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Salary: £30,000 - £32,000 Why Midnite? Midnite is a next-generation betting platform that is built for today's fandom. We are a collective of engineers and designers who all share a passion for building the best sportsbook &amp; casino experience possible, allowing our fans to feel closer to the games they love through the rush of winning money. Unlike the alternatives, Midnite doesn't feel like a website built two decades ago. Instead, it's a cutting-edge creation, designed and constructed from the ground up with the latest technologies. Crafting an experience that's truly intuitive, immersive, and immediately understandable is no walk in the park, but we thrive on the challenge. We believe we're on the brink of creating something truly awesome. About you We are looking for an experienced Senior AFC Officer to play a key role in our Anti-Financial Crime (AFC) Compliance Team, ensuring our financial crime controls remain robust and effective. In this role, you will conduct detailed Source of Funds (SOF) and Enhanced Due Diligence (EDD) investigations on high net worth and high risk customers, contribute to strategic decision-making, and act as a senior point of contact within the team. You will also support colleagues by sharing specialist knowledge, identifying emerging risks, and ensuring our AML framework remains aligned with regulatory requirements and industry best practices. Key Responsibilities <ul> <li>Assist the AFC Manager and Team Leads in the daily management of the AFC Compliance function, ensuring operational effectiveness across policies and procedures.</li> <li>Take ownership of complex SOF and EDD investigations, providing detailed risk assessments and ensuring thorough documentation of findings.</li> <li>Monitor and assess the effectiveness of AML controls and systems, proactively identifying areas for enhancement and supporting ongoing improvements.</li> <li>Compile and present management information and risk insights to senior leadership to inform decision-making.</li> <li>Deliver AML and Financial Crime training to new starts, ensuring the team remains well-informed on key compliance risks and regulatory updates.</li> <li>Stay ahead of legislative and regulatory changes, assessing their impact on business operations and advising on necessary adjustments.</li> <li>Act as a key contact for cross-functional teams, providing advice and guidance on AML and financial crime matters.</li> </ul>What We're Looking For <ul> <li>Proven experience in AML/Financial Crime Compliance, particularly in conducting complex SOF and EDD investigations on high-risk or high-value customers.</li> <li>Strong analytical skills, with the ability to assess large volumes of data, detect patterns, and make sound risk-based decisions.</li> <li>High attention to detail and a methodical approach to reviewing customer profiles, transaction activity, and risk indicators.</li> <li>Exceptional communication and relationship-building skills, enabling effective collaboration with internal teams and external stakeholders.</li> <li>Ability to manage multiple priorities, work independently, and thrive in a fast-paced environment.</li> <li>Familiarity with AML frameworks, risk-based approaches, and relevant UK regulatory requirements (e.g., FCA, Proceeds of Crime Act, MLRs).</li> <li>Experience with compliance monitoring systems, investigative tools, and financial crime technology is an advantage.</li> </ul>What's in it for you: <ul> <li>Shape our future: Play a key role in our team's success, where your voice matters, and you'll have a direct impact on shaping Midnite's future.</li> <li>Connect and unwind: Take part in our quarterly gatherings where our community comes together to bond and have fun.</li> <li>Comprehensive health coverage: Look after your well-being with our outstanding zero-excess health insurance plan, which includes optical and dental coverage.</li> <li>Simplify life: Take advantage of our nursery salary sacrifice scheme, allowing you to conveniently pay your child's nursery fees straight from your paycheck.</li> <li>Work-life balance: Enjoy 25 paid holidays a year, plus generous paid maternity, paternity, and adoption leave, supporting you during life's most important moments.</li> <li>Productive home office: We provide everything you need for a comfortable and ergonomic home setup, ensuring you're as productive as possible.</li> <li>Flexible working: We embrace flexible working, allowing you to adjust your schedule when life's unexpected moments arise.</li> <li>Latest tech made easy: With our salary sacrifice schemes, you can upgrade to the latest gadgets, household items, and mobile tech without the upfront cost.</li> <li>Exclusive perks: Enjoy a wide range of discounts on retailers, groceries, and subscriptions, making life a little more affordable.</li> <li>Grow with us: Expand your skills through internal and external learning opportunities while benefiting from access to mentorship programs that support your development.</li> <li>Transparent compensation: We provide competitive pay with clear team bandings and salary grids, ensuring that salary discussions are simple and fair. </li> <li>Constructive feedback: We foster a transparent culture, encouraging individual feedback and review sessions to help everyone improve.</li> <li>Work from anywhere: Whether it's a cosy cottage in the Cotswolds or anywhere else, enjoy the freedom of working remotely.</li> </ul>

Senior AFC Officer - AML & Financial Crime Compliance

Fixed Term Contract Duration - 2 Months About the Business Quilter plc is a leading provider of financial advice, investments and wealth management, committed to being the UK's best wealth manager for clients and their advisers. Quilter oversees £116.2 billion in customer investments (as 30 September 2024). It has an adviser and customer offering spanning financial advice, investment platforms, multi-asset investment solutions, and discretionary fund management. The business is comprised of two segments: Affluent and High Net Worth. Affluent encompasses the financial planning business, Quilter Financial Planning, the Quilter Investment Platform and Quilter Investors, the multi-asset investment solutions business. High Net Worth includes the discretionary fund management business, Quilter Cheviot, together with Quilter Cheviot Financial Planning. At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve. Our business is transforming, continually modernising, and becoming even more customer centric. So, if you want to be bold in the pursuit of your ambitions, bring new ideas, and challenge and evolve what we do, it's the perfect time to join us! About the Role Level: Level 2 Department: Risk Location: Southampton Contract type: FTC until the end of March 2025 Reporting into the Financial Crime Specialist, key tasks involve, but are not limited to the following: <ul><li>Carrying out Politically Exposed Persons (PEPs), sanctions and adverse media screening and alert elimination, escalating positive matches to the Financial Crime Specialist.</li><li>Assist with financial crime data as required.</li><li>Additional administrative duties as required.</li></ul>About You You will have: <ul><li>strong attention to detail</li><li>strong analytical skills</li><li>strong communication skills, both written and verbal</li><li>high energy and drive and be delivery focused, with the ability to work well on your own or within a team.</li></ul>#Quilter #LI-KH1 Inclusion &amp; Diversity We value diversity and strive to promote inclusivity in all aspects of our culture. We believe in equal opportunities for all, ensuring that no applicant encounters less favourable treatment based on anything but their skills, qualifications, experience, and potential. We celebrate the unique contributions of a diverse workforce and create a respectful, nurturing environment where every colleague can thrive. Values Do the right thing: We act with integrity and are proudly committed to going above and beyond in service of our clients and the support we provide our communities. Always curious: We continuously seek new ideas and knowledge so we're one step ahead of our clients' needs. We look for inspiration everywhere and encourage experimentation, recognising that this is how we create brilliant solutions for brighter futures. Embrace challenge: We aim high to transform our potential into meaningful outcomes. With ambition as our driving force and a steadfast commitment to growth, we succeed for the good of every generation. Stronger together: Combining our diverse talents, we accomplish more collectively than we ever could do alone. We speak openly, actively listen, and support each other, and constructively challenge and embrace new ideas. We seek empowerment and demonstrate ownership and trust, with the confidence to make impactful decisions. Core Benefits Holiday: 182 hours (26 days) Quilter Incentive Scheme: All employees are eligible to participate in incentive scheme, to incentivise business performance and their contribution. Pension Scheme: A non-contributory company pension scheme that can be boosted through personal contributions. Healthcare Cash Plan: Jersey employees only. Benefit Allowance: A cash benefit allowance is payable in lieu of some of our core benefits. In addition to our core benefits, we offer a range of flexible benefits to UK employees that you can choose from and pay for conveniently via a salary deduction.

Financial Crime Analyst - Screening

As an Information Security &amp; Compliance Analyst at Euronet, you will be at the forefront of our commitment to maintaining the highest standards of security and compliance in the financial technology space. You will play a vital role in protecting sensitive data and ensuring that our practices adhere to relevant regulations and industry standards. Key Responsibilities: <ul> <li>Conduct regular security assessments and audits to identify vulnerabilities and ensure compliance with regulations such as PCI DSS, ISO27001, GDPR, and others.</li> <li>Collaborate with IT and operational teams to implement security controls and best practices.</li> <li>Monitor security incidents and develop appropriate responses to mitigate risks.</li> <li>Develop and maintain documentation for security policies, procedures, and compliance initiatives.</li> <li>Provide training and awareness programs to staff regarding information security and compliance requirements.</li> <li>Assist in the coordination of external compliance audits and regulatory reviews.</li> <li>Stay informed about current trends in information security and compliance to proactively address emerging threats.</li> </ul>Requirements General Requirements: <ul> <li>Bachelor's degree in Information Security, Computer Science, or a related field.</li> <li>1-3 years of experience in information security, compliance, or a related field.</li> <li>Familiarity with regulatory frameworks such as PCI DSS, ISO27001, GDPR, and other compliance requirements.</li> <li>Certifications such as Certified Information Systems Security Professional (CISSP), Certified Information Systems Auditor (CISA), or Certified Information Security Manager (CISM) are a plus.</li> <li>Strong analytical and problem-solving skills.</li> <li>Excellent communication skills, both written and verbal, with the ability to convey complex information clearly.</li> <li>Fluency in English and Hungarian.</li> <li>Willingness to work in a fast-paced, dynamic environment.</li> </ul>Competencies: <ul> <li>Team-oriented with the ability to work independently.</li> <li>Detail-oriented with strong organizational skills.</li> <li>Ability to manage multiple priorities and deadlines effectively.</li> <li>Proactive attitude towards identifying and solving problems.</li> <li>Commitment to ongoing professional development in information security and compliance.</li> </ul>Benefits <ul> <li>Competitive salary package</li> <li>Professional and international working environment</li> <li>Opportunity to advance professionally</li> <li>Hybrid working</li> </ul>

Information Security & Compliance Analyst

Company Description Legal &amp; General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients most need us - from Hong Kong and Singapore, to Chicago and major European financial hubs. Created by combining our investment management (LGIM) and asset origination (LGC) capabilities, our Asset Management division works with our Institutional Retirement and Retail divisions to benefit our clients and customers - which include individual savers, pension scheme members and global institutions - and deliver enhanced shareholder returns. Joining us means becoming part of a market-leading team, with capabilities across the full spectrum of asset classes, with an enduring commitment to responsible investment and creating long-term, sustainable value for our clients and partners. Job Description We're recruiting for a Senior Compliance Analyst to join our Asset Management Division on a 12 Month Fixed Term Contract. In this role you will support our regulated entities by contributing to the overall delivery of Conduct Advisory activity - which will include carrying out advisory functions, generating management information and providing compliance advisory support to allocated areas of the business. This role would be ideal for someone with Regulatory Compliance experience in the Asset Management industry. This is a hybrid working opportunity which means you can split your working week between our Central London Offices and your home. What you'll be doing: <ul><li>Providing compliance advisory support to the business in respect of one or more asset classes or business areas, including advising on the application of applicable regulatory rules including global compliance policies &amp; procedures. </li><li>Staying up to date on the latest compliance laws and regulation in order to support business stakeholders in understanding the direct and indirect impacts of any legal or regulatory changes.</li><li>Ensuring that your activity is focused in order to best deliver risk-based conduct risk and compliance value add activities, whilst remaining curious and proactively identifying additional areas of activity that will bring further business benefit. </li><li>Assisting in building and managing key relationships with internal and external customers to ensure a deep understanding of Conduct Advisory requirements/activities and the requirement for adherence to policies and procedures.</li><li>Assisting in the planning and delivery of compliance advice for allocated business area/compliance activities, including creating internal communication materials to support business awareness and understanding.</li><li>Working with the Head of Asset Class Oversight to ensure that timely, relevant and accurate conduct risk metrics/MI is available for allocated asset classes.</li><li>Personally, maintaining a detailed knowledge of Group policies and compliance &amp; conduct risk requirements. As well as keeping abreast of external changes and developments more broadly.</li><li>Playing an active part in the wider Global Compliance team, supporting colleagues as required, in order to achieve the right outcomes for the Asset Management Division.</li></ul>Qualifications Who we're looking for: <ul><li>Previous exposure to direct investment management across asset classes and a good understanding of the end-to-end investment process. </li><li>A good understanding of UK/EU regulation and of compliance and conduct risk within an investment management environment. Including the ability to swiftly analyse emerging regulation in order to identify impacts to L&amp;G.</li><li>Strong communication skills, both in terms of verbal and written communication. This will include the ability to actively engage with stakeholders and deliver technical information concerning conduct risk topics in a clear and concise manner.</li><li>Good presentation skills including the ability to articulate and convey complex concepts and ideas to a varied audience in a clear and compelling manner.</li><li>Ability to nurture and promote effective working relationships with stakeholders by openly collaborating with an outward facing approach. </li><li>Ability to remain independent and to demonstrate that independence whilst also providing commercial, practical and value-add solutions for the business that influence outcomes positively for all stakeholders.</li><li>Delivery focused outlook, possessing high levels of resilience and determination and be able to meet challenging deadlines and deal with conflicting priorities in an evolving and dynamic environment.</li><li>Excellent attention to detail.</li><li>Relevant experience in a similar role is expected and Professional qualifications related to investments/asset management are also highly desirable.</li></ul>Whatever your role, we reward performance and behaviour with a package that looks after all the things that are important to you. Here are some of the benefits we offer: <ul><li>The opportunity to participate in our annual, performance-related bonus plan and valuable share schemes </li><li>Generous pension contribution </li><li>Life assurance </li><li>Private medical insurance</li><li>At least 25 days holiday, plus public holidays, 26 days after 2 years' service. There's also the option to buy and sell holiday</li><li>Competitive family leave</li><li>Participate in our electric car scheme, which offers employees the option to hire a brand-new electric car through tax efficient salary sacrifice</li><li>There are the many discounts we offer - both for our own products and at a range of high street stores and online </li><li>In 2023, some of our workspaces were redesigned. Our offices are great spaces to connect and collaborate and have your wellbeing at the heart</li></ul>Additional Information Legal &amp; General is a leading financial services group and major global investor, named Britain's Most Admired Company in 2023, for the second year running. Rated top in our sector and top for inspirational leadership, we have a strong heritage and an exciting future. We aim to build a better society for the long term by investing our customers' money in things that make life better for everyone. If you join us, you'll be part of a welcoming culture, with opportunities to collaborate with people of diverse backgrounds, views and experiences. Guided by leaders with integrity who care about your future and wellbeing. Empowered through initiatives which support people to develop their careers and excel. We strive to be open, mindful and inclusive, so are always willing to discussing flexible working arrangements and reasonable accommodations for candidates with specific needs. If you're open to find out more, we'd love to hear from you. Videos To Watch <a href="https://youtu.be/8ZYGBwImH08" target="_blank">https://youtu.be/8ZYGBwImH08</a> <a href="https://www.youtube.com/watch?v=ZBOaxOH1C2c" target="_blank">https://www.youtube.com/watch?v=ZBOaxOH1C2c</a> <a href="https://youtu.be/YwHNjdPbbkk" target="_blank">https://youtu.be/YwHNjdPbbkk</a>

Senior Compliance Analyst - 12 Month FTC

Salary: £39,513 - £40,476 Hours: 37 Location: Workington Contract: Full Time About us Cumberland Council is an ambitious and forward-thinking authority dedicated to shaping a better future for our communities. We are passionate about creating a vibrant future by addressing inequalities, creating thriving economies that work for our residents and protecting our environment. At the core of our vision is a commitment to our people, with health and well-being being integral to everything we do, underscoring every initiative and ensuring we provide unparalleled support for all. We can't do it without you! Come and embark on the journey to a vibrant future with us, where the work you do will make a real impact. Together, let's shape a community that's as dynamic and inclusive as our landscape. Be a part of the transformation! #WeAreCumberland About this opportunity We are looking for a dedicated professional to oversee utility work inspections, from start to finish, ensuring compliance with key regulations. You'll support our Streetworks County Compliance and Permit Officers, manage permit applications, and provide expert technical advice. Your role will be vital in maintaining high standards of health, safety, and environmental management. If you have a keen eye for detail, excellent organizational skills, and a passion for making a difference in your community, we want you on our team! Who we're looking for Fundamentally, we are seeking individuals who embody our organisation's core values: ambitious, collaborative, compassionate, empowering, and innovative. We believe in the power of these values to drive positive change and shape a better future for our communities. Your commitment to these principles will be instrumental in delivering services that are vital to the well-being and prosperity of our residents. If this sounds like you, then please get in touch! We believe in cultivating potential over perfection. If this job sounds like you and you resonate with our values, we encourage you to apply or contact <a href="mailto:jason.tyson@cumberland.gov.uk" target="_blank">jason.tyson@cumberland.gov.uk</a> for an informal chat prior to your application. Cumberland Council Staff Benefits Pay <ul> <li>As a real living wage paying employer, we offer competitive rates of pay</li> <li>Our pay scales are nationally agreed and come with a national annual pay review*</li> <li>A range of allowances to recognise times where you're available out of hours if we need you, or where you take on extra responsibilities beyond your role.</li> </ul>*In accordance with the National Joint Council for Local Government Services Pension <ul> <li>Opportunity to join a generous defined benefit pension scheme to secure your future (most employees are part of the Local Government Pension Scheme)</li> <li>Opportunity to boost your pension with Additional Pension Contributions which will increase your annual defined benefit amount.</li> <li>Opportunity to build a defined contribution pot on the side of your defined benefit pension through Shared Cost Additional Voluntary Contributions (facilitated by AVC Wise).</li> </ul>Holidays <ul> <li>25 days holiday per year when you start, rising to 31 days holiday per year after 5 years of service.</li> <li>8 public holidays</li> <li>The option to purchase up to 2 weeks additional leave and spread the cost over 12 months.</li> </ul>Flexible Working <ul> <li>Flexible working arrangements including the ability to work remotely from home supporting a culture that fits around you*</li> <li>A flexi-time scheme where you could vary your start and finish times and also build-up 3 days flexi-time and take up to 2 flexi days off per month*</li> </ul>*subject to the demands and requirements of the specific role. Learning and Development <ul> <li>Dedicated development time each week*</li> <li>Access to an online learning portal offering more than 150 courses.</li> <li>Access to regular development programmes to build the soft skills to succeed.</li> <li>Opportunity to study professional qualifications to help you get the certifications you need for your role or to advance your career.</li> </ul>*subject to the demands and requirements of the specific role. Deals and Discounts <ul> <li>Money off your local gym including Better, Newfield Health, The Gym Group and Lifestyle Fitness</li> <li>Various discount schemes including RAC roadside recovery discount and money off local supportive businesses.</li> <li>Tusker car leasing salary sacrifice scheme as well as an esteem car loan scheme for essential car users.</li> <li>Spec Savers eyecare voucher.</li> <li>Free flu jabs in winter from participating pharmacies</li> </ul>Employee Assistance &amp; Support <ul> <li>In house staff support networks</li> <li>Employee assistance programme offering mental health support.</li> <li>Access to in-house Occupational Health service including physio treatment.</li> </ul>Application and Interview information <ul> <li>Closing date: 16/02/25</li> <li>Interview date:w/c 24/02/25</li> </ul>Please note this role may close early subject to demand. If you're interested in applying, you should apply well before the advised closing date. We cannot accept applications once the role has closed. Please upload a copy of your CV with your application (for shortened application form only - delete as necessary) Our interview process can accommodate both in-person and virtual formats, with tailored options discussed upon invitation to the interview stage. Preferred for virtual interviews is the use of Microsoft Teams, currently available for new users at no cost. However, should you encounter any challenges accessing this technology, we are open to discussing alternative arrangements prior to the scheduled interviews. We welcome applications from everyone At Cumberland Council, we are dedicated to enhancing the diversity of our workforce, striving to mirror the rich tapestry of the communities we proudly serve. We encourage applications from individuals of all backgrounds and are devoted in fostering an inclusive, supportive culture that embraces and appreciates our unique differences. As a proud Disability Confident Employer, we ensure that applicants with disabilities, meeting the essential criteria for this position, are guaranteed an interview as part of our commitment to equal opportunities. Your diverse perspectives and talents contribute to our collective success. We're also an Age Friendly Employer, meaning we commit to providing an inclusive workplace for people in their 50s and 60s and taking the necessary action to help them flourish in a multigenerational workforce. We recognise the importance of mature workers and aim to provide an environment on which they can thrive. Reasonable Adjustments: We are committed to creating an inclusive workplace. If you require any reasonable adjustments to participate in the recruitment process, please let either the hiring manager or our Resourcing Team know on; <a href="mailto:Resourcing@Cumberland.gov.uk" target="_blank">Resourcing@Cumberland.gov.uk</a> . Adjustments are not always guaranteed although we will endeavour to make adjustments that are reasonable to accommodate your needs. Guaranteed Interview Schemes Cumberland Council offers a guaranteed interview scheme to the following applicants as long as your application can demonstrate you meet the essential criteria for the role. <ul> <li>Those who consider themselves disabled as defined by the Equality Act 2010</li> <li>Those in care or who have left care and are aged 24 and under</li> <li>Armed forces veterans whose last long term substantive employer was the armed forces</li> </ul>If you meet one or more of the criteria above, and wish to be considered for this scheme, select 'yes' to the appropriate question during your application. Work-Life balance Cumberland Council is deeply invested in fostering a work culture that prioritises the well-being and balance of our team members. Embracing flexible and hybrid working models, we empower employees to achieve optimal work-life balance. Recognising the importance of personal time, we offer a generous holiday allowance, providing ample opportunity for rest and rejuvenation. Additionally, our flexible working hours, including flexitime arrangements, further contribute to a supportive environment where individuals can effectively manage their professional and personal commitments. Continuing Professional Development We are committed to nurturing the ongoing growth and professional advancement of our valued team members to fulfil your potential and advance your career. Our comprehensive career development and training offer emphasises continuous learning as a cornerstone for achieving both individual and organisational goals. Through our robust Organisational Development initiatives, we offer a suite of support programmes tailored to meet diverse needs, including participation in our esteemed Aspiring to be a Manager programme and access to our enriching Coaching and Mentoring programmes. Keeping the people we work with safe We are committed to safeguarding and promoting the safety and welfare of children, young people and adults at risk and expect unwavering commitment to this cause from our employees, volunteers, and the Externally Provided Workforce (EPWs). Together, we create a secure environment where every individual is safeguarded and respected. Your Voice Matters; Connect, Engage, and Make Your Voice Heard! We don't just encourage engagement-we celebrate it. That's why we've cultivated a vibrant community of staff networking groups where every voice matters. These groups are more than just forums-they're hubs of innovation and inclusion, dedicated to sparking fresh ideas, challenging the status quo, and championing equality and fairness for all. From exploring new perspectives to shaping policies that reflect our diverse workforce, our staff networks play a pivotal role in driving positive change. Join us and become part of something bigger: <ul> <li>Race Equality</li> <li>Rainbow Alliance</li> <li>Menopause Support</li> <li>Carers Network</li> <li>Shine Community</li> <li>Wellbeing/Health Advocates</li> <li>Be a Change Champion to shape our council's future through transformative initiatives.</li> </ul>Please read the supporting information: Post Specification Role Profile

Streetworks Area Lead Compliance Officer - CMB1569e

JLL empowers you to shape a brighter way. Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services, advisory and technology for our clients. We are committed to hiring the best, most talented people and empowering them to thrive, grow meaningful careers and to find a place where they belong. Whether you've got deep experience in commercial real estate, skilled trades or technology, or you're looking to apply your relevant experience to a new industry, join our team as we help shape a brighter way forward. What this job involves: Supported by a dedicated UK&amp;I Compliance team (including the local AML team) and the broader Ethics &amp; Compliance Centre of Excellence, you will be responsible for giving leadership, advice and support on ethics and compliance matters to our regulated and unregulated businesses, identifying and preventing misconduct, fostering an ethical culture, and involving senior leadership and tone at the top. Key Areas of Responsibility: Engendering a strong, values-driven ethical culture, and ensure key compliance risks and processes are managed consistently and effectively across JLL's UK operations. Supports, advises and enables all business lines in-country in relation to professional ethics matters and compliance with a range of laws, regulations, and JLL policies, including in relation to: <ul><li>Anti- financial crime </li><li>AML / Third party DD </li><li>Conflicts of interest - corporate and personal</li><li>Regulatory and professional standards</li><li>Modern slavery </li><li>Bribery &amp; corruption </li><li>Gifts and entertainment </li><li>Fair competition </li><li>International trade sanctions</li><li>Data Privacy </li></ul>What your day-to-day will look like: <ul><li>Participate in all relevant internal governance forums and management committees as required. Formal reporting to boards, governance groups and senior management. </li><li>Designing and leading on UK&amp;I compliance monitoring and audits, with inputs and supports from Global Internal Audit. </li><li>Work collaboratively as part of the OneLegal team to advise on, design, and implement effective compliance programs, raise awareness, and monitor and assess ethics and compliance risk; </li><li>Apply regulatory knowledge that anticipates compliance violations and mitigates risk, provide guidance to senior management and staff on regulatory and compliance matters, and serve as the technical resource for the UK's compliance and regulatory matters; </li><li>Advise business process stakeholders to incorporate compliance policies and procedures and reduce risk (Business line, Finance, Human Resources, Technology, Operations); </li><li>Deliver training programs to meet the needs of local business and local audiences while addressing corporate values, culture, and ethical leadership; </li><li>Build and manage relevant regulatory relationships; </li><li>Work with other control functions, including internal audit, to monitor compliance; </li><li>Assist with investigations of reported issues and enhance corporate culture by ensuring implementation of corrective actions identified in an investigation as appropriate, including business process change and creation of training programs; </li><li>Promote compliance best practices across the real estate services industry - attending meetings with other Compliance Directors / Professionals / Regulators, representing JLL in sector groups or forums.</li></ul>Required Skills and Experience: <ul><li>A recognised Legal, Compliance or Audit qualification such as a qualified Solicitor of the Law Society in England &amp; Wales. </li><li>High level of personal integrity </li><li>Cultural alignment - exemplifies teamwork and collaboration, demonstrates unwavering ethical standards, and drives excellence </li><li>Exemplary executive presence and excellent communication: ability to communicate and influence at different levels across geographies </li><li>Ability to handle ambiguity with clarity and integrity </li><li>Excellent analytical and quantitative skills with experience developing strategic solutions </li><li>Team-oriented with experience building collaborative and productive cross-functional relationships </li><li>Proactive, risk-informed, pragmatic; embraces change and new ideas </li></ul>Location: On-site -London, GBR If this job description resonates with you, we encourage you to apply, even if you don't meet all the requirements. We're interested in getting to know you and what you bring to the table! If you require any changes to the application process, please email <a href="mailto:EMEATA@jll.com" target="_blank">EMEATA@jll.com</a> or call +44 (0)20 7493 4933 to contact one of our team members to discuss how to best support you throughout the process. Please note, the contact details provided are to discuss or request for adjustments to be made to the hiring process. Please direct any other general recruiting inquiries to our Contact Us page &gt; I want to work for JLL. JLL Privacy Notice Jones Lang LaSalle (JLL), together with its subsidiaries and affiliates, is a leading global provider of real estate and investment management services. We take our responsibility to protect the personal information provided to us seriously. Generally the personal information we collect from you are for the purposes of processing in connection with JLL's recruitment process. We endeavour to keep your personal information secure with appropriate level of security and keep for as long as we need it for legitimate business or legal reasons. We will then delete it safely and securely. For more information about how JLL processes your personal data, please view our Candidate Privacy Statement. For additional details please see our career site pages for each country. For candidates in the United States, please see a full copy of our Equal Employment Opportunity and Affirmative Action policy here.

Head of Ethics & Compliance - UK & Ireland

Job Description Trade Compliance Specialist will play a critical role in ensuring compliance with EMEA and global trade regulations, optimizing duty spendings, and driving key reporting and project initiatives. This position is ideal for a professional with a strong background in customs and trade compliance, data analysis, and project management. Position scope: CBAM Reporting Initiative <ul> <li>Lead the implementation and ongoing management of the Carbon Border Adjustment Mechanism (CBAM) reporting initiative</li> <li>Collaborate with reporting tool service provider and drive continuous improvement projects </li> <li>Collaborate with cross-functional teams to ensure accurate data collection, reporting, and adherence to regulatory requirements.</li> <li>Build relationship with suppliers to ensure data are provided in accordance with regulatory requirements</li> <li>Collect import data from brokers and process it to make sure submission of CBAM report for region is compliant with the regulatory reporting deadlines</li> <li>Submit report to Authority directly or indirectly through customs broker</li></ul>Duty optimization <ul> <li>Identify and analyze duty-saving opportunities across the EMEA region, leveraging preferential trade programs and other measures / certification to optimize duty spending</li> <li>Conduct cost-benefit analyses to support business decisions on trade optimization strategies</li></ul>Reporting and Analytics <ul> <li>Develop and maintain metrics to track key performance indicators (KPIs) related to trade and customs compliance</li> <li>Analyze data trends and provide actionable insights to improve operational efficiency and regulatory adherence</li> <li>Monthly metrics reporting of import and export volumes</li> <li>Intrastat reporting - collecting, processing and submitting data to national portals</li></ul>Dashboard Maintenance <ul> <li>Maintain and update trade compliance dashboards to provide real-time insights to stakeholders.</li></ul>Trade Compliance Projects and initiatives: <ul> <li>Assist in the execution of regional and global trade compliance projects, ensuring alignment with organizational objectives.</li> <li>Provide expertise and support to resolve compliance-related challenges.</li> <li>Review and maintain SOPs, documentation and reporting system</li> <li>Administrative support on the new projects such as AEO, Approved exporter etc.</li> <li>Daily support of Trade Compliance team </li> <li>Post entry audit check of customs entries</li></ul>Position requirements <ul> <li>Experience with customs and trade agenda</li> <li>Knowledge of EU CBAM regulation, requirements</li> <li>Experience in project management / supply chain management</li> <li>Good command of English (written &amp; spoken)</li> <li>Strong problem-solving and communication skills</li> <li>Culturally sensitive</li> <li>Ability to work with SAP and ERP software </li> <li>Data analytics and reporting skills</li> <li>Ability to work effectively under pressure, set the priorities and meet the deadlines</li> <li>High level of accuracy and attention to detail in data collection and reporting</li> <li>Experience working in multinational environment</li></ul>We offer <ul> <li>Integrating a high-tech, collaborative &amp; passionate team</li> <li>Open door for further professional and career growth</li> <li>Freedom to work independently to deliver results</li> <li>Chance to fulfill your potential in an open and international culture</li> <li>Empowering leaders</li> <li>Attractive benefits package - 5 weeks of vacation leave, Hybrid workplace, Flexible working hours, Sick Days, Time off from work with salary compensation, Pension insurance, Meal contribution, Cafeteria, Multisport card, T-mobile tariffs, Bravo award, Employee Assistance Program</li></ul>About Us This is an exciting time to join Garrett Motion! Garrett is one of the automotive industry's most iconic brands, a global innovator and technology leader that enables vehicles to be cleaner, more efficient and connected. With a nearly 70-year legacy, we serve customers worldwide with passenger vehicle, commercial vehicle, aftermarket replacement, and performance enhancement solutions. Our comprehensive portfolio of emission-reducing and zero-emission solutions advance sustainable motion, from world-class turbocharging and electric boosting technologies for hybrids, to electrified powertrains and automotive software. With innovations that combine the best of mechanical and electric, Garrett is redefining zero-emission automotive technologies. About the Team The Garrett Integrated Supply Chain (ISC) organization manufactures and delivers safe, high quality products and services, on time, at a competitive cost to customers globally. We make quality a competitive advantage and provide world-class delivery and flexibility thanks to a result-oriented operating system which sustainably drives top performance and continuous improvement across the business in full alignment with our strategic priorities.

Trade Compliance Specialist

Sunflower Bank N.A. is looking for an energetic, highly motivated individual to fill the position of a full-time Senior Compliance Manager Monitoring in Kansas or other Sunflower Bank N.A. offices. Summary In support of the Bank's overall compliance management systems (CMS), the Senior Compliance Manager - Lending engages with various business lines to assist with internal strategies and initiatives ensuring that bank programs, practices, and financial interests are maintained; as well as making sure that the Bank is complying with applicable federal and state laws and regulations. The role will support the development and ongoing oversight of a sustainable compliance monitoring &amp; testing program strategy and governance structures to ensure internal controls are evaluated for effectiveness. Additionally, the role will focus on the execution of our monitoring and testing engagements to validate the design and effectiveness of internal controls, perform control reporting and escalating of control issues, and validating adequacy of remediation taken to address reported issues. The ideal candidate will possess and demonstrate knowledge and experience with compliance monitoring &amp; testing concepts, including risk-based test planning, process and control design/operating effectiveness methods, issue validation, and use of advanced technology and data analytics techniques to perform real-time monitoring and periodic testing. The ideal candidate will also understand corporate compliance requirements (i.e. Financial Crimes Compliance, Sanctions, Trade, Anti Bribery &amp; Corruption etc.). Primary Responsibilities <ul><li>Work closely with Compliance, Legal, Operations and other cross-functional teams to understand the overall business environment and be the point of contact for compliance monitoring and testing engagements from risk-based planning, designing test scripts, and executing against them</li><li>Support the development of a robust validation and testing plan to evaluate risk, monitor for compliance with rules, laws, and regulations, and use monitoring and testing to meaningfully improve process and control effectiveness</li><li>Use visualization techniques to display data and the results of analysis in clear forms that can be understood by non-technical readers and stakeholders, including reporting on periodic basis to functional leaders</li><li>Support an interactive program that provides stakeholders with insight into compliance trends, themes, issues, and root causes</li><li>Identify and evaluate emerging risks and present findings to functional leadership</li><li>Ensure risk assessments appropriately incorporate results of monitoring and testing</li><li>Provide support to the compliance program on other compliance initiatives as needed</li><li>Maintain effective communication channels with other groups, including other compliance leaders, during all facets of engagement, including issue resolution.</li><li>Acting as an agent for positive change with agility, adaptability, and flexibility</li><li>Takes ownership and executes on priorities to deliver results in a proactive and timely manner.</li><li>Perform the job in accordance with applicable industry laws and regulations as well as the policies and procedures established by the company.</li><li>Responsible for upholding Fair and Responsible Banking practices and Code of Ethics and Conduct guidelines.</li><li>Understand and participate in the Bank's Community Reinvestment Act program.</li><li>Perform other duties as assigned.</li></ul>Education / Experience <ul><li>Communication experience, along with facilitation, analytical, and presentation skills</li><li>Experience collaborating with multiple technical and non-technical teams to deliver successful outcomes</li><li>Experience with applicable laws and regulations to transform requirements into monitoring or testing scripts, policies, procedures and/or training</li><li>Experience providing practical advice under pressure and prioritizing work</li><li>Bachelor's degree or international equivalent (preferably in business, economics, finance, or management).</li><li>Ideally 8+ years of experience executing monitoring and testing functions in a in a banking institution, regulatory agency, or major consulting company with a particular focus on consumer compliance laws/regulations and industry rules that govern lending and loan servicing (ex: Reg Z, Reg X, FCRA, Reg O, FDPA, GSE requirements, etc.).</li><li>Strong strategic, judgement and integrative thinking skills, risk management and risk assessment knowledge.</li><li>Successful experience of leadership, both in terms of people as well as projects and initiatives.</li><li>Interpersonal experience and experience collaborating with diverse teams to solve problems and manage through ambiguity</li><li>Compliance based professional certification preferred.</li><li>Must be bondable.</li></ul>Pay is dependent on knowledge, skills, abilities, experience, and location. Sunflower Bank Benefits Employees enjoy outstanding benefits, including: <ul><li>401(k) Plan with 6% Match</li><li>Health/Dental/Vision Insurance</li><li>Company-paid Life Insurance</li><li>Tuition Reimbursement</li><li>Fitness Reimbursement </li><li>Paid Time Off</li><li>Volunteer Leave</li><li>Paid Holidays</li><li>Plus many more employee perks &amp; incentives!</li></ul>People choose to "bank" with us, but for those we serve, we're more than a bank. We strive to be the financial backbone of their lives and we know that starts with our team. If you qualify, apply online at <a href="http://www.sunflowerbank.com/careers" target="_blank">www.sunflowerbank.com/careers</a>. You've never worked anyplace like Sunflower Bank! EOE/AA: Minorities/Females/Disabled/Vets Open until filled; early application encouraged. This vacancy announcement may be used to fill similar positions within 90 days. If you are a California resident, you may be entitled to certain rights regarding your personal information, which is information that identifies, relates to, or could reasonably be linked with a particular California resident or household. Additional information about our data collection practices and location specific notices is available on our privacy policy.

Senior Compliance Manager- Monitoring

Job Description Are you ready to write your next chapter? Make your mark at one of the biggest names in payments. With proven technology, we process the largest volume of payments in the world, driving the global economy every day. When you join Worldpay, you join a global community of experts and changemakers, working to reinvent an industry by constantly evolving how we work and making the way millions of people pay easier, every day. We're looking for an experienced Compliance Specialist to join our ever-evolving Product &amp; Technology Development team to help us unleash the potential of every business. Are you ready to make your mark? Then you sound like a Worldpayer. About the team The Compliance Liaison within the Office of the CTO will be responsible for ensuring that all technology-related activities and processes comply with internal policies, industry standards, and regulatory requirements. This role will work closely with key governance leaders, internal technology teams, and compliance/audit departments to manage compliance requirements, develop and maintain policies and procedures, and oversee incident management and response processes. What you'll own 1. Compliance Monitoring and Standards Management: <ul><li>Continuously monitor compliance requirements and standards</li><li>Stay updated on relevant regulatory changes and industry best practices</li></ul>2. Collaboration and Needs Translation: <ul><li>Work closely with internal technology teams to understand compliance needs and translate them into actionable requirements.</li><li>Collaborate with compliance and audit teams to ensure alignment and support for compliance initiatives.</li></ul>3. Policy and Procedure Management: <ul><li>Develop, implement, and maintain comprehensive policies and procedures to ensure compliance with all relevant standards.</li><li>Ensure all documentation is up-to-date, easily accessible, and effectively communicated to relevant stakeholders.</li></ul>4. Incident Management and Response <ul><li>Establish and manage incident management and response processes to address compliance breaches</li><li>Coordinate with relevant teams to investigate incidents, implement corrective actions, and report findings</li></ul>5. Training and Awareness: <ul><li>Develop and deliver training programs to educate staff on compliance requirements and best practices.</li><li>Promote a culture of compliance and ethical behavior across the organization.</li></ul>6. Audit Support: <ul><li>Prepare for and support internal and external audits related to compliance.</li><li>Ensure timely and accurate responses to audit findings and recommendations.</li></ul>7. Reporting and Documentation: <ul><li>Maintain accurate records of compliance activities and incidents.</li><li>Prepare regular reports on compliance status, issues, and actions for senior management.</li></ul>What you bring <ul><li>Bachelor's degree in information technology, Business Administration, or a related field. Relevant certifications (e.g., CISA, CGEIT, CRISC, CISSP) are strongly preferred.</li><li>Minimum of 7 years of experience in a compliance role, preferably within a technology-focused organization.</li><li>Experience working in the financial sector, credit card processing background is strongly preferred.</li><li>Strong knowledge of regulatory requirements and industry standards (e.g., PCI, SOX, GDPR, HIPAA, ISO 27001).</li><li>Experience in policy development, documentation management, and incident response.</li><li>Excellent communication and collaboration skills, with the ability to work effectively across various teams and departments. Confident in working with senior and executive level leaders preferred.</li><li>Strong analytical and problem-solving abilities.</li><li>High level of integrity and professionalism.</li></ul>Preferred Skills: <ul><li>Strong working knowledge with risk management frameworks and methodologies.</li><li>Experience with compliance management software and tools.</li><li>Ability to manage multiple priorities and projects in a fast-paced environment.</li><li>Strong attention to detail and organizational skills.</li></ul>Worldpay perks - what we'll bring for you We know it's bigger than just your career. It's your life, and your world. That's why we offer global benefits and programs to support you at every stage. Here's a taste of what you can expect. <ul><li>A competitive salary and benefits.</li><li>Time to support charities and give back to your community.</li><li>Parental leave policy.</li><li>Global recognition platform.</li><li>Virgin Pulse access.</li><li>Global employee assistance program.</li></ul>What makes a Worldpayer It's simple: Think, Act, Win. We stay curious, always asking the right questions to be better every day, finding creative solutions to simplify the complex. We're dynamic, every Worldpayer is empowered to make the right decisions for their customers. And we're determined, always staying open - winning and failing as one. Does this sound like you? Then you sound like a Worldpayer. Apply now to write the next chapter in your career. #LI-JW1 Privacy Statement Worldpay is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how Worldpay protects personal information online, please see the Online Privacy Notice. EEOC Statement Worldpay is an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, marital status, genetic information, national origin, disability, veteran status, and other protected characteristics. The EEO is the Law poster is available here supplement document available here. For positions located in the US, the following conditions apply. If you are made a conditional offer of employment, you will be required to undergo a drug test. ADA Disclaimer: In developing this job description care was taken to include all competencies needed to successfully perform in this position. However, for Americans with Disabilities Act (ADA) purposes, the essential functions of the job may or may not have been described for purposes of ADA reasonable accommodation. All reasonable accommodation requests will be reviewed and evaluated on a case-by-case basis. Sourcing Model Recruitment at Worldpay works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. Worldpay does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company.

Compliance Specialist

Sunflower Bank N.A. is looking for an energetic, highly motivated individual to fill the position of a Senior Compliance Manager Partnership &amp; Engagement in New Mexico. Summary This position is a key contributor in formalization and maturation of the Compliance Management Systems. As part of the Corporate Compliance team, this role focuses on active engagement with business units across the enterprise in support of strategic initiatives and providing expertise on impacts and considerations to compliance programs. This position requires the ability to provide proactive risk management, be solutions oriented, focus on relational awareness, and a desire to cultivate a continued expansion of their compliance expertise. Primary Responsibilities <ul><li>Leadership and management of Compliance Partners in providing compliance support the efforts and needs of various business units.</li><li>Assisting in the design, development, delivery and maintenance of best-in-class Compliance programs, policies, practices, and reporting commensurate with the size and complexity of the Bank, and in support of the Bank's strategy and risk appetite.</li><li>Collaborating across the three lines of defense to support a culture of risk awareness, identification, measurement, reporting and management of enterprise-wide Compliance related opportunities and risks.</li><li>Supporting a culture of continuous improvement to enhance the enterprise-wide compliance risk management program framework that incorporates risk assessment, control design, training, testing, and reporting of compliance matters.</li><li>Serving as subject matter expert on compliance related topics by maintaining industry insights and timely review of related industry alerts and environment to help determine applicability and risk to the organization.</li><li>Evaluating compliance with various regulations through testing, controls review, and other methods.</li><li>Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties.</li><li>Provide support to the compliance program on other compliance initiatives as needed</li><li>Support an interactive program that provides stakeholders with insight into compliance trends, themes, issues, and root causes</li><li>Identify and evaluate emerging risks and present findings to functional leadership</li><li>Maintain effective communication channels with other groups, including other compliance leaders, in support of an active and effective CMS and to address compliance issues which may impact the supported business lines.</li><li>Acting as an agent for positive change with agility, adaptability, and flexibility</li><li>Takes ownership and executes on priorities to deliver results in a proactive and timely manner.</li><li>Perform the job in accordance with applicable industry laws and regulations as well as the policies and procedures established by the company.</li><li>Responsible for upholding Fair and Responsible Banking practices and Code of Ethics and Conduct guidelines.</li><li>Understand and participate in the Bank's Community Reinvestment Act program.</li><li>Perform other duties as assigned.</li></ul>Education / Experience <ul><li>Bachelor's Degree in a related field is preferred or equivalent work experience.</li><li>Minimum of 8 years of compliance experience at a financial institution is preferred. Prior work experience in a compliance or audit role within the financial services industry is preferred. Relevant experience at a consulting or similar firm or a federal regulator will also be considered.</li><li>CTP, AAP, CRCM, or comparable professional certification preferred.</li><li>Working knowledge of Microsoft Office (e.g. Word, Excel and PowerPoint) is required; extensive knowledge of PowerPoint and Excel is a plus. Working knowledge of Power BI is also preferred.</li><li>Strong analytical skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues. </li><li>Ability to thrive in a fast-paced, deadline-driven environment, including by demonstrating excellent time management and planning skills, along with the ability to handle multiple assignments at the same time. </li><li>A relationship builder with the ability to establish, develop and maintain effective working relationships with regulators and with business and functional partners at the firm. </li><li>Must be bondable.</li></ul>Pay is dependent on knowledge, skills, abilities, experience, and location. Sunflower Bank Benefits Employees enjoy outstanding benefits, including: <ul><li>401(k) Plan with 6% Match</li><li>Health/Dental/Vision Insurance</li><li>Company-paid Life Insurance</li><li>Tuition Reimbursement</li><li>Fitness Reimbursement </li><li>Paid Time Off</li><li>Volunteer Leave</li><li>Paid Holidays</li><li>Plus many more employee perks &amp; incentives!</li></ul>People choose to "bank" with us, but for those we serve, we're more than a bank. We strive to be the financial backbone of their lives and we know that starts with our team. If you qualify, apply online at <a href="http://www.sunflowerbank.com/careers" target="_blank">www.sunflowerbank.com/careers</a>. You've never worked anyplace like Sunflower Bank! EOE/AA: Minorities/Females/Disabled/Vets Open until filled; early application encouraged. This vacancy announcement may be used to fill similar positions within 90 days. If you are a California resident, you may be entitled to certain rights regarding your personal information, which is information that identifies, relates to, or could reasonably be linked with a particular California resident or household. Additional information about our data collection practices and location specific notices is available on our privacy policy.

Senior Compliance Manager- Partnership & Engagement

AIS Healthcare is the leading provider of Targeted Drug Delivery (TDD) and Infusion Care. With our diverse culture, and our values around Innovation, Stewardship, and Unity, we are committed to Advancing Quality, and Improving Lives. We are dedicated to doing more for our patients by providing quality products and services that enhance the entire care experience. AIS Healthcare offers great benefits, including health, vision, and dental insurance, long term disability insurance, life insurance, a vacation package, 401K plan with a generous vesting schedule, and more! JOB SUMMARY: This position is responsible for assisting and supporting the company's compliance department in overseeing the implementation and operations of the day-to-day management of the company's compliance program and ensuring that the program is designed to meet the latest legal and regulatory requirements pertaining to the companies' lines of business. This position supports the Compliance Director, Chief Compliance Officer, the compliance department, and the core business and operational functions of AIS Healthcare-related business entities. The Compliance Manager will also support senior management, company pharmacists and nurses, and other stakeholders to ensure understanding of and compliance with all applicable federal and state regulations and licensure requirements. EDUCATION AND EXPERIENCE: A bachelor's degree is required. At least five (5) years of relevant health care compliance experience (pharmacy compliance experience is preferred). Paralegal background is strongly preferred. ESSENTIAL DUTIES AND RESPONSIBILITIES: Supports and enforces the organization's compliance program. Provides guidance to various departments regarding compliance issues and implementation of new compliance requirements with respect to regulatory and contractual requirements. Develops, maintains, and revises policies and procedures for the compliance program. Oversees the development, maintenance, and revision of policies and procedures manual for the organization. Manages the compliance management systems and directs compliance issues to appropriate departments for investigation and resolution. Responds to alleged violations of regulations, policies, procedures, and Code of Conduct by evaluating or recommending the initiation of investigative procedures. Identifies potential areas of compliance vulnerability and risk, develops/implements corrective action plans for resolution of issues, and provides general guidance on how to avoid recurrence of same or similar issues in the future. Ensures that compliance issues/concerns within the organization are being appropriately evaluated, investigated and resolved. Supports compliance auditor with planning and conducting operational, financial and compliance audits to evaluate the effectiveness of internal controls. Conducts research on compliance topics, including but not limited to privacy, federal regulations, pharmacy and nursing laws, state laws and related publications for known risk areas. Works with counsel, Compliance Director, and Chief Compliance Officer to identify all legal and regulatory requirements and legislative updates applicable to all of the company's business lines and keeps up to date in changes the regulatory requirements. Including: Federal and state laws and regulations regarding compounding and pharmacy operations. Federal and state laws and regulations regarding nursing and home health agency operations. Federal and state laws and regulations regarding Anti-Kickback Statue (AKS). Fraud, waste and abuse laws. Health Insurance Portability and Accountability Act (HIPAA). Supports compliance and regulatory tasks in mergers, acquisitions, consolidations, etc. Obtains and maintains all licenses necessary to carry out the company's business activities. Prepares material for board and executive committee meetings. Recognizes patients' rights and responsibilities and supports them in the performance of job duties; respects patient's rights to privacy and confidentiality. Shares knowledge gained with other staff members and works as a team. Interacts with others in a positive, respectful, and considerate manner. Performs other job-related duties as assigned. QUALIFICATION REQUIREMENTS: • Strong written, communication, and research skills. • Working knowledge of compliance terminology, laws, rules, and regulations. • Ability to make decisions, solve problems, and work independently with little supervision. • Ability to prioritize and meet deadlines. • Demonstrate excellent organizational, analytical, and time management skills. • Demonstrate extreme attention to detail and accuracy. • Ability to communicate effectively and professionally in the workplace. • Strong computer skills. • Knowledge in the use of Microsoft applications. To apply for this role, you must complete a Culture Index Assessment to be considered. Please note that your application will not be considered if the Assessment is not completed. Copy and paste the following link into your browser and press enter. Then, select the corresponding position for which you are applying. (Only one assessment per candidate is required.) The assessment is brief, taking less than ten minutes to complete. AIS HealthCare™ is the leading provider of advanced sterile, patient-specific intrathecal pump medications and in-home intravenous infusion, including immune globulin therapies. These services, combines with your advanced nursing and care coordination solutions, assist physicians and hospitals in delivering a superior level of care for optimal therapeutic outcomes. We offer a wonderful work culture, looking for an impact player who is positive, earnest, and hardworking. Skills &amp; Requirements Qualifications

Compliance Manager

About Pendar Technologies Pendar Technologies, a growing high-tech company, is advancing the field of intelligent chemical analysis. We are dedicated to providing innovative solutions to assist first responders, law enforcement, and military personnel in identifying chemicals encountered in the field. Our flagship product, the Pendar X10, represents the forefront of opto-mechanical innovation in hazardous material identification. The Role We are seeking an IT Systems and Compliance Specialist to join our team. This role is pivotal in managing day-to-day IT operations alongside our IT support team, as well as implementing and maintaining compliance standards within our IT infrastructure, with a focus on NIST 800-171 within Azure environments. The ideal candidate will be a versatile IT professional capable of handling a broad range of tasks from technical support to compliance initiatives. Your Responsibilities <ul><li>Provide comprehensive IT support, including setting up workstations for new staff, managing onboarding/offboarding processes, and resolving day-to-day technical issues.</li><li>Administer and maintain IT systems, including Windows and Linux environments, both physical and virtual, ensuring reliability and efficiency.</li><li>Collaborate with external IT service provider to implement and maintain compliance with NIST 800-171 standards, particularly within Azure cloud services.</li><li>Develop, document, and manage IT policies and procedures to ensure ongoing compliance with relevant standards and regulations.</li><li>Participate with our IT support team in the design and optimization of network infrastructure, ensuring secure and compliant architecture.</li><li>Manage IT assets throughout their lifecycle, from procurement to decommissioning, in line with compliance requirements.</li><li>Assist in the development and enforcement of disaster recovery plans and cybersecurity policies, aligning with compliance standards.</li></ul>Qualifications <ul><li>Bachelor's degree in Computer Science, Information Systems, Cybersecurity, or a related field.</li><li>Proven experience in IT support roles with a strong understanding of IT operations and system administration.</li><li>Familiarity with compliance standards, specifically NIST 800-171; willingness to undergo further training in this area.</li><li>Experience with Azure cloud services and Microsoft IT environments (Windows Server, Active Directory, etc.).</li></ul>Personal Traits <ul><li>Strong problem-solving skills and the ability to manage a diverse set of IT tasks, from routine support to compliance projects.</li><li>Excellent communication and documentation skills.</li><li>A passion for hands-on work with fierce attention to detail.</li><li>Excellent record-keeping, organizational, and problem-solving skills.</li><li>Strong sense of ownership, time management, and planning abilities.</li><li>Affinity with start-up and small company environments.</li></ul>Why Join Us? <ul><li>Be a part of a growing technology company that's making a significant impact safeguarding our country and communities.</li><li>Enjoy a dynamic role that offers a mix of day-to-day IT support and high-level compliance and security initiatives.</li><li>Benefit from professional development opportunities in IT systems management and compliance standards.</li><li>Work in a supportive environment that values innovation, teamwork, and continuous learning.</li></ul>Location and Additional Information <ul><li>Based in Cambridge, MA.</li><li>Full-time position with competitive benefits (flexibility for reduced hours if desired)</li></ul>

IT Systems and Compliance Specialist

We invite you to review our current professional staff openings to learn about the opportunities available across the firm. About Us Skadden, Arps, Slate, Meagher &amp; Flom LLP (Skadden) has forged a reputation as one of the most prestigious law firms in the world. By relying on innovation, intellect, teamwork and tenacity, our lawyers deliver the highest quality advice and novel solutions to our clients' legal issues. We are recognized as a global powerhouse for complex transactions, litigation/controversy issues, and regulatory matters, as well as for the open, collaborative relationships we build with clients. Our attorneys, who reflect diverse backgrounds and perspectives, collaborate seamlessly across 50-plus practices and 21 offices in the world's major financial centers. The Opportunity We are seeking an IT Compliance Specialist to join our Firm. This individual will be responsible for creating and coordinating IT security-related communications, client assessment responses, and staff training materials. <ul><li>Coordinates with IT resource teams to collect, organize, develop, and maintain technical procedures and collateral documentation.</li><li>Collects and maintains a library of materials to draw upon for internal, client, and governmental audits.</li><li>Coordinates with other administrative departments, offices, and our attorneys to assist with policy, procedures, documentation, and training for adherence to required regulations (HIPAA, GDPR ...) as requested.</li><li>Coordinates security reviews of existing and potential third-party providers.</li><li>Coordinates IT reviews of internal regulation requirements and follow up tasks as required.</li><li>Assists in creating responses and collecting presentation materials for security assessments and surveys.</li><li>Participates in IT Risk Analysis process and assist with remediation documentation.</li><li>Provides documentation, quality assurance, or testing support for processes and procedures as directed.</li><li>Maintains knowledge of current best practice and client data security requirements.</li><li>Augments and enhances Firm IT security training and awareness documents.</li><li>Coordinates production and dissemination of security training and awareness materials.</li><li>Proposes methods of improving the Firm's information security profile and practices.</li><li>Demonstrates effective interpersonal, written, and verbal communication skills to facilitate effective work relationships with others.</li><li>Manages Firm resources responsibly.</li><li>Complies with and understands Firm operation, policies, and procedures.</li><li>Performs other related duties as assigned.</li></ul>Qualifications <ul><li>Knowledge of relevant Firm computer software programs (e.g., Outlook, Excel, PowerPoint), with the ability to learn new software and operating systems.</li><li>Ability to understand and summarize Outside Counsel Guidelines.</li><li>Excellent writing and communication skills, particularly technical writing.</li><li>Ability to organize, synthesize, and display information and processes.</li><li>Ability to understand and communicate compliance requirements.</li><li>Extensive knowledge of law firm operations.</li><li>Familiarity with all key Firm systems and technology resources.</li><li>Ability to tailor technical training materials to suit Firm culture.</li><li>Ability to work independently and in support of multiple teams to accomplish tasks and program goals.</li><li>Demonstrates effective interpersonal and communication skills, both verbally and in writing.</li><li>Demonstrates close attention to detail.</li><li>Excellent analytical, troubleshooting, organizational, and planning skills.</li><li>Ability to handle multiple projects and shifting priorities.</li><li>Ability to handle sensitive matters and maintain confidentiality.</li><li>Ability to work well in a demanding and fast-paced environment.</li><li>Ability to work well independently as well as effectively within a team.</li><li>Ability to use discretion and exercise independent and sound judgment.</li><li>Flexibility to adjust hours and work the hours necessary to meet operating and business needs.</li></ul>Education and Experience <ul><li>Bachelor's degree</li><li>Familiarity with IT Security compliance requirements (ISO27001, NIST, HIPAA, GDPR...)</li><li>Minimum 5 years' related experience</li></ul>Culture &amp; Life at Skadden What makes Skadden special is our people and the culture, community and spirit of collaboration we have created. We believe in teamwork and inspiring each other to be our best in an atmosphere that promotes professionalism and excellence in all that we do. We know that inclusion, equity and drawing on the strength of a wide spectrum of diverse talent only make us better and is vital to the firm's success. Our goal is for everyone at the firm to enjoy a challenging career with opportunities for development and growth and to support the well-being of our attorneys and business services professionals. Benefits The overall well-being of our team is important to us. We offer generous benefits to help you achieve wellness in all areas of your life. <ul><li>Competitive salaries and year-end discretionary bonuses.</li><li>Comprehensive health care (medical, dental, vision), savings plan/401(k) and voluntary benefits.</li><li>Generous paid time off.</li><li>Paid leave options, including parental.</li><li>In-classroom, remote, and on-demand learning and professional development opportunities.</li><li>Robust well-being classes and programs.</li><li>Opportunities to give back and make an impact in local communities.</li></ul>For further details, please visit: <a href="https://www.skadden.com/careers/staff/employee-benefits" target="_blank">https://www.skadden.com/careers/staff/employee-benefits</a> The starting base salary for this position is expected to be within the range listed under Salary Details. Actual salary will be determined based on skills, experience (to the extent relevant) and other-job related factors, consistent with applicable law. Salary Details $110,000 - $120,000 EEO Statement Skadden is an Equal Opportunity Employer. It adheres to an equal employment opportunity policy that prohibits discriminatory practices or harassment against applicants or employees based on any legally impermissible factor including, but not necessarily limited to, race, color, religion, creed, sex, national origin, ancestry, age, alienage or citizenship status, marital or familial status, domestic partnership status, caregiver status, sexual orientation, gender, gender identity or expression, change of sex or transgender status, genetic information, medical condition, pregnancy, childbirth or related medical conditions, sexual and reproductive health decisions, disability, any protected military or veteran status, or status as a victim of domestic or dating violence, sexual assault or offense, or stalking. Applicants who require an accommodation during the application process should contact Winnie Feng at (212) 735-3037. Skadden EEO and Affirmative Action Policy Skadden EEO and Affirmative Action Policy Applicants Have Rights Under Federal Employment Law Applicants Have Rights Under Federal Employment Law In accordance with the Transparency in Coverage Rule, click here to review machine-readable files made available by UnitedHealthcare: Transparency in Coverage

IT Compliance Specialist

We are not supporting candidates who require sponsorship for this position. We utilise our Preferred Agency Supplier Partners as and when we require additional support. We are committed to improving diversity and equality throughout Weetabix especially within our Recruitment processes. We are always looking to enhance our current teams with diverse skills, experience, backgrounds and personalities ; so if your skills and experience look a little different and you believe you can add value to the role and/or Weetabix, then we would love you to drop us your CV or apply! Closing date: 9th February 2025 Interview process: Successful applicants will be asked to complete psychometric testing followed by a two-stage interview process at our site in Burton Latimer. Working pattern: Hybrid but you will need to be flexible depending on team tasks and resources. ( Expectation of attending site two days every week) This is an opportunity to Join our team at Weetabix as a Regulatory Compliance Manager. Leveraging your expertise in FMCG and food manufacturing, you will guide our organisation through the complexities of UK and EU food regulations, helping us understand its implications and the necessary steps to maintain compliance. You will be a key member of the Quality and Food Safety team at Weetabix, with the ability to influence and shape the Quality agenda. The recipe! The purpose of this role is <ul> <li>Review future food legislation, assess risk and effectively communicate future impacts and required actions.</li> <li>Work with stakeholders to monitor and facilitate compliance. Lead regular communication with business Managers and key stakeholders to monitor and manage regulatory compliance </li> <li>Be the subject matter expert and the go-to person to support departments with legislation queries and support with solutions when needed to ensure compliance.</li> <li>To give guidance on pack and promotional content including nutrition, health and sustainability</li> </ul>Requirements Key Skills <ul> <li>Strong Influencing, communication, and stakeholder relationship management skills at all levels </li> <li>Comprehensive understanding and knowledge of legislation and the regulatory system</li> <li>Knowledge of food manufacturing processes</li> <li>Ability to interpret legislation for the business</li> <li>Commercial and competitor awareness</li> <li>Ability to get into the detail and the wider impact on the business</li> </ul>Benefits <ul><li>Annual bonus 10% </li></ul><ul> <li>Double matched ER contributed pension scheme</li> <li>Annual Salary review</li> <li>Bupa Healthcare plan</li> </ul>We believe in supporting our employees throughout all stages of their lives, which is why we offer: <ul> <li>Maternity Pay / Paternity leave </li> <li>Dependants and Carers Leave</li> <li>Access to 24/7 counselling service (in partnership with Grocery Aid)</li> <li>Additional Time Off for Fertility Treatment </li> <li>Neonatal Care Leave</li> <li>Flexible Working Policies </li> <li>Working Parents Support Group</li> </ul>Check out our website for more information: <a href="https://weetabixfoodcompany.co.uk/careers/" target="_blank">https://weetabixfoodcompany.co.uk/careers/</a> Please Note: Our company policy is not to advertise salaries as we want to benchmark all candidates based on skills and experience that need to be evidenced upon application and screening. #HaveYouHadYourWeetabix

Regulatory Compliance Manager

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned areas of the compliance program covering consumer including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for lending and deposit compliance. This role is responsible for directly managing members of the Consumer compliance team with oversight of periodic analysis of the Bank's Consumer portfolios, assisting business areas to implement corrective actions or procedural changes, and applying a risk-based approach. What you will do <ul><li>Serve as a compliance subject matter expert for assigned areas. </li><li>Review marketing materials for business areas or products including credit card, mortgage, small business, and consumer (lending or deposit) ensuring materials comply with regulatory and business standards. </li><li>Manage regulatory change management and participate with business areas supported such as consumer, in addition to other business areas or support functions (Finance, Technology). </li><li>Monitor legislative/regulatory/enforcement activity and trends for impacts to business line activities. </li><li>Provide compliance advice and guidance to business areas and with assigned business projects. </li><li>Assist with regulatory examination and serve as liaison with regulators. </li><li>Manage assigned staff and conduct appropriate coaching to colleagues on interpretation and application of regulatory requirements to business processes. </li><li>Develop and maintain compliance policies and standards that address key risk activities. </li><li>Implement any corrective actions or risk mitigation measures and track, report and validate corrective actions. </li><li>Provide support in risk assessments and internal audits. </li><li>Review and document procedures to ensure secure maintenance and quality of records. </li><li>Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements (e.g. Bank Secrecy Act, Know Your Client, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.). </li></ul>Must-Have* <ul><li>Bachelor's Degree or equivalent </li><li> Minimum 7 years of lending, compliance, and regulatory reporting. </li><li> Minimum 5 years of financial services experience </li></ul>Skills and Knowledge<ul><li> Advanced knowledge of banking compliance laws and regulations, as related to lending, deposits, payments, and bank operations (Examples include but are not limited to: ECOA/Regulation B, FCRA, Regulation E, Flood Disaster Protection Act, Truth in Savings Act, Regulation CC, SCRA, HMDA, RESPA, TILA,Regulation O, Regulation W.</li><li> Ability to analyze complex situations and provide guidance, make recommendations, and/or escalate issues to appropriate levels of management.</li><li> Ability to interact with federal regulatory agencies.</li><li> Ability to operate effectively in a fast-paced environment.</li><li> Excellent organizational and analytical skills.</li><li> Ability to communicate clearly and professionally with all levels of an organization.</li><li> Excellent written and verbal communications skills.</li><li> Effective interpersonal skills.</li><li> Excellent time management skills and be accustomed to working with deadlines.</li><li> Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus.</li><li> Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs.</li><li> For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM).</li><li> For Wealth Management Compliance roles, experience with a financial institution such as a broker/dealer and/or registered investment adviser.</li><li> For Wealth Management Compliance roles, experience working within a Compliance Investment Management role.</li></ul>Compensation Starting base salary: $111,408 - $189,738 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions. *To be considered for this position you must meet at least these basic qualifications The preceding job description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job. Benefits and Perks At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks. ABOUT CITY NATIONAL City National Bank, a subsidiary of Royal Bank of Canada, is the largest bank headquartered in Los Angeles with $92.03 billion in assets as of April 30, 2024. Founded in 1954, City National provides personalized banking, investment and trust services in select markets including Los Angeles, Orange County, San Diego, the San Francisco Bay Area, New York City, Nashville, Atlanta, Delaware, Las Vegas, Washington D.C. and Miami.* In addition, the company and its investment affiliates manage or administer $96.83 billion in client investment assets. City National is dedicated to strengthening communities, and in 2023 alone, the company made more than $11 million in charitable contributions to nonprofits that support the communities it serves. *City National Bank does business in Miami and the state of Florida as CN Bank. For more information about City National, visit cnb.com. EQUAL OPPORTUNITY EMPLOYER &amp; REASONABLE ACCOMMODATION City National Bank is an equal opportunity employer committed to promoting and maintaining a diverse, equitable and inclusive working environment where differences are valued and encouraged. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other basis protected by the laws or regulations in the locations where we operate or in our Code of Conduct. READ MORE If you are a qualified individual with a disability or a disabled veteran, you have the right to request a reasonable accommodation for any part of the employment process. Please contact us via email or leave a message at (213) 673-9139. These contact methods are dedicated to applicants whose disability prevents them from successfully applying online. Only messages left for this purpose will be returned. Responses may take up to two business days.

Compliance Officer Senior

Compliance Analyst - Anti corruption / Fraud The Compliance Analyst role will be part of the Group Ethics and Compliance team, and will manage the anti corruption monitoring programme across EMEA region for CBRE. The successful candidate will work across the pillars of our compliance framework, focusing on FCPA and ACMP monitoring, while conducting risk assessments related to corruption. Ideal applicants will possess a background in internal controls, risk assessment, and auditing-preferably with investigative experience from a Big 4 firm. This position is crucial as we expand our team, in the EMEA region, navigating complex markets. Key Responsibilities <ul><li>Execute the anti-corruption and fraud risk assessment and prevention programs (the "Program") for designated countries. </li><li>Develop and implement policies, procedures and controls to address anti-corruption and fraud risks.</li><li>Communicate the importance of anti-corruption and fraud prevention within the company.</li><li>Encourage a "speak up" culture.</li><li>Coordinate with other business and functions such as People Team, Internal Audit, Finance, Procurement etc. to ensure the Program is operationalized.</li><li>Coordinate in compliance investigations, internal audit, where required, in the areas of responsibilities. </li><li>Assist with the design, implementation and maintenance of automated workflows and dashboards.</li><li>Assist with maintaining and improving the Program and governance initiatives.</li><li>Participate on Local Best Practices Team meetings.</li><li>Perform other duties as assigned.</li></ul>Educational Qualification <ul><li>Bachelor degree from an accredited college or university in Audit, Accounting, Finance or equivalent </li><li>Chartered Accountant /Certified Fraud Examiner/Certified Internal Auditor/equivalent certificate preferred.</li></ul>Experience <ul><li>Experience in Financial Crimes, Operational Risk, Fraud, Anti-Bribery, Corruption, or equivalent in real estate industry will be a definite advantage. </li><li>Experience in big 4 audit firms and real estate industry are highly desirable.</li></ul>Other Skills and Abilities <ul><li>Good analytical skills with high attention to detail and accuracy.</li><li>Good verbal and written communication skills.</li><li>Good time management skills and ability to meet deadlines.</li><li>Microsoft Office (Word, Excel, and Outlook) skills.</li><li>Experience in Transaction monitoring, financial investigation, Risk &amp; Compliance.</li></ul>Working at CBRE When you join CBRE you will have the support and resources of a global firm where an entrepreneurial mind-set is encouraged. You'll realize your potential with challenging work, fast-paced assignments, an environment of constant learning and commitment to results. To enable your success, we provide the best tools, training and leaders in the industry. Our collaborative culture is built on our RISE values and reflects the needs and perspectives of our clients and our people. Our work is guided by our North Star: Creating the real estate solutions of tomorrow, so businesses and people thrive. This informs everything we do-from diversity, equity, and inclusion to sustainability initiatives to workplace safety and wellbeing. At CBRE, we believe that the more perspectives we have, the more dimensions we see. We welcome people with different backgrounds and experiences across industries to apply for open positions even if you do not match every element of the required skills. To discover more about what it's like to work at CBRE, visit Life at CBRE. About CBRE CBRE Group, Inc. (NYSE:CBRE), a Fortune 500 and S&amp;P 500 company headquartered in Dallas, is the world's largest commercial real estate services and investment firm (based on 2023 revenue). The company has more than 130,000 employees (including Turner &amp; Townsend employees) serving clients in more than 100 countries. CBRE serves a diverse range of clients with an integrated suite of services, including facilities, transaction and project management; property management; investment management; appraisal and valuation; property leasing; strategic consulting; property sales; mortgage services and development services. Equal Opportunities We are an equal opportunities employer and do not discriminate on the grounds of gender, sexual orientation, marital or civil partner status, pregnancy or maternity, gender reassignment, race, colour, nationality, ethnic or national origin, religion or belief, disability or age. For information about accommodations we can make during the recruitment process, please visit: <a href="https://www.cbre.co.uk/careers/accommodations" target="_blank">https://www.cbre.co.uk/careers/accommodations</a>

Compliance Analyst - Anti-corruption/ Fraud

Compliance Manager - Anti corruption / Fraud The Compliance Manager role will be part of the Group Ethics and Compliance team, and will manage the anti corruption monitoring programme across EMEA region for CBRE. The successful candidate will work across the pillars of our compliance framework, focusing on FCPA and ACMP monitoring, while conducting risk assessments related to corruption. Ideal applicants will possess a background in internal controls, risk assessment, and auditing-preferably with investigative experience from a Big 4 firm. This position is crucial as we expand our team, in the EMEA region, navigating complex markets. Key Responsibilities <ul><li>Lead, implement and execute the anti-corruption and fraud risk assessment and prevention programs (the "Program") for designated countries</li><li>Develop and implement policies, procedures and controls to address anti-corruption and fraud risks.</li><li>Communicate the importance of anti-corruption and fraud prevention within the company.</li><li>Encourage a "speak up" culture.</li><li>Provide guidance to employees and other stakeholders. </li><li>Coordinate with other business and functions such as People Team, Internal Audit, Finance, Procurement etc. to ensure the Program is operationalized.</li><li>Lead in developing and participate in implementing anti-corruption and fraud prevention training. </li><li>Coordinate in compliance investigations, internal audit, where required, in the areas of responsibilities. </li><li>Lead and manage the team effectively, fostering a collaborative and inclusive work environment, while motivating and developing team members to achieve their full potential. </li><li>Assist with the design, implementation and maintenance of automated workflows and dashboards.</li><li>Assist with maintaining and improving the Program and governance initiatives.</li><li>Lead and participate on Local Best Practices Team meetings.</li><li>Report to management on the current state of the anti-corruption efforts, highlighting areas of concern to be prioritize for improvement. </li><li>Perform other duties as assigned.</li></ul>Skills Qualification <ul><li>Bachelor degree in Audit, Accounting, Finance preferred</li><li>Chartered Accountant /Certified Fraud Examiner/Certified Internal Auditor/equivalent certificate preferred.</li></ul>Required Experience <ul><li>Experience in Financial Crimes, Operational Risk, Fraud, Anti-Bribery, Corruption, or equivalent in real estate industry will be a definite advantage. </li><li>Experience in big 4 audit firms and real estate industry are highly desirable.</li></ul>Other Skills and Abilities <ul><li>Good analytical skills with high attention to detail and accuracy.</li><li>Good verbal and written communication skills.</li><li>Good time management skills and ability to meet deadlines.</li><li>Microsoft Office (Word, Excel, and Outlook) skills.</li><li>Experience in Transaction monitoring, financial investigation, Risk &amp; Compliance.</li><li>Fluency in both professional written and spoken English. </li></ul>Working at CBRE When you join CBRE you will have the support and resources of a global firm where an entrepreneurial mind-set is encouraged. You'll realize your potential with challenging work, fast-paced assignments, an environment of constant learning and commitment to results. To enable your success, we provide the best tools, training and leaders in the industry. Our collaborative culture is built on our RISE values and reflects the needs and perspectives of our clients and our people. Our work is guided by our North Star: Creating the real estate solutions of tomorrow, so businesses and people thrive. This informs everything we do-from diversity, equity, and inclusion to sustainability initiatives to workplace safety and wellbeing. At CBRE, we believe that the more perspectives we have, the more dimensions we see. We welcome people with different backgrounds and experiences across industries to apply for open positions even if you do not match every element of the required skills. To discover more about what it's like to work at CBRE, visit Life at CBRE. About CBRE CBRE Group, Inc. (NYSE:CBRE), a Fortune 500 and S&amp;P 500 company headquartered in Dallas, is the world's largest commercial real estate services and investment firm (based on 2023 revenue). The company has more than 130,000 employees (including Turner &amp; Townsend employees) serving clients in more than 100 countries. CBRE serves a diverse range of clients with an integrated suite of services, including facilities, transaction and project management; property management; investment management; appraisal and valuation; property leasing; strategic consulting; property sales; mortgage services and development services. Equal Opportunities We are an equal opportunities employer and do not discriminate on the grounds of gender, sexual orientation, marital or civil partner status, pregnancy or maternity, gender reassignment, race, colour, nationality, ethnic or national origin, religion or belief, disability or age. For information about accommodations we can make during the recruitment process, please visit: <a href="https://www.cbre.co.uk/careers/accommodations" target="_blank">https://www.cbre.co.uk/careers/accommodations</a>

Compliance Manager - Anti corruption / Fraud

Overview Develops and administers a system for investigating and monitoring assigned projects; performs site visits, and assists with developing and implementing policies and procedures. Qualifications EDUCATIONAL REQUIREMENT Bachelor's degree from four-year college or university in Business Administration, Accounting, Finance, International Business, Management, Safety, IT, Information Systems, Business Technology, Criminal Justice, Political Science, Public Administration or related field; or six years related experience and/or training; or equivalent combination of education and experience. EXPERIENCE REQUIREMENT An additional three (3) years related experience is required. COMPUTER SKILLS An individual should have knowledge of Database software; Inventory Software; Project Management Software; Spreadsheet software and Word Processing software. CERTIFICATES, LICENSES, REGISTRATIONS Must possess a valid driver's license with a driving history verified through a motor vehicle report that meets requirements for Cherokee Nation underwriting rating. Must be able to obtain and maintain a gaming license issued by the Cherokee Nation Gaming Commission. OTHER SKILLS AND ABILITIES Must be able to operate standard office equipment and word processing, spreadsheet, and data base computer programs. Must be able to work autonomously with minimal supervision at times. OTHER QUALIFICATIONS Employee must not and will not be under sanction by the United States Department of Health and Human Services Office of the Inspector General (OIG) or by the General Services Administration (GSA) or listed on the OIG's Cumulative Sanction Report, or the GSA's List of Excluded Providers, or listed on the OIG's List of Excluded Individuals/Entities (LEIE). PHYSICAL DEMANDS While performing the duties of this job, the employee is frequently required to use hands to finger, handle, or feel objects, tools, or controls. The employee is occasionally required to stand, walk, sit, and talk or hear. The employee must occasionally lift and/or move up to 10 pounds. Specific vision abilities required by this job include close vision and the ability to adjust focus. WORK ENVIRONMENT While performing the duties of this job, the employee occasionally works in outside weather conditions. The noise level in the work environment is usually moderate.

Gaming Commission Compliance Officer

Are you a team player? Are you curious to learn? Are you interested in working in meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for you! Job Overview: The Advisor Communications &amp; OBA Supervisory Principal will review and approve marketing materials and other public communications as well as review Outside Business Activity and Private Securities Transaction requests from Financial Advisors and home office employees. The principal will serve as a Subject Matter Expert (SME) to help educate team members and home office employees regarding communications with the public and outside business activities. Responsibilities: <ul><li>Evaluate marketing materials and other forms of communication with the public to provide principal approval or provide guidance on changes that can lead to an approval.</li><li>Review outside business activities and private securities transactions to ensure compliance with firm policy and state regulations.</li><li>Review non-electronic correspondence and third-party awards.</li><li>Consult with advisors on their marketing initiatives, outside business activities and possible private securities transactions.</li><li>Research and address instances where the firm's policies are not being followed.</li><li>Assist with research and response to regulatory inquiries including branch exams.</li><li>Contribute to department initiatives that may include policy updates and training.</li><li>Other tasks and projects as assigned.</li></ul>What are we looking for? We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement. Requirements: <ul><li>3+ years of prior financial services and advertising/marketing compliance review experience</li><li>Licensing Requirement: FINRA Series 7; Series 24; Series 63 or 66</li><li>Prior experience in a client-facing role - very comfortable on the phone and be able to explain the why behind, complex issues, ask open ended questions.</li><li>Strong knowledge of FINRA, SEC, and State rules and regulations</li></ul>Core Competencies: <ul><li>Ability to work in a fast paced/high volume environment and be flexible with work schedule.</li><li>Customer Focus, Collaboration, Time Management &amp; Organization, Excellent oral and written communication skills.</li><li>Ability to multi-task, strong attention to detail, excellent problem-solving and follow-up skills are essential for this position.</li><li>Working knowledge of Excel, Word, and PowerPoint.</li><li>Excellent customer service skills and the ability to communicate effectively with individuals at various levels.</li></ul>Preferences: <ul><li>Bachelor's Degree Preferred</li></ul><ul><li>Licensing: Series 65</li></ul><ul><li>#LI-Hybrid #LI-Onsite #LI-PA</li></ul>Pay Range: $60,900.00 - $101,500.00 Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play - such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer! Company Overview: LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional. At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients. Join LPL Financial: Where Your Potential Meets Opportunity At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation's leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services. Why LPL? <ul><li>Innovative Environment: We foster creativity and growth, providing a supportive and responsive leadership team. Learn more about our leadership team here!</li><li>Limitless Career Potential: Your career at LPL has no limits, only amazing potential. Learn more about our careers here!</li><li>Unified Mission: We are one team on one mission-taking care of our advisors so they can take care of their clients. Learn more about our mission and values here!</li><li>Impactful Work: Our size is just right for you to make a real impact. Learn more here!</li><li>Commitment to Equality: We support workplace equality and embrace diverse perspectives and backgrounds. Learn more here!</li><li>Community Focus: We care for our communities and encourage our employees to do the same. Learn more here!</li><li>Benefits and Total Rewards: Our Total Rewards package goes beyond just compensation and insurance. It includes a mix of traditional and unique benefits, perks, and resources designed to enhance your life both at work and at home. Learn more here!</li></ul>Join the LPL team and help us make a difference by turning life's aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE. Information on Interviews: LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant's bank or credit card. Should you have any questions regarding the application process, please contact LPL's Human Resources Solutions Center at (855) 575-6947. EAC1.22.25

Analyst, Compliance

Annual salary: up to £47,124.00 Regional Electrical Compliance Manager Regional role covering the South of England, primarily based around the London area. Hybrid Working Model, Full Time, Permanent, offering a salary of up to £47,124 per annum, depending on experience. Plus Company Car or Car allowance of £4500 &amp; Great Company Benefits. We are looking for a Regional Electrical Compliance Manager to support our branches in the South of England. It is a hybrid role, working from home and / or a local branch. In this role you will be part of a small compliance team in our technical compliance department. You will provide support to Mears electrical operational teams and where necessary reporting non-compliance to Managers with regard to legislation, policy, procedures, systems and working practices and instigating and supporting corrective actions required. You will instil a strong electrical compliance culture within all staff and subcontractors working on Mears Group contracts and apply consistent application of procedures during audits and site inspections ensuring that electrical teams are assessed and monitored on a regular basis. Mears is one of the UK's leading housing providers to both the public and private sector, with over 5,500 employees, working with clients to help develop, fund and implement their placemaking ambitions. With 30 years of delivering market-leading repairs and maintenance services, Mears is trusted to deliver in excess of 6,000 repairs daily to a portfolio of more than 1,000,000 homes nationwide. We provide tailored rapid-response and planned maintenance services through partnering arrangements with more than 70 local authorities, Arm's Length Management Organisations and Housing Associations. About the Role: You will be responsible for the managing all of our electrical activities and to ensure they are all compliant which current regulations and standards and meet the Mears policy standards. You will support all Electrical Supervisors/Managers, carrying out Audit's either in person or remote and report on all Electrical investigations. Mears Group nationwide have 28 NICEIC accredited branches and approximately 50 EQS and 375 electricians across both domestic and public buildings sectors. This is a regional role, that will involve travel and overnight stays. Company car or car allowance, phone, tablet and laptop will be supplied. The key requirements of the role are to be a fully qualified electrician (NICEIC EQS standard to EAS criteria) have QS &amp; Social housing experience, with a Full UK Driving License and a drive and passion to promote electrical safety. Role Criteria: Good all-round knowledge of electrical Installations and current regulations and standards. Communication at all levels, good written, verbal and numeracy skills. Good people skills. Ability to work as part of a team or able to work alone. Able to motivate others, good counselling, mentoring and coaching skills. Auditing and assessing others for electrical competence and compliance Able to work to agreed targets. Good time management skills Maintain CPD and Electrical Qualifying Supervisor status. A full current Driving License Experience of working in social housing Previous experience working as a QS Experience of using Microsoft Office and Android mobile devices. Essential Qualifications... Must meet current Electrotechnical Assessment Specification (EAS) as required by the NICEIC for Electrical Qualified Supervisors. Full base (craft) qualifications in electrical installation levels 2 and 3 equivalent, NVQ3 and AM2. An inspection &amp; testing qualification for both initial verification and condition reporting to level 3 An 18th edition qualification. Benefits we can offer you: <ul><li>Friendly and flexible working environment </li><li>Staff perks with Mears Rewards - discounts of up to 10% on coffee, weekly groceries, holidays, the list is endless </li><li>Excellent training and development opportunities</li><li>25 days holiday entitlement along with bank holidays. </li><li>Access to employee support and wellbeing services</li><li>Mears offer a company pension, life insurance and share scheme</li><li>Annual Mears Fun Day - Our annual Fun Day is organised as a massive thank you from the Executive team for all the hard work!</li><li>Volunteering Leave - Mears supports employees to undertake volunteering in the community, in support of our social value commitment </li><li>Use and access to the latest technology. </li></ul>We are proud to be on the list of the Sunday Times 25 Best Big Companies to Work For, and on the Social Mobility Index of the top 75 employers in the UK for our commitment to social mobility. So that's the role, what we are looking for and what we have to offer, if this sounds like the perfect opportunity for you; apply below or to discuss your application further; contact Vickie Rudge on 07843 817346 or at <a href="mailto:vickie.rudge@mearsgroup.co.uk" target="_blank">vickie.rudge@mearsgroup.co.uk</a> Mears Group is a Disability Confident employer and recognises our people as our greatest asset, we hire individuality, recognising and valuing everyone is individual and ensuring equal access to opportunities for all regardless of social economic background or individual make up. Candidates should be aware that all our roles are subject to relevant DBS/Security checks either before or upon commencement of employment. We are also a Forces Friendly employer and an ERS Armed Forces Covenant Gold Award holder.

Regional Electrical Compliance Manager

Strive for change at BRE. Are you passionate about maintaining the highest standards of quality and compliance in a dynamic environment? At BRE, we believe that excellence is not just a goal-it's our way of life. We're on the lookout for a dedicated Quality and Compliance Manager who can champion our commitment to exceptional standards and drive improvements across our organisation. If you thrive on challenges, have an eye for detail, and want to make a tangible impact in the built environment, we want to hear from you! Step into a role where your expertise will help shape the future of quality assurance and compliance at BRE. Ready to elevate your career? Join us and be a part of something great! Help BRE make the built environment safer and more sustainable BRE is the world's leading innovation, science, and data hub for the built environment. For more than a century we have provided the government and industry with cutting-edge research and testing. Join us to help deliver products, advice, services, standards, and qualifications used around the globe to make buildings better for people and the environment. Through science-led solutions to built environment challenges, we will build a thriving and sustainable world. Your role at BRE We are currently seeking an energetic and organised individual to join our team as a Quality &amp; Compliance Manager to assist in ensuring the implementation and operation of robust quality and compliance systems to manage risks and support our three-line risk management approach. Maintaining, retaining and widening our UKAS and INAB accreditation and UKCA and CPR scope of activity. Overseeing essential continuous improvement to our quality and compliance systems. Support our competence by ensuring the business is sufficiently trained on all aspects of quality and compliance. Supporting the Assurance Group and Business Performance Group in meeting their business objectives and Strategic Plans. Your profile Some skills that will be necessary for this position include: <ul> <li>Compliance auditing</li> <li>QMS Knowledge: Expertise in ISO 9001, 14001, 45001, and 17000 standards.</li> <li>Regulatory Understanding: Familiarity with UKAS, INAB, UKCA, CPR.</li> <li>Risk Management: Ability to identify and mitigate risks.</li> <li>Document Control: Managing and updating compliance documentation.</li> <li>Problem-solving: Resolving quality and compliance issues efficiently.</li> </ul>BRE benefits We offer a competitive salary as well as a wide range of financial, wellbeing and career development benefits. 25 days annual leave. Pension scheme with 5% matching employer contribution, Life assurance (4x basic salary) and an enhanced maternity package. HealthPartners - cash back on a wide range of health and wellbeing costs including prescriptions, physiotherapy, dental care and more. Onsite restaurant and free onsite parking including at-cost EV charging points. Continuous performance development, meaning we review progress regularly and development opportunities including free access to our BRE Academy courses, digital learning, and access to other learning opportunities are available at any time. Professional membership reimbursement to support your career development. Your application We review applications as they are received so please apply at your earliest convenience to avoid disappointment. Vacancy We're building a diverse and talented team at BRE. We know that different perspectives, experiences and skills will help us be more innovative in delivering effective solutions for our customers. #LI-SR1 Department Research and Innovation Locations Watford Remote status Hybrid Remote Yearly salary £65,000 - £70,000 Employment type Full-time Employment level Executive/Senior Level

Quality & Compliance Manager

Job Description Location and flexible working: Edinburgh, London or Wythall (Birmingham). All our roles are open to part-time, job-share and other types of flexibility. We will discuss what is important to you and balancing this with business requirements during the recruitment process. You can read more about Phoenix Flex here. Job Type: Permanent Closing Date: 6th February Salary and benefits: Up to £70,000 dependent upon experience plus 16% bonus up to 32%, private medical cover, 38 days annual leave, excellent pension, 12x salary life assurance, income protection, 3x volunteering days and much more Recruiter: Douglas Smith We have an incredible opportunity to join us here at Phoenix Group as a Data Risk Manager within our Pensions and Savings Line 1 Risk team. Who are we? We want to be the best place that any of our 6,600 colleagues have ever worked. We're the UK's largest long-term savings and retirement business. We offer a range of products across our market-leading brands, Standard Life, SunLife, Phoenix Life and ReAssure. Around 1 in 5 people in the UK has a pension with us. We're a FTSE 100 organisation that is tackling key issues such as transitioning our portfolio to net zero by 2050, and we're not done yet. The role You will be part of a Line 1 risk team providing advice and guidance on Data Risk matters and supporting compliance of Group Data Risk Polices across the Pension &amp; Savings business. Use your knowledge to provide Data Risk advice and guidance within a large financial services organisation, to evaluate and review areas of material risk in a dynamic and fast-paced business environment. Making valuable recommendations for improvements and supporting with Group Wide Data Risk compliance interacting with stakeholders across the 3 lines of defence and senior business leaders across Phoenix Group. You will provide advice, insight and challenge to promote and positively influence informed decision making and controlled risk-taking, improving customer outcomes and delivering long term value for shareholders. What We're Looking For <ul> <li>Experience of working in a Data Risk related role within financial services and Data Protection Impact Assessments, Transfer Risk Assessments, and Record of Processing Activities</li> <li>Knowledge of UK Data Protection Regulations (GDPR, PECR) and business processes fundamental in managing Data Risk, such as Data Subject Access Request and Breach Management</li> <li>Knowledge of associated risk areas which impact upon Data Protection, such as Third-Party Management, Records and Information Management, and Data Security</li> <li>Proven experience of building and maintaining stakeholder networks and credible relationships at all levels, influencing internal business leaders and driving change to mitigate risk within commercial constraints</li> <li>Continuously maintaining and developing technical knowledge (regulatory and legislative) and applying this in conjunction with significant business awareness to provide review, challenge and advice</li></ul>We want to hire the whole version of you. We are committed to ensuring that everyone feels accepted and welcome applicants from all backgrounds. If your experience looks different from what we've advertised and you believe that you can bring value to the role, we'd love to hear from you. If you require any adjustments to the recruitment process, please let us know so we can help you to be at your best. Please note that we reserve the right to remove adverts earlier than the advertised closing date. We encourage you to apply at the earliest opportunity. Find out more about #LifeAtPhoenix <ul> <li>Guide for Candidates: thephoenixgroup.pagetiger.com/guideforcandidates </li> <li>Find or get answers from our colleagues: <a href="http://www.thephoenixgroup.com/careers/talk-to-us" target="_blank">www.thephoenixgroup.com/careers/talk-to-us</a> </li></ul>#LI-DS1 #LI-HYBRID

Data Risk Manager

Group Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data solutions. The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy &amp; Commodities broker in the world, the world's leading provider of OTC data, and an award winning all-to-all trading platform. The Group operates from more than 60 offices in 27 countries. We are 5,300 people strong. We work as one to achieve our vision of being the world's most trusted, innovative, liquidity and data solutions specialist. Role Overview This role will be a dual role, responsible for supporting: <ul><li>The Financial Risk Management Manager (based in Belfast) in their duties around 2nd line Risk assurance of the Group's credit risk onboarding process, escalation of high risk clients and analysis/reporting of the Group's client portfolio.</li><li>The EMEA Exposure Management Manager (based in London) and the teams duties in managing credit, liquidity and market risk from the Group's broking and Treasury activity on a real time basis.</li></ul>Role Responsibilities <ul><li>Support the production of Risk MI relating to the Group's client portfolio, including data collection and analysis, liaising with key stakeholders to ensure accuracy and integrity.</li><li>Generate reporting output in regards financial risk exposures. Collate data from various sources and transfer into formats that allows effective data analysis on the drivers of exposure, with escalations where required.</li><li>Assist the gathering of data for presentational material at regional committees and other associated governance forums. Other deep dive exposure MI as requested.</li><li>Supporting the function manager in providing a risk based response to rating escalations, decline decisions and exceptions to credit policy, as a result of the internal credit scoring process. Develop a strong understanding of the credit risk onboarding process, associated policy and procedures.</li><li>Supporting risk management Quality Assurance activity around all credit risk related client lifecycle events including initial client on-boarding, periodic reviews and ongoing monitoring. Also the accurate application of limits across the Group's systems and broking platforms. This includes assisting in the control attestation evidence gathering and uploading process.</li><li>Support the monitoring of credit exposures to the Group's cash on deposit, invoiced brokerage receivables and trade exposure to its matched principal broking activity.</li><li>Support the investigation and appropriate escalation of any credit risk breaches, ensuring that issues are identified on a proactive basis with appropriate escalation to FRM Exposure Management EMEA Manager. In their absence, escalating to appropriate internal stakeholders.</li><li>Support the management of matched principal broking limits, working closely with the business to manage increase requests where necessary to enable business flow but maintain risk exposures within appetite.</li><li>Support the monitoring of the Groups potential margin call and collateral call exposure in real time. Provide escalations on a proactive basis when appetite levels are beached and ensure actions are taken by the relevant internal stakeholders to reduce risk to the Group.</li><li>Support the exchange traded limit setting process by liaising with business units and the Groups General Clearing Members ("GCM"). Accurately assess limit request in reference to Group risk appetite before transmitting requests to the relevant GCM.</li><li>Support the monitoring of any market risk positions that should arise on a proactive basis. Gather data and begin the relevant escalation process when appetite thresholds are breached to achieve prompt resolution.</li><li>To support the Team manager in partnering with IT on technical developments, including requirements gathering, UAT and post-release support</li><li>To support the Team manager in the ongoing identification of process improvement, system improvement and automation opportunities that will drive efficiencies and effectiveness throughout the team.</li></ul>Experience / Competences Essential <ul><li>Excellent attention to detail, highly organised with a proactive approach.</li><li>Strong analytical ability and problem solving skills.</li><li>Some understanding of the trade lifecycle and how it can generate financial risk across the Groups various broking models. This may have been gained via an Operations or Front Office background.</li><li>Strong data analysis and presentational skills. Ability to extract data from multiple sources and collate into meaningful and accurate analysis using recognised software packages.</li><li>Quantitative Analysis: proficiency in statistical methods and financial modelling to assess and mitigate risks.</li><li>SQL Proficiency: Ability to write simple database queries and create reports with actionable information.</li><li>Problem-Solving: Ability to develop innovative solutions to complex risk-related issues.</li></ul>Desired <ul><li>Knowledge of financial markets.</li><li>Experience in a similar organisation.</li><li>Demonstrable experience of effectively working within a credit risk team across the client lifecycle.</li><li>Some experience in the credit analysis of banks, broker/dealers, asset managers and corporates.</li><li>Excel VBA: demonstrated skills in automating tasks, creating basic models, and data visualization.</li><li>Python Programming: Experience with data analysis libraries (e.g. pandas, NumPy), and automation scripts.</li></ul>#LI-Hybrid #LI-MID #NIJobs Not The Perfect Fit? Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us. Company Statement We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement. Location UK - City Quays - Belfast

Financial Risk Management - Risk Associate

Introduction Indulge your passion for problem-solving and embrace the thrill of addressing risk head-on at Gallagher's global brokerage team. Join a family of diverse minds, united by a relentless pursuit of excellence. As part of our team, you'll be the architect of protection, safeguarding businesses and empowering their ambitions. Together, we'll build a legacy of trust and triumph in the dynamic world of risk management. We believe that every candidate brings something special to the table, including you! So, even if you feel that you're close but not an exact match, we encourage you to apply. Overview Are you someone who enjoys problem-solving and seeking process improvement? You'll be known as a Compliance Assistant working in our Customer Experience Team where you'll play a key role in how we test and measure our processes and products to ensure they are crafted to deliver effective customer outcomes. How you'll make an impact You'll offer support to the business by seeking ways to improve performance, efficiencies, compliance standards, operational processes and customer experience. You'll be working with our Customer Experience Manager on a range of projects and improving our relationship with our support team in India. <ul><li>Carry out internal systems testing for new and enhanced documents, products or services </li><li>Raise significant compliance/operational issues to management, supporting with root cause analysis and effective solutions </li><li>Support regular review of business units, business processes and company activities to ensure adherence to policies, procedures and regulations </li><li>Assist in developing and implementing an effective compliance culture throughout Gallagher </li></ul>About you <ul><li>You work well independently and off your own initiative </li><li>You'll be able to communicate efficiently with people across the business via phone and email correspondence </li><li>You have experience using MS Office </li><li>You are analytical and can demonstrate problem-solving skills </li><li>Eligible to work in the UK</li></ul>Compensation and benefits On top of a competitive salary, great teams and exciting career opportunities, we also offer a wide range of benefits. Below are the minimum core benefits you'll get, depending on your job level these benefits may improve: <ul><li>Minimum of 25 days holiday, plus bank holidays, and the option to 'buy' extra days</li><li>Defined contribution pension scheme, which Gallagher will also contribute to</li><li>Life insurance, which will pay 4x your basic annual salary, which you can top-up to 10x</li><li>Income protection, we'll cover up to 50% of your annual income, with options to top up</li><li>Health cash plan or Private medical insurance</li></ul>Other benefits include: <ul><li>Three fully paid volunteering days per year</li><li>Employee Stock Purchase plan, offering company shares at a discount</li><li>Share incentive plan, HMRC approved, tax effective, stock purchase plan</li><li>Critical illness cover</li><li>Discounted gym membership, with over 3,000 gyms nationally</li><li>Season ticket loan</li><li>Access to a discounted voucher portal to save money on your weekly shop or next big purchase</li><li>Emergency back-up family care</li><li>And many more...</li></ul>We value inclusion and diversity Inclusion and diversity (I&amp;D) is a core part of our business, and it's embedded into the fabric of our organisation. For more than 95 years, Gallagher has led with a commitment to sustainability and to support the communities where we live and work. Gallagher embraces our employees' diverse identities, experiences and talents, allowing us to better serve our clients and communities. We see inclusion as a conscious commitment and diversity as a vital strength. By embracing diversity in all its forms, we live out The Gallagher Way to its fullest. Gallagher is Disability Confident Committed. We have pledged to make sure our recruitment process is inclusive and accessible, in addition to supporting our existing employees with any long-term health conditions or disabilities. We understand that applicants may have disabilities, if you do, you may find some parts of the recruitment process more challenging than others. Don't worry, we're here to help, however, we can only do this if you let us know. Should you require reasonable adjustments to your application, please get in touch with <a href="mailto:TAGlobalSupport@ajg.com" target="_blank">TAGlobalSupport@ajg.com</a> . If you'd prefer to speak on the phone, please request a call back, leaving details, so we get in touch. Our employing entity, Arthur J. Gallagher Services (UK) Limited, is proud to be accredited as a Living Wage employer with the Living Wage Foundation. We are committed to diversity and opportunity for all and are opposed to any form of less favourable treatment on the grounds of gender or gender identity, marital status, civil partnership status, parental status, race, ethnicity, colour, nationality, disability, sexual orientation, religion/ belief, age and those with caring responsibilities. Gallagher believes that all persons are entitled to equal employment opportunity and prohibits any form of discrimination by its managers, employees, vendors or customers based on race, color, religion, creed, gender (including pregnancy status), sexual orientation, gender identity (which includes transgender and other gender non-conforming individuals), gender expression, hair expression, marital status, parental status, age, national origin, ancestry, disability, medical condition, genetic information, veteran or military status, citizenship status, or any other characteristic protected (herein referred to as "protected characteristics") by applicable federal, state, or local laws. Equal employment opportunity will be extended in all aspects of the employer-employee relationship, including, but not limited to, recruitment, hiring, training, promotion, transfer, demotion, compensation, benefits, layoff, and termination. In addition, Gallagher will make reasonable accommodations to known physical or mental limitations of an otherwise qualified person with a disability, unless the accommodation would impose an undue hardship on the operation of our business.

Compliance Assistant

Company Description Job Description As a Senior Compliance Manager, you'll be pivotal in ensuring AJ Bell continues to meet its regulatory obligations, embedding best practices and delivering proactive compliance strategies. This role offers the opportunity to lead key compliance functions, drive business-wide regulatory initiatives, and nurture the growth of a high performing compliance team. What are the key responsibilities? <ul><li>Maintain and enhance Horizon Scanning processes to monitor, anticipate, and manage regulatory developments and their potential impacts.</li><li>Manage and develop the Senior Managers &amp; Certification Regime (SM&amp;CR) arrangements to ensure full regulatory compliance.</li><li>Oversee the compliance policy framework, ensuring timely updates, relevance, and alignment with regulatory requirements.</li><li>Ensure accurate preparation and submission of regulatory returns in line with reporting obligations.</li><li>Provide expert compliance guidance across group-wide projects, embedding regulatory considerations from inception through delivery.</li><li>Manage compliance-related computer-based training (CBT) and attestation processes to foster compliance awareness and adherence.</li><li>Produce insightful reports and recommendations for governance forums, supporting decision-making at the senior leadership level.</li><li>Serve as an escalation point for complex compliance queries, delivering practical and compliant resolutions.</li><li>Identify and escalate material compliance issues to the Head of Compliance with detailed impact assessments and recommended actions.</li><li>Regularly review and enhance core compliance processes to ensure they remain effective and fit for purpose.</li><li>Maintain and improve the compliance risk and controls register to support robust risk management and monitoring activities.</li><li>Lead and develop direct reports, fostering a culture of technical excellence, collaboration, and professional growth.</li></ul>What you'll have: Competence <ul><li>Proven experience in a senior compliance role within financial services, ideally in platforms or asset management. </li><li>Demonstrated success in managing, coaching, and developing high-performing teams. </li><li>Strong project management abilities, with a track record of delivering complex regulatory initiatives. </li><li>Exceptional analytical skills, with the ability to assess risk, interpret regulations, and provide clear, actionable advice. </li></ul>Knowledge &amp; Skills <ul><li>Deep understanding of UK financial services regulations, particularly within platforms and investment services. </li><li>Experience in designing, implementing, and maintaining compliance processes for efficiency and scalability. </li><li>Strong interpersonal skills, with the ability to build relationships and influence across internal and external stakeholders. </li><li>Excellent written and verbal communication skills, with the ability to present complex information in a clear and concise manner. </li><li>A meticulous approach to ensuring accuracy and compliance across all responsibilities. </li><li>Resilient and adaptable in a fast-paced regulatory environment, capable of navigating change with ease. </li></ul>About us: AJ Bell is one of the fastest-growing investment platform businesses in the UK offering an award-winning range of solutions that caters for everyone, from professional financial advisers, to DIY investors with little to no experience. We have over 561,000 customers using our award-winning platform propositions to manage assets totalling more than £89.5 billion. Our customers trust us with their investments, and by continuously striving to make investing easier, we aim to help even more people take control of their financial futures. Having listed on the Main Market of the London Stock Exchange in December 2018, AJ Bell is now a FTSE 250 company. Headquartered in Manchester with offices in central London and Bristol, we now have over 1,450 employees and have been named one of the UK's 'Best 100 Companies to Work For' for six consecutive years and in 2024 named a Great Place to Work®. At AJ Bell you can expect a friendly working environment with a strong sense of teamwork, we have a great sense of pride in what we do, and this is reflected in our guiding principles. What we offer: <ul><li>Competitive starting salary </li><li>Generous holiday allowance of 27 days, increasing up to 31 days with length of service</li><li>Holiday buy and sell scheme</li><li>A choice of pension schemes with matched contributions up to 8%</li><li>Discretionary bonus scheme</li><li>Annual free share awards scheme</li><li>Buy As You Earn (BAYE) Scheme</li><li>Health Cash Plan - provided by SimplyHealth</li><li>Discounted private healthcare scheme and dental plan</li><li>Free gym membership</li><li>Employee Assistance Programme</li><li>Bike loan scheme</li><li>Sick pay+ pledge</li><li>Enhanced maternity, paternity, and shared parental leave</li><li>Loans for travel season tickets</li><li>Death in service scheme</li><li>Paid time off for volunteer work</li><li>Charitable giving opportunities through salary sacrifice</li><li>Calendar of social events, including monthly payday drinks, annual Christmas party, summer party and much more</li><li>Personal development programmes built around you and your career goals, including access to personal skills workshops</li><li>Ongoing technical training</li><li>Professional qualification support</li><li>Talent development programmes</li><li>Peer recognition scheme, with rewards including restaurant and shopping vouchers or time off</li><li>Monthly leadership breakfasts and lunches</li><li>Casual dress code</li><li>Access to a range of benefits from our sponsorship deals</li></ul>Hybrid working: At AJ Bell, our people are the heart of our culture. We believe in building strong connections by working together. That's why we offer a hybrid working model, where you'll spend a minimum of 50% of your working time per month in the office. For new team members, an initial period will be full-time in the office to help you immerse yourself in our business and build valuable relationships with your colleagues. AJ Bell is committed to providing an environment of mutual respect where equal employment opportunities are available to all applicants and all employees are empowered to bring their whole self to work. We do not discriminate on the basis of race, sex, gender identity, sexual orientation, age, pregnancy, religion, physical and mental disability, marital status and any other characteristics protected by the Equality Act 2010. All decisions to hire are based on qualifications, merit and business need. If you like the sound of the above, or just want to know more about the company and the role, we'd love to speak to you.

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