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About the job Our client, a Global Asset Manager, are looking for a Senior Financial Crime Compliance Manager to join their AML Advisory team based in London. Responsibilities below: <ul> <li>Supporting financial crime governance and oversight (e.g. management of Financial Crime Forum, risk assessments, RCSA management)</li> <li>Support for other Financial Crime programmes and oversight</li> <li>Support the prevention and management of fraud for the firm, including any project based work</li> <li>Seek to actively improve processes and put forward suggestions for process efficiency in the business</li> <li>Participating and/or leading in the design and roll-out of new technologies for the Financial Crime team</li> <li>Preparation of draft policies, procedures, board reports, and other senior management reporting</li> </ul>Previous experience within AML Advisory is preferred. For further information please don't hesitate to contact me on my email:

Senior Financial Crime Compliance Manager

Security &amp; Compliance Manager (London) Department: Business Operations Employment Type: Full Time Location: London Description (Please note we are recruiting for this role in London OR Glasgow) Encompass enables fast, accurate identity validation and verification of corporate customers, and a gold standard approach to KYC. Our award-winning corporate digital identity (CDI) platform incorporates real-time data and documents from authoritative global public data sources and private customer information, to create and maintain digital risk profiles. Utilizing the expertise of a global transformation team of KYC and banking industry experts, as well as strategic data, technology and consulting partnerships, enables seamless integration of Encompass into existing workflows and systems. With Encompass the world's leading banks improve customer experience and increase business opportunities through consistent regulatory compliance and risk mitigation. With offices in Amsterdam, Glasgow, London, New York, and Sydney, we are a rapidly growing international company offering a chance to be part of our success - read on if you think you're up for the challenge About the role With security and compliance guiding every decision we make, our Information Security team is growing with the addition of a Security &amp; Compliance Manager. Reporting directly to the CISO, this role will be responsible for tracking obligations, ensuring ongoing compliance, managing and conducting scheduled audits, maintaining compliance documentation, and responding to security and compliance-related information requests. Key Responsibilities <ul><li>Manage, monitor and report on compliance with security standards, such as SOC 2 &amp; ISO 27001, ensuring N/C's and OFI's are identified and addressed according to SLO's. </li><li>Drive staff awareness initiatives, ensuring completion of compliance training, policy reviews, and acknowledgments. </li><li>Conduct and manage risk reviews to proactively identify and mitigate security and compliance risks. </li><li>Plan, schedule, and execute audit activities, ensuring timely completion and adherence to regulatory requirements. </li><li>Actively track and manage Tier 1 customer obligations to ensure compliance and accountability. </li><li>Enhance the efficiency of due diligence questionnaires (DDQs) and Request for Information (RFI) responses by improving response times and increasing the percentage of questions answerable by non-specialists using an internal knowledge database.</li></ul>Skills, Knowledge and Expertise Compliance Expertise: Strong background in highly regulated industries (banking/financial services), navigating complex compliance landscapes. Project Management &amp; Organization Track multiple requirements and ensure nothing is overlooked. Prioritize actions effectively to meet deadlines and objectives. Escalate issues when necessary to avoid roadblocks. Security Frameworks: In-depth knowledge of ISO 27001, SOC 2, and CIS for security and compliance. Cloud &amp; Software Development: Experience in security/compliance for cloud environments (AWS, Azure, GCP) and software development. SDLC Knowledge: Understanding of secure coding, threat modelling, and vulnerability management within CI/CD pipelines. Communication: Convey information clearly and effectively to stakeholders. Ensure alignment across teams through regular updates and discussions. Audit Experience: Conducting audits, preparing documentation; certifications like CISA, CISM, or ISO 27001 Lead Auditor preferred. Regulatory Compliance: Familiarity with GDPR, NIS, and EU DORA for cybersecurity and data protection. Learning &amp; Security Awareness: Stay informed on best security practices and industry developments. Share knowledge and promote good security habits within the team. How to Apply: If you're an experienced Security and Compliance professional passionate about Fincrime / Fintech we'd love to hear from you. Please submit your resume by applying here or contact our talent team on <a href="mailto:marcccrichton@encompasscorporation.com" target="_blank">marcccrichton@encompasscorporation.com</a> for a discreet conversation. Equal Opportunities We are committed to fostering a diverse and inclusive workplace where everyone feels valued and empowered to thrive. We welcome applications from individuals of all backgrounds, regardless of race, ethnicity, gender, sexual orientation, age, disability, religion, or any other protected characteristic. If you require any adjustments during the recruitment process to ensure an equitable experience, please let us know. Join us in creating an environment where everyone can contribute their best work. *Please note, we are not looking for agency assistance on these roles and will not accept any speculative CVs shared. We offer a rewarding and challenging place to work, a transparent and collaborative culture and a well rounded benefits package. Below are some of what we currently offer: <ul><li>Participation in our industry leading share options scheme</li><li>Private Medical Plan</li><li>20 days a year Work From Anywhere policy for all staff </li><li>Flexible-first working policy</li><li>Enhanced annual, personal and parental leave schemes.</li><li>Paid volunteering leave programme</li><li>Employer recognition and employee assistance programmes</li></ul>

Security & Compliance Manager (London)

Paysafe Limited ("Paysafe") (NYSE: PSFE) (PSFE.WS) is a leading payments platform with an extensive track record of serving merchants and consumers in the global entertainment sectors. Its core purpose is to enable businesses and consumers to connect and transact seamlessly through industry-leading capabilities in payment processing, digital wallet, and online cash solutions. With over 20 years of online payment experience, an annualized transactional volume of $140 billion in 2023, and approximately 3,200 employees located in 12+ countries, Paysafe connects businesses and consumers across 260 payment types in over 40 currencies around the world. Delivered through an integrated platform, Paysafe solutions are geared toward mobile-initiated transactions, real-time analytics and the convergence between brick-and-mortar and online payments. Further information is available at <a href="http://www.paysafe.com" target="_blank">www.paysafe.com</a>. It starts here. Have a global impact on the world of payments. What Paysafe stands for: <ul> <li> Being open and honest.</li> <li> Keeping focused.</li> <li> Operating with Courage.</li> <li> Pioneering the future.</li></ul>Our values and culture are driven by Equality, Development, Social Responsibility and Wellbeing. If you want to find out more about life at Paysafe, check out our careers page here. How we work: Our preferred arrangement is for the job holder to follow a hybrid model, spending an average of three days per week at our office location. The office is located in Gresham Street next to St Paul's cathedral with easy access and transport links via St Paul's, Bank, Cannon Street, City Thameslink, Liverpool Street, Farringdon, Mansion House. Overview The Group Enterprise Risk Manager is a second line of defence ("2LOD") appointment reporting to the Group ERM Director. The role has management responsibility for Paysafe Group risk management covering all enterprise risk categories pertinent to business activity conducted. The related accountabilities include delivering full compliance with policies and internal governance requirements. Providing guidance, oversight and challenge to the first line of defence (1LOD) on the implementation of the risk management framework. Work with 1LOD to implement risk management remediation and consistent application of the enterprise risk framework. Ensure management information, analysis and reporting are accurate, timely and fit for purpose. The Manager will maintain effective dialogue with a wide range of senior stakeholders across the Group and regulated entities to deliver focused continuous improvement to risk management practices, as well as ensuring high quality routine and regular risk reporting and analysis. The impact you will have: <ul> <li>Support the ERM Vice President in oversight and implementation of the Group Enterprise Risk Management Framework, including policies and procedures, as it applies to the Group and regulated entities. </li> <li>Engage with Senior Management and the business in a consultative business-partner capacity on matters pertaining to risk. Working with the Team to identify and deliver risk related requirements in a consistent and timely manner. </li> <li>Support 1LOD risk owners in identification, assessment and management of risks and key risk indicators for the regulated entities and Group. </li> <li>Recommend improvements, modifications, and new procedures to mitigate risk and address inadequate or weak controls.</li> <li>Analyse and document risk profile information for reporting to various Group governance forums (risk committees &amp; boards), ensuring all Management Information is targeted, informative, relevant and timely.</li> <li>Escalate any significant changes to the risk profile and control environment to ERM senior management for reporting and action through appropriate governance forums.</li> <li>Drive a strong risk culture by working to embed risk performance metrics and provide robust risk training.</li> <li>Liaise with other second line functions across the Group, as part of our broader second line of defence engagement. </li> <li>Maintain technical and professional knowledge by attending educational workshops and training, obtaining relevant professional certifications, reviewing professional publications and books, establishing personal networks, participating in professional associations, and staying informed of any legal, policy and procedural changes relating to enterprise risk management.</li> <li>Keep informed of industry changes, trends, and best practices, and assess the potential impact on processes and procedures.</li></ul>Key competencies required to be effective in this role <ul> <li>Develops strategic perspective <ul> <li>Demonstrate forward thinking about tomorrow's issues. </li> <li>Balance the short-term and long-term needs of the organization. </li> <li>Ensure that all systems in the organization are aligned toward achieving the overall strategic goals. </li> </ul> </li> <li>Communicates powerfully and broadly <ul> <li>Use strong writing and verbal skills to communicate facts, figures, and ideas to others. </li> <li>Give clear, understandable instructions to employees and others</li> <li>Help people understand how their work contributes to broader business objectives </li> <li>Break down communication barriers between teams and departments </li> </ul> </li> <li>Collaborates and fosters teamwork <ul> <li>Promote a spirit of cooperation with other members of the work group</li> <li>Develop cooperative working relationships with others in the company</li> <li>Proactively address conflicts and disagreements that affect effectiveness</li> </ul> </li> <li>Focuses on results <ul> <li>Build commitment in others for their individual and team objectives. </li> <li>Hold others accountable for achieving results. </li> <li>Lead or champion efforts to increase productivity and goal accomplishment throughout the organization. </li> </ul> </li> <li>Builds relationships <ul> <li>Handle difficult situations constructively and tactfully. </li> <li>Maintain and utilize relationships outside the company through which resources or information can be generated. </li> <li>Deal effectively with people in order to get work accomplished.</li> </ul> </li></ul>A snippet of what you'll get in return: <ul> <li> Make your day work for you with our flexible working hours.</li> <li> Kickstart your weekend early with our summer hours during the months of June, July and August with a 3pm finish every Friday.</li> <li> You decide what your holiday looks like with the option to buy or sell your holiday and carry it over up to 5 days into the next year.</li> <li> Enjoy social events on our rooftop terrace with views of St Pauls Cathedral.</li> <li> Our fully equipped facilities include showers, hairdryers and straighteners and fresh towels.</li> <li> Start your day with a free breakfast, fresh fruit and snacks.</li> <li> Take a breather in our dedicated wellbeing room.</li> <li> Spend time with those important to you with our enhanced paid family policies.</li> <li> Test our products Skrill, Neteller and Paysafe Card. Upon joining we will award you £50 into each wallet in your local currency.</li> <li> Enjoy our discounts on memberships via vitality including, gyms, leisure centres, yoga/Pilates across the country.</li> <li> Need a new Laptop or phone? We offer support purchasing Apple and LG products via Stormfront technology.</li> <li> Join our six employee-led equality communities and help foster a workplace that celebrates diversity and create opportunities to collaborate and learn.</li> <li> Let's not forget, we also offer: Private health insurance (pre-existing conditions are included) &amp; dental insurance, income protection, life assurance and more.</li></ul>Equal Employment Opportunity Paysafe is an equal opportunity employer. We value diversity and are committed to providing a work environment of mutual respect to everyone without regard to race, color, religion, national origin, age, gender identity or expression, or any other characteristic protected by applicable laws, regulations and ordinances.

Group Enterprise Risk Manager, ERM

The role Join Southern Housing as a Compliance Officer! Are you an organised, proactive individual with a passion for ensuring efficiency and accuracy? Southern Housing is looking for a Compliance Officer to provide essential support to our Compliance Managers and help maintain the highest standards across our operations. In this dynamic role, you'll work collaboratively with our team to handle administrative tasks, arrange access for inspections, address resident queries, and manage data entry, ensuring all information is accurately maintained within Apex and other systems. The position offers a hybrid working arrangement, with 2 days on-site at our Croydon office and 3 days working from home, providing you with flexibility and a great work-life balance. The successful candidate for this role must have a full clean UK licence and access to a vehicle for work purposes. What you'll need <ul> <li>Experience of working within Asset Management or Compliance service, especially within a social housing environment.</li> <li>Understanding of Compliance areas and requirements on housing organisations.</li> <li>Experience of performance-based management through KPI's in a customer focused environment.</li> <li>Experience of managing and analysing large data sets and ensuring taking responsibility for quality compliance data.</li> <li>Understanding of good interpersonal skills and the ability to communicate well with tenants, external agencies, and tenants' associations, both verbally and in writing. Numerate, with good analytical skills.</li> <li>Knowledge of statistical analysis and other information, and to produce management reports.</li></ul>Closing Date: Sunday 30th March 2025, 23.59pm About us At Southern Housing, our residents are at the heart of everything we do. As one of the largest housing providers in the UK with over 77,000 homes across London, the Southeast, the Isle of Wight, and the Midlands, we give over 167,000 people somewhere affordable to call their own!We also understand the difference that safe, secure, and affordable homes can make to people's lives. A career at Southern Housing will allow you to make a difference every day you come to work. Working in the housing sector with us will bring fresh challenges and give you the opportunity to grow and develop, too. One team together Internal mobility In line with our Recruitment Policy, colleagues are able to apply for internal roles once they've passed their probation. Interviews will only be arranged once this has been confirmed. Colleagues who have recently started a new internal role won't be able to apply for another internal move for at least 12 months. Please refer to the Recruitment Policy for more detail.

Compliance Officer

Overview Delaware North UK is hiring for a casual Profit Protection Compliance Manager to join our Match Day team across our London stadia sites including Wembley Stadium, London Stadium and Emirates. The role will support the Profit Protection Manager in delivery of the event day Profit Protection and Risk &amp; Compliance agenda for Delaware North. You will work under the direction of the full time Risk &amp; Compliance/ Profit Protection team &amp; Delaware North Operational team being responsible for the delivery of required work activities. This role is offered on a casual worker agreement basis, with most events taking place at weekends and/or in the evening. That means you'll be able to earn some extra cash doing a fun job that fits in with your other commitments. What's in it for me? What can you expect as a casual worker at Delaware North? A role with endless opportunity at the coolest venues in the world, great pay, and the flexibility to work around your other life commitments. We're ready to meet you and welcome you to our team. Responsibilities <ul><li>Responsible for delivery of the Profit Protection &amp; Compliance event day agenda and associated work activities.</li><li>Monitor compliance to Delaware North policies and procedures, health &amp; safety guidelines and legal requirements in operational areas to ensure full compliance ensuring all staff are working in a safe and secure environment.</li><li>Management of security related incidents involving Delaware North personnel or in Delaware North operational areas.</li><li>Carry out event day revenue &amp; stock variance investigations &amp; conduct kiosk/bar &amp; worker observations to monitor performance.</li><li>Carry out assessment audits on staff within the Team Leader training program, providing feedback on performance &amp; training, making recommendation to the Team Leader and wider full-time management team that will drive improvement &amp; ensure staff are either successfully appointed in role or removal from the program.</li></ul>Qualifications <ul><li>Experienced in coaching and mentoring others to drive performance.#</li><li>Excellent communication skills with all levels of staff.</li><li>Good working knowledge of managing operational standards &amp; health and safety requirements, within a catering setting.</li><li>Proven experience in management experience in Profit Protection and/or similar role or Management/ Supervisory experience in catering/ hospitality operations.</li><li>Working knowledge of HR Employment law.</li><li>Experience in conducting corporate investigation interviews.</li><li>Investigation Report &amp; Statement writing.</li><li>Flexible to support mobile working across UK business.</li><li>Able to work weekends and evening events to support Profit Protection &amp; Compliance duties.</li></ul>Hourly Maximum Rate GBP £26.80/Hourly Work Location Since its opening in 2007, Delaware North have been the proud hospitality provider at the iconic Wembley Stadium, home to England's National Football Teams. As the UK's most significant sports and entertainment venue, the buzzing Wembley Stadium has showcased some of the world's most iconic events, giving Delaware North team members countless opportunities to build outstanding memories with our guests. From the Lionesses making history in 2022, winning the UEFA Women's Euros with a record crowd for their first European title, to world-class concerts from Adele, Coldplay, Ed Sheeran, Harry Styles, and The Weeknd, there is something for every entertainment enthusiast to enjoy. Wembley Stadium holds historic moments in English entertainment; with a glowing reputation that proceeds itself, working with Delaware North at Wembley gives you first-class access to making spectacular events come to life. With jam-packed events year-round, there will be opportunities to excite everyone; this might not be your only job, but it may be your best!

Profit Protection Compliance Manager

Line of Service Tax Industry/Sector Not Applicable Specialism Entity Governance and Compliance Management Level Manager Job Description &amp; Summary About the Role Entity Governance &amp; Compliance (EGC) business sits within our Tax &amp; Legal Line of Service, and helps our clients stay ahead of changes that impact their businesses, navigating complexity and risk. We deliver deep Tax, Legal and Governance expertise, while providing the critical context to make informed and compliant decisions. With clients ranging from multinational organisations to entrepreneurs and family businesses, the work we do is diverse. The EGC team consists of 70+ members across London, Birmingham, Reading, Glasgow, Manchester and Belfast with a senior leadership team of 10. The EGC team is a market leading global practice and is part of a network of over 4,000 legal and governance professionals in over 150 countries led by Jonathan Gibson in the UK. The team specialises in supporting clients on all aspects of governance, transactions and compliance and are at the forefront of UK and global corporate governance reforms, providing market leading thought leadership in the industry. The EGC business is growing, driven by sustainability laws and regulations, global subsidiary governance transformation and global managed services. What your days will look like: As a Manager, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. PwC Professional skills and responsibilities for this management level include but are not limited to: <ul><li>Undertake and manage the delivery of governance and transaction projects (including entity restructuring and simplification mandates, governance regulatory advisory projects, design and implementation of corporate governance disclosures/reporting/frameworks, provision of director training, and more).</li><li>Manage, coach and support the team members.</li><li>Manage and develop client relationships across our clients as necessary.</li><li>Work with and develop relationships with the wider EGC global network to ensure the delivery of all work and services meets the SLAs/KPIs agreed with the clients.</li><li>Collaborate with and develop relationships with colleagues across the firm who are also working on and supporting the clients.</li><li>Take responsibility for and manage the budget and billing across the portfolio.</li><li>Consider better and innovative ways of supporting clients and the team.</li></ul>This Role is for you if: <ul><li>You are a Qualified Governance Professional from the ICSA in the UK.</li><li>You are passionate about client service - a strong willingness to deliver excellent client service, add value and flexibly meet client requirements.</li><li>You have experience of managing and running a team.</li><li>You are self aware and open to personal development.</li><li>You have experience in coaching and developing others.</li><li>Likes and enjoys business development, ideally with some relevant experience.</li></ul>What you'll receive from us: No matter where you may be in your career or personal life, our benefits are designed to add value and support, recognising and rewarding you fairly for your contributions. We offer a range of benefits including empowered flexibility and a working week split between office, home and client site; private medical cover and 24/7 access to a qualified virtual GP; six volunteering days a year and much more. Education (if blank, degree and/or field of study not specified) Degrees/Field of Study required: Degrees/Field of Study preferred: Certifications (if blank, certifications not specified) Required Skills Optional Skills Accepting Feedback, Accepting Feedback, Accounting and Financial Reporting Standards, Accounting Policies, Active Listening, Analytical Thinking, Artificial Intelligence (AI) Platform, Auditing, Auditing Methodologies, Client Management, Coaching and Feedback, Communication, Compliance Auditing, Complying With Regulations, Creativity, Data Analysis and Interpretation, Data Ingestion, Data Modeling, Data Quality, Data Security, Data Transformation, Data Visualization, Embracing Change, Emotional Regulation, Empathy {+ 29 more} Desired Languages (If blank, desired languages not specified) Travel Requirements Up to 20% Available for Work Visa Sponsorship? Yes Government Clearance Required? No Job Posting End Date

Entity, Governance and Compliance, Manager

End Date Sunday 06 April 2025 Salary Range £76,464 - £84,960 We support flexible working - click here for more information on flexible working options Flexible Working Options Hybrid Working, Job Share Job Description Summary Job Description JOB TITLE: Integrated Financial Risk Manager (12 month FTC) LOCATION: London SALARY: Competitive package HOURS: Full time WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites. About this opportunity The Integrated Financial Risk team provides 2nd line risk management, challenge and oversight across Lloyds Bank Corporate Markets (LBCM) financial risks. This includes Capital, Liquidity, Market Risk, Model Oversight, Regulatory Reporting, Counterparty Credit Risk, Large Exposures and overseeing large change initiatives. Given the breadth of scope of the team, it provides an excellent opportunity for anyone wanting to develop their knowledge across risk types enabling enhanced integrated risk management. Responsibilities will also include end-to-end management of LBCM Risk Committee and joint management of LBCM Board Risk Committee. This will involve close collaboration with the LBCM Chief Risk Officer and wider LBCM Risk team. About us If you think all banks are the same, you'd be wrong. We're an innovative, fast-changing business that's shaping finance as a force for good. A bank that's empowering its people to innovate, explore possibilities and grow with purpose. What you'll need Skills and experiences we are looking for include: <ul><li>Knowledge of Financial and Capital Markets, and the products available.</li><li>Strong written and oral communication skills, including an ability to summarise a broad range of information and present this clearly to management.</li><li>Ability to build relationships, challenge and influence all colleagues.</li><li>A proactive an driven individual with an appetite for learning and ability to drive collaboration and simplification.</li><li>Flexible, reliable and adaptable to working in a changing environment with competing deadlines.</li></ul>About working for us Our focus is to ensure we're inclusive every day, building an organisation that reflects modern society and celebrates diversity in all its forms. We're committed to creating a consciously inclusive workplace where our colleagues can be themselves, thrive and perform at their best. We were one of the first major organisations to set goals on diversity in senior roles, create a menopause health package, and a dedicated Working with Cancer Initiative. As an inclusive employer, we offer Workplace Adjustments for colleagues with a disability (which may include long-term health and neurodivergent conditions) where it is reasonable to do so. This could include flexibility with regards to office attendance, location, and working pattern. We are proud to be a Disability Confident Leader. If you have a disability, you can also apply via our Disability Confident Scheme (DCS). Through the DCS, we guarantee to interview a fair and proportionate number of applicants with a disability, whose application meets the minimum criteria for the advertised job role. We also provide adjustments that are reasonable throughout the recruitment process to reduce or remove barriers for applicants with a disability, long-term health condition or neurodivergent condition. If you'd like an adjustment to the recruitment process just let us know. We also offer a wide-ranging benefits package, which includes: • A generous pension contribution of up to 15% • An annual performance-related bonus • Share schemes including free shares • Benefits you can adapt to your lifestyle, such as discounted shopping • 30 days' holiday, with bank holidays on top • A range of wellbeing initiatives and generous parental leave policies If you're excited by the thought of becoming part of our team, get in touch. We'd love to hear from you. At Lloyds Banking Group, we're driven by a clear purpose; to help Britain prosper. Across the Group, our colleagues are focused on making a difference to customers, businesses and communities. With us you'll have a key role to play in shaping the financial services of the future, whilst the scale and reach of our Group means you'll have many opportunities to learn, grow and develop. We keep your data safe. So, we'll only ever ask you to provide confidential or sensitive information once you have formally been invited along to an interview or accepted a verbal offer to join us which is when we run our background checks. We'll always explain what we need and why, with any request coming from a trusted Lloyds Banking Group person. We're focused on creating a values-led culture and are committed to building a workforce which reflects the diversity of the customers and communities we serve. Together we're building a truly inclusive workplace where all of our colleagues have the opportunity to make a real difference.

Integrated Financial Risk Manager (12 month FTC)

Description &amp; Requirements Bloomberg's Legal &amp; Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that arise across the Company's various businesses. Our team is made up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems. Diversity and inclusion are essential to our success, and we strive to maintain an environment where our employees are empowered to make an impact. We also recognise the value of diversity and inclusion in cultivating a supportive workplace and the importance of giving back to our communities as evidenced by our award-winning pro bono program. The Data Privacy Compliance team within Bloomberg's Legal &amp; Compliance Department works closely with the Data Privacy Legal team, business and engineering stakeholders to ensure compliance with current/developing privacy rules and regulations, implement global training and communication programs and monitor privacy risk across the business. The Data Privacy Compliance team also leads privacy product reviews and Data Privacy Impact Assessments, manages responses to data subject rights requests, drafts internal policies and coordinates regional privacy-related regulatory filings. The Role: Based in our London Office, this will be a phenomenal opportunity to work as a UK. Privacy Compliance expert. Your focus will be on data privacy matters - including GDPR, UK. privacy laws, and other global privacy requirements - ensuring Bloomberg meets its legal, regulatory, and reputational responsibility. You will cover Bloomberg's diverse businesses, including our Media, Financial Products, and Data businesses, as well as support our internal teams including ENG and HR. You are ultimately responsible for protecting the personal data of our users, clients, employees and other third parties. We'll trust you to: -Provide data privacy compliance advice to the business and support functions to ensure compliance with data privacy regulatory and Company requirements and standards -Be a primary point of contact for data privacy Compliance matters in Europe -Advise and support our Data Privacy Officer(s) -Be actively involved in product development and product review, including developing data privacy compliance mechanisms for new products and services -Respond to third-party questionnaires and inquiries -Assist to implement and maintain the Company's Global Data Privacy Compliance Program, including policies and procedures -Prepare and delivery data privacy training addressing employee needs and compliance requirements as well as enhancing employee awareness and knowledge of data privacy requirements and sensitivities -Implement appropriate data privacy compliance controls and tools, including working with compliance technology support and other internal functions to make improvements and address any gaps identified You'll need to have: -5-7 years* of data privacy legal and/or compliance experience at a law firm, in-house and/or in the government * Please note we use years of experience as a guide, but we certainly will consider applications from all candidates who are able to demonstrate the skills necessary for the role -Ability to work independently and effectively manage and prioritise multiple projects simultaneously -A passion and ability to advise and influence senior business people on data privacy matters -Subject matter expertise in data privacy laws, rules, regulations, and industry standards -Experience in drafting policies, procedures and manuals as well as preparing reports for internal management and responses to regulatory and data subject inquiries -Experience responding to regulator and customer inquiries -Ability to collaborate effectively with security and risk professionals, engineers, software developers, product development, Human Resources, and other teams -Strong communication and belief in privacy as a key business differentiator and core value -Excellent presentation and negotiation skills and the ability to thrive in an open office environment and as part of a fast-paced team -Attention to detail and excellent organisational skills We'd love to see: -Experience working with regulated financial institutions, software and other technology companies -A real passion for being part of a global in-house team and contributing to team knowledge -Track record of operating successfully -In-house experience or a client secondment -Law degree preferred, but not required Does this sound like you? Apply if you think we're a good match. We'll get in touch to let you know what the next steps are.

EMEA Data Privacy Compliance Officer

Job Description POSITION OVERVIEW: The Senior Analyst, Legal Trading Compliance is charged with ensuring that Cheniere's domestic US and international natural gas and LNG marketing, trading and related transportation activities are conducted in accordance with applicable Anti Bribery and Corruption (ABC) and Economic Sanctions (ES) regulations, such the US Foreign and Corrupt Practices Act (FCPA), the UK Bribery Act (UKBA), US OFAC sanctions, the EU Common Foreign and Security Policy (CSFP), and other relevant legislation where Cheniere has a material business presence. The Senior Analyst would be required to work independently to carry out the day-to-day Due Diligence (DD) monitoring and Know Your Counterparty (KYC) activities, and to be able to manage more complex issues requiring input from a variety of internal and external stakeholders. The Senior Analyst will assist the Compliance Directors with developing internal systems to detect and investigate potential compliance failures, and with using these systems to perform internal compliance monitoring and monitoring external regulations in order to identify new obligations on CMI/requirements; thereby, identifying adjustments to the internal Trading Compliance policies, processes and systems. As needed, the Senior Analyst will work closely with the Cheniere Legal Department and other departments to help support and resolve potential regulatory inquiries and investigations. The Senior Analyst would also support the Manager, Market Analytics in ensuring that Cheniere's trading activities are conducted in accordance with applicable laws, including but not limited to the regulations promulgated by the UK, Spanish and other relevant National Regulatory Authorities in Europe and the US. KNOWLEDGE: Experience with Know Your Counterparty and Due Diligence processes and related legislation (in particular the UK Bribery Act and US FCPA) is a requirement. A demonstrated background in wider Compliance practices and principles would be an advantage, particularly within the context of Commodity Trading. Thorough knowledge of how commodity trading businesses transact, including the physical and financial trading of natural gas and other energy commodities would be an advantage. RESPONSIBILITIES AND ESSENTIAL DUTIES: <ul> <li>Assist with the day-to-day operation of Cheniere's European commodity trading and international LNG trading compliance program as directed by the Compliance Directors.</li> <li>Carry out CMI's Due Diligence checks on counterparties, shipping operation suppliers, marketing consultants and shipping agents.</li> <li>Work with the Lead Analyst to coordinate the KYC approval process for Cheniere's trading counterparties, work with other functional teams and reprioritize work as the business requirements and risks change.</li> <li>Keep abreast of new or developing compliance risks related to changes to ABAC and ES regulations and contribute to knowledge transfer by preparing briefings for colleagues in Compliance and Legal.</li> <li>Identify opportunities for program enhancement to improve the efficiency of the Compliance Team's working practices.</li> <li>Provide input to the Compliance Director on existing regulatory processes to ensure adequate compliance safeguards that mitigate compliance risk and proactively identify possible compliance failures.</li> <li>Collaborate with colleagues within both Trading Compliance and the wider Legal and Compliance organization to develop positive and proactive approaches to compliance.</li></ul>QUALIFICATIONS (EDUCATION, EXPERIENCE AND SKILLS): Education and Certifications: <ul> <li>Bachelor's Degree or equivalent is required.</li></ul>Experience: <ul> <li>Minimum of 5 years' experience in ABAC/KYC compliance</li></ul>Skills: <ul> <li>Working knowledge of natural gas and LNG markets, and of ABAC and KYC processes.</li> <li>Must demonstrate integrity, decisiveness and good judgment under pressure.</li> <li>Ability to manage a diverse and demanding workload, and to work independently on often complex and time critical items. </li> <li>Strong organizational skills, being able to think critically, multi-task and work with a complex range of internal and external stakeholders.</li> <li>Ability to work as a member of a global team.</li> <li>Strong ambition to learn and ability to communicate with people of different professional backgrounds.</li> <li>Excellent verbal and written communication skills are required. </li> <li>Strong analytical skills are required. </li> <li>Strong attention to detail.</li></ul>LEADERSHIP RESPONSIBILITIES: Position has no direct reports but may be required to direct work of Contractors or Consultants. FREEDOM TO ACT: This position requires minimal supervision over work assignments. WORK CONDITIONS: <ul> <li>Job is performed in a typical office environment, but is subject to time pressures and constraints, and is often dependent on input from others. </li> <li>Occasionally, work may be performed from home, after normal work hours or on weekends. </li> <li>Periodically travel as business requires.</li></ul>DDA JOB REQUIREMENTS: Reasonable accommodations will be made to ensure that the essential functions of the job can be performed and not hinder the employee's performance due to physical, mental or emotional disability. About Us Cheniere Energy is a global leader in LNG providing flexible, reliable and affordable energy to the world while powering the transition to a lower-carbon future. We are a values-driven company that focuses on teamwork, respect, accountability, integrity, nimbleness, and above all, safety for our employees, our communities, and our assets. Cheniere Energy's global impact is achieved through a diverse and passionate workforce that is invested in our company through our annual stock-grant program. Our high-performing employees are united by a shared mission, common goals and a culture of inclusion and caring. Our comprehensive compensation and benefits offerings are competitive and strong, and they prioritize wellness and performance incentives that reward results. As an employee of Cheniere Energy, you will make an impact on our business and our communities. A Fortune 500 company, Cheniere Energy is headquartered in Houston with U.S. offices in Lake Charles, Louisiana and Washington D.C.; production sites in Cameron, Louisiana and Gregory, Texas; and international offices in London, Singapore, Beijing and Tokyo.

Senior Analyst, Compliance

Amazon's diverse business requires VAT filings in a number of jurisdictions globally. Amazon is seeking an energetic and enthusiastic VAT Compliance Tax Analyst to work in its International Indirect Tax Compliance team based in London, UK. The Amazon Tax Department is a fast-paced, team-focused, and dynamic environment. This position will be responsible (as part of a larger team) for the preparation of EMEA VAT returns and related filings. This position may also assist in the provision of data to tax authorities and other VAT compliance actions relating to Amazon or third-party sellers. Work may also include some mainstream VAT compliance activities, supporting internal and external audits, and liaising with colleagues in VAT Compliance and Controllership as well as Tax and the wider business - you will need an understanding of financial systems, and technical accounting awareness for this work. You may also be involved in projects that have a VAT compliance impact. You will be expected to take ownership of your activities, identify process improvement opportunities for existing process and controls, and drive positive change across the organisation. Key job responsibilities Working within the International Indirect Tax Compliance team, the Senior VAT Compliance Analyst will be required to: • \tPrepare, analyse, review and submit EMEA VAT returns and related filings; • \tPrepare, analyse, review and submit Intrastat returns as necessary; • \tOrganise VAT registrations across various jurisdictions; • \tAssist with VAT compliance queries from Amazon businesses operating across EMEA; • \tAssist in the mapping of VAT processes, and identify areas for improvement and solutions for VAT issues; • \tPrepare and review month-end VAT account reconciliations; • \tProvide internal and external audit support, including data analysis; • \tProvide VAT compliance support to colleagues throughout the business and, in particular, accounting groups and contributing and driving preparation of Tax Requirement Documents for tech teams; • \tLead and participate in cross-functional projects with a priority on automation and in-housing. • \tSupports business growth and on-boarding of new entities to VAT compliance processes. BASIC QUALIFICATIONS - Bachelor's degree - Knowledge of Microsoft Office products and applications at an advanced level - Experience working in a large public accounting firm or multi-national corporate tax department PREFERRED QUALIFICATIONS - Experience maintaining and operating transaction tax calculation software (e.g. Vertex) Amazon is an equal opportunities employer. We believe passionately that employing a diverse workforce is central to our success. We make recruiting decisions based on your experience and skills. We value your passion to discover, invent, simplify and build. Protecting your privacy and the security of your data is a longstanding top priority for Amazon. Please consult our Privacy Notice (<a href="https://www.amazon.jobs/en/privacy_page" target="_blank">https://www.amazon.jobs/en/privacy_page</a>) to know more about how we collect, use and transfer the personal data of our candidates. Amazon is committed to a diverse and inclusive workplace. Amazon is an equal opportunity employer and does not discriminate on the basis of race, national origin, gender, gender identity, sexual orientation, protected veteran status, disability, age, or other legally protected status. Our inclusive culture empowers Amazonians to deliver the best results for our customers. If you have a disability and need a workplace accommodation or adjustment during the application and hiring process, including support for the interview or onboarding process, please visit <a href="https://amazon.jobs/content/en/how-we-hire/accommodations" target="_blank">https://amazon.jobs/content/en/how-we-hire/accommodations</a> for more information. If the country/region you're applying in isn't listed, please contact your Recruiting Partner.

Senior VAT Compliance Analyst, EMEA VAT compliance

At M&amp;G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset Management, Life and Wealth. All three operating segments work together to deliver attractive financial outcomes for our clients, and superior shareholder returns. Through our behaviours of telling it like it is, owning it now, and moving it forward together with care and integrity; we are creating an exceptional place to work for exceptional talent. We will consider flexible working arrangements for any of our roles and also offer work place accommodations to ensure you have what you need to effectively deliver in your role. Role The role holder will join the Solvency II Internal Capital Model development project team and play a key role in the phase of the project that focusses on the development of the risk modelling of illiquid credit-risky assets. The role will include a mixture of technical work, drafting of proposal papers and technical documentation, and communication with various stakeholders around M&amp;G plc. In addition to supporting the development of the methodologies within the Solvency II credit risk model and tools that underpin the calibrations for illiquid credit-risky assets (e.g. performing tasks within the risk identification and risk modelling exercises), the role will provide the opportunity to engage with a wide range of areas across the business, including teams within Treasury &amp; Investment and M&amp;G Group to help them understand the project plans, discuss and agree asset and market data requirements, draft proposals for internal and PRA approval on the scope of work to be performed. This is an initial 12-month position (which may have an option to extend), which has a blended approach between working from home and in our Scotland or London offices. The wider Risk Modelling team is responsible for economic and market-related methods and assumptions used to place a value on benefits that the company provides to customers and the assets used to back these liabilities, both on a best estimate basis and for the additional capital held to protect solvency under adverse events, for example: <ul><li>The annual calibration of market and credit risks, as well as the dependency structure between risks, which includes collecting data, refreshing analyses, understanding changes, rationalising judgements and presenting conclusions and proposals to senior stakeholders.</li><li>Undertaking ongoing development to the methodology and tools which underpin the calibrations. This involves research and implementation of enhancements, with associated testing and communication. The implementation of new risk models requires interaction with Finance colleagues and the developers who own the underlying engine, as well as the users who run the tools.</li><li>The supporting of strategic asset-related projects, including the opportunity to engage with a wide range of areas across the business.</li></ul>Key Responsibilities for this role <ul><li>Oversee the development of economic and market-related methods and assumptions used to, for example, calculate the value of liabilities, regulatory capital, and options and guarantees.</li><li>Work collaboratively with colleagues and take personal accountability to maintain and enhance controls you are responsible for to support improvement of the overall control environment, customer outcomes and a reduction in M&amp;G's operational risk.</li><li>Lead the production and delivery of the tasks for which the role holder is responsible.</li><li>Have responsibility for ensuring that team processes run smoothly, co-ordinating input from others.</li><li>Ensure appropriate stakeholder management and governance.</li></ul>Key Knowledge, Skills &amp; Experience Essential: <ul><li>Bachelor's degree, Master's degree or PhD in a quantitative subject, e.g. mathematics, computer science, actuarial science.</li><li>A track record of successful delivery in pressured environments with the ability to cope with competing demands.</li><li>Experience of developing working relationships with key stakeholders.</li><li>Experience of presenting findings and results, and building an understanding of audience-specific communication requirements.</li><li>Experience in quantitative modelling gained within the insurance, banking or asset management industry.</li><li>Comprehensive knowledge of financial markets.</li><li>Good knowledge of multiple asset types.</li><li>Good understanding of statistics and statistical methods (e.g. stochastic simulation, VaR methodology and back-testing).</li></ul>Desirable: <ul><li>Professional designations such as CFA, FRM, FIA/FFA would be viewed as favourable.</li><li>Good understanding of modern financial mathematics (e.g. bond mathematics, option pricing, hedging, Monte Carlo simulation in real and risk neutral environment) is a strong plus.</li><li>Good practical experience in code development (Python / C++ / R / Matlab).</li><li>Experience in managing a team, providing oversight and guidance.</li><li>The ability to implement novel technical solutions that are pragmatic, so they fit within business needs and produce analysis to support solutions.</li></ul>Close Date: 4th April 2025 Recruiter: Matt Campbell Work Level: Manager / Expert We have a diverse workforce and an inclusive culture at M&amp;G plc, underpinned by our policies and our employee-led networks who provide networking opportunities, advice and support for the diverse communities our colleagues represent. Regardless of gender, ethnicity, age, sexual orientation, nationality, disability or long term condition, we are looking to attract, promote and retain exceptional people. We also welcome those who take part in military service and those returning from career breaks. M&amp;G is also proud to be a Disability Confident Leader, and we welcome applications from candidates with long-term health conditions, disabilities, or neuro-divergent conditions. Being a Disability Confident Leader means that candidates who meet the minimum criteria of a job, will be offered an interview if they 'opt in' to the scheme when applying. If you need assistance or an alternative means of applying for a role due to a disability or additional need, please let us know by contacting us at: <a href="mailto:careers@mandg.com" target="_blank">careers@mandg.com</a>

Risk Modelling Manager (12-month secondment/FTC)

Job Description This is an Analyst or Associate-level role within the London Global Banking and Markets - Public Compliance Team providing compliance coverage across market-leading Fixed Income, Currencies and Commodities (FICC) business units, primarily focusing on Foreign Exchange (FX) with supporting cover for Interest Rate Products (IRP). The role reports into the EMEA Head of IRP and FX Compliance and is part of the FICC Compliance team that sits within the Global Banking and Markets - Public Compliance team. WHO WE ARE The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centres around the world. OUR IMPACT The Compliance division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. As an independent control function and part of the firm's second line of defence, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries. YOUR IMPACT <ul> <li>Trading floor-based role providing real-time compliance counsel to the FICC business, primarily focusing FX, with regards to relevant rules, regulations and internal policies that govern the Global Banking and Markets - Public business.</li> <li>Provision of pro-active risk mitigation instructions on regulatory and policy matters including individual transactions, new products and business initiatives.</li> <li>Assistance with the interpretation and implementation of new rules/regulation.</li> <li>Development and delivery of both ad-hoc and annual face-to-face training.</li> <li>Development and deployment of second line controls and assisting the first line with the development of their controls.</li> <li>Review of new algorithms and other electronic-related business initiatives.</li> <li>Review of complex and strategic marketing materials and committee memos.</li> <li>Co-ordination with the broader Global Banking and Markets - Public Compliance Team, in addition to Federation and Financial Crime Compliance, on initiatives and projects.</li> <li>Co-ordination with broader firm departments, such as Controllers, Operations, Internal Audit and Legal.</li> <li>Participation in Compliance, regulatory and internal investigations and audits, including utilising firm systems to conduct forensic reviews.</li> <li>Liaising with local regulators and Exchange/MTF operators and coordination of responses to ad-hoc regulatory enquiries.</li></ul>SKILLS AND EXPERIENCE <ul> <li>Ability to process large amounts of information on novel topics and identify salient points, and succinctly present them to a senior audience.</li> <li>Ability to build relationships with stakeholders of various seniority and across different roles.</li> <li>Excellent written and verbal communication skills, including presentation skills.</li> <li>Demonstrable interest in financial services, in particular trading-floor Compliance. </li> <li>Proactive, self-motivated, assertive and well organized.</li> <li>Take ownership of tasks, progress them independently, and escalate to senior stakeholders when required.</li> <li>Strong analytical, technical and problem-solving skills, with the ability to exercise sound and balanced judgment.</li> <li>Ability to learn and navigate technical firm systems used for forensic reviews, and educate other team members on functionality. </li> <li>Forward-looking, focused on improving and streamlining controls and processes.</li> <li>Ability to work independently and yet remain a strong team player.</li> <li>Ability to handle multiple tasks simultaneously and work to tight deadlines, balancing short-term and long-term queries and projects, in a trading floor environment which involves multiple, daily live interactions with stakeholders.</li> <li>Desirable, but not essential: Compliance experience gained by working on a trading floor for a Tier 1 house or others with sophisticated algorithmic/electronic business units and/or complex financing/trading capabilities.</li> <li>Degree level or equivalent (not essential if has relevant working experience).</li> <li>Professional qualifications such as CA, CFA, Solicitor or Bar exams an advantage.</li> <li>Languages an advantage (particularly French and/or German).</li> <li>Ability to code or understand code would be an advantage.</li> <li>An understanding or awareness of EU and US regulation (MIFID II, MAR, Benchmarks, Dodd Frank, REMIT, FX Global Code, LBMA Precious Metals Code, FMSB Standards, EMIR, CFTC, SEC) would be an advantage.</li> <li>Ability to enrich and thrive in an international, diverse and inclusive environment.</li></ul>ABOUT GOLDMAN SACHS At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: <a href="https://www.goldmansachs.com/careers/footer/disability-statement.html" target="_blank">https://www.goldmansachs.com/careers/footer/disability-statement.html</a> © The Goldman Sachs Group, Inc., 2023. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

Compliance, Global Banking & Markets, Analyst / Associate, London

Excited to grow your career? Are you looking for a career move that will put you at the heart of a global financial institution? Then bring your skills in analysis, problem solving and communication to Internal Audit (IA) Quality Assurance. By joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. Team/Role Overview Citi's Internal Audit (IA) division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is a change agent within Citi to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor Quality Assurance and the Group Audit Committee. The QA function provides independent assurance that IA has achieved and is maintaining appropriate standards of internal audit delivery (set against both IA's own internal standards and the Standards and Code of Ethics of the Institute of Internal Auditors). This role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global audit teams to ensure appropriate understanding, access to and the correct application of the IA methodology. In this role, you will be primarily partnering with the audit teams responsible for Risk and Compliance globally and also supporting the global QA team. The role reports to the QA Director in New York. What you will do <ul><li>Operate independently as a QA partner across the assigned SME audit teams, forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with the Chief Auditors. </li><li>Lead QA reviews and provide assurance over the quality of IA's work via formal QA products (e.g., Scorecards, Thematic Reviews, Hot reviews and Regulatory/ QA Issue Validation) to ensure conformance with the IPPF IIA Standards and in line with industry best practices.</li><li>Provide day-to-day support and guidance to the assigned audit teams on methodology-related matters by leveraging experiencing and using professional judgement.</li><li>Through ongoing QA delivery work, provide credible and value-added check and challenge to IA stakeholders, with a keen focus on risk, an understanding of IA's product/function coverage area, IA Methodology requirements and taking into consideration the overall impact.</li><li>Establish and consistently maintain professional working relationships with IA Directors and Chief Auditors; assist the QA Director in maintaining IA stakeholder communications through monthly meetings.</li><li>Be a change agent in the continuous improvement program to deliver and maintain a best-in-class QA function, sharing best practices and lessons learned with the IA and QA teams</li><li>Contribute to continued improvement in IA and QA methodology and coverage through the delivery of QA products.</li><li>Support QA Directors with periodic ad-hoc projects (e.g., research and development of QA specific training).</li><li>Support QA Directors in the review and improvement of global IA methodology and practices, including innovation initiatives.</li><li>Support QA Director in reviewing key internal QA deliverables and external deliverables.</li><li>Support other QADs on an ad-hoc basis to ensure efficiency in delivering the QA Plan and consistent utilization.</li></ul>What we will need from you Qualifications <ul><li>Extensive internal audit experience, including leading and executing risk-based audits and issue validations (risk based and regulatory), preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks.</li><li>Experience in a related role and/ with subject matter expert in Market Risk, Credit Risk, Operational Risk, Model Risk, Financial Crimes; including KYC, AML, AB&amp;C, Sanctions and Consumer Regulations.</li><li>Strong understanding of Industry/Regulatory Standards for an IA function (IIA Standards, FRB 13-1, FDIC, OCC HS, etc.).</li><li>Strong knowledge (interpretation and execution) of Citi's Internal Audit Methodology, preferred.</li><li>Effective negotiation and interpersonal skills for interfacing with senior levels of Audit.</li><li>Ability to consistently demonstrate strong communication skills; clear and concise written and verbal communication.</li><li>Demonstrated experience in writing impactful audit reports and effective issues.</li><li>Excellent project management and organizational skills and capability to handle multiple projects at one time.</li></ul>Technical Skills: <ul><li>Advanced analytical skills with strong critical thinking.</li><li>Intermediate to advanced skills with Excel, word, PowerPoint, Tableau and/or other data analytics tools.</li></ul>Certifications: <ul><li>Related certifications (CIA, CAMS, CFE, CFSA, CGSS, CPA, ACCA or similar) preferred.</li></ul>Education <ul><li>Bachelor's Degree/University degree or equivalent experience</li><li>Master's degree preferred</li></ul>What we can offer you We work hard to have a positive financial and social impact on the communities we serve. In turn, we put our employees first and provide the best-in-class benefits they need to be well, live well and save well. By joining Citi London, you will not only be part of a business casual workplace with a hybrid working model (up to 2 days working at home per week), but also receive a competitive base salary (annually reviewed), and enjoy a whole host of additional benefits such as: <ul><li>Generous holiday allowance starting at 27 days plus bank holidays; increasing with tenure.</li><li>A discretional annual performance related bonus</li><li>Private medical insurance packages to suit your personal circumstances.</li><li>Employee Assistance Program </li><li>Pension Plan </li><li>Paid Parental Leave </li><li>Exclusive discounts for employees, family, and friends </li><li>Access to an array of learning and development resources </li></ul>Alongside these benefits Citi is committed to ensuring our workplace is where everyone feels comfortable coming to work as their whole self every day. We want the best talent around the world to be energised to join us, motivated to stay, and empowered to thrive. Sounds like Citi has everything you need? Then apply to discover the true extent of your capabilities. #LI-MP4 Job Family Group: Internal Audit Job Family: Audit Time Type: Citi is an equal opportunity and affirmative action employer. Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi. View the "EEO is the Law" poster. View the EEO is the Law Supplement. View the EEO Policy Statement. View the Pay Transparency Posting

Senior Audit Manager - Quality Assurance - Legal, Compliance & Risk - Senior Vice President

What we will offer What we will offer: We will offer you a place where you can be yourself and where there are no limits on what you can achieve. With us, you can take ownership of your career and have honest conversations throughout. You would join an ambitious firm with a clear strategy for profitable growth where you can get early responsibility and early involvement in growing the business. Here you can expect a competitive and fair reward as well as recognition based on all round performance. This forms part of our internal promise to you, The Deal, between the firm and its employees. You can expect: <ul><li>A competitive salary and a host of family friendly policies</li><li>Life assurance, private health and dental care for you and your family</li><li>A range of flexible benefits including gym discount and retail vouchers</li><li>Tech, cycle and electric car schemes</li><li>The opportunity to support the firm's charity through volunteering leave</li><li>A wellbeing strategy that focuses on preventative measures to maintain overall health, and tools and support for when our people experience physical or mental difficulties. The strategy focuses on four pillars: physical, emotional, financial and social aspects.</li></ul>Team Structure The Business Acceptance team is a global team operating out of the firm's London, Singapore and Hong Kong offices. It is led by the Head of Business Acceptance based in London, supported in the same office by an AML and Sanctions Manager, three Senior Compliance Officers and 13 Compliance Officers. The teams in Hong Kong and Singapore consist of a Business Acceptance Manager, a Senior Compliance Officer, four Compliance Officers and a Compliance Assistant. Main Responsibilities The role of a Senior Compliance Officer has elements of day-to-day compliance work (BAU), as well as people management. BAU Primarily involves the day-to-day management of client onboarding and matter opening workflows, with a focus on problem-solving and maintaining an efficient service to the business. In practice, this will involve: <ul><li>Acting as an initial point of escalation for queries from team members, whether related to conflicts, AML, CDD, Intapp, billing / third party payors or otherwise.</li><li>Managing workload by allocating work fairly and ensuring it is completed promptly and accurately. Where needed, you will support colleagues in prioritising competing demands.</li><li>Identifying and resolving any issues (technical or otherwise) which affect the general file opening and / or client onboarding workflow.</li></ul>The role will also include handling a share of the team's day-to-day workload, which generally involves: <ul><li>Analysing conflict search results and resolving any regulatory and/or commercial conflicts, including via discussions with partners and fee earners.</li><li>Advising fee-earners on information and documentation required to complete CDD.</li><li>Implementing and maintaining information barriers.</li><li>Conducting sanctions screenings and liaising with internal SMEs to resolve any sanctions issues that may arise with clients or matters.</li></ul>People Management As a Senior Compliance Officer, you will also be actively involved in and mentoring and leading colleagues. Each of our Senior Compliance Officers is responsible for the day-to-day supervision of a small team of Compliance Officers (a "pod"), which includes: <ul><li>Playing a leading role in ongoing training and mentoring, especially of new joiners to the Business Acceptance team.</li><li>Ensuring Compliance Officers apply a consistent approach to resolving conflicts, AML and other issues related to Business Acceptance processes.</li><li>Addressing day-to-day and ongoing resourcing issues.</li></ul>The successful candidate will be expected to: <ul><li>Act as a senior point of contact to the business on complex queries relating to conflicts, AML and other business acceptance issues. • Assist with drafting and review of Business Acceptance policies.</li><li>Deliver Business Acceptance training to fee earners, support staff and internally within the Business Acceptance team.</li><li>Assist with the project management of upgrades to Intapp Open, including testing of any changes and maintaining an ongoing review of the system functionality.</li><li>Assist with lateral hire searches.</li><li>Provide Out of Hours assistance on time-sensitive matters from time to time, in conjunction and consultation with the Head of Business Acceptance.</li></ul>Most of our roles are hybrid, meaning that colleagues benefit from working in our office and remotely. We are happy to discuss this and other flexible working arrangements with you as part of the application and interview process. Attributes/Skills Required <ul><li>At least 4 years' experience in a business acceptance role, preferably in a law firm environment. Prior people management experience would be useful.</li><li>Solid, demonstrable understanding of AML and conflicts rules applicable in all jurisdictions in which the firm operates.</li><li>Pragmatic, commercial and lateral thinking and creative problem-solving skills.</li><li>A team-first, can-do attitude and a commitment to doing what it takes to achieve results in a timely, efficient manner.</li><li>Strong research skills and familiarity with widely used vendors such as Orbis, Accuity and equivalents.</li><li>Excellent written and verbal communication skills, and the gravitas to support taking the lead in discussions with partners, fee earners and support staff.</li><li>Proven ability to work both independently and as part of a global team.</li><li>Experience of using Intapp Open and Walls.</li><li>Ability to work under time pressure and prioritise effectively to meet multiple deadlines.</li><li>A desire to build on existing knowledge and proactively contribute to changes in team processes and procedures.</li></ul>This job description is indicative only and does not represent an exhaustive list of responsibilities. The firm reserves the right to alter or change the responsibilities at any time, in line with the firm's strategy and business needs. We are an equal opportunity organisation, committed to having a diverse workforce. We do not discriminate on the basis of age, sex, race, disability, sexual orientation, culture, or any other protected characteristics. We aim to create a culture where everyone can be themselves and is valued for their strengths and unique perspectives. About the Firm With 8 offices worldwide and with our headquarters based in London, Stephenson Harwood is a law firm where our people are committed to achieving the goals of our clients - listed and private companies, institutions and individuals across the globe. Our mix of expertise and culture results in a combination of deep local insight and the capability to provide a seamless international service. Our experience encompasses corporate, commercial litigation and arbitration, employment, pensions and private wealth, finance, marine and international trade, and real estate and projects. We assemble teams of bright thinkers to match our clients' needs and give the right advice from the right person at the right time. Dedicating the highest calibre of legal talent to overcome the most complex issues, we deliver pragmatic, expert advice that is set squarely in the real world. We understand the power of diversity in delivering that high calibre advice to our clients. We want to attract diverse talent and we particularly encourage applications from underrepresented demographics. Our Values Individuality - We encourage creativity and devlop talent. Commitment - To be the best and deliver the highest standard. Teamwork - We work together to build close, long-term relationships. Straight talking - We say what we mean and do what we say. Our Vision into 2026 To be a successful firm where talented people work together in an entrepreneurial environment, building long term client relationships. This version is about who we want to be, as well as who we are. It is as much about our values as about our character - the attributes we want to see from all of our people. That's how we unlock our entrepreneurial spirit, advising our clients with top performing teams. A key part of the 2026 strategy is to focus on five core sectors: energy transition; life sciences and healthcare; private capital and funds; technology; transportation and trade. These have been identified as crucial in the drive for accelerated profitable growth.

Senior Compliance Officer

Purpose of Role: The Operational Compliance team sits within Non-Financial Risk and provides a second line of defence for the firm's activities. Their role includes providing oversight and guidance on the Firm's Compliance with applicable rules, regulations, internal policies and procedures including working with other areas of the Firm to devise and maintain appropriate systems and controls. The Operational Compliance team provides support and assurance to the business across Regulatory, Investment and Client Operations with responsibilities including regulatory reporting (MiFIR, EMIR, AIFMD, Shareholding Disclosures), Voice Recording, Outsourcing and Fund Services Oversight through a full scope of Compliance activities from Advisory to Monitoring. This role will report to the Head of Operational Compliance in a current team of 3 people. Responsibilities: <ul><li>Responsible for completing regulatory disclosure reporting (short, substantial and takeover), as well as Section 793 Company Act requests</li><li>Remain up to date with relevant regulatory and legal requirements in respect of all relevant disclosure requirements</li><li>Perform gap analysis to identify areas for improvement in the disclosure system and reports and work with Technology to implement solutions</li><li>Assist with the review of procedural documentation and Global Policies at least annually, identifying areas of improvement and propose policy and procedure updates</li><li>Provide compliance support to other regional offices including the US and Asia team</li><li>Assist members of the Operational Compliance team with Compliance Monitoring Programme delivery across team scope including regulatory reporting (EMIR and MiFIR), MiFID voice recording and CASS</li><li>Produce Compliance submissions for Man Group governance</li><li>Opportunities to be involved in broader range of team activities as the role develops</li></ul>Key Skills &amp; Experience: <ul><li>Educated to degree level or equivalent</li><li>Experience in a compliance, reporting or regulatory operations role is desirable</li><li>Previous experience working in a regulated environment required</li><li>A focused, proactive team member able to drive their own development</li><li>Self-starter with strong analytical and problem-solving skills</li><li>Experience with technical or detailed processes beneficial but not essential</li></ul>Our Culture, Values and Benefits at Man Man Group is proud to provide the best working environment possible for all of its employees, and we are committed to equal opportunities. At Man Group we believe that a diverse workforce is a critical factor in the success of our business and this is embedded in our culture and values. There are a number of external and internal initiatives, partnerships and programmes that help us to attract and develop talent from diverse backgrounds and that encourage inclusion and diversity across our firm and the industry. Man Group is a Signatory of the Women in Finance Charter and the Race at Work Charter. Man Group supports many charities, and global initiatives. We support professional training and development, and requests for flexible or part-time working. Employees are also offered two 'Mankind' days of paid leave per year as part of the Man Charitable Trust's community volunteering programme. We offer comprehensive, firm-wide employee benefits including competitive holiday entitlements, pension/401k, life and long-term disability coverage, group sick pay, enhanced parental leave and long-service leave. Additional benefits are tailored to local markets and may include private medical coverage, discounted gym membership and wellbeing programmes. Man Group is a Disability Confident Committed employer; if you require help or information on reasonable adjustments as you apply for roles with us, please contact <a href="mailto:Peopleoperations@man.com" target="_blank">Peopleoperations@man.com</a>. Man Group is a global, technology-empowered active investment management firm focused on delivering alpha and portfolio solutions for clients. Headquartered in London, we manage $174.9 billion* and operate across multiple offices globally. We invest across a diverse range of strategies and asset classes, with a mix of long only and alternative strategies run on a discretionary and quantitative basis, across liquid and private markets. Our investment teams work within Man Group's single operating platform, enabling them to invest with a high degree of empowerment while benefiting from the collaboration, strength and resources of the entire firm. Our platform is underpinned by advanced technology, supporting our investment teams at every stage of their process, including alpha generation, portfolio management, trade execution and risk management. Our clients and the millions of retirees and savers they represent are at the heart of everything we do. We form deep and long-lasting relationships and create tailored solutions to help meet their unique needs. We are committed to creating a diverse and inclusive workplace where difference is celebrated and everyone has an equal opportunity to thrive, as well as giving back and contributing positively to our communities. For more information about Man Group's global charitable efforts, and our diversity and inclusion initiatives, please visit: <a href="https://www.man.com/corporate-responsibility" target="_blank">https://www.man.com/corporate-responsibility</a> Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found at <a href="http://www.man.com" target="_blank">www.man.com</a> * As at 30 September 2024. All investment management and advisory services are offered through the investment engines of Man AHL, Man Numeric, Man Discretionary, Man FRM, Man Varagon, Man Global Private Markets and Man Solutions.

Junior Compliance Officer - Operational Compliance

About Taskrabbit: Taskrabbit is a marketplace platform that conveniently connects people with Taskers to handle everyday home to-do's, such as furniture assembly, handyman work, moving help, and much more. At Taskrabbit, we want to transform lives one task at a time. As a company we celebrate innovation, inclusion and hard work. Our culture is collaborative, pragmatic, and fast-paced. We're looking for talented, entrepreneurially minded and data-driven people who also have a passion for helping people do what they love. Together with IKEA, we're creating more opportunities for people to earn a consistent, meaningful income on their own terms by building lasting relationships with clients in communities around the world. <ul><li>Taskrabbit is a remote-first company with employees distributed across the US and EU</li><li>5-time Best Places to Work in 2022 by BuiltIn. Including Best Companies in SF, Best Mid-Sized Companies, and Best Benefits</li><li>DataBird journal's "Best Places" Best Companies for Diversity, #1 2019 and 2020</li><li>DataBird journal's "Best Places" Best Companies for Women, #4 2019 and #1 2020</li></ul>Join us at Taskrabbit, where your work will be meaningful, your ideas valued, and your potential unleashed!. About the Role This role is based in London and candidates must be able to work in our amazing new EU headquarters in Central London (soho area) multiple days per week. Join our team as a Compliance &amp; Risk Specialist and play a key role in protecting the Taskrabbit community. This dynamic position requires you to write and operationalize policies, conduct risk assessments, and adapt to evolving challenges. You'll work closely with stakeholders to enhance our policies and ensure a safe and efficient marketplace. Our ideal candidate is passionate about Taskrabbit, marketplaces, and the sharing economy. The ideal candidate relies on data-driven insights to help them make informed decisions that improve and optimize our programs, policies and procedures for accuracy and efficiency. The candidate must also be personable, collaborative, and flexible, with the drive to support complex projects across multiple stakeholder groups. You will report into the Manager, Compliance &amp; Risk, on our Compliance and Risk team within our Legal, Compliance &amp; Risk organization. What You'll Work On: <ul><li>As part of a global team, research and draft data-driven policies, with a focus on compliance and risk.</li><li>Understand the platform users perspectives to enhance the overall TaskRabbit experience. </li><li>Identify factors that increase trust at key points in the user experience and update/draft policy as needed. </li><li>Write internal and external policies for platform users and corporate compliance. </li><li>Develop, organize, and maintain a searchable repository of all policies. </li><li>Guide policy operationalization efforts and collaborate with cross-functional stakeholders across departments. </li><li>Assist with building out and supporting frameworks for managing internal company audits.</li><li>Assist with identifying compliance standards and design improvements for internal control structures. </li><li>Support the Compliance roadmap, including current focus areas and future plans.</li><li>Be the team SME for the company's GRC platform, ensuring policies are reviewed on a regular and recurring frequency.</li></ul>Your Areas of Expertise: <ul><li>Minimum 2+ experience in Compliance, Risk Operations, or Trust and Safety.</li><li>Ability to work closely with global, cross-functional teams and enjoys collaborating with a tight-knit team.</li><li>Exceptional writing and editing skills.</li><li>Capacity for critical thinking, research, and analysis.</li><li>Proactive, clear, and concise communication style.</li><li>Adapts well to fast-paced environments; strong attention to detail.</li><li>Effective time management and prioritization skills.</li><li>Familiarity with tools like Confluence, G-Suite and GRC Platforms like Drata.</li><li>Passion for building trust and delivering exceptional customer experiences.</li><li>Ability to work in an hybrid model. </li></ul>Compensation &amp; Benefits: At Taskrabbit, our approach to compensation is designed to be competitive, transparent and equitable. Total compensation consists of base pay + bonus + benefits + perks. The annual gross pay range for this position is £43,000 - £50,000. This is the base pay range only, and does not include any other total cash compensation amounts, such as company bonus or benefits. You'll love working here because: <ul><li>Taskrabbit is a Remote-First Company. We value flexibility and choice but also stay committed to regular in-person connection.</li><li>The People. You will be surrounded by some of the most talented, supportive, smart, and kind leaders and teams -- people you can be proud to work with!</li><li>The Diverse Culture. We believe that we make better decisions when our workforce reflects the diversity of the communities in which we operate. Women make up half of our leadership team and our diversity representation is above that of the tech industry average.</li><li>The Perks. Taskrabbit offers our employees with employer-paid health insurance and a 401k match with immediate vesting for our US based employees. We offer all of our global employees generous and flexible time off with 2 company-wide closure weeks, Taskrabbit product stipends, wellness + productivity + education stipends, IKEA discounts, reproductive health support, and more. Benefits vary by country of employment. </li></ul>Taskrabbit's commitment to Diversity and Inclusion: An Active Commitment to Equity within our Company and Platform. We are an inclusive community where all who share our mission and values belong. Our anti-racist culture actively strengthens the knowledge, understanding, and awareness of underrepresented experiences and our ongoing allyship commitment. Our diverse team represents the communities we serve, breaking down systemic barriers, and transforming lives- one action at a time. Taskrabbit is an equal opportunity employer and values diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, ancestry, citizenship, sex, gender, gender identity, sexual orientation, age, marital status, military/veteran status, or disability status. Taskrabbit is committed to working with and providing reasonable accommodation to applicants with physical and mental disabilities. Taskrabbit will consider for employment all qualified applicants with criminal histories in a manner consistent with applicable law. Taskrabbit will never use text or chat applications to conduct interviews. We have a thoughtful and interactive interview process that includes an initial recruiter phone screen and several video-based interviews with our hiring teams. Communications will always be conducted by taskrabbit.com domain names.

Compliance & Risk Specialist

Company Description Visa is a world leader in payments and technology, with over 259 billion payments transactions flowing safely between consumers, merchants, financial institutions, and government entities in more than 200 countries and territories each year. Our mission is to connect the world through the most innovative, convenient, reliable, and secure payments network, enabling individuals, businesses, and economies to thrive while driven by a common purpose - to uplift everyone, everywhere by being the best way to pay and be paid. Visa Cross-Border Solutions (offers deep money movement capabilities to organisations across the globe. Powered by Currencycloud technology, Visa Cross-Border Solutions enhances, streamlines and simplifies integrating the cross-border financial tools of tomorrow. Make an impact with a purpose-driven industry leader. Join us today and experience Life at Visa. Job Description <ul><li>Leading the management of Currencycloud AML and Sanctions program, Standards, Procedures, Advisory framework documents (methodology, advisory templates).</li></ul><ul><li>Collaborating with Compliance functions across Visa entities to establish enhanced controls, tools, and compliance monitoring rules.</li></ul><ul><li>Working with regional MLRO's and Compliance leads to create and drive MI reporting including global and regional KPIs and MBRs.</li></ul><ul><li>Owning and leading projects across Currencycloud's Compliance function (Regulatory change management projects, Management and oversight of key remediation projects)</li></ul><ul><li>Keeping abreast of regulatory and corporate governance developments affecting payments.</li></ul><ul><li>Creation and management of centralized repositories for key AML, Sanctions and Financial Crime program information</li></ul><ul><li>Overseeing work streams to build business cases, business user requirements, and functional specifications across the Compliance function</li></ul><ul><li>Identifying and undertaking ad hoc strategic projects and executing key initiatives, including addressing any gaps in product features and functionality.</li></ul><ul><li>Implementing advanced analytics and technology solutions to enhance the effectiveness and efficiency of AML, Sanctions, and Financial Crime detection and prevention programs.</li></ul><ul><li>Coordinating with IT and data teams to ensure the integrity, security, and availability of compliance-related data and systems, and to support the development of compliance technology roadmaps.</li></ul><ul><li>Driving continuous improvement initiatives within the Compliance function, including process optimization, automation, and the integration of best practices to strengthen the overall compliance framework.</li></ul>This is a hybrid position. Expectation of days in office will be confirmed by your hiring manager. Qualifications <ul><li>8+ years experience </li><li>Sound knowledge on AML/ATF typologies.</li><li>Good understanding of core pillars of effective AML, ATF and client due diligence programs and appropriate legislation</li><li>Experience in regulatory Compliance, including direct work with different regulatory authorities is essential.</li><li>Experience designing and managing AML &amp; Sanctions related product features and development.</li><li>Ability to effectively collaborate and influence to lead cross-functional stakeholders.</li><li>Fast learner and critical thinker, ability to interpret rules and policies and clearly articulate applicability to programs.</li><li>Strong communication skills (verbal and visual) with an ability to explain complex compliance, business and technical concepts to broad audiences in an approachable way</li><li>Strong attention to detail and ability to manage multiple projects/ initiatives to conclusion through multi-functional teams.</li><li>Project management experience and working with various project management tools</li></ul>What will also help: <ul><li>Multi-national experience and perspective would be a strong plus</li><li>Passion for payments and creating new solutions</li><li>Professional AML/ATF (ACAMS) accreditation</li><li>Flexible to work in an environment where needs are continually changing</li><li>Ability to multi-task and able to work with minimal supervision</li><li>Deep expertise of the payment's ecosystem preferred or alternately, good understanding of payments business and associated risks</li></ul>Additional Information Visa is an EEO Employer. Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, sexual orientation, gender identity, disability or protected veteran status. Visa will also consider for employment qualified applicants with criminal histories in a manner consistent with EEOC guidelines and applicable local law.

Senior Program Compliance Manager

The vacancy 37.5 hours per a week Permanent Closing date: Tuesday 1st April 2025 at 9am Are you looking for a new career opportunity? If you are passionate about making a real difference through supporting vulnerable people, we would love to hear from you! We have a new Risk and Compliance officer role across our supported housing services. The role will lead on improving policy, compliance and meetings all regulatory standards and legislation including in Ofsted, the Housing Ombudsman and the Regulator of Social Housing. You will join a lively, supportive, and friendly team to work together to provide an excellent service for our people. Evolve Housing + Support is an equal opportunities employer and encourages applications from all sections of the community, including people who have experienced homelessness themselves. Equality, diversity and inclusion are key objectives for us, and we reflect this in our recruitment practices, actively seeking applications from all parts of the community regardless of race, religion or belief, sex, sexual orientation, gender identity, age, or disability. You will need to have the correct right to work in the UK in place, as Evolve does not have a sponsorship license. Please ensure that your answers give a clear outline of how your application meets the criteria for this role using the included job description and person specification. You will need to be able to work shifts on a pre-planned rolling rota - 5 /7 days a week including mornings (from 7am), evenings (to 10pm) - these also include mid shifts and weekends. In return, we can offer you: <ul> <li>Over 6 weeks holiday per annum (rising with service)</li></ul><ul> <li>Ability to buy or sell additional one week holiday per annum</li></ul><ul> <li>Employer paid DBS checks</li></ul><ul> <li>Occupational sick pay</li></ul><ul> <li>Employer contributory pension scheme</li></ul><ul> <li>4 x Life Assurance</li></ul><ul> <li>Medical Cash Back Plan</li></ul><ul> <li>Yulife Employee Assistance &amp; Rewards Programme</li></ul><ul> <li>Cycle to work scheme</li></ul><ul> <li>Full training and induction programme</li></ul><ul> <li>Blue Light Card</li></ul>About us Evolve is a leading homelessness charity in London, providing housing and support to over 1,300 people each year. Our aim is to help children, young people and adults who are homeless or at risk of homelessness to become independent and resilient. We believe in building on people's strengths, aspirations and goals to help them break the cycle of homelessness. We offer a programme of support tailored to meet people's individual needs, including housing, employment and skills training, mentoring and counselling. We work with young parents and children at risk of exclusion to build the skills and resilience that can help prevent homelessness. We campaign to end street homelessness. We build affordable homes to help people move on to an independent life. Please click here for more information about us. Our values Honest We treat homeless, vulnerable people and staff fairly, with respect and with an unconditional positive regard. Inclusive We enable our customers to play a key role in defining and designing the work we do. We develop our managers not to just manage, but to lead their teams. Optimistic We don't pass judgement on customer or staff potential simply based on where they are in their lives at this point in time. Determined We ensure that customers and staff have a solid skills foundation to build their future development on. Passionate We believe that every customer and staff member has the potential to make significant contributions to the organisation, sector, and community; be that through paid employment or volunteering their time. We believe that every customer and staff member has the potential to make significant contributions to the organisation, sector, and community; be that through paid employment or volunteering their time. "&gt; Creative We provide a pathway of opportunity to support customers and staff to achieve their full potential, whatever that may be. What's it like People are at the heart of what we do. We believe our diverse and inclusive organisation empowers and values our people.

Risk and Compliance Officer

We are looking for a Compliance Manager to drive global market entries as well as maintaining growing multi-verticals operations in existing jurisdictions, and also lead Regulatory and Government Affairs initiatives. This is a strategic, high-impact role where you will drive Bragg's compliance and government affairs growth, supporting our expansion and ensuring operational excellence across North America, LATAM, the EU, and other key markets. In this pivotal cross-organizational role you will develop and implement compliance strategies, foster trusted partnerships with regulatory bodies and government agencies, and proactively advise on legislative and regulatory developments. Reporting to the Head of Regulatory Compliance, you will drive and lead market entry processes and workflows, directly impact global growth opportunities in new and existing markets, and effectively position the Compliance team as key drivers of cross-functional decision making processes. This is a hybrid role based in our London office. Your responsibilities: <ul><li>Creating Compliance Requirements Documents based on regulatory standards in global regulated jurisdictions</li><li>Creating Internal Controls Standards based on regulatory frameworks, including internal distribution and training</li><li>Designing and enforcing compliance frameworks, policies, and controls that adhere to Bragg's standards and align with diverse jurisdictional regulations</li><li>Providing regulatory requirements counseling for cross-functions throughout market entries and cross-functional projects lifecycle</li><li>Acting as primary regulatory liaison, advising cross-functional teams (Product, Technology, Finance, Sales) on compliance requirements and recommending optimal solutions for various operational environments</li><li>Develop and execute the company's government affairs and lobbying strategy, fostering strong relationships with regulatory bodies, external partners, and legal advisors to support iGaming industry initiatives</li><li>Conduct regulatory gap analyses and formulate action plans to mitigate compliance risks across multiple jurisdictions</li><li>Scan the legal horizon and interpret emerging laws and regulations from a regulatory perspective, advising the business on potential impacts and compliance strategies</li><li>Initiating and setting frameworks for regulatory projects</li><li>Writing iGaming license application documents</li><li>Creating regulatory knowledgebase by obtaining and managing regulation documents</li></ul>What you bring to the team: <ul><li>An experienced &amp; passionate problem-solver who is methodological, responsible, accountable, self-driven and service minded</li><li>Qualified lawyer or compliance professional with proven 2+ years of experience in global regulatory landscapes, preferably within the iGaming industry</li><li>Comprehensive view of a technological product, from requirement to a compliant user experience</li><li>Ability to communicate complex regulatory requirements effectively to technical, product, and business teams.</li><li>Strong organisational and project management skills to lead multiple projects and meet deadlines.</li><li>A true team-player with strong multi-tasking skills</li></ul><ul><li>Fluency in written and verbal English</li></ul>Bonus points if: <ul><li>Knowledge of one or more additional languages.</li><li>Experience in product iGaming regulations and standards.</li></ul>What's in it for you: <ul><li>Competitive compensation that reflects your expertise and leadership.</li><li>Hybrid work model with 30 days of annual leave.</li><li>Opportunities for career development and global exposure.</li><li>Comprehensive benefits package, including health, wellness, and retirement plans.</li><li>A dynamic, supportive work culture that values innovation and collaboration.</li></ul>Who are we? Bragg is a content-driven iGaming technology provider, serving online and land-based gaming operators with casino content, cutting-edge technology, and expert-managed services to deliver a full turnkey solution. We create high-performing, data-driven, and passionately crafted casino gaming titles built on Bragg remote games server technology. Our modern omnichannel Player Account Management platform powers multiple leading iCasino and sportsbook brands and is supported by powerful data analytics tools, as well as Fuze™ - an innovative player engagement toolset. Our way: <ul><li>We are highly business-oriented, with a strong focus on long-term relationships with our clients;</li><li>As a team of highly skilled experts, we appreciate genuine relationships and co-worker support;</li><li>We nurture honest relationships within teams, between teams, and with our business partners.</li></ul>Join Bragg Gaming Group to lead compliance, drive global licensing strategy, and contribute to our mission of responsible growth and regulatory excellence.

Compliance Manager

We are looking for a Compliance Operations Manager to drive global market entries as well as maintaining growing multi-verticals operations in existing jurisdictions. This is a strategic, high-impact role where you will drive Bragg's compliance operations, quarterbacking regulatory and corporate audits, lead regulatory change management policies and processes, and ensure operational excellence across North America, LATAM, the EU, and other key markets. This role is key in ensuring effective compliance in cross-functional domains including technological, marketing, financial, operational and more. Reporting to the Head of Regulatory Compliance, you will drive and support market entry processes and operational aspects in existing regulatory markets, directly impact global compliance policies and cross-functional workflows to effectively position the Compliance team as key drivers of cross-functional decision making processes. This is a hybrid role based in our London office. Your responsibilities: <ul><li>Outbound communications and relationship management with global regulatory authorities and regulatory technical service providers.</li><li>Work closely with the company's multi-vertical Technology, Commercials and Finance units to assess and determine when a regulatory change requires changes to existing process or implementations, and consequently responsible for initiating and setting the framework of the required regulatory projects.</li><li>Provide ongoing support for internal and external stakeholders on any compliance issue, including resolution of regulatory queries, concerns or specific ongoing issues related to regulatory, operational or technical compliance, while applying an effective compliance approach and a business mindset.</li><li>Leading regulatory audits, involving cross-company departments and external accredited test-houses.</li><li>Leading reviews of technical, marketing, finance and operations standards regulation documents with internal and external stakeholders, as well as responsibility for creating compliance and iGaming license application documents.</li><li>Obtain, create and maintain compliance documentation within an existing regulatory knowledgebase.</li><li>Setting guidelines and responsible for implementation of live environment's Change Management Policy and procedures, while collaborating with release management and technical departments.</li></ul>What you bring to the team: <ul><li>Compliance management / B2B Relationship management background</li><li>Tech / software company experience</li><li>Excellent verbal and written communication skills in English</li><li>An experienced &amp; passionate problem-solver who is accountable, independent with high execution standards</li><li>Strong multi-tasking skills</li><li>Well-organized, methodological and process oriented</li><li>Dedicated, as extensive working hours are occasionally required </li><li>Service minded and strong relationship building skills</li><li>A true team-player with strong multi-tasking skills</li></ul><ul><li>Fluency in written and verbal English.</li></ul>Bonus points if: <ul><li>Familiarity with online gaming or a previous experience in a similar position in the iGaming industry</li><li>A legal background or a practicing lawyer</li><li>Project management background</li><li>Technical background</li></ul>What's in it for you: <ul><li>Competitive compensation that reflects your expertise and leadership.</li><li>Hybrid work model with 30 days of annual leave.</li><li>Opportunities for career development and global exposure.</li><li>Comprehensive benefits package, including health, wellness, and retirement plans.</li><li>A dynamic, supportive work culture that values innovation and collaboration.</li></ul>Who are we? Bragg is a content-driven iGaming technology provider, serving online and land-based gaming operators with casino content, cutting-edge technology, and expert-managed services to deliver a full turnkey solution. We create high-performing, data-driven, and passionately crafted casino gaming titles built on Bragg remote games server technology. Our modern omnichannel Player Account Management platform powers multiple leading iCasino and sportsbook brands and is supported by powerful data analytics tools, as well as Fuze™ - an innovative player engagement toolset. Our way: <ul><li>We are highly business-oriented, with a strong focus on long-term relationships with our clients;</li><li>As a team of highly skilled experts, we appreciate genuine relationships and co-worker support;</li><li>We nurture honest relationships within teams, between teams, and with our business partners.</li></ul>Join Bragg Gaming Group to lead compliance, drive global licensing strategy, and contribute to our mission of responsible growth and regulatory excellence.

Compliance Operations Manager

AD Education UK is a growing network of leading creative education institutes in the UK. The group's institutions are united around strong values and sharing a vision for creativity and innovation within creative media education. With over 40 years of pioneering and sector-leading experience, our graduates can be found throughout the music, film, games and wider creative media sectors, winning prestigious awards and employed within the highest echelons of their respective creative fields. Our market-leading portfolio of schools includes The Institute of Contemporary Music Performance and SAE Institute UK. Requirements Location: Kilburn, London Contracted Hours: 37 hours Salary: up to £30,000 (Depending on experience) The Role SAE UK (part of AD Education) is on the lookout for 2 exceptional individuals to support our Admissions &amp; Compliance team. As Admissions &amp; Compliance Officer, you will be a key figure in ensuring our admissions process runs smoothly while maintaining strict compliance with internal and external regulations-particularly around UK student visas. You will advise students and staff on visa requirements, process applications (domestic and international), and keep accurate records to ensure SAE remains fully compliant. This dual-focus position requires someone experienced in higher education admissions and knowledgeable about UKVI regulations. If you're passionate about delivering a positive student experience and meticulous about regulatory compliance, this role is for you. Key Responsibilities: Admissions <ul><li>Process and assess direct applications (including UCAS, deferrals, and internal referrals). </li></ul><ul><li>Identify applications that require academic interviews or needs assessments; coordinate with relevant internal stakeholders. </li></ul><ul><li>Verify qualifications, check documentation for authenticity, and manage the application database. </li></ul><ul><li>Maintain polite and customer-focused communication with prospective students (and parents where relevant). </li></ul><ul><li>Make conditional and unconditional offers to applicants who meet standard criteria; liaise with faculty for non-standard admissions. </li></ul><ul><li>Ensure accurate and thorough updating of applicant data, including UCAS and internal Student Management Systems. </li></ul><ul><li>Produce regular recruitment figures and admissions reports; assist with open days and recruitment events. </li></ul>Visa Compliance <ul><li>Serve as the SAE specialist in UK visa matters, providing advice to staff and students on all visa-controlled categories (Student Route, Graduate Route, etc.). </li></ul><ul><li>Act as a Level 1 User on the Sponsor Management System (SMS) for sponsored students. </li></ul><ul><li>Coordinate all UKVI checks, ensuring compliance with sponsorship duties and requirements (e.g., licence renewal, CAS issuance, attendance monitoring). </li></ul><ul><li>Keep track of changes in immigration law and update SAE policies accordingly. </li></ul><ul><li>Maintain accurate records of visa documentation, including passports, BRPs, and expiring visas; ensure timely SMS reporting. </li></ul><ul><li>Provide training to relevant staff on sponsor responsibilities and compliance procedures. </li></ul>Essential Criteria: <ul><li>Proven experience working in Higher Education admissions, including knowledge of UCAS and student finance processes. </li></ul><ul><li>Demonstrable understanding of Home Office sponsorship duties and visa compliance requirements. </li></ul><ul><li>Familiarity with international student admissions and UKVI requirements. </li></ul><ul><li>Proficiency in MS Office and experience using databases or Student Management Systems. </li></ul><ul><li>Must have the right to live and work in the UK. </li></ul>Desirable Criteria: <ul><li>Educated to degree level (or holds an equivalent vocational qualification). </li></ul><ul><li>Experience delivering guidance or presentations to groups. </li></ul><ul><li>A background or strong interest in creative media industries. </li></ul>Why Join SAE? <ul><li>Be part of a global institution dedicated to creative industries and cutting-edge education. </li></ul><ul><li>Collaborate in a dynamic, international environment supporting diverse learners. </li></ul><ul><li>Take ownership of critical compliance tasks, shaping the future of the institution's growth and reputation. </li></ul><ul><li>Enjoy opportunities for professional development in both admissions and regulatory compliance. </li></ul>To improve the diversity of our academic team, we especially welcome applications from women, gender minorities, those with a disability, and those from an ethnic minority background. The deadline for applications is 10th April 2025. We encourage you to apply early as the role may be removed if we receive sufficient applications. And due to the volume of the applications, only successful applicants will be contacted. Job Description here Note: SAE is an equal opportunities employer and is committed to safeguarding and promoting the welfare of young people and vulnerable adults. Successful candidates will be required to obtain a satisfactory enhanced DBS disclosure. Benefits Employee Assistance Program Auto-Enrolment Pension Scheme Cycle to Work Scheme Discount for Masters Programmes Occupational Maternity Pay Occupational Paternity Pay Occupational Sick Pay

SAE Admissions & Compliance Officer

What we will offer What we will offer: We will offer you a place where you can be yourself and where there are no limits on what you can achieve. With us, you can take ownership of your career and have honest conversations throughout. You would join an ambitious firm with a clear strategy for profitable growth where you can get early responsibility and early involvement in growing the business. Here you can expect a competitive and fair reward as well as recognition based on all round performance. This forms part of our internal promise to you, The Deal, between the firm and its employees. You can expect: <ul><li>A competitive salary and a host of family friendly policies</li><li>Life assurance, private health and dental care for you and your family</li><li>A range of flexible benefits including gym discount and retail vouchers</li><li>Tech, cycle and electric car schemes</li><li>The opportunity to support the firm's charity through volunteering leave</li><li>A wellbeing strategy that focuses on preventative measures to maintain overall health, and tools and support for when our people experience physical or mental difficulties. The strategy focuses on four pillars: physical, emotional, financial and social aspects.</li></ul>Team Structure The Business Acceptance team is a global team operating out of the firm's London, Singapore and Hong Kong offices. It is led by the Head of Business Acceptance based in London, supported in the same office by an AML and Sanctions Manager, three Senior Compliance Officers and 13 Compliance Officers. The teams in Hong Kong and Singapore consist of a Business Acceptance Manager, a Senior Compliance Officer, four Compliance Officers and a Compliance Assistant. Main Responsibilities The role of a Senior Compliance Officer has elements of day-to-day compliance work (BAU), as well as people management. BAU Primarily involves the day-to-day management of client onboarding and matter opening workflows, with a focus on problem-solving and maintaining an efficient service to the business. In practice, this will involve: <ul><li>Acting as an initial point of escalation for queries from team members, whether related to conflicts, AML, CDD, Intapp, billing / third party payors or otherwise.</li><li>Managing workload by allocating work fairly and ensuring it is completed promptly and accurately. Where needed, you will support colleagues in prioritising competing demands.</li><li>Identifying and resolving any issues (technical or otherwise) which affect the general file opening and / or client onboarding workflow.</li></ul>The role will also include handling a share of the team's day-to-day workload, which generally involves: <ul><li>Analysing conflict search results and resolving any regulatory and/or commercial conflicts, including via discussions with partners and fee earners.</li><li>Advising fee-earners on information and documentation required to complete CDD.</li><li>Implementing and maintaining information barriers.</li><li>Conducting sanctions screenings and liaising with internal SMEs to resolve any sanctions issues that may arise with clients or matters.</li></ul>People Management As a Senior Compliance Officer, you will also be actively involved in and mentoring and leading colleagues. Each of our Senior Compliance Officers is responsible for the day-to-day supervision of a small team of Compliance Officers (a "pod"), which includes: <ul><li>Playing a leading role in ongoing training and mentoring, especially of new joiners to the Business Acceptance team.</li><li>Ensuring Compliance Officers apply a consistent approach to resolving conflicts, AML and other issues related to Business Acceptance processes.</li><li>Addressing day-to-day and ongoing resourcing issues.</li></ul>The successful candidate will be expected to: <ul><li>Act as a senior point of contact to the business on complex queries relating to conflicts, AML and other business acceptance issues. • Assist with drafting and review of Business Acceptance policies.</li><li>Deliver Business Acceptance training to fee earners, support staff and internally within the Business Acceptance team.</li><li>Assist with the project management of upgrades to Intapp Open, including testing of any changes and maintaining an ongoing review of the system functionality.</li><li>Assist with lateral hire searches.</li><li>Provide Out of Hours assistance on time-sensitive matters from time to time, in conjunction and consultation with the Head of Business Acceptance.</li></ul>Most of our roles are hybrid, meaning that colleagues benefit from working in our office and remotely. We are happy to discuss this and other flexible working arrangements with you as part of the application and interview process. Attributes/Skills Required <ul><li><ul><li>At least 4 years' experience in a business acceptance role, preferably in a law firm environment. Prior people management experience would be useful.</li><li>Solid, demonstrable understanding of AML and conflicts rules applicable in all jurisdictions in which the firm operates.</li><li>Pragmatic, commercial and lateral thinking and creative problem-solving skills.</li><li>A team-first, can-do attitude and a commitment to doing what it takes to achieve results in a timely, efficient manner.</li><li>Strong research skills and familiarity with widely used vendors such as Orbis, Accuity and equivalents.</li><li>Excellent written and verbal communication skills, and the gravitas to support taking the lead in discussions with partners, fee earners and support staff.</li><li>Proven ability to work both independently and as part of a global team.</li><li>Experience of using Intapp Open and Walls.</li><li>Ability to work under time pressure and prioritise effectively to meet multiple deadlines.</li><li>A desire to build on existing knowledge and proactively contribute to changes in team processes and procedures.</li></ul>This job description is indicative only and does not represent an exhaustive list of responsibilities. The firm reserves the right to alter or change the responsibilities at any time, in line with the firm's strategy and business needs. We are an equal opportunity organisation, committed to having a diverse workforce. We do not discriminate on the basis of age, sex, race, disability, sexual orientation, culture, or any other protected characteristics. We aim to create a culture where everyone can be themselves and is valued for their strengths and unique perspectives.</li></ul>About the Firm With 8 offices worldwide and with our headquarters based in London, Stephenson Harwood is a law firm where our people are committed to achieving the goals of our clients - listed and private companies, institutions and individuals across the globe. Our mix of expertise and culture results in a combination of deep local insight and the capability to provide a seamless international service. Our experience encompasses corporate, commercial litigation and arbitration, employment, pensions and private wealth, finance, marine and international trade, and real estate and projects. We assemble teams of bright thinkers to match our clients' needs and give the right advice from the right person at the right time. Dedicating the highest calibre of legal talent to overcome the most complex issues, we deliver pragmatic, expert advice that is set squarely in the real world. We understand the power of diversity in delivering that high calibre advice to our clients. We want to attract diverse talent and we particularly encourage applications from underrepresented demographics. Our Values Individuality - We encourage creativity and devlop talent. Commitment - To be the best and deliver the highest standard. Teamwork - We work together to build close, long-term relationships. Straight talking - We say what we mean and do what we say. Our Vision into 2026 To be a successful firm where talented people work together in an entrepreneurial environment, building long term client relationships. This version is about who we want to be, as well as who we are. It is as much about our values as about our character - the attributes we want to see from all of our people. That's how we unlock our entrepreneurial spirit, advising our clients with top performing teams. A key part of the 2026 strategy is to focus on five core sectors: energy transition; life sciences and healthcare; private capital and funds; technology; transportation and trade. These have been identified as crucial in the drive for accelerated profitable growth.

Senior Compliance Officer (Maternity Cover)

Engineering Compliance Manager Contract: Banking Location: London Hours of work: 40 Contract Type: Permanent We are currently recruiting for an Engineering Compliance Manager to join our dynamic engineering and small works delivery team across two client sites in London. Job Description This role is ideal for someone with excellent communication skills, a background in FM engineering, and the ability to work cross-divisionally. The role is pivotal in providing compliance, administrative, and operational support to the team, ensuring high standards of performance, safety, and client satisfaction. Key Responsibilities <ul> <li>Coordinate all engineering compliance standards across London.</li> <li>Manage documentation for the engineering team.</li> <li>Raise commercial documentation - PO's, Credit notes etc.</li> <li>Conduct H&amp;S documentation reviews.</li> <li>Conduct filing and review of engineer's documentation.</li> <li>Assist the project team in surveying small works and MAC. </li> <li>Setting up and maintaining the compliance and engineering risk and issues strategy and processes, ensuring any escalations are dealt with by the appropriate individual our group within the client estate.</li> <li>Collating risks and opportunities and issues from all workstreams at delivery level, analysing and recommending actions.</li> <li>Coordinating and arranging the commercial/delivery change control methodology.</li> <li>Maintaining day to day contact with Client representatives to review and resolve operational matters.</li> </ul>Professional and Personal Competencies/Qualifications <ul> <li>Experience operating as a Manager Level within the building maintenance industry, preferably in banking sector / corporate environments /commercial offices.</li> <li>Demonstrate experience in engineering.</li> <li>Demonstrate experience of managing Health &amp; Safety compliance.</li> <li>Demonstrate experience of managing commercials upto a value of £500k.</li> <li>Demonstrate IT literacy capability for software applications such as AUTOCAD, Intellect (accounts) plus full literacy with Microsoft Office suite. Incl. MS Project.</li> <li>Demonstrate experience and competency with PDA and mobile telephone software and applications.</li> <li>Demonstrate experience of managing/supporting/coaching a team of people to deliver quality projects to stakeholders.</li> </ul>The Company ISS is a world-leading workplace and facility management company, connecting people and places to make the world work better. Working with customers day by day, side by side, we understand every aspect of the user experience. Through a unique combination of intelligent solutions, high standards and people who care, to help our customers achieve their purpose, whether it's hospitals healing patients, businesses producing the next great innovation, or airports bringing passengers home to their families. ISS is committed to doing business the right way, taking its corporate responsibility very seriously. Our passion is people. We offer you a challenging and exciting career in an organisation with people at its heart. In ISS, everyone has the opportunity to develop, grow and make a difference. #ISSGreatPeople #ISSTalent #PeopleMakePlace ISS is proud to be a diverse and inclusive employer. ISS welcomes all applicants regardless of age, disability, gender identity or gender reassignment, marital or civil partnership status, pregnancy or maternity, race (which includes race, colour, nationality, ethnic or national origin and caste) religion or belief, sex, sexual orientation or educational background Our passion for inclusivity and diversity makes ISS a more creative, productive and happy place to work. If you have any further queries regarding this role, please contact the Resourcing Team by emailing <a href="mailto:resourcing.team@uk.issworld.com" target="_blank">resourcing.team@uk.issworld.com</a> Please click on the following link for more information on this role: Job Description If you are interested in learning about other opportunities at ISS, please join our Talent community by clicking on the following link: TalentPlace To find out more about what we do click here - <a href="https://www.uk.issworld.com/" target="_blank">https://www.uk.issworld.com/</a>

Engineering Compliance Manager

Responsibilities TikTok is seeking a Compliance Analyst to be part of the USDS Security Risk and Compliance team. The role will have a significant impact on mitigating security and compliance risk, and maturing USDS operations to meet its compliance objectives. Responsibilities include but are not limited to: - Compliance - Understand USDS compliance requirements including data security, data governance and be able to answer business driven oncall inquiries and deliver feedback to enable compliance operations - Drive compliance assessments and identify compliance risks and mitigations for new product and feature launches - Act as a compliance advisor and partner to enable business operations and Security and Privacy groups by assisting them in the implementation of data security, compliance requirements, and information security technologies - Identify security and compliance risks to the business units and ensure appropriate data security procedures are implemented in projects and technology - Program Management: - Deliver strong customer service to your global business stakeholders including responsiveness, follow through and clear communication - Develop and measure KPIs derived from business driven oncalls to help manage team performance and key compliance risks that can impact organizational compliance and regulatory requirements - Use technology to develop automated mechanisms for responding to business inquiries more efficiently - Utilize case management systems to track business inquiries and compliance assessments Qualifications Minimum Qualifications - Experience with U.S. Regulatory compliance requirements and implementing data security and governance programs - Experience identifying compliance or privacy risks for new product/feature launches - Ability to collaborate with global engineers and product managers on product/feature launches - Experience with case management tools or oncall management and ability to respond to compliance or security driven inquiries - Experience conducting data driven compliance assessments including analyzing data fields and complex data flows - Ability to collaborate with operations teams, communicate technical concepts to a broad range of technical and non-technical staff, and provide compliant solutions - Demonstrates excellent organizational direction, time management, problem-solving, prioritization, goal setting, leadership, motivation, negotiation, and interpersonal relations; 3-5+ years applicable experience Preferred Qualifications: - Start-up experience - Experience with GDPR reporting, privacy reporting, or regulatory compliance reporting - CISSP / CISA / CISM - Experience with case management tools or GRC platforms (JIRA, Archer) - Experience with risk and controls frameworks including (ISO 27001, NIST CSF, NIST RMF, FAIR, COBIT, NIST RMF, ISO 31000 etc.)

Compliance Analyst - USDS

Description Compliance Advisory Officer We are looking for a Compliance Advisory Officer in our Compliance team. The Compliance Team is an essential component of Funding Circle's second line of defence risk framework which means working to identify, control and monitor our regulatory, reputation and conduct risks. We advise and work with the Business Teams with respect to compliance with regulatory requirements and Funding Circle policies. Additionally, we monitor and test the Business Teams adherence to those requirements and policies to provide assurance to senior management and the Board of Directors. Who are we? We're Funding Circle. We back small businesses to succeed. At Funding Circle, we believe the world needs small businesses. That's why we've made it our mission to help them get the finance they need to grow. With more than a decade of expertise under our belt, we've built a game-changer of a platform with cutting-edge data and technology that's reshaping the landscape of SME lending. Say goodbye to lengthy applications and hello to lightning-fast decisions! In just minutes, SMEs across the UK can get a decision, giving them access to competitive funding in a flash. We know that good business is about good people. So we pride ourselves on providing meaningful, human support as well as fast, hassle free processes to deliver an unbeatable customer experience. The role As a Compliance Advisory Officer, you will work closely with your Compliance and Business Team colleagues to support the delivery of the UK compliance plan. You will generally be able to handle day to day work independently but will be supported on new projects or assignments. Your reporting will provide the Legal and Compliance Leadership Team and Senior Business Management with a clear picture of how the business is complying with its obligations, identify areas for development and make constructive recommendations for improvement. <ul><li>Provide advice to Business Teams and management on key compliance themes and issues, including those identified by Compliance Monitoring</li><li>Participate as an effective member of cross-functional teams addressing business processes, new regulatory requirements, or other matters that require Compliance advice</li><li>Develop and maintain effective working relationships with key stakeholders within the business. Attend key business meetings and where necessary, negotiate and influence to ensure compliance risks are adequately addressed</li><li>Participate in strategic projects and initiatives with other legal and compliance professionals relating to the business</li><li>Review and approve marketing materials, business standards and other compliance related materials</li><li>Develop and maintain compliance policies, standards and training materials, including those that support new products and processes</li><li>Develop and maintain technical knowledge of relevant regulations (i.e. SMCR, COBS), keeping up to date with new developments and the latest regulatory position</li><li>Contribute to the periodic review and update of the compliance risk assessment in line with Funding Circle's Enterprise Risk Management Framework</li><li>Proactively problem solving, identifying and confidently mitigating any risks, issues or control weaknesses that arise in your day-to-day</li></ul>What we're looking for <ul><li>Minimum of 2 years Compliance experience in a Payments environment</li><li>Practical understanding of regulations that affect Peer to Peer Lending platforms would be advantageous</li><li>Able to demonstrate working knowledge of Financial Services regulation</li><li>Practical knowledge of risk management, monitoring and audit good practices</li><li>Experience in card products would be beneficial</li></ul>At Funding Circle we are committed to building diverse teams so please apply even if your past experience doesn't align perfectly with the requirements. Want to learn more? <ul><li>We have a huge impact on the businesses that borrow through our platform, the communities they serve and the overall economy (last year £6.9bn of GDP generated). You can read our full Impact Report here: <a href="https://www.fundingcircle.com/uk/impact" target="_blank">https://www.fundingcircle.com/uk/impact</a></li><li>To see what our customers think, visit our Trustpilot page: <a href="https://uk.trustpilot.com/review/fundingcircle.com" target="_blank">https://uk.trustpilot.com/review/fundingcircle.com</a></li><li>And we're still evolving! Our award-winning multi-product platform is solving more SME finance challenges than ever before. We think big, rally together and meet the needs of SME customers like no other.</li></ul>Why join us? At Funding Circle, we celebrate and support the differences that make you, you. We're proud to be an equal-opportunity workplace and affirmative-action employer. We truly believe that diversity makes us better. As a flexible-first employer we offer hybrid working at Funding Circle, and we've long believed in a 'best of both' approach to in-office collaboration and non-office days. We expect our teams to be in our London office three times a week, where you can take advantage of our newly refurbished hybrid working space, barista made coffee and subsidised lunches (via JustEat) every day! We back our Circlers to build their own incredible career, making a difference to small businesses every day. Our Circler proposition is designed to support employees both in and out of work, and it is anchored around four pillars: Health, Wealth, Development &amp; Lifestyle. A few highlights: <ul><li>Health: Private Medical Insurance through Aviva, Dental Insurance through Bupa, MediCash, access to free online therapy sessions and exclusive discounts with Hertility for reproductive health support.</li><li>Wealth: Octopus Money Coach, free mortgage advisor partnership and discounts across numerous retailers through Perks at Work.</li><li>Development: Dedicated annual learning allowance and full access to internal learning platform.</li><li>Lifestyle: Wellhub (for fitness discounts), Electric Car Scheme and more!</li></ul>And finally, we have award winning parental leave policies supporting parents through enhanced maternity, partner and adoption leave, as well as additional leave for parental bereavement and for fertility treatments. Ready to make a difference? We'd love to hear from you. #LI-CS1

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