs and gives them the peace of mind that comes with high-quality insurance. At Acorn Insurance we provide full training and continuous coaching in house you will be given full in-depth FCA regulated industry knowledge and have all the tools necessary to help you personally grow your career with the business. We celebrate difference and it's important to us that we have a culture where our people feel respected and valued for who they are. We pride ourselves on being accessible and encourage inclusive environments where our people can always give and show the very best of themselves. Why Acorn Insurance? Acorn Insurance want to give you more than a job, we want to give you a purpose and a career. Enhanced Annual Leave entitlement starting at 31 days and potentially increasing to 35 days per year depending on grade &amp; length of service (including bank holidays) <ul><li>Additional Buy &amp; Sell Holidays</li><li>Company Sick Pay Scheme</li><li>Company Paid Maternity &amp; Paternity Leave</li><li>Generous Company Pension Scheme</li><li>A comprehensive Mental Health support system via the health assured Employee Assistance Programme (EAP)</li><li>A wide network of mental health first-aiders.</li><li>Our very own reward and discount platform "Your tomorrow"</li><li>Fresh fruit Deliveries twice a week</li><li>£250 Refer a friend bonus</li><li>Cycle to work scheme</li><li>Free eye test vouchers and a contribution towards the frames</li><li>Regular Employment Engagement including ongoing competitions with fantastic prizes</li><li>Charity fundraising events</li></ul>All roles are subject to DBS and Financial checks, any offer made will be conditional until checks are completed to a satisfactory standard. Other details <ul> <li> Pay Type Salary</li> <li> Min Hiring Rate £45,000.00</li> <li> Max Hiring Rate £65,000.00</li> </ul>Apply Now

23 Operational Risk Jobs in England